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R-10-08-12-9E8 - 8/12/2010RESOLUTION NO. R -10-08-12-9E8 WHEREAS, the City of Round Rock, Texas (the "City") is a participating and founding member of the Brushy Creek Regional Utility Authority, Inc., (the "BCRUA"), and WHEREAS, the BCRUA desires to enter into an agreement with JR Tolles and Associates, LLC regarding the Regional Water System, Raw Waterline/Underwater Pipeline Project, Now Therefore BE IT RESOLVED BY THE COUNCIL OF THE CITY OF ROUND ROCK, TEXAS, That the City Council hereby authorizes the Brushy Creek Regional Utility Authority to enter into an Agreement with JR Tolles and Associates, LLC for Construction Phase Observation Services for the BCRUA Phase 1, Contract 2, Regional Water System, Raw Waterline/Underwater Pipeline Project, a copy of same being attached hereto as Exhibit "A" and incorporated herein for all purposes. The City Council hereby finds and declares that written notice of the date, hour, place and subject of the meeting at which this Resolution was adopted was posted and that such meeting was open to the public as required by law at all times during which this Resolution and the subject matter hereof were discussed, considered and formally acted upon, all as required by the Open Meetings Act, Chapter 551, Texas Government Code, as amended. RESOLVED this 12th day of August, 2010. ALAN MCGRAW, Mayor City of Round Rock, Texas ATTEST: SemAit,- ,g,cat SARA L. WHITE, City Secretary 0:\wdox\SCC1nts\0112\1005\MUNICIPAL\00199184.DOC/zmc Brushy Creek Regional Utility Authority (BCRUA) Agreement for Construction Phase Observation Services for BCRUA Phase 1, Contract 2, Regional Water System, Raw Waterline/Underwater Pipeline with JR Tolles and Associates, LLC AGREEMENT made as of the ( ) day of the month of in the year Two Thousand Ten (2010). BETWEEN the Brushy Creek Regional Utility Authority, a Texas local government corporation, identified herein as the "Authority" or the `BCRUA": Brushy Creek Regional Utility Authority 221 East Main Street Round Rock, Texas 78664-5299 and JR Tolles and Associates, LLC., a Texas limited liability company, identified herein as "JR Tolles": JR Tolles and Associates, LLC 13505 Byrd's Nest Dr. Austin, Texas 78738 For the following Project: BCRUA Phase 1, Contract 2, Regional Water System, Raw Waterline/Underwater Pipeline Project (the "Project"), which Project is owned by the BCRUA. A properly -constituted selection committee composed of representatives from the City of Round Rock, the City of Cedar Park, the City of Leander, and the BCRUA selected JR Tolles as the proposer offering the best value for the entity. Consulting services to be performed by JR Tolles include provision of industry standard third -party quality assurance construction phase observation services, certain related administrative services, performance observation support, and field site representation related to the construction of the Project (the "Services"), such Services being delineated in Exhibit "B" entitled "JR Tolles's Responsibilities," said Exhibit "B" being attached hereto and incorporated herein by reference for all appropriate purposes. All such Services shall be on the site of said Project or at other locations as necessary. All such Services shall be non -engineering services. For and in consideration of the mutual promises and agreements of the parties contained herein, and for other good and valuable consideration, the BCRUA and JR Tolles agree as follows: ARTICLE 1 INITIAL INFORMATION 1.1 This Agreement is based on the following information and assumptions. Section 1.1 is intentionally deleted. 1.2 Prosect Parameters 1.2.1 The objective or use is: Objectives include, but are not limited to, obtaining consulting services from JR Tolles including JR Tolles's provision of industry standard construction phase observation services, certain related administrative services, performance observation support, and field site representation (the "Services") on the site of the BCRUA Phase 1, Contract 1, Raw Water Pipeline Project. 1.2.2 The physical parameters are: Section 1.2.2 is intentionally deleted. 00196627 EXHIBIT „A„ 1.2.3 BCRUA's Program is: Section 1.2.3 is intentionally deleted. 1.2.4 The legal parameters are: Section 1.2.4 is intentionally deleted. 1.2.5 The financial parameters are as follows: The total fee for JR Tolles's services shall be in a not -to -exceed amount of One Hundred Seventeen Thousand and No/100 Dollars ($117,000.00). Such not -to -exceed amount shall be full compensation for all Services performed and to be performed by JR Tolles under this Agreement, including without limitation any overtime compensation and reimbursement for travel, copying, etc. as set forth in more detail in Sec. 1.2.6.3. The foregoing not -to -exceed amount may not be revised in any fashion other than by written Supplemental Agreement as provided for herein. The BCRUA shall pay JR Tolles on a "time and materials" basis, JR Tolles agrees to accept payment from the BCRUA on such basis, and the parties expressly agree that only work actually performed by JR Tolles will be paid for by the BCRUA. 1.2.6 The Scope of Services parameters are as follows: The above -recited fee for JR Tolles's Services is generally comprised of the following: (a) Construction Observation Visits to the site shall be provided by JR Tolles as needed, to observe the construction in progress. The site visits shall provide a visual observation of materials, equipment and construction work for ascertaining that the work is in substantial conformance with the contract documents and the design intent. Items that shall be closely monitored for conformance include but are not limited to: site preparation and security, excavations and tunneling, traffic control, bedding materials, pipeline installation, compaction, utility relocations, pavement conditions, and temporary and final restoration. (b) Daily Reports Each day's construction activities shall be summarized by JR Tolles in a daily report. The daily reports are intended to assist JR Tolles's staff as well as engineers on the Project in troubleshooting problems, and shall serve as a comprehensive report of all issues encountered on the Project and bow they were corrected. A copy of the daily report shall be forwarded to the appropriate representative of the BCRUA, either electronically or as a hard copy (as directed by the BCRUA). Photo documentation shall also be kept and made available as part of the Project documentation. (c) Review of Contractor Pay Applications A review of the monthly pay applications submitted by the Contractor shall be performed by JR Tolles. The pay application review shall express JR Tolles's opinion as to the accuracy of the application based on the review of materials on-site and the construction progress to date. At the completion of JR Tolles's review, the Contractor will be required to correct any erroneous pay items before the final pay application is submitted for payment. (d) Change Orders and Requests for Information (RFIs) JR Tolles shall provide a review of all change orders and RFIs prior to submission to the BCRUA to insure that the documents being submitted are complete, correct and in accordance with the Project standard requirements. Any conflicts shall be noted and the Contractor will be required to correct and re -submit for review prior to any submissions to the BCRUA. Copies of these documents shall also be kept as part of the Project documentation. (e) Construction Testing JR Tolles shall assist in the scheduling of construction materials testing with the approved independent testing laboratory either on behalf of the BCRUA or through the General Contractor, as required in the contract documents. JR Tolles shall also review the results of the tests and notify both the BCRUA and the General Contractor immediately of test results that do not meet the minimum requirements of the contract specifications. A copy of the test results shall be kept as part of the Project documentation. 