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R-08-02-14-9B3 - 2/14/2008 RESOLUTION NO. R-08-02-14-9133 WHEREAS, the City of Round Rock desires to retain professional planning services for the development and implementation of a Peak Hour Express Transit Service between Round Rock and the Capital Metropolitan Transit Authority (CTMA) service area, and WHEREAS, The Goodman Corporation has submitted an Agreement to provide said services, Now Therefore BE IT RESOLVED BY THE COUNCIL OF THE CITY OF ROUND ROCK, TEXAS, That the Mayor is hereby authorized and directed to execute on behalf of the City a Planning Services Agreement with The Goodman Corporation, a copy of same being attached hereto as Exhibit "A" and incorporated herein for all purposes . The City Council hereby finds and declares that written notice of the date, hour, place and subject of the meeting at which this Resolution was adopted was posted and that such meeting was open to the public as required by law at all times during which this Resolution and the subject matter hereof were discussed, considered and formally acted upon, all as required by the Open Meetings Act, Chapter 551, Texas Government Code, as amended. RESOLVED this 14th day of February, 0 0 jkl��7 N WELL, ayor 411'11-t6r'00of Round Rock, Texas ATTEST: Kitt SARA L. WHITE, City Secretary 0:\wdox\RESOLUTI\R80214B3.WPD/rmc Planning Services Agreement This Planning Services Agreement(the"Agreement") is entered into between the City of Round Rock, Texas(the"City")and The Goodman Corporation("TGC"). Background A. The City recognizes the importance of prudent and professional transportation planning for sustaining the City's growth and mobility. B. The City has successfully secured federal funding to support the downtown intermodal transit and parking facility, as well as a Letter of No Prejudice from the Federal Transit Authority ("FTA') protecting streetscape and intermodal expenditures, and has become an officially designated grantee by the FTA. C. TGC offers a host of transit planning services which can benefit the City in managing and applying acquired funding and developing its public transportation services. D. The City and TGC wish to enter into an agreement whereby TGC will make its services available to the City on an ongoing basis. In consideration of the mutual covenants contained in this Agreement, and for other good and valuable consideration, the receipt and sufficiency of which are acknowledged, the parties agree as follows. Terms and Conditions 1. Services TGC will provide the following services to the City. The services and associated deliverables are more fully described in the Scope of Services attached as Exhibit A. TGC will provide such services in accordance with the Work Schedule attached as Exhibit C. 1.1 Ongoing Grant Management. As an established FTA grantee, TGC will assist the City with ongoing grant management activities. 1.2 Intergovernmental Assistance and Pursuit of Funding. TGC will assist the City with the preparation of submittals for future funding earmarks and advise the City regarding other potential funding resources to support transit related projects. 1.3 Review Proposed Express Commuter Service. TGC will review the express commuter service approved by the City Council. 1.4 Public Outreach. TGC will conduct one public outreach meeting to solicit public comments and input regarding the proposed commuter service alternatives. ` .>s EXHLBIT "All 1.5 Invitation for Bid. TGC will develop, with assistance from the City, and Invitation for Bid ("IFB") for the provision of private transportation operators interested in providing "full turn-key" transit services in accordance with the findings from the review of the proposed express commuter service approved by the City Council. 1.6 Marketing Plan. TGC will propose a marketing plan to assist the City in the promotion of the new transit services. 2. Payment for Services 2.1 Budget. The total budget for the services contracted for under this Agreement will be no more than One Hundred Twenty Two Thousand and NoI100 Dollars($122,000.00). 2.2 Payments to be Made Upon Approval of Invoices. Payment will be made based completion of work as evidenced by the City's acceptance of the deliverables enumerated in Exhibit A and only when accompanied by an invoice prepared in accordance with the terms below. Upon delivery by TGC and acceptance by the City of the deliverable(s)and invoice(s) designated in the Exhibit A for each service,the City will pay TGC an agreed- upon lump sum amount, representing a certain portion of the total budget designated for such services. The amounts due are specified in Exhibit B. Payments a strictly subject to City's approval of such invoice(s) and deliverable(s),and any amounts listed in Exhibit B may be adjusted by the City according to the terms of this Agreement. (A)Invoices. To receive payment, TGC will prepare and submit a series of detailed invoices to City for services rendered and deliverables produced. Each invoice for professional services will detail the services performed and deliverables produced, along with documentation. All payments to TGC will be made on the basis of the deliverables and invoices submitted by TGC and approved by City. Should additional backup material be requested by City, TGC will comply promptly. In this regard, should City determine it necessary, TGC will make all records and books relating to this Agreement available to City for inspection and auditing purposes. If City has any dispute with work performed, then City will notify TGC within thirty (30) days after receipt of invoice. In the event of any dispute regarding the work performed, then and in that event TGC will either (a) satisfactorily re-perform the disputed services or(b)provide City with an appropriate credit. (B)Payment of Invoices. City reserves the right to correct any error that may be discovered in any invoice that may have been paid to TGC and to adjust same to meet the requirements of this Agreement. Following approval of invoices, City will endeavor to pay TGC promptly, but no later than the time period required under the Texas Prompt Payment Act described in Section 2.3 herein. Under no circumstances will TGC be entitled to receive interest on payments which are late because of a good faith dispute between TGC and City or because of amounts which City has a right to withhold under this Agreement or state law. City will be responsible for any sales, �� 2 gross receipts or similar taxes applicable to the services, but not for taxes based upon TLC's net income. (C)Offsets. City can, at its option, offset any amounts due and payable under this Agreement against any debt (including taxes) lawfully due to City from TGC, regardless of whether the amount due arises pursuant to the terms of this Agreement or otherwise and regardless of whether or not the debt due to City has been reduced to judgment by a court. 2.3 Prompt Payment Policy. In accordance with Chapter 2251, V.T.C.A., Texas Government Code, payment to TGC will be made within 30 days from the day on the which the City receives and accepts specific deliverables, or within 30 days of the day on which the performances of services was complete, or within 30 days of the day on which the City receives a correct invoice for the performance of services or production of deliverables, whichever is later. TGC may charge a late fee on 1% for payments not made in accordance with this prompt payment policy; however, this policy does not apply to payments made by the City in the event: (A)There is a bona fide dispute between the City and TGC concerning the supplies, materials, or equipment delivered or the services performed which causes the payment to be late; or (B)The terms of a federal contract, grant, regulation, or statute prevent eth City from making a timely payment with federal funds;or (C)There is bona fide dispute between the parties and subcontractors or between a subcontractor and its suppliers concerning supplies, materials, or equipment delivered of the services performed which causes the payment to be late;or (D)Invoices are not mailed to the City in strict accordance with instructions, if any, on the purchase order,Agreement, or other such contractual arrangement. 2.4 Non-Appropriation and Fiscal Funding. This Agreement is a commitment of the City's current revenues only. It is understood and agreed that the City reserves the right to terminate this Agreement at the end of any City fiscal year if the governing body of the City does not appropriate funds sufficient to purchase the services as determined by its budget for the fiscal year in question. The City may effect such termination by giving TGC written notice of termination at the end of its then-current fiscal year. 3. Independent Contractor Status TGC is an independent contractor, and is not City's employee. TGC's employees or subcontractors are not City's employees. This Agreement does not create a partnership, employer-employee, or joint venture relationship. No party has authority to enter into contracts as agent for the other party. TGC and City agree to the following rights consistent with an independent contractor relationship: : :. 3 3.1 TGC has the right to perform services for others during the term hereof. 3.2 TGC has the sole right to control and direct the means, manner and method by which services required by this Agreement will be performed. 3.3 TGC has the right to hire assistants as subcontractors, or to use employees to provide the services required by this Agreement. 3.4 TGC or its employees or subcontractors will perform services required hereunder, and City will not hire, supervise, or pay assistants to help TGC. 3.5 Neither TGC nor its employees or subcontractors will receive training from City in skills necessary to perform services required by this Agreement. 3.6 City will not require TGC or its employees or subcontractors to devote full-time to performing the services required by this Agreement. 3.7 Neither TGC nor its employees or subcontractors are eligible to participate in any employee pension, health, vacation pay, sick pay,or other fringe benefit plan of City. 4. TLC's Responsibilities In addition to upholding the terms of this Agreement and performing the services listed in Exhibit A,TGC will be responsible for the following. 