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R-09-07-23-10E3 - 7/23/2009RESOLUTION NO. R -09-07-23-10E3 WHEREAS, in accordance with HB 1130, effective September 1, 2005, the City Council desires to adopt a written Privacy Policy Related to the Confidentiality of Social Security Numbers, and WHEREAS, the City Council has reviewed the attached Social Security Number Privacy Policy and has determined same to be in compliance with HB 1130, Now Therefore BE IT RESOLVED BY THE COUNCIL OF THE CITY OF ROUND ROCK, TEXAS, That the Social Security Number Privacy Policy, attached hereto as Exhibit "A" and incorporated herein, is hereby approved and adopted. The City Council hereby finds and declares that written notice of the date, hour, place and subject of the meeting at which this Resolution was adopted was posted and that such meeting was open to the public as required by law at all times during which this Resolution and the subject matter hereof were discussed, considered and formally acted upon, all as required by the Open Meetings Act, Chapter 551, Texas Government Code, as amended. RESOLVED this 23rd day of July, 2009. ALAN MCGRAW, Mayor City of Round Rock, Texas ATTEST: SARA Z. WHITE, City Secretary 0:\wdox\SCCln[s\0112\0905\MUNICIPAL\R90723E3.00C/rmc SOCIAL SECURITY NUMBER PRIVACY POLICY In accordance with HB 1130, effective September 1, 2005, the City of Round Rock (City) adopts the following Privacy Policy Related to the Confidentiality of a Social Security Numbers (SSN). It is the policy of City to protect the confidential nature of SSN disclosed to the City in connection with the provision of City utility services. Disclosure of a SSN is requested from an individual in connection with providing City utility services. The SSN may be provided to a City customer service representative over the phone or by mail with a City confidentiality form completed by the individual. Although a SSN is not required in order to establish or obtain City services, if an individual fails to provide a SSN, the City will require a deposit in lieu of disclosure. Further disclosure of an individual's SSN is governed by the Public Information Act (Chapter 552 of the Texas Government Code) and other applicable law. A SSN is used only as necessary in connection with providing City utility services, including, but not limited to: (1) As a means of identifying an individual; (2) for internal verification or administrative purposes; (3) to perform a credit check, and (4) for debt collection purposes. An individual's SSN is protected by the City's Finance Department Security Guidelines, a copy of which is attached hereto as Exhibit A. The City restricts access to a SSN to those City employees who need access in order to perform a specific job. City records are disposed of in accordance with the state and federal law, the provisions of the Local Government Code, and the administrative rules adopted under its authority. 163601/1 EXHIBIT "An Security Guidelines Finance Department Security Guidelines Clarification/Guidelines Verbal Communication • Be aware of your surroundings when discussing personnel or customer issues. • Conversations of a confidential nature should not be discussed in any general reception areas. • A closed door policy should be enacted when employees are speaking with Finance staff about personal/confidential matters. • Persons meeting with Finance staff for scheduled/unscheduled appointments should be asked to wait in general reception area until announced to the person they are meeting. There should be very few exceptions to this rule. Electronics • Finance employees will be required to lock their computer screens when they will be away from the office for extended periods. • Do not leave copy area when making copies of a confidential document without checking the copy area to make sure no documents are left behind. • The above applies to faxes as well. Be sure to send a coversheet on all faxes. All fax machines should be checked and cleared at the end of each day. • When using both land line and mobile communication devices, be conscious of the nature of the call and your surroundings to ensure confidentiality of your conversation. • No banking transactions will be carried out on any wireless communication devices at any time. EXHIBIT A Confidential Correspondence • Confidential documents should be given to the intended employee instead of being left in Finance staff offices by other City employees. • Financial and Purchasing Records as well as personnel action forms, applications, drug test results, criminal background checks and all other sensitive information should be kept in a secure location. • Filing cabinets with financial records and any sensitive employee or customer information should be kept closed during the day and all paperwork with sensitive information should be filed and locked at the end of each day. • When sharing confidential documents with other Finance staff, place documents in folder or envelope labeled CONFIDENTIAL. • Confidential and discarded documents that contain information such as Social Security numbers, home/cell phone numbers and mailing addresses should be shredded that day. They should not under any circumstances be placed in the recycle bins in your office or the copier room. Security • All keys to locked file cabinets will be the responsibility of the personnel responsible for that filing cabinet. • All locking filing cabinets should have working locks with spare keys placed in a secure location. • All office doors should be locked at the end of each business day. Enforcement Violation of the Finance Department Adopted Security Guidelines or any other City of Round Rock Human Resources Policies and Procedures may result in disciplinary action up to and including termination of employment. DATE: July 16, 2009 SUBJECT: City Council Meeting—July 23, 2009 ITEM: 10E3. Consider a resolution adopting the City's Privacy Policy regarding social security numbers for utility billing. Department: Staff Person: Justification: Finance Cheryl Delaney, Finance Director The implementation of the City's Privacy Policy regarding Social Security Numbers in accordance with HB 1130 effective September 1, 2005. This policy will protect the confidential nature of Social Security Numbers disclosed to the City in connection with the provision of City utility billing services. Funding: Cost: No funds allocation is required Source of funds: N/A Outside Resources: N/A Background Information: Disclosure of a Social Security Number is requested from an individual in connection with providing City utility services. Although a Social Security Number is not required in order to establish or obtain City services, if an individual fails to provide a Social Security Number the City will require a deposit in lieu of disclosure. Further disclosure of individuals Social Security Numbers is governed by the Public Information Act (Chapter 552 of the Texas Government Code) and other applicable laws. Public Comment: N/A