2 (0 Project Meetings JR Tolles shall attend and maintain active involvement in all meetings related to the Project, as required and directed by the BCRUA. Types of meetings anticipated include, but are not limited to, pre -construction meetings, weekly progress meetings, on-site troubleshooting meetings, punch list and final walkthrough meetings, and any other Project -related meetings that may arise. Any meeting notes or documents shall be kept as Project documentation. (g) Proiect Documentation As herein described, copies of all relevant Project documentation shall be compiled and kept by JR Tolles. Types of documentation anticipated include, but are not limited to, daily reports, photographs, approved submittals, RFIs, and change orders. JR Tolles shall also assist the BCRUA with any items necessary to complete the as -built drawings and Project close-out documentation. Any and all of JR Tolles's records regarding the Project shall be made available to the BCRUA upon request; provided, however, that any such review, audit and/or examination of such Project documentation by the BCRUA shall be at the BCRUA's cost and expense. (h) Construction Deficiencies In the event that construction deficiencies are noted during daily observations, JR Tolles shall immediately notify the Contractor and the BCRUA, and shall advise the BCRUA of JR Tolles's opinion regarding the deficiency and the appropriate actions. Any stop -work orders or other penalties related to the noted deficiency will be initialed by the appropriate representative of the BCRUA. The noted deficiency and action taken shall be summarized by JR Tolles in the daily reports. (i) Design Conflicts The recognition of any design conflicts determined by the General Contractor or JR Tolles which require a change to the construction contract shall be summarized by JR Tolles and presented to the BCRUA for review and appropriate action. JR Tolles shall assist the BCRUA by also providing an opinion of the appropriate action, and shall further assist in the preparation of the necessary documents to initiate action and record the changes. (j) Coordination of Stakeholders JR Tolles shall include all of the known Project stakeholders in any given aspect of the Project, as directed by the BCRUA. JR Tolles shall help identify potential issues before they arise, and report these issues to the BCRUA on a timely basis. (k) Personnel and Equipment JR Tolles expressly asserts that its staff is highly experienced in construction observation and management, and that its staff is seasoned in dealing with any issues that may be encountered during a Project of this type. JR Tolles further expressly asserts that its staff is provided with all of the necessary safety and communication equipment to perform all job tasks in a safe, efficient and timely manner 1.2.6.1 Both parties expressly acknowledge that Section 1.2.6 herein and Exhibit "B" represent a mutually -acceptable Scope of Services, and that such documents contain a complete scope and schedule so that JR Tolles's Services under this Agreement may be accomplished within the specified time and at the specified cost. JR Tolles shall conduct all Services in a manner to avoid delaying the progress of the construction work. 1.2.6.2 In the event that observation and related services are required for longer than the twenty-four (24) months specified herein, through no fault of JR Tolles, then additional time and materials may be appropriately authorized by the BCRUA through a written Supplemental Agreement as provided herein 1.2.63 Miscellaneous Provisions Relating to Fee Schedule: (a) "Normal working hours" will be Monday through Friday for an eight (8) hour work day. (b) Any necessary and requested Services provided on nights, Saturdays, Sundays, and legal holidays will be charged at an overtitne rate of 1.5 times the appropriate hourly rate delineated in this subsection. JR Tolles shall submit a separate pay application to the BCRUA for Services performed that exceed eight (8) 3 (g) hours per day, or on Saturdays, Sundays, or legal holidays (JR Tolles's "Overtime"). The General Contractor shall be responsible for reimbursing the BCRUA for any and all of JR Tolles's Overtime that is paid by the BCRUA to JR Tolles; however, the parties expressly acknowledge that the BCRUA is the entity which shall be responsible for making such Overtime payments to JR Tolles, and that JR Tolles shall not be required to seek Overtime payment directly from the General Contractor. Travel time from the BCRUA's designated site to Project sites during normal worldng hours will be charged at the appropriate hourly rate delineated in this subsection. The BCRUA will be responsible for paying JR Tolles's customary reimbursable expenses (such as copying and printing services) at actual cost only if approved in writing in advance of JR Tolles incurring same, and if supported by appropriate documentation. The BCRUA will be responsible for paying JR Tolles's travel time and mileage outside the local area of the Project only if same is documented to be Project -related and is approved in writing in advance of JR Tolles incurring same. All Services shall be performed exclusively by representatives of JR Tolles, namely J.R. Tolles, Jr. In the event that JR Tolles proposes alternate representatives to perform Services, the BCRUA shall review the qualifications of any such proposed alternate representative and may, in its sole discretion, approve or reject such proposed alternate representative. JR Tolles shall provide a Lead Observer for the duration of the Project. The time commitment for the Lead Observer shall be approximately 1,200 hours for non -dive hours and 50 hours for dive hours over the total estimated duration of this Agreement. The respective hourly rates are as follows: Non -Dive Hours: Dive Hours: $ 90.00 per hour $180.00 per hour At any time that J.R. Tolles, Jr. is absent from the job (e.g. for vacations, time off, illness, other business matters, or similar events), JR Tolles shall provide a Substitute Lead Observer, subject to the advance approval of the BCRUA. (h) Time Commitment and Estimated Rate Projections: Non -Dive Hours: 1,200 hours during contract term at $90/hr Dive Hours: (50 hours X $180/hr during contract term at contract term TOTAL NOT -TO -EXCEED AMOUNT Also see Exhibit "B". = $108,000.00 = $ 9.000.00 $117,000,00 The parties expressly acknowledge and agree that the BCRUA's Designated Representative and JR Tolles shall consult with each other, on a regular and on an as -needed basis, to review and assess appropriate work allocations for the necessary Observer Services. 1.2.7 The time parameters are: 1.2.7.1 Term. After execution by each party hereto, this Agreement shall be effective on the date JR Tolles receives the BCRUA's written Notice to Proceed, and shall remain in full force and effect unless and until it expires by operation of the term indicated herein, or is terminated or extended as provided herein. There is no prohibition against renewal of this Agreement by mutual agreement. 1.2.7.1.1 The term of this Agreement shall be until full and satisfactory completion of the work specified herein is achieved, but in no event later than twenty-four (24) months following JR Tolles's receipt of the BCRUA's written Notice to Proceed, unless this Agreement is extended by written Supplemental Agreement executed by JR Tolles and the BCRUA prior to the date of term expiration. Any work performed or costs incurred by JR Tolles after the date of term expiration or termination shall not be eligible for reimbursement unless such referenced Supplemental Agreement is executed by JR Tolles and the BCRUA prior to the date of term expiration or termination. 4 1.2.7.1.2 JR Tolles shall notify the BCRUA in writing as soon as possible if JR Tolles determines, or reasonably anticipates, that the work under this Agreement will not be completed before the date of term expiration, or if it appears that the Project is being delayed through no fault of JR Tolles. In that event the BCRUA may, in its sole discretion, extend the term and increase the amount payable to JR Tolles by timely written Supplemental Agreement. JR Tolles shall allow adequate time for the BCRUA to review and approve JR Tolles's request for extension and request for additional compensation. 