4.1 Warranties. TGC represents that it is specially trained, experienced and competent to perform all of the services, responsibilities and duties specified herein.TGC warrants that all services performed hereunder will be performed consistent with generally prevailing professional or industry standards,and will be performed in a professional and workmanlike manner. TGC will re-perform any work not in compliance with this warranty. 4.2 Indemnification. TGC agrees to hold harmless, exempt, and indemnify City, its officers, agents, directors, servants, representatives and employees, from and against any and all suits, actions, legal proceedings, demands, costs, expenses, losses, damages, fines, penalties, liabilities and claims of any character, type, or description, including but not limited to any and all expenses of litigation, court costs,attorneys fees and all other costs and fees incident to any work done as a result hereof. In no event will TGC be liable to the City for special or consequential damages, statutory or otherwise. 4.3 Local, State And Federal Taxes. TGC will pay all income taxes, and FICA (Social Security and Medicare taxes) incurred while performing services under this Agreement. City will not do and is not responsible the following: (A)Withholding FICA from TGC's payments or make FICA payments on its behalf; _ 4 (B)Making state and/or federal unemployment compensation contributions on TGC's behalf;or (C)Withholding state or federal income tax from any of TGC's payments. (D)If requested, City will provide TGC with a certificate from the Texas State Comptroller indicating that City is a non-profit corporation and not subject to State of Texas Sales and Use Tax. 4.4 Compliance with Laws, Charter and Ordinances. TGC, its consultants, agents, employees and subcontractors will comply with all applicable federal and state laws, the Charter and Ordinances of the City of Round Rock, as amended, and all applicable rules and regulations promulgated by local, state and national boards, bureaus and agencies. TGC will further obtain all permits, licenses, trademarks, copyrights, and the like required in the performance of the services contracted for herein, and same shall belong solely to City at the expiration of the term of this Agreement. 4.5 Financial Interest Prohibited. TGC covenants and represents that TGC, its officers, employees, agents, consultants and subcontractors will have no financial interest, direct or indirect, in the purchase or sale of any product, materials or equipment that will be recommended or required hereunder. 4.6 Non-Solicitation. TGC agrees that it will not directly or indirectly solicit for employment, employ, or otherwise retain staff of the City during the term of this Agreement. 4.7 Assignment. TGC hereby binds itself, its successors, assigns and legal representatives to the City with respect to the terms of this Agreement. TGC cannot assign any rights hereunder without the City's prior written approval. 4.8 Designation of TGC Representative. TGC hereby designates the following representative authorized to act in its behalf with regard to this Agreement. Barry Goodman The Goodman Corporation 3200 Travis Street Suite 200 Houston, Texas 77006 (713)951-7951 voice (713)951-7957 5. City's Responsibilities In addition to upholding the terms of this Agreement, the City will be responsible for the following. 5.1 Full information. The City will provide full information regarding project requirements. The City will have the responsibility of providing TGC with such a ,,, 5 documentation and information as is reasonably required to enable TGC to provide the services called for. The City will cause its employees and any third parties who are otherwise assisting, advising or representing the City to cooperate on a timely basis with TGC in the provision of its services. TGC can rely upon written information provided by the City and its employees and agents as accurate and complete. TGC can rely upon any written directives provided by the City or its designated representative concerning provision of services. 5.2 Required materials. TLC's performance requires receipt of all requested information reasonably necessary to provision of services. The City will furnish information which includes access to the property, preliminary information and/or data regarding the site and surrounding property (if applicable), pertinent correspondence with other local municipal and planning officials, previous market analyses or feasibility studies, and other pertinent information. TGC agrees, within ten(10) days of the effective date of this Agreement, to provide the City with a comprehensive and detailed information request list. 5.3 Indemnification. City agrees to hold harmless, exempt, and indemnify TGC, its officers, agents, directors, servants, representatives and employees, from and against any and all suits,actions, legal proceedings,demands,costs, expenses, losses, damages, fines, penalties, liabilities and claims of any character, type, or description, including but not limited to any and all expenses of litigation, court costs, attorneys fees and all other costs and fees incident to any work done as a result hereof. In no event will the City be liable to TGC for special or consequential damages, statutory or otherwise. 5.4 Assignment. The City hereby binds itself, its successors, assigns and legal representatives to TGC with respect to the terms of this Agreement. The City cannot assign any rights hereunder without TGC's prior written approval. 5.5 Designation of City Representative. The City hereby designates the following representative authorized to act in its behalf with regard to this Agreement. David Bartels Public Works Operations City of Round Rock 212 Commerce Blvd. Round Rock,Texas 78664 (512)218-5562 voice (512)218-3242 fax Email: dbartels@round-rock.tx.us 6 6. Confidentiality and Ownership of Materials 6.1 Any and all programs, data, or other materials furnished by the City for use by TGC in connection with services to be performed under this Agreement, and any and all data and information gathered by TGC, will be held in confidence by TGC as set forth hereunder. Each party agrees to take reasonable measures to preserve the confidentiality of any proprietary or confidential information relative to this Agreement, and to not make any use thereof other than for the performance of this Agreement, provided that no claim may be made for any failure to protect information that occurs more than three (3) years after the end of this Agreement. 6.2 The parties recognize and understand that the City is subject to the Texas Public Information Act and its duties run in accordance therewith. 6.3 All data relating specifically to the City's business and any other information which reasonably should be understood to be confidential to the City is confidential information of the City. TGC's proprietary software, tools, methodologies, techniques, ideas, discoveries, inventions, know-how, and any other information which reasonably should be understood to be confidential to TGC is confidential information of TGC. The City's confidential information and TGC's confidential information is collectively referred to as "Confidential Information." Each party shall use Confidential Information of the other party only in furtherance of the purposes of this Agreement and must not disclose such Confidential Information to any third party without the other party's prior written consent, which consent may not be unreasonably withheld. Each party agrees to take reasonable measures to protect the confidentiality of the other party's Confidential Information and to advise their employees of the confidential nature of the Confidential Information and of the prohibitions herein. 6.4 Notwithstanding anything to the contrary contained herein, neither party will be obligated to treat as confidential any information disclosed by the other party (the "Disclosing Party") which: (1) is rightfully known to the recipient prior to its disclosure by the Disclosing Party; (2) is released by the Disclosing Party to any other person or entity (including governmental agencies)without restriction; (3) is independently developed by the recipient without any reliance on Confidential Information; or(4) is or later becomes publicly available without violation of this Agreement or may be lawfully obtained by a party from any non-party. Notwithstanding the foregoing, either party will be entitled to disclose Confidential Information of the other to a third party as may be required by law, statute, rule or regulation, including subpoena or other similar form of process, provided that (without breaching any legal or regulatory requirement) the party to whom the request is made provides the other with prompt written notice and allows the other party to seek a restraining order or other appropriate relief. 6.5 Subject to TGC's confidentiality obligations under this Agreement, nothing herein will preclude or limit TGC from providing similar services for other clients. 6.6 Neither the City nor TGC will be liable to the other for inadvertent or accidental disclosure of Confidential Information if the disclosure occurs notwithstanding the 7 party's exercise of the same level of protection and care that such party customarily uses in safeguarding its own proprietary and confidential information. 6.7 Notwithstanding anything to the contrary in this Agreement, the City will own as its sole property all written materials created, developed, gathered, or originally prepared expressly for the City and delivered under the terms of this Agreement (the "Deliverables"); and TGC will own any general skills, know-how, expertise, ideas, concepts, methods, techniques, processes, software, or other similar information which may have been discovered, created, developed or derived by TGC either prior to or as a result of its provision of services under this Agreement (other than the Deliverables). TGC's working papers and TGC's Confidential Information (as described herein) will belong exclusively to TGC. The City will have a non-exclusive, non-transferable license to use TGC's Confidential Information for the City's own use including for the purposes for which they were delivered. 7. Effective Date and Term 7.1 Effective Date. This Agreement will be effective upon its execution by both parties. 7.2 Term. This Agreement will be in effect from the effective date and remain in full force and effect until such time as the obligations herein have been fulfilled, or until the Agreement is terminated as provided herein. 8. Termination and Default 8.1 This Agreement may be terminated for any of the following conditions: (A)By City for reasons of its own, with or without cause, and not subject to the mutual consent of any other party, such written termination notice to be given to the other party not less than thirty(30)days prior to termination. (B)By mutual agreement and consent of the parties, such agreement to be in writing. (C)By either party for failure by the other party to perform the services set forth herein in a satisfactory manner, such termination notice to be given in writing to the other party. (D)By either party for failure by the other party to fulfill its obligations herein. (E)By satisfactory completion of all services and obligations described herein. 8.2 Should City terminate this Agreement as herein provided,no fees other than fees due and payable at the time of termination will thereafter by paid to TGC. City will pay TGC for all uncontested services performed to date of notice of termination. 8.3 If either party defaults in performance of this Agreement or if City terminates this Agreement for default on the part of TGC,then City will give consideration to the actual 8 costs incurred by TGC in performing the work to the date of default. The cost of the work that is useable to City, the cost to City of employing another firm to complete the useable work, and other factors will affect the value to City of the work performed at the time of default. 8.4 The termination of this Agreement and payment of an amount in settlement as set forth above will extinguish all rights, duties, and obligations of City and the terminated party to fulfill contractual obligations. Termination under this section will not relieve the terminated party of any obligations or liabilities which occurred prior to cancellation. 9. Notices All notices and other communications in connection with this Agreement will be in writing and will be considered given as follows. 9.1 When delivered personally to recipient's address as stated herein;or 9.2 Three(3)days after being deposited in the United States mail,with postage prepaid to the recipient's address as stated below. Notice to TGC: Barry Goodman The Goodman Corporation 3200 Travis Street Suite 200 Houston, Texas 77006 Notice to City: City of Round Rock City Manager 221 East Main Street Round Rock, TX 78664 and to: City Attorney's Office Stephan L. Sheets, City Attorney 309 East Main Street Round Rock, TX 78664 9.3 Nothing contained in this section will be construed to restrict the transmission of routine communications between representatives of City and TGC. r: 9 10. Miscellaneous Provisions 10.1 Amendments and Supplementary Agreements. The terms of this Agreement may be modified by written Supplemental Agreement hereto, duly authorized by City Council or City Manager action, if City determines that there has been a significant change in(1)the scope, complexity, or character of the services to be performed; or(2)the duration of the work. Any such Supplemental Agreement must be executed by both parties within the period specified as the term of this Agreement. TGC will not perform any work or incur any additional costs prior to the execution, by both parties, of such Supplemental Agreement. TGC will make no claim for extra work done or materials furnished unless and until there is full execution of any Supplemental Agreement, and City will not be responsible for actions by TGC nor for any costs incurred by TGC relating to additional work not directly authorized by Supplemental Agreement. 10.2 Applicable Law; Enforcement and Venue. This Agreement will be enforceable in Round Rock, Texas, and if legal action is necessary by either party with respect to the enforcement of any or all of the terms or conditions herein, exclusive venue for same will lie in Williamson County, Texas. This Agreement will be governed by and construed in accordance with the laws and court decisions of Texas. 10.3 Exclusive Agreement. The terms and conditions of this Agreement, including any appended exhibits, constitute the entire agreement between the parties and supersede all previous communications, representations, and agreements, either written or oral, with respect to the subject matter hereof. No modifications of this Agreement will be binding on any of the parties unless acknowledged in writing by the duly authorized governing body or representative for each party. 10.4 Dispute Resolution. If a dispute arises under this Agreement, the parties agree to first try to resolve the dispute with the help of a mutually selected mediator. If the parties cannot agree on a mediator, City will select one mediator and TGC will select one mediator and those two mediators will agree upon a third mediator. Any costs and fees, other than attorney fees, associated with the mediation will be shared equally by the parties. 10.5 No Arbitration. City and TGC hereby expressly agree that no claims or disputes between the parties arising out of or relating to this Agreement or a breach thereof will be decided by any arbitration proceeding, including without limitation, any proceeding under the Federal Arbitration Act (9 USC Section 1-14) or any applicable state arbitration statute. 10.6 Attorney Fees. In the event that any lawsuit is brought by one party against any of the other parties in connection with this Agreement, the prevailing party will be entitled to seek to recover its reasonable costs and reasonable attorney fees. 10.7 Force Majeure. Notwithstanding any other provisions of this Agreement to the contrary, no failure, delay or default in performance of any obligation hereunder will constitute an event of default or a breach of this Agreement, only to the extent that such _ 10 failure to perform, delay or default arises out of causes beyond control and without the fault or negligence of the party otherwise chargeable with failure, delay or default; including but not limited to acts of God, acts of public enemy, civil war, insurrection, riots, fires, floods, explosion, theft, earthquakes, natural disasters or other casualties, strikes or other labor troubles, which in any way restrict the performance under this Agreement by the parties. 10.8 Severability. The invalidity, illegality, or unenforceability of any provision of this Agreement or the occurrence of any event rendering any portion of provision of this Agreement void will in no way affect the validity or enforceability of any other portion or provision of this Agreement. Any void provision will be deemed severed from this Agreement, and the balance of this Agreement must be construed and enforced as if this Agreement did not contain the particular portion of provision held to be void. The parties further agree to amend this Agreement to replace any stricken provision with a valid provision that comes as close as possible to the intent of the stricken provision. The provisions of this Article will not prevent this entire Agreement from being void should a provision which is of the essence of this Agreement be determined void. 10.9 Headings. The section numbers and headings contained herein are provided for convenience only and must have no substantive effect on construction of this Agreement. 10.10 No Waiver. The failure of a party to exercise any right hereunder will not operate as a waiver of said party's right to exercise such right or any other right in the future. 10.11 Multiple Counterparts. This Agreement may be executed in multiple counterparts, which taken together will be considered as one original. 10.12 Exhibits. All attached exhibits are fully incorporated into this Agreement. In Witness Whereof,the parties have executed this Agreement on the dates hereafter indicated. City of Round Rock, Texas 221 B. Main Street Round Rock,Texas 78664 Attest: By: By: Nyle Maxwell,Mayor Sara White,City Secretary Date Signed: Date Signed: Approved As To Form: By: Stephan L. Sheets, City Attorney The Goodman Corporation a Texas corporation 3200 Travis Street, Ste.200 Houston, Texas77006-3654 By: Title: Date Signed: S_ v... _A_ L,:, 12 Exhibit A Planning Services Agreement Scope of Services 1. Task 1: Ongoing Grant Management. 1.1 As an established FTA grantee, TGC will assist the City with the following ongoing grant management activities. (A) TGC will provide the City with grant preparation services, including strategy recommendations, meeting facilitation (if applicable), grant application preparation and submittal (according to applicable requirements and deadlines). TGC will ensure that all federal grant requirements are satisfied, will track grant submissions through the appropriate channels, will clarify details of the grant proposal to FTA officials, will prepare and/or submit any follow-up documentation requested by FTA officials, and will assist the City with the execution of an approved grant. (B) TGC will assist the City with FTA compliance requirements, including annual Certifications and Assurances; and with quarterly grant management activities, including Financial Status Reports ("FSRs") and Milestones. TGC will create for the City grant budget amendments and revisions, and advise the City staff regarding grant options and grant close-out procedures. TGC will create for the City monthly grant status update documents to aid the City in tracking the progress of the grants as they relate to ongoing projects. (C)If necessary,and as determined by the complexity of individual projects and grant applications, TGC will travel to FTA regional headquarters in Fort Worth to discuss of clarify project details. 1.2 Task 1 Deliverables. In conjunction with the services to be performed as part of Task 1, TGC will provide entries, including grant submittals, revisions, amendments, etc. in the FTA TEAM database for the City. 2. Task 2: Intergovernmental Assistance and Pursuit of Funding. 