1.2.7.2 Work Schedule. JR Tolles acknowledges that the work schedule on the construction phase of the Project is of critical importance, and agrees to undertake all necessary efforts to expedite the performance of JR Tolles's Services required herein. In this regard, JR Tolles shall proceed with sufficient qualified personnel necessary to fully and timely accomplish all Services required under this Agreement to the highest professional standard. 1.2.73 Notice to Proceed. After execution of this Agreement, JR Tolles shall not proceed with work delineated in Section 1.2.6 herein and in Exhibit '13" attached hereto until authorized in writing by the BCRUA to proceed as provided herein. 1.2.8 The proposed procurement or delivery method for the Project is: Consulting services herein are engaged by this negotiated Agreement. 1.2.9 Section 1.2.9 is intentionally deleted. 1.3 Project Team 1.3.1 The BCRUA's Designated Representative is: Michael F. Thuss, P.E., Program and Construction Manager 221 East Main Street Round Rock, Texas 78664 Telephone: 512-215-9158 Email Address: mthuss@bcrua.org 13.2 The BCRUA's Designated Representative shall be authorized to act on the BCRUA's behalf with respect to this Agreement. The BCRUA or its Designated Representative shall render decisions in a timely manner pertaining to documents submitted by JR Tolles in order to avoid unreasonable delay in the orderly and sequential progress of JR Tolles's Services. 1.3.3 The persons or entity, in addition to the BCRUA's Designated Representative, who is required to review JR Tolles's submittals to the BCRUA are: Chris Lippe, P.E. BCRUA General Manager 221 E. Main St. Round Rock, Texas 78664 512-844-7419 Email Address: clippe®round-rock.tx.us 1.3.4 The BCRUA's other inspectors and contractors are: Section 1.3.4 is intentionally deleted. 1.3.5 JR Tolles's Designated Representative is: J. R Tolles, Jr. Owner, JR Tolles & Associates, LLC 13505 Byrd's Nest Dr. Austin, Texas 78738 Telephone: 512-784-7909 Facsimile: 512-394-3209 Email Address: jrtolles c@austin.rr.com 5 1.3.6 The consultants retained at JRTolles's expense are: Unknown at this time. 1.4 Miscellaneous Initial Information 1.4.1 Additional Work If JR Tolles forms a reasonable opinion that any work JR Tolles has been directed to perform is beyond the scope of this Agreement and as such constitutes extra work, JR Tolles shall promptly notify the BCRUA in writing. In the event the BCRUA finds that such work does constitute extra work or exceeds the maximum amount payable, the BCRUA shall so advise JR Tolles and a written Supplemental Agreement may be executed between the parties as provided herein. JR Tolles shall not perform any proposed additional work nor incur any additional costs prior to the execution, by both parties, of a written Supplemental Agreement. The BCRUA shall not be responsible for actions by JR Tolles nor for any costs incurred by JR Tolles relating to additional work not directly associated with the performance oldie work authorized in this Agreement or any amendments thereto. 1.4.2 Changes In Work. If the BCRUA deems it necessary to request changes to previously satisfactorily -completed work or parts thereof which involve changes to the original Services or character of work under this Agreement, then JR Tolles shall make such revisions as requested and as directed by the BCRUA. Such revisions shall be considered as additional work and paid for as specified herein. JR Tolles shall make revisions to work authorized hereunder as are necessary to correct errors appearing therein, when required to do so by the BCRUA. No additional compensation shall be due for such work. 1.4.3 Supplemental Agreements. The terms of this Agreement may be modified by written Supplemental Agreement if the BCRUA determines that there has been a significant change in (1) the scope, complexity or character of the work to be performed, or (2) the duration of the work, or (3) the duration of the actual construction of the Project, which period of time exceeds the twenty-four (24) month period recited herein. Any such Supplemental Agreement must be duly authorized by the BCRUA by a Resolution of its Board of Directors. Where such Board authorization is required, JR Tolles shall not proceed until the appropriate Resolution has been adopted and the Supplemental Agreement has been executed. Additional compensation, if appropriate, shall be identified as provided herein. 1.4.3.1 Both parties must execute any written Supplemental Agreement within the contract term specified herein. 1.4.3.2 It is understood and agreed by and between both parties that JR Tolles shall make no claim for extra work done or materials furnished until the BCRUA executes the written Supplemental Agreement and grants authorization to proceed. The BCRUA reserves the right to withhold payment pending verification of satisfactory work performed. ARTICLE 2 RESPONSIBILITIES OF THE PARTIES 2.1 The BCRUA and JR Tolles shall cooperate with one another to fulfill their respective obligations under this Agreement. Both parties shall endeavor to maintain good working relationships. 2.2 BCRUA's General Responsibilities 2.2.1 Unless otherwise provided under this Agreement, the BCRUA shall provide full information in a timely manner regarding requirements for and limitations on the Project. The BCRUA shall furnish to JR Tolles, within fifteen (15) days after receipt of a written request, information necessary and relevant for JR Tolles to evaluate, give notice of, or enforce rights. 2.2.3 The BCRUA's Designated Representative identified herein shall be authorized to act on the BCRUA's behalf with respect to the Project. The BCRUA or the BCRUA's Designated Representative shall render decisions in a timely manner pertaining to documents submitted by JR Tolles in order to avoid unreasonable delay in the orderly and sequential progress of JR Tolies's services. 2.2.4 Unless otherwise provided in this Agreement, and if requested in writing, the BCRUA shall furnish or pay for tests, inspections and reports required by law. 6 2.2.5 The BCRUA shall furnish all legal, insurance and accounting services, including auditing services, that may be reasonably necessary at any time for the Project to meet the BCRUA's needs and interests. 2.2.6 Each party shall provide prompt written notice to the other if either becomes aware of any fault or defect in the Project, including any errors, omissions or inconsistencies. 2.2.7 The BCRUA shall provide JR Tolles with an approved set of plans and specifications for the Project. Also see Exhibit "A" entitled "Authority's Responsibilities," said Exhibit "A" being attached hereto and incorporated herein by reference for all appropriate purposes. 2.3 JR Tolles's General Resuonslbllitles 2.3.1 JR Tolles's services shall be performed as expeditiously as is consistent with professional skill and care and the orderly progress of the Project. JR Tolles shall submit for the BCRUA's approval a schedule for performance of Services which initially shall be consistent with the time periods established for the Project and which may be adjusted, if necessary and approved by the BCRUA, as the Project proceeds. Time limits established by this schedule approved by the BCRUA shall not, except for reasonable cause, be exceeded by JR Tolles or the BCRUA. 2.3.2 JR Tolles, through its Designated Representative identified herein, shall be the person authorized to act with respect to the Project. 2.3.3 JR Tolles shall maintain the confidentiality of information specifically designated as confidential by the BCRUA, unless withholding such information would violate the law, create the risk of significant harm to the public or prevent JR Tolles from establishing a claim or defense in an adjudicatory proceeding. 2.3.4 Except with the BCRUA's knowledge and consent, JR Tolles shall not engage in any activity, or accept any employment, interest or contribution that would reasonably appear to compromise JR Tolles's professional judgment with respect to this Project. 2.3.5 JR Tolles shall review laws, codes, and regulations applicable to his Services, and shall appropriately respond to requirements unposed by governmental authorities having jurisdiction over the Project. 