2.1.TGC will assist the City with the preparation of submittals for future funding earmarks and advise the City regarding other potential funding resources to support transit related projects as follows. (A) Complete Job Access and Reverse Commute ("JARC") application with assistance from the City on or before the October 31,2008 deadline. (B) Creation of a new Interlocal Agreement with the Capital Metropolitan Transportation Authority ("Capitol Metro") and the City which reflects the increase Planning Services Agreement 00127353/PS City of Round Rock/The Goodman Corporation Exhibit A-Scope of Services in the City's share of FTA Section 5307 funding. TGC will also meet with Capitol Metro regarding the Interlocal Agreement. (C) Preparation of a request for FTA Section 5309 Discretionary funds to support the Downtown Intermodal Transit and Parking Facility during the Fiscal Year ("FY") 2009 Appropriation process,to begin in early 2008. Pursuit of FTA Section 5307 and Federal Highway Administration ("FHWA") Surface Transportation Program ("STP") funding may require TGC to work in conjunction with the City's federal Congressional delegation to secure funding through annual appropriations. (D) Provide the City with assistance in the development of data and documentation toward the programming of potential projects for consideration and inclusion in the Capitol area Metropolitan Planning Organization ("CAMPO") Transportation Improvement Program ("TIP") and long-range Metropolitan Transportation Plan ("MTP"). 2.2 Task 2 Deliverables. TGC will provide or produce the following in conjunction with Task 2. (A) Preparation and submission of JARC application and a request for FTA Section 5309 and FHWA STP funding during the FY 2009 Congressional Appropriations process. (B) Creation of a new Interlocal Agreement between the City and Capitol Metro. (C) Provide information as needed to support recommended projects for inclusion in the TIP and MTP. (D) Attendance and participation on behalf of the City at Congressional briefmgs in Washington, D.C. 3. Task 3: Review Proposed Express Commuter Service. 3.1 TGC will review the express commuter service approved by the City Council as follows. (A) Estimate potential transit demand based on Texas Transportation Institute methodology for park and ride demand and space, utilization requirements and review City data demand estimates collected as a result of the City's online survey and available employee zip code information collected from businesses along the SH 45 corridor. (B)Based on the demand analysis estimates, determine the link volumes to be served. (C) Review and revise headways for the proposed transit service needed to meet link volumes. (D)Review and revise routing and scheduling of the proposed transit service. Planning Services Agreement 2 City of Round Rock/The Goodman Corporation Exhibit A-Scope of Services (E)Review and revise operating cost estimates for the proposed transit service. (F) Review and revise the implementation plan schedule for the proposed transit service. (G)Provide vehicle alternatives to support proposed transit service. 3.2 Task 3 Deliverables. In conjunction with the services to be performed as part of Task 3, TGC will provide a technical memorandum outlining recommended revisions to the proposed express commuter service to include defined route(s), scheduling, and vehicle recommendations which will be the basis for the Invitation for Bid(Task 5, below). 4. Task 4: Public Outreach. 4.1 TGC will conduct one public outreach meeting in Round Rock to solicit public comments and input regarding the proposed commuter service alternatives. 4.2 Task 4 Deliverables. Information collected by TGC from the public outreach meeting will be integrated into the technical memorandum produced as part of Task 3. 5. Task 5: Invitation for Bid. 5.1 TGC will develop and Invitation for Bid("IFB"),with assistance from the City, for the provision of private transportation operators interested in providing"full turn-key"transit services in accordance with the Service Plan identified in Task 3. The IFB package will contain the following items. (A) IFB notice of invitation with submittal requirements. A list of vendors will be provided. (B)Project background information with service schedule and route map exhibits. (C)A Scope of Services with a project description, equipment requirements, personnel requirements, and performance standards. (D)All Special and General Provisions required by federal law. (E)A compensation Agreement. (F)An oversight process including the following: (1)Attendance of pre-proposal conference to be lead by the City. (2)Assisting the City in responding to questions and addendums to the IFB. Planning Services Agreement 3 City of Round Rock/The Goodman Corporation Exhibit A-Scope of Services (3)Participation in weighing of criteria and final selection as needed and requested by the City. (4)Assisting with negotiations and contracts for services as needed and requested by the City. 5.2 Task 5 Deliverables. In conjunction with the services to be performed as part of Task 5, TGC will develop and prepare a complete IFB package for the City. Task 6: Marketing Plan. 6.1 TGC will conduct the following marketing plan to assist in the promotion of the new transit service. (A)Brand Identity. Creation of a logo and slogan to increase public awareness of the new public transportation service. (B) Local Print Coverage. Provide promotional and informational coverage in local and regional newspapers. (C) Support Components. Direct marketing to employees through employer's company websites,payroll insertions, and related strategies. (D)Development of Media Kit. Create a sample advisory notice(to serve as a template for notification in the event of a change in service)and press release concerning the new public transportation service. (E) Content for City Website. Provide pertinent information related to public transportation for City developed website. Information will include schedules, fares, route map(s), contact,project status,pres releases, and other relevant information. 6.2 Task 6 Deliverables. In conjunction with the services to be performed as part of Task 6, TGC will prepare the various marketing components including brand identity, local print coverage and support components, development of media kit,and supply of content for the City website. The deliverables for this Task will not include hard-copy production of schedules and route maps. Planning Services Agreement 4 City of Round Rock/The Goodman Corporation Exhibit A-Scope of Services Exhibit B Planning Services Agreement Budget Schedule The total budget of One Hundred Twenty Two Thousand and No/100 Dollars($122,000.00), inclusive of all fees and expenses,will be paid on a lump-sum,percent completion fee basis for the performance of the Scope of Services and in accordance with Section 2 of the Agreement. Task Budget Tl t !1iianAssistance X24,000,00 T2: Intergovernmental Financial Assistance $30,000.00 T3 sttg Transitl# rnativ+ s $20,fl0000; T4:Public Outreach $3,000.00 TS: nvtaa> fbr.;Bd $20,040,00 T6:Marketing Plan $25,000.00 Total $1229000.00 Planning Services Agreement 00127718/PS City of Round Rock/The Goodman Corporation Exhibit B-Budget Schedule Exhibit C Planning Services Agreement Work Schedule Attached behind this page. Planning Services Agreement 00127930/PS City of Round RockfMe Goodman Corporation Exhibit C-Work Schedule Ongoing Public Transportation Planning Services iD Q Task Name gala Oct Qtr Nov007 Qtr.1 2008 .. Mar A r M � .__. __... ... Qq�2OOB P eY tr A 0 Sem Oct —Nov. Dec... 2 T2•Inforgovernmantal AssislancefPursuft of Funding -- Wendy - 3....... JARC Application 4..._.. „ Draft JARCApplication 1 -06ndy.Susan 5..... Submit application to City + j Wendy e Interlocal Agreement y... Meet with Capital Metro [tarry Draft lnted ocal Agreement Barry 8 Submit Interfocal Agreement to City for review Barry �D 7i Final revision and resubmittal I Barry 11 Request Funding-2009 Approprlatkms j.2,... a Write-up application Wendy 13.... _ Submit application to City for review t]Wendy 11 i Complete final revisions and submit _- I Wendy 15 Delegation to meet with Congressional staff 16.... TIP and MTP SupportNa1alle,Barry ___ . 17 T3-Review Eslating Transit Alternatives -—— -— ..... ...... Wendy 14 Estimate transit demand �t )Carf Greg 19 Determine fink volumes cad ,Greg 20 Review CIAGreg. 41.... Review routing end scheduling Cart Greg Review operating Cost estimates ,Carl,Greg 23 Review implementation plan schedule ._... �..._.7�If Greg 2� Draft technical memorandum , _...__.. Greg Submit drag to City for review it Z8 Find revisions and resubmlttsi Greg T4•Public Outreach Send out public notice of meeting 'f Greg 29 'u�i Assemble materials for public meeting Orap 30 Public meeting Cod,Greg 31 ^' Incorporate information from public meeting in tech.memorandum area 32 T6-Invitation for Bids 33 Develop IFS 1rYendy t 34 i Submit IFS to City for review Wendy Final revisions and resubmittal Wendy38 oversightAcOvifles 37 (�, Attend pr"ropo%W conference(City to lead) Wendy,Barry 38 2 Respond to questionsladdendume to IF8 l _ f-Wendy,Barry 38 Participate in selection committee and evaluate proposals(City to land) l Wendy,Barry 40 .. Assist City with contract negotiations 41 79•Marketing Plan 42 I— Create logo 43 Develop press release for locebra P P a papers and maria kit material Kellie 44 o Develop media Mt Kagls 46 Submit materials to City for review Kahles_ 48. Revise and submit to appropriate made contact +. 47 „ Meet with employers to discuss KNIle marketing opportunity to employees i Ketole 48 Create content for City developed website ..... ..._._................ .... or" ProjectROR101 Work Plan WO edits Task _... -.._._._._.._� Progress Summary ^ ExtemalTaska .........:........