2.3.6 JR Tolles shall be entitled to reasonably rely on the accuracy and completeness of services and information furnished by the BCRUA. Each party shall provide prompt written notice to the other if either becomes aware of any errors, omissions or inconsistencies in such services or information. 2.3.7 JR Tolles shall keep all records pertaining to the Project, and records of accounts between the BCRUA and JR Tolles, on a generally recognized accounting basis, and shall make same available to the BCRUA or its authorized representatives at mutually convenient times during normal business hours. The BCRUA reserves the right to review all records it deems relevant that are related to this Agreement; provided, however, that any such review, audit and/or examination shall be at the BCRUA's sole cost and expense. ARTICLE 3 COMPENSATION 3.1 Total Fee. The total fee for JR Tolles's services shall be in a not -to -exceed amount of One Hundred Seventeen Thousand and No/100 Dollars ($117,000.00). Such not -to -exceed amount shall be full compensation for all Services performed and to be performed by JR Tolles under this Agreement, and such not -to -exceed amount may not be revised in any fashion other than by written Supplemental Agreement as provided for herein. The BCRUA shall pay JR Tolles on a "time and materials" basis, JR Tolles agrees to accept payment from the BCRUA on such basis, and the parties expressly agree that only work actually performed by JR Tolles will be paid for by the BCRUA. 3.2 Scope of Services. Work tasks, identified as Services, are delineated in Section 1.2.6 herein and in Exhibit "B" attached hereto. 33 Monthly Progress Payments. Progress payments shall be made by the BCRUA to JR Tolles based upon Services actually provided and performed, and shall be paid based upon BCRUA's receipt of proper invoices from JR Tolles. JR Tolles shall prepare and submit to the BCRUA, not less frequently than once per month, one (1) original and one (1) copy of a certified invoice in a form acceptable to the BCRUA. The certified statements shall show the total amount 7 earned to the date of submission and shall show the amount due and payable as of the date of the current statement. Upon timely receipt of a certified invoice which is correct as to form and content, and upon the approval of each invoice, the BCRUA shall pay the amount which, notwithstanding anything herein to the contrary, is due and payable within thirty (30) days. The BCRUA reserves the right to withhold payment pending verification of satisfactory Services performed. JR Tolles has the responsibility to submit proof to the BCRUA, adequate and sufficient in its determination, that tasks were completed. No deductions shall be made from JR Tolles's compensation on account of penalty, liquidated damages or other sums withheld from payments, or on account of the cost of changes in the work other than those for which JR Tolles has been adjudged to be liable by a court of competent jurisdiction. 3.4 Monthly Progress Reports. Simultaneous with JR Tolles's submission of its monthly invoice, JR Tolles shall also submit to the BCRUA reports on the progress of the observation work and the construction work, in sufficient detail to support the progress of the construction work and to support invoices from JR Tolles and the construction contractor requesting monthly payment. Such progress reports shall state the time and materials associated with the Services performed during that billing period and to date. This submittal shall also include a progress assessment report in a form acceptable to the BCRUA. Any preferred format of the BCRUA for such monthly progress reports shall be identified at the preconstruction conference. Observation of the construction work as such progresses shall be required as an absolute condition of payment. 3.5 Prompt Payment Policy. In accordance with Chapter 2251, V.T.C.A., Texas Government Code, any payment to be made by the BCRUA to JR Tolles will be made in accordance with the Texas Prompt Payment Policy statutes contained therein. The BCRUA shall document to JR Tolles the issues related to disputed invoices within ten (10) calendar days of receipt of such invoice. Any non -disputed invoices shall be considered correct and payable per the terms of Chapter 2251, V.T.C.A., Texas Government Code. ARTICLE 4 TERMS AND CONDITIONS 4.1 Ownership of Documents. All data, basic sketches, charts, calculations, plans, drawings, reports, specifications and other documents, including those in electronic form, created or collected or prepared by JR Tolles under the terms of this Agreement are for use solely with respect to this Project. All such materials and all of JR Tolles's designs and work product under the terms of this Agreement, completed or partially completed, shall be the property of the BCRUA to be used as the BCRUA desires, without restriction on future use, and such materials shall be delivered to the BCRUA upon completion of the Services or termination of this Agreement. By execution of this Agreement and in confirmation of the fee for services to be paid under this Agreement, JR Tolles hereby conveys, transfers and assigns to the BCRUA all rights under the Federal Copyright Act of 1976 (or any successor copyright statute), as amended, all common law copyrights and all other intellectual property rights acknowledged by law in the Project designs and work product developed under this Agreement. JR Tolles, at its own expense, may retain copies of such documents or any other data which JR Tolles has furnished to the BCRUA under this Agreement. The parties expressly acknowledge that any release of information shall be in conformance with requirements of the Texas Public Information Act. 4.2 Personnel, Equipment and Materials. JR Tolles shall furnish and maintain, at JR Tolles's own expense, adequate and sufficient personnel and equipment to perform the Services as required. All employees of JR Tolles shall have such knowledge and experience as will enable them to perform the duties assigned to them. Any employee of JR Tolles who, in the opinion of the BCRUA, is incompetent or whose conduct becomes detrimental to JR Tolles's work under this Agreement or the construction work to be performed by others shall immediately be removed from association with the Project when so instructed by the BCRUA Board. JR Tolles certifies that JR Tolles presently has adequate qualified personnel in JR Tolles's employment for performance of the Services required under this Agreement, or will obtain such personnel from sources other than the BCRUA. JR Tolles may not change the Lead Observer(s) or other key personnel assigned to the Project without prior written consent of the BCRUA, and no employee of JR Tolles, or person contracting with JR Tolles, may perform any services under this Agreement until such time as the BCRUA has approved the qualifications of such person in writing. 4.3 Subcontracting. JR Tolles shall not assign, subcontract or transfer any portion of the Services under this Agreement without prior written approval from the BCRUA. All subcontracts shall include the provisions required in this Agreement and shall be approved as to form, in writing, by the BCRUA prior to services being performed under the subcontract. No subcontract shall relieve JR Tolles of any responsibilities under this Agreement. 8 4.4 Evaluation of Work. The BCRUA, or any authorized representatives of it, shall have the right at all reasonable times to review or otherwise evaluate the Services perfonned by JR Tolles hereunder and the premises on which such Services are being performed. If any review or evaluation is made on the premises of JR Tolles or a subcontractor, then JR Tolles shall provide and require its subcontractors to provide all reasonable facilities and assistance for the safety and convenience of the BCRUA or other representatives in the performance of their duties. 4.5 Submission of Reports. All applicable inspection and study reports shall be submitted in final form for review and approval by the BCRUA. The BCRUA may comment on JR Tolles's reports, and may request such comments be addressed in writing. 