__..._..._', Deadline Date:Wed 12/5!07 8p8 Milestone . Project Summary ( External Milestone The Goodman Corporation Page 1 DATE: February 7, 2008 SUBJECT: City Council Meeting - February 14, 2008 ITEM: 9B3. Consider a resolution authorizing the Mayor to execute a Planning Services Agreement with The Goodman Corporation to develop and implement a Peak Hour Express Transit Service between Round Rock and the Capital Metropolitan Transit Authority service area. Department: Finance and Transportation Services Staff Person: Cindy Demers, Director of Finance Tom Word, Chief of Public Works Operations Justification: In August 2007, City Council directed staff to move forward with the development and implementation of a Peak Hour Express Transit Service between Round Rock and the Capital Metropolitan Transit Authority (CMTA) service area. With the adoption of the Fiscal Year 2008 Budget, City Council approved funding for the express transit service. Funding: Cost: $122,000.00 Source of funds: General Fund Outside Resources: Capital Metropolitan Transit Authority Background Information: As one of the fastest growing cities in the Central Texas region, the City of Round Rock is facing many transportation challenges such as increased pollution, traffic congestion, and travel time delays, which could negatively impact the quality of life for residents. Transit, as well as planned transportation improvements will help to mitigate these future concerns. Implementation of a Peak Hour Express Transit Service is the next step in expanding transit services beyond the existing demand-response service. The express service will provide commuters and reverse commuters with connections between Round Rock and the CMTA Park and Ride at Tech Ridge during the morning and evening peak hour travel times. In addition to Municipal Office Complex and an interim park and ride in the vicinity of IH 35 and SH 45, the express service will provide service to employers located along Louis Henna Blvd/SH 45 and within the City limits. The Tech Ridge Park and Ride provides riders with access to the CMTA North Lamar/South Congress Route, the Dell Limited Route, the Braker Route and the Tech Ridge Express Route, as well as others. The City will continue to provide demand-response service within the City limits. Public Comment: N/A EXECUTED DOCUMENT FOLLOWS Exhibit A Planning Services Agreement Scope of Services 1. Task 1: Ongoing Grant Management. 1.1 As an established FTA grantee, TGC will assist the City with the following ongoing grant management activities. (A) TGC will provide the City with grant preparation services, including strategy recommendations, meeting facilitation (if applicable), grant application preparation and submittal (according to applicable requirements and deadlines). TGC will ensure that all federal grant requirements are satisfied, will track grant submissions through the appropriate channels, will clarify details of the grant proposal to FTA officials, will prepare and/or submit any follow-up documentation requested by FTA officials, and will assist the City with the execution of an approved grant. (B) TGC will assist the City with FTA compliance requirements, including annual Certifications and Assurances; and with quarterly grant management activities, including Financial Status Reports ("FSRs") and Milestones. TGC will create for the City grant budget amendments and revisions, and advise the City staff regarding grant options and grant close-out procedures. TGC will create for the City monthly grant status update documents to aid the City in tracking the progress of the grants as they relate to ongoing projects. (C)If necessary,and as determined by the complexity of individual projects and grant applications, TGC will travel to FTA regional headquarters in Fort Worth to discuss of clarify project details. 1.2 Task 1 Deliverables. In conjunction with the services to be performed as part of Task 1, TGC will provide entries, including grant submittals, revisions, amendments, etc. in the FTA TEAM database for the City. 2. Task 2: Intergovernmental Assistance and Pursuit of Funding. 2.1.TGC will assist the City with the preparation of submittals for future funding earmarks and advise the City regarding other potential funding resources to support transit related projects as follows. (A) Complete Job Access and Reverse Commute ("JARC") application with assistance from the City on or before the October 31, 2008 deadline. (B) Creation of a new Interlocal Agreement with the Capital Metropolitan Transportation Authority ("Capitol Metro") and the City which reflects the increase Planning Services Agreement 00127353/PS City of Round Rock/The Goodman Corporation Exhibit A-Scope of Services in the City's share of FTA Section 5307 funding. TGC will also meet with Capitol Metro regarding the Interlocal Agreement. (C)Preparation of a request for FTA Section 5309 Discretionary funds to support the Downtown Intermodal Transit and Parking Facility during the Fiscal Year ("FY") 2009 Appropriation process,to begin in early 2008. Pursuit of FTA Section 5307 and Federal Highway Administration ("FHWA") Surface Transportation Program ("STP") funding may require TGC to work in conjunction with the City's federal Congressional delegation to secure funding through annual appropriations. (D) Provide the City with assistance in the development of data and documentation toward the programming of potential projects for consideration and inclusion in the Capitol area Metropolitan Planning Organization ("CAMPO") Transportation Improvement Program ("TIP") and long-range Metropolitan Transportation Plan ("MTP"). 2.2 Task 2 Deliverables. TGC will provide or produce the following in conjunction with Task 2. (A) Preparation and submission of JARC application and a request for FTA Section 5309 and FHWA STP funding during the FY 2009 Congressional Appropriations process. (B)Creation of a new Interlocal Agreement between the City and Capitol Metro. (C) Provide information as needed to support recommended projects for inclusion in the TIP and MTP. (D) Attendance and participation on behalf of the City at Congressional briefings in Washington,D.C. 3. Task 3: Review Proposed Express Commuter Service. 3.1 TGC will review the express commuter service approved by the City Council as follows. (A) Estimate potential transit demand based on Texas Transportation Institute methodology for park and ride demand and space, utilization requirements and review City data demand estimates collected as a result of the City's online survey and available employee zip code information collected from businesses along the SH 45 corridor. (B)Based on the demand analysis estimates, determine the link volumes to be served. (C) Review and revise headways for the proposed transit service needed to meet link volumes. (D)Review and revise routing and scheduling of the proposed transit service. Planning Services Agreement 2 City of Round Rock/The Goodman Corporation Exhibit A-Scope of Services (E)Review and revise operating cost estimates for the proposed transit service. (F) Review and revise the implementation plan schedule for the proposed transit service. (G)Provide vehicle alternatives to support proposed transit service. 3.2 Task 3 Deliverables. In conjunction with the services to be performed as part of Task 3, TGC will provide a technical memorandum outlining recommended revisions to the proposed express commuter service to include defined route(s), scheduling, and vehicle recommendations which will be the basis for the Invitation for Bid(Task 5,below). 4. Task 4: Public Outreach. 4.1 TGC will conduct one public outreach meeting in Round Rock to solicit public comments and input regarding the proposed commuter service alternatives. 4.2 Task 4 Deliverables. Information collected by TGC from the public outreach meeting will be integrated into the technical memorandum produced as part of Task 3. 5. Task 5: Invitation for Bid. 5.1 TGC will develop and Invitation for Bid("IFB"),with assistance from the City, for the provision of private transportation operators interested in providing"full turn-key"transit services in accordance with the Service Plan identified in Task 3. The IFB package will contain the following items. (A) IFB notice of invitation with submittal requirements. A list of vendors will be provided. (B)Project background information with service schedule and route map exhibits. (C)A Scope of Services with a project description, equipment requirements, personnel requirements,and performance standards. (D)All Special and General Provisions required by federal law. (E)A compensation Agreement. (F)An oversight process including the following: (1)Attendance of pre-proposal conference to be lead by the City. (2)Assisting the City in responding to questions and addendums to the IFB. Planning Services Agreement 3 City of Round Rock/The Goodman Corporation Exhibit A-Scope of Services (3)Participation in weighing of criteria and final selection as needed and requested by the City. (4)Assisting with negotiations and contracts for services as needed and requested by the City. 5.2 Task 5 Deliverables. In conjunction with the services to be performed as part of Task 5, TGC will develop and prepare a complete IFB package for the City. Task 6: Marketing Plan. 6.1 TGC will conduct the following marketing plan to assist in the promotion of the new transit service. (A)Brand Identity. Creation of a logo and slogan to increase public awareness of the new public transportation service. (B)Local Print Coverage. Provide promotional and informational coverage in local and regional newspapers. (C)Support Components. Direct marketing to employees through employer's company websites,payroll insertions,and related strategies. (D)Development of Media Kit. Create a sample advisory notice(to serve as a template for notification in the event of a change in service)and press release concerning the new public transportation service. (E) Content for City Website. Provide pertinent information related to public transportation for City developed website. Information will include schedules, fares, route map(s), contact, project status,Pres releases, and other relevant information. 6.2 Task 6 Deliverables. In conjunction with the services to be performed as part of Task 6, TGC will prepare the various marketing components including brand identity, local print coverage and support components, development of media kit,and supply of content for the City website. The deliverables for this Task will not include hard-copy production of schedules and route maps. Planning Services Agreement 4 City of Round Rock/The Goodman Corporation Exhibit A-Scope of Services Exhibit B Planning Services Agreement Budget Schedule The total budget of One Hundred Twenty Two Thousand and No/100 Dollars($122,000.00), inclusive of all fees and expenses,will be paid on a lump-sum,percent completion fee basis for the performance of the Scope of Services and in accordance with Section 2 of the Agreement. Task Budget T1: Ongoing Grant Assistance $24,000.00 T2: Intergovernmental Financial Assistance $30,000.00 T3:Review Existing Transit alternatives $203,000.00 T4:Public Outreach $39000.00 T5:Invitation for Bid $20,000.00 T6:Marketing Plan $25,000.00 Total $1229000.00 Planning Services Agreement 00127718rns City of Round Rock/The Goodman Corporation Exhibit B-Budget Schedule Exhibit C Planning Services Agreement Work Schedule Attached behind this page. Planning Services Agreement 00127930/PS City of Round Rock/'The Goodman Corporation Exhibit C-Work Schedule Ongoing Public Transportation Planning Services i Qtr 4 2007 Qtr/2008 !D o Task Name qtr 2 2008.... t11r.3,2006. .. Qtr 4 2006... $ep1 Tt-Ongoing brant Aasbhnx Oct Nov ------ Ma ° - _ .-. --.- _ Nov Dec -7 Wendy 2 T2-Intergovernmental AsslstancelPursult of Funding 3 JARC Application 4.. Draft JARC Application Wandy,8uaan 5 Submit application to CityWend— iY 6 Ingdoeal AgreementMEW 7 r" Meet with Capital Metro h,tierry ....8.. Draft Interlocal Agreement 'e____._.._...__.__, Barry 9 Submit Interlocal Agreement to City for review V !I Barry 10 Final revision and resubmittal --i Barry LA 11 Request Funding.2009 Appropriations �� 12 Write-up application r-- - —Wattd __ ---j y 13 Submit application to City for review t Wendy 14 Complete final revisions and submit 4` i_. Wendy 1$ Delegation to meet with Congressional staff NahBe,Barry 16 TSP and MTP Support J 17 T,-Review EaisfIng Transit Alternatives Wendy 18 , Estimate tra<uitdemand Cari;Oteg is Determine link volumes t,mGreg 20 Review headways 21 Review routing and scheduling Carl Oreg 22 Review operating cost estimates -i ca G reg 23 Review implementation plan schedule Orap 24 Draft technical memorandum 1l- Gr.g 25 Submit draft to City for review 28 , Final revisions and resubmfthl i Greg 27 T4-Public Outreach 26 , Send out public notice of meeting Greg 29 Assemble materials for public meeting O►ag 30 Public meeting *Carl,Orag 31 Incorporate information from public meeting in tech.memorandum ;;Greg 32 Tri-Invitation for Bids 33 Develop IFS T,.Wendy 34 Submit IFS to City for review i Wendy 35 Final revisions and resubmittal yy 36 OversightAetivitles 37 , Attend pre-proposal conference(City to lead) wendy,Barry u 38 Respond to questions/addendums to tFB -. i G,Wendy,Barry 36 Participate in selection committee and evaluate proposals(City to lead) * Wendy,earry 40 �, Assist City with contract negotiations ____ — . --— -... Bury 41 T6-Marketing PlanMMW - 42 Create logo ---- i 43 Develop press release for locatheg.papers and media ick material ------- i 1(altta 44 ..^�.', Develop media idt (--- KMa 45 Submit materials to City for review 46 Revise and submit to appropriate media contact fi Kellie 47 Meet with employers to discuss marketing opportunity to employees i KeYle 46 Create content for City developed website -_-- -_ O reg Progress ... ........ Project ed 12& Work Poen WO edits Tack _..-_ _ _ lir Summary ^ External Tasks Deadline Date:Wed 12/5/07 Split Milestone ♦ Project Summary External Milestone The Goodman Corporation Page 1 Planning Services Agreement This Planning Services Agreement(the"Agreement") is entered into between the City of Round Rock, Texas(the"City")and The Goodman Corporation("TGC"). Background A. The City recognizes the importance of prudent and professional transportation planning for sustaining the City's growth and mobility. B. The City has successfully secured federal funding to support the downtown intermodal transit and parking facility, as well as a Letter of No Prejudice from the Federal Transit Authority ("FTA') protecting streetscape and intermodal expenditures, and has become an officially designated grantee by the FTA. C. TGC offers a host of transit planning services which can benefit the City in managing and applying acquired funding and developing its public transportation services. D. The City and TGC wish to enter into an agreement whereby TGC will make its services available to the City on an ongoing basis. In consideration of the mutual covenants contained in this Agreement, and for other good and valuable consideration, the receipt and sufficiency of which are acknowledged, the parties agree as follows. Terms and Conditions 1. Services TGC will provide the following services to the City. The services and associated deliverables are more fully described in the Scope of Services attached as Exhibit A. TGC will provide such services in accordance with the Work Schedule attached as Exhibit C. 1.1 Ongoing Grant Management. As an established FTA grantee, TGC will assist the City with ongoing grant management activities. 1.2 Intergovernmental Assistance and Pursuit of Funding. TGC will assist the City with the preparation of submittals for future funding earmarks and advise the City regarding other potential funding resources to support transit related projects. 1.3 Review Proposed Express Commuter Service. TGC will review the express commuter service approved by the City Council. 1.4 Public Outreach. TGC will conduct one public outreach meeting to solicit public comments and input regarding the proposed commuter service alternatives. 1.5 Invitation for Bid. TGC will develop, with assistance from the City, and Invitation for Bid ("IFB") for the provision of private transportation operators interested in providing "full turn-key" transit services in accordance with the findings from the review of the proposed express commuter service approved by the City Council. 1.6 Marketing Plan. TGC will propose a marketing plan to assist the City in the promotion of the new transit services. 2. Payment for Services 2.1 Budget. The total budget for the services contracted for under this Agreement will be no more than One Hundred Twenty Two Thousand and No/100 Dollars($122,000.00). 2.2 Payments to be Made Upon Approval of Invoices. Payment will be made based completion of work as evidenced by the City's acceptance of the deliverables enumerated in Exhibit A and only when accompanied by an invoice prepared in accordance with the terms below. Upon delivery by TGC and acceptance by the City of the deliverable(s)and invoice(s) designated in the Exhibit A for each service,the City will pay TGC an agreed- upon lump sum amount, representing a certain portion of the total budget designated for such services. The amounts due are specified in Exhibit B. Payments a strictly subject to City's approval of such invoice(s) and deliverable(s), and any amounts listed in Exhibit B may be adjusted by the City according to the terms of this Agreement. (A)Invoices. To receive payment, TGC will prepare and submit a series of detailed invoices to City for services rendered and deliverables produced. Each invoice for professional services will detail the services performed and deliverables produced, along with documentation. All payments to TGC will be made on the basis of the deliverables and invoices submitted by TGC and approved by City. Should additional backup material be requested by City, TGC will comply promptly. In this regard, should City determine it necessary, TGC will make all records and books relating to this Agreement available to City for inspection and auditing purposes. If City has any dispute with work performed, then City will notify TGC within thirty (30) days after receipt of invoice. In the event of any dispute regarding the work performed, then and in that event TGC will either (a) satisfactorily re-perform the disputed services or(b)provide City with an appropriate credit. (B)Payment of Invoices. City reserves the right to correct any error that may be discovered in any invoice that may have been paid to TGC and to adjust same to meet the requirements of this Agreement. Following approval of invoices, City will endeavor to pay TGC promptly, but no later than the time period required under the Texas Prompt Payment Act described in Section 2.3 herein. Under no circumstances will TGC be entitled to receive interest on payments which are late because of a good faith dispute between TGC and City or because of amounts which City has a right to withhold under this Agreement or state law. City will be responsible for any sales, 2 gross receipts or similar taxes applicable to the services, but not for taxes based upon TGC's net income. (C)Offsets. City can, at its option, offset any amounts due and payable under this Agreement against any debt (including taxes) lawfully due to City from TGC, regardless of whether the amount due arises pursuant to the terms of this Agreement or otherwise and regardless of whether or not the debt due to City has been reduced to judgment by a court. 2.3 Prompt Payment Policy. In accordance with Chapter 2251, V.T.C.A., Texas Government Code, payment to TGC will be made within 30 days from the day on the which the City receives and accepts specific deliverables,or within 30 days of the day on which the performances of services was complete, or within 30 days of the day on which the City receives a correct invoice for the performance of services or production of deliverables, whichever is later. TGC may charge a late fee on 1% for payments not made in accordance with this prompt payment policy; however, this policy does not apply to payments made by the City in the event: (A)There is a bona fide dispute between the City and TGC concerning the supplies, materials, or equipment delivered or the services performed which causes the payment to be late;or (B)The terms of a federal contract, grant, regulation, or statute prevent eth City from making a timely payment with federal funds;or (C)There is bona fide dispute between the parties and subcontractors or between a subcontractor and its suppliers concerning supplies, materials, or equipment delivered of the services performed which causes the payment to be late;or (D)Invoices are not mailed to the City in strict accordance with instructions, if any, on the purchase order,Agreement, or other such contractual arrangement. 