4.6 Observer's Signature. The responsible Observer shall sign and date all appropriate inspections, observations, reports, transmittal documents and other submissions to the BCRUA with certification that the contents of the document are "complete, true, and correct to the best knowledge" of the signer. Pay Applications from construction contractors and vendors shall be certified by the Observer. 4.7 Non -Collusion; Financial Interest Prohibited. 4.7.1 Non -collusion. JR Tolles warrants that JR Tolles has not employed or retained any company or persons, other than a bona fide employee working solely for JR Tolles, to solicit or secure this Agreement, and that JR Tolles has not paid or agreed to pay any company or person any fee, commission, percentage, brokerage fee, gifts, or any other consideration, contingent upon or resulting from the award or making of this Agreement. For breach or violation of this warranty, the BCRUA reserves and shall have the right to annul this Agreement without liability or, in its discretion and at its sole election, to deduct from the contract price or compensation, or to otherwise recover, the full amount of such fee, commission, percentage, brokerage fee, gift or contingent fee. 4.7.2 Financial Interest Prohibited. JR Tolles covenants and represents that JR Tolles, JR Tolles's officers, employees, agents, consultants and subcontractors will have no financial interest, direct or indirect, in the purchase or sale of any product, materials or equipment that will be recommended or required for the construction of the Project. 4.8 Mediation. 4.8.1 Any claim, dispute or other matter in question arising out of or related to this Agreement shall be subject to mediation. 4.8.2 The BCRUA and JR Tolles shall endeavor to resolve claims, disputes and other matters in question between them by mediation. Request for mediation shall be filed in writing with the other party to this Agreement, and mediation shall proceed in advance of legal or equitable proceedings, which shall be stayed pending mediation for a period of sixty (60) days from the date of filing, unless stayed for a longer period by agreement of the parties or court order. 4.8.3 The parties shall share the mediator's fee and any filing fees equally. The mediation shall be held in the place where the Project is located, unless another location is mutually agreed upon. Agreements reached in mediation shall be enforceable as settlement agreements in any court having jurisdiction thereof. 4.9 No Arbitration. The BCRUA and JR Tolles hereby expressly agree that no claims or disputes between the BCRUA and JR Tolles arising out of or relating to this Agreement or a breach hereof shall be decided by any arbitration proceeding, including, without lhnitation, any proceeding under the Federal Arbitration Act (9 U.S.C. Section 1-14) or any applicable state arbitration statute, except that in the event that the BCRUA is subject to an arbitration proceeding related to the Project, JR Tolles consents to be joined in the arbitration proceeding if JR Tolles's presence is required or requested by the BCRUA for complete relief to be accorded in the arbitration proceeding. 4.10 Claims for Consequential Damages. JR Tolles and the BCRUA waive consequential damages for claims, disputes or other matters in question arising out of or relating to this Agreement. This mutual waiver is applicable, without limitation, to all consequential damages due to either party's termination in accordance herewith. 4.11 Suspension. 4.11.1 If the BCRUA fails to make payments to JR Tolles in substantial compliance with this Agreement, such failure may be considered substantial nonperformance and cause for suspension of performance of services under this Agreement. If JR Tolles elects to suspend services, prior to suspension of services, JR Tolles shall give thirty (30) days' 9 written notice to the BCRUA. In the event of a suspension of' services, JR Tolles shall have no liability to the BCRUA for delay or damage caused to the BCRUA because of such suspension of services. Before resuming services, JR Tolles shall be paid all non -disputed sums due prior to suspension. JR Tolles's fees for the remaining services and the time schedules shall be equitably adjusted. 4.11.2 In connection with the work outlined in this Agreement, it is agreed and filly understood by JR Tolles that the BCRUA may cancel or indefinitely suspend further work hereunder either for cause or for the convenience of the BCRUA, upon thirty (30) days' written notice to JR Tolles, with the understanding that immediately upon receipt of said notice all work and labor being performed under this Agreement shall cease. JR Tolles shall invoice the BCRUA for all work satisfactorily completed and shall be compensated in accordance with the terms of this Agreement for all work accomplished prior to the receipt of said notice. Such thirty (30) day notice may be waived in writing by agreement and signature of both parties. 4.113 If the BCRUA suspends the work, the contract period as recited herein is not affected, and this Agreement will expire as to term on the date specified unless this Agreement is amended indicating otherwise. 4.11.4 The BCRUA assumes no liability for Services performed or costs incurred prior to the date authorized by the BCRUA for JR Tolles to begin work, and/or during periods when work is suspended, and/or subsequent to the completion date of the Project or the termination/expiration date of this Agreement. 4.11.5 In the event of a suspension by the BCRUA in excess of one hundred eighty (180) days, JR Tolles has the right to elect to terminate this Agreement. JR Tolles may exercise such right to terminate by issuing written notice to the BCRUA at least thirty (30) days in advance of such termination, and such termination shall become effective upon receipt of said written notice by the BCRUA. 4.11.6 Nothing contained herein shall require the BCRUA to pay for any work which is unsatisfactory or which is not submitted in compliance with the terms of this Agreement. The BCRUA shall not be required to make any payments to JR Tolles when JR Tolles is in default under this Agreement, nor shall this section constitute a waiver of any right, at law or at equity, which the BCRUA may have if JR Tolles is in default, including the right to bring legal action for damages or to force specific performance of this Agreement. 4.12 Termination. 4.12.1 This Agreement may be terminated before the stated expiration date by any of the following conditions: (a) By mutual agreement and consent, in writing, of both parties. (b) By the BCRUA Board, by notice in writing to JR Tolles, as a consequence of a material breach by JR Tolles in the performance of the Services set forth herein. (c) By either party, upon the failure of the other party to fulfill its obligations as set forth herein. (d) By the BCRUA Board, for reasons of its own and not subject to the mutual consent of JR Tolles, upon not less than thirty (30) days' written notice to JR Tolles. (e) By satisfactory completion of all Services and obligations described herein. 4.12.2 Should the BCRUA terminate this Agreement as herein provided, no fees other than fees due and payable at the time of termination shall thereafter be paid to JR Tolles. In determining the value of the work performed by JR Tolles prior to termination, the BCRUA shall be the sole judge. Compensation for work at termination will be based on the actual Services completed at that time. 4.12.3 If JR Tolles defaults in the performance of this Agreement or if the BCRUA terminates this Agreement for fault on the part of JR Tolles, then the BCRUA shall give consideration to the actual costs incurred by JR Tolles in performing the work to the date of default, and the amount of work required which was satisfactorily completed to date of default. 