2.4 Non-Appropriation and Fiscal Funding. This Agreement is a commitment of the City's current revenues only. It is understood and agreed that the City reserves the right to terminate this Agreement at the end of any City fiscal year if the governing body of the City does not appropriate funds sufficient to purchase the services as determined by its budget for the fiscal year in question. The City may effect such termination by giving TGC written notice of termination at the end of its then-current fiscal year. 3. Independent Contractor Status TGC is an independent contractor, and is not City's employee. TLC's employees or subcontractors are not City's employees. This Agreement does not create a partnership, employer-employee, or joint venture relationship. No party has authority to enter into contracts as agent for the other party. TGC and City agree to the following rights consistent with an independent contractor relationship: 3 3.1 TGC has the right to perform services for others during the term hereof. 3.2 TGC has the sole right to control and direct the means, manner and method by which services required by this Agreement will be performed. 3.3 TGC has the right to hire assistants as subcontractors, or to use employees to provide the services required by this Agreement. 3.4 TGC or its employees or subcontractors will perform services required hereunder, and City will not hire, supervise, or pay assistants to help TGC. 3.5 Neither TGC nor its employees or subcontractors will receive training from City in skills necessary to perform services required by this Agreement. 3.6 City will not require TGC or its employees or subcontractors to devote full-time to performing the services required by this Agreement. 3.7 Neither TGC nor its employees or subcontractors are eligible to participate in any employee pension,health,vacation pay, sick pay,or other fringe benefit plan of City. 4. TLC's Responsibilities In addition to upholding the terms of this Agreement and performing the services listed in Exhibit A,TGC will be responsible for the following. 4.1 Warranties. TGC represents that it is specially trained,experienced and competent to perform all of the services,responsibilities and duties specified herein.TGC warrants that all services performed hereunder will be performed consistent with generally prevailing professional or industry standards,and will be performed in a professional and workmanlike manner.TGC will re-perform any work not in compliance with this warranty. 4.2 Indemnification. TGC agrees to hold harmless, exempt,and indemnify City, its officers, agents, directors, servants, representatives and employees, from and against any and all suits, actions, legal proceedings, demands, costs, expenses, losses, damages, fines, penalties, liabilities and claims of any character, type, or description, including but not limited to any and all expenses of litigation, court costs, attorneys fees and all other costs and fees incident to any work done as a result hereof. In no event will TGC be liable to the City for special or consequential damages, statutory or otherwise. 4.3 Local, State And Federal Taxes. TGC will pay all income taxes, and FICA (Social Security and Medicare taxes) incurred while performing services under this Agreement. City will not do and is not responsible the following: (A)Withholding FICA from TLC's payments or make FICA payments on its behalf, 4 (B)Making state and/or federal unemployment compensation contributions on TGC's behalf;or (C)Withholding state or federal income tax from any of TLC's payments. (D)If requested, City will provide TGC with a certificate from the Texas State Comptroller indicating that City is a non-profit corporation and not subject to State of Texas Sales and Use Tax. 4.4 Compliance with Laws, Charter and Ordinances. TGC, its consultants, agents, employees and subcontractors will comply with all applicable federal and state laws, the Charter and Ordinances of the City of Round Rock, as amended, and all applicable rules and regulations promulgated by local, state and national boards, bureaus and agencies. TGC will further obtain all permits, licenses, trademarks, copyrights, and the like required in the performance of the services contracted for herein, and same shall belong solely to City at the expiration of the term of this Agreement. 4.5 Financial Interest Prohibited. TGC covenants and represents that TGC, its officers, employees, agents, consultants and subcontractors will have no financial interest, direct or indirect, in the purchase or sale of any product, materials or equipment that will be recommended or required hereunder. 4.6 Non-Solicitation. TGC agrees that it will not directly or indirectly solicit for employment, employ, or otherwise retain staff of the City during the term of this Agreement. 4.7 Assignment. TGC hereby binds itself, its successors,assigns and legal representatives to the City with respect to the terms of this Agreement. TGC cannot assign any rights hereunder without the City's prior written approval. 4.8 Designation of TGC Representative. TGC hereby designates the following representative authorized to act in its behalf with regard to this Agreement. Barry Goodman The Goodman Corporation 3200 Travis Street Suite 200 Houston, Texas 77006 (713)951-7951 voice (713)951-7957 5. City's Responsibilities In addition to upholding the terms of this Agreement, the City will be responsible for the following. 5.1 Full information. The City will provide full information regarding project requirements. The City will have the responsibility of providing TGC with such 5 documentation and information as is reasonably required to enable TGC to provide the services called for. The City will cause its employees and any third parties who are otherwise assisting, advising or representing the City to cooperate on a timely basis with TGC in the provision of its services. TGC can rely upon written information provided by the City and its employees and agents as accurate and complete. TGC can rely upon any written directives provided by the City or its designated representative concerning provision of services. 5.2 Required materials. TGC's performance requires receipt of all requested information reasonably necessary to provision of services. The City will furnish information which includes access to the property, preliminary information and/or data regarding the site and surrounding property (if applicable), pertinent correspondence with other local municipal and planning officials, previous market analyses or feasibility studies, and other pertinent information. TGC agrees,within ten(10) days of the effective date of this Agreement, to provide the City with a comprehensive and detailed information request list. 5.3 Indemnification. City agrees to hold harmless, exempt, and indemnify TGC, its officers, agents, directors, servants, representatives and employees, from and against any and all suits, actions, legal proceedings, demands, costs, expenses, losses, damages, fines, penalties, liabilities and claims of any character, type, or description, including but not limited to any and all expenses of litigation, court costs, attorneys fees and all other costs and fees incident to any work done as a result hereof. In no event will the City be liable to TGC for special or consequential damages, statutory or otherwise. 5.4 Assignment. The City hereby binds itself, its successors, assigns and legal representatives to TGC with respect to the terms of this Agreement. The City cannot assign any rights hereunder without TGC's prior written approval. 5.5 Designation of City Representative. The City hereby designates the following representative authorized to act in its behalf with regard to this Agreement. David Bartels Public Works Operations City of Round Rock 212 Commerce Blvd. Round Rock, Texas 78664 (512)218-5562 voice (512)218-3242 fax Email: dbartels@round-rock.tx.us 6 6. Confidentiality and Ownership of Materials 6.1 Any and all programs, data, or other materials furnished by the City for use by TGC in connection with services to be performed under this Agreement, and any and all data and information gathered by TGC, will be held in confidence by TGC as set forth hereunder. Each party agrees to take reasonable measures to preserve the confidentiality of any proprietary or confidential information relative to this Agreement, and to not make any use thereof other than for the performance of this Agreement, provided that no claim may be made for any failure to protect information that occurs more than three (3)years after the end of this Agreement. 6.2 The parties recognize and understand that the City is subject to the Texas Public Information Act and its duties run in accordance therewith. 6.3 All data relating specifically to the City's business and any other information which reasonably should be understood to be confidential to the City is confidential information of the City. TGC's proprietary software, tools, methodologies, techniques, ideas, discoveries, inventions, know-how, and any other information which reasonably should be understood to be confidential to TGC is confidential information of TGC. The City's confidential information and TLC's confidential information is collectively referred to as "Confidential Information." Each party shall use Confidential Information of the other party only in furtherance of the purposes of this Agreement and must not disclose such Confidential Information to any third party without the other party's prior written consent, which consent may not be unreasonably withheld. Each party agrees to take reasonable measures to protect the confidentiality of the other party's Confidential Information and to advise their employees of the confidential nature of the Confidential Information and of the prohibitions herein. 6.4 Notwithstanding anything to the contrary contained herein,neither party will be obligated to treat as confidential any information disclosed by the other party (the "Disclosing Party") which: (1) is rightfully known to the recipient prior to its disclosure by the Disclosing Party; (2) is released by the Disclosing Party to any other person or entity (including governmental agencies)without restriction; (3) is independently developed by the recipient without any reliance on Confidential Information; or(4) is or later becomes publicly available without violation of this Agreement or may be lawfully obtained by a party from any non-party. Notwithstanding the foregoing, either party will be entitled to disclose Confidential Information of the other to a third party as may be required by law, statute, rule or regulation, including subpoena or other similar form of process, provided that (without breaching any legal or regulatory requirement) the party to whom the request is made provides the other with prompt written notice and allows the other party to seek a restraining order or other appropriate relief. 