10 4.12.4 The termination of this Agreement and payment of an amount in settlement as prescribed above shall extinguish all rights, duties, and obligations of the BCRUA and JR Tolles under this Agreement. ARTICLE 5 INDEMNIFICATION 5.1 JR Tolles agrees to save and hold harmless the BCRUA, its officers, agents and employees, from all claims, liabilities, lawsuits, judgments, costs and expenses for personal injury (including death), property damage or other harm for which recovery of damages is sought, suffered by any person or persons, that may arise out of or be occasioned by JR Tolles's breach of any of the terms or provisions of this Agreement, or by any negligent act, error or omission of JR Tolles or of any person under JR Tolles's direction or control while in the exercise of performance of the Services required hereunder or in the performance of rights and duties under this Agreement; except that the indemnity provided for in this section shall not apply to any liability resulting from the sole negligence of BCRUA, its officers, agents, employees or separate contractors, and in the event of joint and concurrent negligence of both JR Tolles and BCRUA, responsibility and indemnity, if any, shall be apportioned comparatively in accordance with the laws of the State of Texas, without, however, waiving any governmental immunity available to BCRUA under Texas law and without waiving any defenses of the parties under Texas law. 5.2 JR Tolles shall also save and hold harmless the BCRUA, its officers, agents and employees, from any and all expenses, including but not limited to attorneys fees which may be incurred by the BCRUA in litigation or otherwise defending claims or liabilities which may be imposed on the BCRUA as a result of any negligent act, error or omission of JR Tolles or of any person employed by JR Tolles or under JR Tolles's direction or control while in the exercise of performance of the Services provided for hereunder or in the performance of rights and duties under this Agreement. ARTICLE 6 INSURANCE 6.1 Insurance. JR Tolles, at JR Tolles's sole cost, shall purchase and maintain during the entire term while this Agreement is in effect general liability insurance coverage in the minimum amount of One Million Dollars from a company authorized to do insurance business in Texas and otherwise acceptable to the BCRUA. 6.2 Subconsukant Insurance. Without limiting any of the other obligations or liabilities of JR Tolles, JR Tolles shall require each subconsultant performing inspection work under this Agreement to maintain during the tenn of this Agreement, at the subconsultant's own expense, the same stipulated minimum insurance required herein, including the required provisions and additional policy conditions as shown below. A subconsultant shall not perform any inspection work or services to be performed by JR Tolles pursuant to this Agreement until such time as the subconsultant and the qualifications of the subconsultant's personnel have been approved in writing by the BCRUA, and proof of insurance has been provided to the BCRUA. 6.3 Subconsultant's Certificates of Insurance. JR Tolles shall obtain and monitor the certificates of insurance from each subconsultant in order to assure compliance with the insurance requirements. JR Tolles must retain the certificates of insurance for the duration of this Agreement, and shall have the responsibility of enforcing these insurance requirements among its subconsultants. The BCRUA shall be entitled, upon request and without expense, to receive copies of these certificates of insurance. 6.4 Insurance Policy Endorsements. Each insurance policy shall include the following conditions by endorsement to the policy: (a) Each policy shall require that thirty (30) days prior to any material change in coverage, a notice thereof shall be given to the BCRUA by certified mail to: Chris Lippe, General Manager Brushy Creek Regional Utility Authority 221 East Main Street Round Rock, Texas 78664 JR Tolles shall also notify the BCRUA, within 24 hours of receipt, of any notices of expiration, cancellation, non -renewal, or material change in coverage it receives from its insurer. (b) Companies issuing the insurance policies shall have no recourse against the BCRUA for payment of any premiums or assessments for any deductibles which all are at the sole responsibility and risk of JR Tolles. 11 (c) The term "the Authority" or "the BCRUA" or "the Brushy Creek Regional Utility Authority" shall include all authorities, boards, commissions, departments, and officers of the BCRUA and the individual members, employees and agents therefor in their official capacities, and/or while acting on behalf of the BCRUA. (d) The policy clause "Other Insurance" shall not apply to any insurance coverage currently held by the BCRUA, to any such future coverage, or to the BCRUA's Self -Insured Retentions of whatever nature. (e) JR Tolles and the BCRUA mutually waive subrogation rights each may have against the other for loss or damage, to the extent same is covered by the proceeds of insurance. 6.5 Cost of Insurance. The cost of all insurance required herein to be secured and maintained by JR Tolles shall be bome solely by JR Tolles, with certificates of insurance evidencing such minimum coverage in force to be filed with the BCRUA. Such Certificates of Insurance are evidenced as Exhibit "C" herein entitled "Certificates of Insurance," said Exhibit "C" being attached hereto and incorporated herein by reference for all appropriate purposes. ARTICLE 7 NOTICES 7.1 All notices which this Agreement mandates be given by one party to the other shall be personally delivered or mailed to such party at the following respective addresses: Authority Brushy Creek Regional Utility Authority Attention: Chris Lippe, General Manager 221 East Main Street Round Rock, TX 78664 and to: Stephan L. Sheets Attorney at Law 309 E. Main St. Round Rock, Texas 78664 Observer J. R. Tolles, Jr. 13505 Byrd's Nest Dr. Austin, Texas 78738 and to: ARTICLE 8 MISCELLANEOUS PROVISIONS 8.1 This Agreement represents the entire and integrated agreement between BCRUA and JR Tolles and supersedes all prior negotiations, representations or agreements, either written or oral. 8.2 This Agreement shall be governed by and in accordance with the laws and court decisions of the state of Texas, and exclusive venue shall lie in Williamson County, Texas. 8.3 Causes of action between the parties to this Agreement pertaining to acts or failures to act shall be deemed to have accrued and the applicable statutes of limitations shall commence to run not later than either the date of Substantial Completion for acts or failures to act occurring prior to Substantial Completion or the date of issuance of the final Certificate for Payment for acts or failures to act occurring after Substantial Completion. In no event shall such statutes of limitations commence to run any later than the date when JR Tolles's services are substantially completed. 8.4 To the extent damages are covered by property insurance during construction, the BCRUA and JR Tolles waive all rights against each other and against the contractors, consultants, agents and employees of the other for damages, except 12 such rights as they may have to the proceeds of insurance as delineated between the BCRUA and Contractor. 8.5 Nothing contained in this Agreement shall create a contractual relationship with or a cause of action in favor of a third party against either the BCRUA or JR Tolles. 8.6 The BCRUA and JR Tolles, respectively, bind themselves, their successors, assigns and legal representatives to the other party to this Agreement and to the successors, assigns and legal representatives of such other party with respect to all covenants of this Agreement. Neither the BCRUA nor JR Tolles shall assign or transfer any interest in this Agreement without the written consent of the other, except that the BCRUA may assign this Agreement to an institutional lender providing financing for the Project. In such event, the lender shall assume the BCRUA's rights and obligations under this Agreement. JR Tolles shall execute all reasonable consents required to facilitate such assignment. 8.7 In the event any one or more of the provisions contained in this Agreement shall for any reason be held to be invalid, illegal or unenforceable in any respect, then such invalidity, illegality or unenforceability shall not affect any other provision thereof and this Agreement shall be construed as if such invalid, illegal or unenforceable provision had never been contained herein. 8.8 JR Tolles shall comply with all applicable federal, state and Iocal laws, statutes, codes, ordinances, rules and regulations, and the orders and decrees of any court or administrative bodies or tribunals in any manner affecting the performance of this Agreement, including without limitation, minimum/maximum salary and wage statutes and regulations, and licensing laws and regulations. JR Tolles shall furnish the BCRUA with satisfactory proof of its compliance. JR Tolles shall further obtain all permits and licenses required in the performance of the Services contracted for herein. 8.9 JR Tolles will pay all taxes, if any, required by law arising by virtue of the Services performed hereunder. The BCRUA is qualified for exemption pursuant to the provisions of Section 151.309 of the Texas Limited Sales, Excise, and Use Tax Act. 8.10 JR Tolles covenants and represents that it will have no financial interest, direct or indirect, in the purchase or sale of any product, materials or equipment that will be recommended or required for the Project. 8.11 JR Tolles agrees that time is of the essence and that any failure of JR Tolles to complete the Services for this Agreement within the agreed schedule will constitute a material breach of this Agreement. JR Tolles shall be fully responsible for JR Tolles's delays or for failures to use JR Tolles's best efforts in accordance with the terns of this Agreement if such are adjudged by a court of competent jurisdiction to have been caused by JR Tolles. Where damage is caused to the BCRUA due to JR Tolles's failure to perform in these circumstances, the BCRUA may withhold, to the extent of such damage, JR Tolles's payments hereunder without waiver of any of the BCRUA's additional legal rights or remedies. 8.12 Neither the BCRUA nor JR Tolles shall be deemed in violation of this Agreement if prevented from performing any obligations hereunder by reasons for which they are not responsible or circumstances beyond their control. However, notice of such impediment or delay in performance must be timely given, and all reasonable efforts undertaken to mitigate its effects. ARTICLE 9 SIGNATORY WARRANTY 9.1 The undersigned signatory for JR Tolles hereby represents and warrants that the signatory is an officer of the organization for which he/she has executed this Agreement and that he/she has full and complete authority to enter into this Agreement on behalf of the firm. The above -stated representations and warranties are made for the purpose of inducing the BCRUA to enter into this Agreement. IN WITNESS WHEREOF, the Brushy Creek Regional Utility Authority has caused this Agreement to be signed in its corporate name by its General Manager, duly authorized to execute the same on its behalf by Resolution No. approved by the BCRUA's Board of Directors on the day of the unonth of , 20___, and by the duly authorized representative of JR Tolles, with both parties binding themselves, their successors and assigns and legal representatives for the faithful and full performance of the terms and provisions of this Agreement. 13 BRUSHY CREEK REGIONAL UTILITY AUTHORITY By: Mitch Fuller, President Date Signed: ATTEST: By: John Cowman, Secretary JR TOLLES AND ASSOCIATES, LLC By: J. R. s es, Jr. Title: aVyua- Date Signed: "j • 1I •do ATTEST: By: Corporate Secretary LIST OF EXHIBITS ATTACKED Exhibit "A" Authority's Responsibilities Exhibit "B" JR Tolles's Responsibilities Exhibit "C" Certificates of insurance 14 EXHIBIT A Authority's Responsibilities A. Conduct a Pre -work Conference with JR Tolles. B. Provide JR Tolles with an identification badge, office space, work station, file space, and chair. Provide a suitable electronic interface with BCRUA electronic software and hardware. C. Provide JR Tolles with all criteria and full information as to Authority's requirements for the Specific Project, including copies of all design and construction standards which Authority will require to be constructed and inspected including Authority's standard forms, conditions, and related documents, including a "Progress Report form." D. Furnish to JR Tolles any other available information pertinent to the Specific Project including reports and data relative to designs, or investigation at or adjacent to the Site of the Specific Project. Such additional information or data would generally include but not limited to the following: 1. Property descriptions. 2. Zoning, deed, and other land use restrictions. 3. Property, boundary, easement, right-of-way, and other special surveys or data, including establishing relevant reference points. 4. Explorations and tests of subsurface conditions at or contiguous to the Site, drawings of physical conditions in or relating to existing surface or subsurface structures at or contiguous to the Site, or hydrographic surveys, with appropriate professional interpretation thereof. 5. Environmental assessments, audits, investigations and impact statements, and other relevant environmental or cultural studies as to a Specific Project, the Site and adjacent areas. E. Give prompt written notice to JR Tolles whenever Authority observes or otherwise becomes aware of the presence at the Site of any Constituent of Concern, or of any other development that affects the scope or time of performance of JR Tolles's services, or any defect or nonconformance in JR Tolles's services, the Work, or in the performance of any Contractor. F. Authorize JR Tolles to provide Additional Services as set forth in a change order as required. G. Arrange for safe access to and make all provisions for JR Tolles to enter upon public and private property as required to perform services. H. Provide reviews, approvals, and permits from all governmental authorities having jurisdiction to approve all phases of the Specific Project. I. Advise JR Tolles of the identity and scope of services of any independent consultants employed by Authority to perform or furnish services in regard to the Specific Project, 15 including, but not limited to, cost estimating, project peer review, value engineering, and constructability review. J. Define and set forth the duties, responsibilities, and limitations of authority of other parties and the relation thereof to the duties, responsibilities, and authority of JR Tolles. K. Provide the services of an independent testing laboratory to perform all inspections, tests, and approvals of Samples, materials, and equipment required by the Contract Documents, or to evaluate the performance of materials, equipment, and facilities of Authority, prior to their incorporation into the Work for the Specific Project with appropriate professional interpretation thereof. L. Provide JR Tolles with the findings and reports generated by any independent testing laboratory, if Engineer is required to review such documents. M. Notify JR Tolles of all meetings and conferences related to the project. N. Pay JR Tolles in accordance with Texas State Law and the terms of the contract. 0. The Authority will invoice the contractors for compensation for any and all overtime work (weekends, holidays, and work over 8 hours per day). 16 EXHIBIT B JR ToIles's Responsibilities JR Tolles will be a member of the Authority's construction management team and will report to the designated BCRUA Construction Manager. Pay applications will be submitted to the BCRUA Construction Manager. The regular work day is 8 hours. This eight (8) hour day may be adjusted seasonably ( For example may start at 7 am and end at 4 pm) or for special events on a case by case basis, but in any case the regular work day will not exceed eight (8) hours. The duties and responsibilities to be performed are those of the Authority's Site Representative and include observation and administration; and are to be for quality assurance purposes on an as needed basis. Actual work hours will be coordinated in advance with the Authorities Construction Management Staff. They will be performed in accordance with accepted construction industry standards. They include but are not limited to: 1. Preparation of a Risk Management Plan in coordination with BCRUA construction management team 2. Inspection, observation, reporting, and documentation. JR Tolles will provide coordination among the Authority's management team, the general contractor and other observers hired by the Authority. Specific activities and work hours will be coordinated with the Authority's Construction Manager. 