6.5 Subject to TGC's confidentiality obligations under this Agreement, nothing herein will preclude or limit TGC from providing similar services for other clients. 6.6 Neither the City nor TGC will be liable to the other for inadvertent or accidental disclosure of Confidential Information if the disclosure occurs notwithstanding the 7 party's exercise of the same level of protection and care that such party customarily uses in safeguarding its own proprietary and confidential information. 6.7 Notwithstanding anything to the contrary in this Agreement, the City will own as its sole property all written materials created, developed, gathered, or originally prepared expressly for the City and delivered under the terms of this Agreement (the "Deliverables"); and TGC will own any general skills, know-how, expertise, ideas, concepts, methods, techniques, processes, software, or other similar information which may have been discovered, created, developed or derived by TGC either prior to or as a result of its provision of services under this Agreement (other than the Deliverables). TGC's working papers and TLC's Confidential Information (as described herein) will belong exclusively to TGC. The City will have a non-exclusive, non-transferable license to use TLC's Confidential Information for the City's own use including for the purposes for which they were delivered. 7. Effective Date and Term 7.1 Effective Date. This Agreement will be effective upon its execution by both parties. 7.2 Term. This Agreement will be in effect from the effective date and remain in full force and effect until such time as the obligations herein have been fulfilled, or until the Agreement is terminated as provided herein. 8. Termination and Default 8.1 This Agreement may be terminated for any of the following conditions: (A)By City for reasons of its own, with or without cause, and not subject to the mutual consent of any other party, such written termination notice to be given to the other party not less than thirty (30)days prior to termination. (B)By mutual agreement and consent of the parties, such agreement to be in writing. (C)By either party for failure by the other party to perform the services set forth herein in a satisfactory manner, such termination notice to be given in writing to the other party. (D)By either party for failure by the other party to fulfill its obligations herein. (E)By satisfactory completion of all services and obligations described herein. 8.2 Should City terminate this Agreement as herein provided, no fees other than fees due and payable at the time of termination will thereafter by paid to TGC. City will pay TGC for all uncontested services performed to date of notice of termination. 8.3 If either party defaults in performance of this Agreement or if City terminates this Agreement for default on the part of TGC,then City will give consideration to the actual 8 costs incurred by TGC in performing the work to the date of default. The cost of the work that is useable to City, the cost to City of employing another firm to complete the useable work, and other factors will affect the value to City of the work performed at the time of default. 8.4 The termination of this Agreement and payment of an amount in settlement as set forth above will extinguish all rights, duties, and obligations of City and the terminated party to fulfill contractual obligations. Termination under this section will not relieve the terminated party of any obligations or liabilities which occurred prior to cancellation. 9. Notices All notices and other communications in connection with this Agreement will be in writing and will be considered given as follows. 9.1 When delivered personally to recipient's address as stated herein;or 9.2 Three(3)days after being deposited in the United States mail,with postage prepaid to the recipient's address as stated below. Notice to TGC: Barry Goodman The Goodman Corporation 3200 Travis Street Suite 200 Houston, Texas 77006 Notice to City: City of Round Rock City Manager 221 East Main Street Round Rock, TX 78664 and to: City Attorney's Office Stephan L. Sheets, City Attorney 309 East Main Street Round Rock, TX 78664 9.3 Nothing contained in this section will be construed to restrict the transmission of routine communications between representatives of City and TGC. 9 10. Miscellaneous Provisions 10.1 Amendments and Supplementary Agreements. The terms of this Agreement may be modified by written Supplemental Agreement hereto, duly authorized by City Council or City Manager action, if City determines that there has been a significant change in(1)the scope, complexity, or character of the services to be performed; or(2)the duration of the work. Any such Supplemental Agreement must be executed by both parties within the period specified as the term of this Agreement. TGC will not perform any work or incur any additional costs prior to the execution, by both parties, of such Supplemental Agreement. TGC will make no claim for extra work done or materials furnished unless and until there is full execution of any Supplemental Agreement, and City will not be responsible for actions by TGC nor for any costs incurred by TGC relating to additional work not directly authorized by Supplemental Agreement. 10.2 Applicable Law; Enforcement and Venue. This Agreement will be enforceable in Round Rock, Texas, and if legal action is necessary by either party with respect to the enforcement of any or all of the terms or conditions herein, exclusive venue for same will lie in Williamson County, Texas. This Agreement will be governed by and construed in accordance with the laws and court decisions of Texas. 10.3 Exclusive Agreement. The terms and conditions of this Agreement, including any appended exhibits, constitute the entire agreement between the parties and supersede all previous communications, representations, and agreements, either written or oral, with respect to the subject matter hereof.No modifications of this Agreement will be binding on any of the parties unless acknowledged in writing by the duly authorized governing body or representative for each party. 10.4 Dispute Resolution. If a dispute arises under this Agreement, the parties agree to first try to resolve the dispute with the help of a mutually selected mediator. If the parties cannot agree on a mediator, City will select one mediator and TGC will select one mediator and those two mediators will agree upon a third mediator. Any costs and fees, other than attorney fees, associated with the mediation will be shared equally by the parties. 10.5 No Arbitration. City and TGC hereby expressly agree that no claims or disputes between the parties arising out of or relating to this Agreement or a breach thereof will be decided by any arbitration proceeding, including without limitation, any proceeding under the Federal Arbitration Act (9 USC Section 1-14) or any applicable state arbitration statute. 10.6 Attorney Fees. In the event that any lawsuit is brought by one party against any of the other parties in connection with this Agreement, the prevailing party will be entitled to seek to recover its reasonable costs and reasonable attorney fees. 10.7 Force Majeure. Notwithstanding any other provisions of this Agreement to the contrary, no failure, delay or default in performance of any obligation hereunder will constitute an event of default or a breach of this Agreement, only to the extent that such 10 failure to perform, delay or default arises out of causes beyond control and without the fault or negligence of the party otherwise chargeable with failure, delay or default; including but not limited to acts of God, acts of public enemy, civil war, insurrection, riots, fires, floods, explosion, theft, earthquakes, natural disasters or other casualties, strikes or other labor troubles, which in any way restrict the performance under this Agreement by the parties. 10.8 Severability. The invalidity, illegality, or unenforceability of any provision of this Agreement or the occurrence of any event rendering any portion of provision of this Agreement void will in no way affect the validity or enforceability of any other portion or provision of this Agreement. Any void provision will be deemed severed from this Agreement, and the balance of this Agreement must be construed and enforced as if this Agreement did not contain the particular portion of provision held to be void. The parties further agree to amend this Agreement to replace any stricken provision with a valid provision that comes as close as possible to the intent of the stricken provision. The provisions of this Article will not prevent this entire Agreement from being void should a provision which is of the essence of this Agreement be determined void. 10.9 Headings. The section numbers and headings contained herein are provided for convenience only and must have no substantive effect on construction of this Agreement. 10.10 No Waiver. The failure of a party to exercise any right hereunder will not operate as a waiver of said party's right to exercise such right or any other right in the future. 10.11 Multiple Counterparts. This Agreement may be executed in multiple counterparts, which taken together will be considered as one original. 10.12 Exhibits. All attached exhibits are fully incorporated into this Agreement. In Witness Whereof,the parties have executed this Agreement on the dates hereafter indicated. 11 City of Round Rock, Texas 221 E.Main Street Round Rock, T xas Attest: __a t(Oi-&- By: By: .1 IVV e Maxwell,Mayor Sara White,City Secretary Date Signed: 2.t+• N-) Date Signed: 2• ��'• Approve ToIFm: By: Steph L. Sheets, City Attorney The Goodman Corporation a Texas corporation 3200 Travis Street, Ste. 200 Houston,Texas77006-3654 By: Title: Date Signed: 12