3. Gross level of detail constructability and value options reviews. 4. Assessment and recommendations concerning construction contractor action plans such as for traffic control, site security, crane operations, tunneling, pipe laying, barge operations, excavations and backfill operations. Work includes review and processing of pay applications to include certification of work completed, materials stored, work value, schedule, and other pay application requirements. 5. Coordinating, reviewing, and recording of quality assurance testing, 6. Attendance at project meetings including safety meetings (contractor, design engineer, and BCRUA), and the pre -construction meeting. 7. Assistance with resolution of conflicts, 8. Coordination with design engineers and management. 9. Recording, reviewing, and processing submittals, requests for information, and change orders. 10. Reviewing and transmitting to the design engineer draft marked up drawings of the project as it is actually built. 11. Participating in start up, commissioning, and project close out. 12. Field office files maintenance — electronic and hard copies 17 13. Attend construction meetings when requested 14. Reporting of observed violations of standard safety regulations. 15. Reporting of observed violations of standard security and employment regulations. 16. Submitting a separate pay application for work categorized as "Overtime." JR Tolles will be housed with the BCRUA construction management staff and will be provided identification badge, office space, work station, file space, chair, and access to the BCRUA electronic systems as necessary to complete the work. JR Tolles is expected to arrive at a designated BCRUA site as necessary, and with all the appropriate apparel, equipment, and necessary safety gear to conduct construction observation business in any weather condition, during normal business hours, with appropriate transportation and a Texas Class C driver's license and insurance, JR Tolles is expected to have a cell phone and portable electronic equipment capable of communicating either wireless or by hard wire with BCRUA electronic equipment. This is quality assurance work and not quality control work. The construction contractor will provide for quality control. JR Tolles is responsible for their own safety in accordance with BCRUA policies and regulations, but is not responsible for the construction contractor's or subcontractor's safety program. The work does not include typical design engineer construction phased services. Design engineers will be providing periodic design verification inspections; review and approval of all matters of engineering design matters related to changes and requests for information, exceptions, and deviations; pay application review and certification; final as -built drawings; and project close out documentation. 18 EXHIBIT C Insurance Certificates 19 CERTIFICATE OF LIABILITY INSURANCE PRODUCER Lakecountry Insurance Agency, LLC 1200 Lakeway Dr. # 10 Austin, TX 78734 (512) 608-6822 INSURED JR Tolles & Assoc., LLC 13505 Bryds Nest Dr Austin, TX 78738 DATE (MMIDDIYYYY) 0711512010 THIS CERTIFICATE IS ISSUED AS A MATTER OF INFORMATION ONLY AND CONFERS NO RIGHTS UPON THE CERTIFICATE HOLDER. THIS CERTIFICATE DOES NOT AMEND, EXTEND OR ALTER THE COVERAGE AFFORDED BY THE POLICIES BELOW. INSURERS AFFORDING COVERAGE NAIC # INSURER k Hartford Insurance INSURERS: INSURER C: INSURER D: INSURER E: LitJ V tPCA THE POLICIES OF INSURANCE LISTED BELOW HAVE BEEN ISSUED TO THE INSURED NAMED ABOVE FOR THE POLICY PERIOD INDICATED. NOTWITHSTANDING ANY REQUIREMENT, TERM OR CONDITION OF ANY CONTRACT OR OTHER DOCUMENT WITH RESPECT TO WHICH THIS CERTIFICATE MAY BE ISSUED OR MAY PERTAIN. THE INSURANCE AFFORDED BY THE POLICIES DESCRIBED HEREIN IS SUBJECT TO ALL THE TERMS, EXCLUSIONS AND CONDITIONS OF SUCH POLICIES. AGGREGATE LIMITS SHOWN MAY HAVE BEEN REDUCED BY PAID CLAIMS. ILSR LTR 1ADM,N580 INSRD yPE OF INSURANCE POLICY NUMBER DTE (MMIDD�Y1 E ICY EXPIRATION DATE IMMIDDIYYYW UM1TS A GENERAL X LIAeIUTY COMMERCIAL GENERAL LABILITY 65 SBA NX3386 09110/2009 09110/2010 EACH OCCURRENCE $1000000 PREMISES (Ea NTED noel $ 300000 MED EXP (Any one person) *10000 CLAIMS MADE L 1 OCCUR PERSONAL & ADV INJURY $1000000 GENERAL AGGREGATE $ 2000000 GENL AGGREGATE LIWTAPPUES PER: TO POLICY ri rd,-- n LOC PRODUCTS - COMP/OP AGO $ 2000000 AUTOMOBILE LIABILITY ANY AUTO AU. OWNED AUTOS SCHEDULED AUTOS HIRED AUTOS NON -OWNED AUTOS COMBINED SINGLE OMIT (Ea Gelded) $ BODILY INJURY (Perp on) $ BODILY INJURY (Per accident) $ PROPERTY DAMAGE (Per accident) $ GARAGE UABIUTY ANY AUTO - AUTO ONLY - EA ACCIDENT $ THAN EA AOC $ AUTO ONLY: AGO $ EXCESS —I H I UMBRELLA LIABILITY OCCUR 1 1 CLAIMS MADE .DEDUCTIBLE RETENTION $ EACH OCCURRENCE $ AGGREGATE $ $ $ $ WORKERS COMPENSATION AND EMPLOYERS' UABIUTYTORY ANY PROPRIETORJPARTNERJECECUTIVE� OFFICER/MEMBER EXCLUDED? (Mandatory In NH) R yes, deeaibeunder SPECIAL PROVISIONS below WC STATU- OTH- OASTS ER EL. EACH ACCIDENT $ El DISEASE -EA EMPLOYEE $ EL DISEASE -POLICY UMIT $ OTHER DESCRIPTION OF OPERATIONS I LOCATIONS I VEHICLES! EXCLUSIONS ADDED BY ENDORSEMENT 1 SPECIAL PROVISIONS CERTIFICATE HOLDER CANCELLATION "...Brushy Creek Regional Utility Authority 221 E. Main St Round Rock, TX 78664 ACORD 25 (2009101) SHOULD ANY OP TH E ABOV E DESCRIBED P OLICIES BE CANCELLED BEFORE THE EXMRATION DATE THEREOF, THE ISSUING INSURER WILL ENDEAVOR TO MNL 30 DAYS WRITTEN NOTICE TO THE CERTIFICATE HOLDER NAMED TO THE LEFT, BUT FAILURE TO DO SO SHALL IMPOSE NO OBLIGATION OR LIABILITY OF ANY KIND UPO THE INSURER, ITS AGENTS OR REPRESENTATIVES. y' OD 1988-2009 ACORD CORPO - TION. AU rights reserved. The ACORD name and logo are registered marks of ACORD IMPORTANT If the certificate holder is an ADDITIONAL INSURED, the policy(les) must be endorsed. A statement on this certificate does not confer rights to the certificate holder in lieu of such endorsement(s). If SUBROGATION IS WAIVED, subject to the terms and conditions of the policy, certain policies may require an endorsement. A statement on this certificate does not confer rights to the certificate holder in lieu of such endorsement(s). DISCLAIMER This Certificate of insurance does not constitute a contract between the issuing insurer(s), authorized representative or producer, and the certificate holder, nor does it affirmatively or negatively amend, extend or alter the coverage afforded by the policies listed thereon. ACORD 25 (2009/01) ROUND ROCK, TEXAS PURPOSE. PASSION. PROSPERITY Agenda Item No. 9E8. City Council Agenda Summary Sheet Consider a resolution authorizing the Brushy Creek Regional Utility Authority (BCRUA) to execute an Agreement for Construction Phase Observation Services for the BCRUA Phase 1, Contract 2, Regional Water System, Raw Waterline/Underwater Pipeline Project with JR Tolles Agenda Caption: and Associates, LLC. Meeting Date: August 12, 2010 Department: Infrastructure Development and Construction Management Staff Person making presentation: Michael D. Thane, P.E. Director of Infrastructure Management Item Summary: This agreement is for the Construction Phase Observation Services for Contract 2 of the Regional Raw Waterline/Underwater Pipeline Project. These services include third -party quality assurance construction phase observation services and field site representation related to the construction of the project. This project consists of constructing approximately 3,000 linear feet of 36" underwater pipeline along the bottom of Lake Travis from the floating intake barge to the southern end of the Trails End Road Raw Water Transmission Line. The total construction phase observation cost for Contract 2 is a time and materials contract with a not -to -exceed amount of $117,000 and will be allocated to the Cities based on their capacity in the pipeline. Round Rock's allocated percentage is 38.56%, which totals $45,115.20 of the observation services cost. Strategic Plan Relevance: Goal 27.0 "Ensure there is an adequate, affordable and safe water supply." Cost: $117,000 (Round Rock's portion $45,115.20) Source of Funds: Regional Water Fund Date of Public Hearing (if required): N/A Recommended Action: