R-09-08-27-9A1 - 8/27/2009RESOLUTION NO. R -09-08-27-9A1
WHEREAS, the U.S. Department of Housing and Urban Development
("HUD") has grant funds available to cities through the Community
Development Block Grant Recovery Program, and
WHEREAS, the City Council wishes to make application for the
available grant funds for specific projects and activities
identified in the 2008-2009 Fifth Program Year Action Plan that was
adopted by the City Council on July 24, 2008 and amended on May 28,
2009, Now Therefore
BE IT RESOLVED BY THE COUNCIL OF THE CITY OF ROUND ROCK,
TEXAS,
That the Mayor is hereby authorized and directed to execute on
behalf of the City a Funding Approval/Agreement with HUD for the
above-described grant, a copy of said Approval/Agreement being
attached hereto as Exhibit "A" and incorporated herein for all
purposes.
The City Council hereby finds and declares that written notice
of the date, hour, place and subject of the meeting at which this
Resolution was adopted was posted and that such meeting was open to
the public as required by law at all times during which this
Resolution and the subject matter hereof were discussed, considered
and formally acted upon, all as required by the Open Meetings Act,
Chapter 551, Texas Government Code, as amended.
RESOLVED this 27th day of August, 2009.
I r' .71,"
MCGRAW, Mayor
City of Round Rock, Texas
ATTEST:
SARA L. WHITE, City Secretary
O:\wdox\SCC1nts\0112\0905\MUNICIPAL\1290827A1.DOC/rmC
Funding Approval/Agreement
Title I of the Housing and Community
Development Act (Public Law 930383)
Hl -00515R of 20515R
1. Name of Grantee (as shown in item 5 of Standard Form 424)
City of Round Rock
2. Grantee's Complete Address (as shown in item 5 of Standard Form 424)
221 East Main Street
Round Rock, TX 78664
869/00161
DUNS#- 18-274-0792
U.S. Department of Housing and Urban Development
Office of Community Planning and Development
Community Development Block Grant Program
3. Grantee's 9•digitTax ID Number
746017485
4. Date use of funds may begin
(mm/dd/yyy41/N 0 3 2009
5a. Project/Grant No. 1
B -09 -MY -48-0514
5b. Project/Grant No. 2
6a. Amount Approved
$108,742
6b. Amount Approved
5c. Project/Grant No. 3
6c. Amount Approved
Grant Agreement: This Grant Agreement between the Department of Housing and Urban Development (HUD) and the above named Grantee is made pursuant to the
authority of Title 1 of the Housing and Community Development Act of 1974, as amended, (42 USC 5301 et seq.). The Grantee's submissions for Title 1 assistance, the
HUD regulations at 24 CFR Part 570 (as now in effect and as may be amended from time to time), and this Funding Approval, including any special conditions,
constitute part of the Agreement. Subject to the provisions of this Grant Agreement, HUD will make the funding assistance specified here available to the Grantee upon
execution of the Agreement by the parties. The funding assistance specified in the Funding Approval may be used to pay costs incurred after the date specified in item
4 above provided the activities to which such costs are related are carried out in compliance with all applicable requirements. Pre -agreement costs may not be paid with
funding assistance specified here unless they are authorized in HUD regulations or approved by waiver and listed in the special conditions to the Funding Approval.
The Grantee agrees to assume all of the responsibilities for environmental review, decision making, and actions, as specified and required in regulations issued by the
Secretary pursuant to Section 104(g) of Title 1 and published in 24 CFR Part 58. The Grantee further acknowledges its responsibility for adherence to the Agreement by
sub -recipient entities to which it makes funding assistance hereunder available.
U.S. Department of Housing and Urban Development (By Name)
Richard L. Lopez
Grantee Name
City of Round Rock
Title
Acting CPD Director
Title
Mayor
a r•
Date 7 2Q09
own
Signature
Date (mm/dd/yyyy)
7. Category of Title I Assistance for this Funding Action
(check only one)
8. Special Conditions
(check one)
❑ None
9a. Date HUD Received Submission
(mm/dd/yyyy) 06/03/2009
10. check
one
Orig. Funding
Approval
Amendment
Amendment Number
11 a.
❑ b.
/1 a. Entitlement, Sec 106(b)
9b. Date Grantee Notified
(mm/d, 2 7 2009
❑ b. State -Administered, Sec 106(d)(1)
❑ c. HUD -Administered Small Cities, Sec 106(d)(2)(B)
❑ d. Indian CDBG Programs, Sec 106(a)(1)
❑ e. Surplus Urban Renewal Funds, Sec 112(b)
❑ f. Special Purpose Grants, Sec 107
❑ g. Loan Guarantee, Sec 108
/1 Attached
9c. Date of Start of Program Year
(mm/dd/yyyy)
11. Amount of Community Development
Block Grant
FY (2009)
FY ( )
FY ( )
a. Funds Reserved for this Grantee
108742
b. Funds now being Approved
108742
c. Reservation to be Cancelled
(11a minus 11b)
0
12a. Amount of Loan Guarantee Commitment now being Approved
Not Applicable
12b. Name and complete Address of Public Agency
Not Applicable
Loan Guarantee Acceptance Provisions for Designated Agencies:
The public agency hereby accepts the Grant Agreement executed by the
Department of Housing and Urban Development on the above date with
respect to the above grant number(s) as Grantee designated to receive
loan guarantee assistance, and agrees to comply with the terms and
conditions of the Agreement, applicable regulations, and other
requirements of HUD now or hereafter in effect, pertaining to the
assistance provided it.
12c. Name of Authorized Official for Designated Public Agency
Not Applicable
Title
Signature
HUD Accounting use Only
Batch TAC Program Y A Reg Area Document No. Project Number Category
1
5
3
1
7
6
T
Project Number
Project N mber
Amount
Amount
Amount
Date Entered PAS (mnIddiyyyy)
Date Entered LOCCS (mm/dd/yyyy)
Batch Number
Transaction Code
Entered By
Effective Date
(mm/dd/yyyy) F
II
EXHIBIT
nAu
Verified By
24 CFR 570
form HUD -7082 (4/93)
SPECIAL CONDITIONS TO THE GRANT AGREEMENT FOR
COMMUNITY DEVELOPMENT BLOCK GRANT RECOVERY (CDBG-R) FUNDS
AUTHORIZED AND APPROPRIATED
UNDER THE AMERICAN RECOVERY AND REINVESTMENT ACT OF 2009
(PUBLIC LAW 111-5, FEBRUARY 17, 2009)
CDBG-R GRANTEE:
CDBG-R GRANT NUMBER:
CDBG-R GRANT AMOUNT:
CDBG-R APPROVAL DATE:
Special Conditions:
The terms of the Grant Agreement include the following special conditions:
1. The Grant Agreement between the U.S. Department of Housing and Urban Development
(HUD) and the above named Grantee, is made pursuant to the authority of Title XII of the
American Recovery and Reinvestment Act of 2009 (Public Law 111-5) (the Recovery Act).
The Grantee acknowledges that the CDBG-R grant is one-time funding.
2. The Grant Agreement is governed by and the Grantee shall comply with the requirements of
the Recovery Act; the Notice of Program Requirements for Community Development Block
Grant Program Funding Under the American Recovery and Reinvestment Act of 2009, 74
Fed. Reg. 21816 (May 11, 2009) available at http://www.hud.gov/recovery/cdblock.cfm (as
now in effect and as may be amended from time to time) (the Notice); Title I of the Housing
and Community Development Act of 1974, as amended (42 USC 5301 et seq.) (as modified
by the Notice); and, the HUD regulations at 24 CFR part 570 (as now in effect and as may be
amended from time to time) as modified by the Notice (the Regulations). The Grantee's
submissions, the Notice, the Funding Approval/Agreement (form HUD -7082) and the special
conditions described herein are incorporated by reference and constitute part of the Grant
Agreement. Submissions include the CDBG-R action plan substantial amendment, including
the certifications and assurances and any information or documentation required to meet any
grant award conditions. In the event of conflict between a provision of the Grantee's
submissions and any other provision of this Grant Agreement document, the latter shall
control.
City of Round Rock
B -09 -MY -48-0514
$108,742
JUL 2 7 2009
3. The Grantee shall comply with government wide guidance and standard award terms
established by the Office of Management and Budget (OMB) concerning the implementation
of the Recovery Act, including Requirements for Implementing Sections 1512, 1605, and
1606 of the American Recovery and Reinvestment Act of 2009 for Financial Assistance
Awards, 74 Fed. Reg. 18449 (April 23, 2009) (to be codified at 2 CFR Part 176) (as now in
effect and as may be amended from time to time). Notwithstanding the foregoing, the
CDBG-R Special Grant Conditions Page 1 of 2
Grantee shall comply with Section 110 of the CDBG Statute concerning the Davis -Bacon
Act. The Grantee shall comply with reporting requirements established by HUD and OMB
(including all revisions to such reporting requirements), as well as Sections 1511, 1515, and
1553 of the Recovery Act (including implementing guidance).
4. The Grantee shall at all times maintain an up-to-date copy of its Grantee Submission,
including all amendments approved by HUD, on its Internet website as required by the
Notice. The Grantee shall maintain information on all drawdowns, deposits, and
expenditures of grant funds and program income under this Grant Agreement and any other
records required by applicable law, in its files, and shall make such information available for
audit or inspection by duly authorized representatives of HUD, HUD's Office of the
Inspector General, the Recovery Act Transparency Board, or the Comptroller General of the
United States.
5. In addition to other lawful remedies, HUD reserves the right to restrict access to grantees'
CDBG-R funds for delinquent, incomplete, or inaccurate reporting. This includes the right to
suspend access to the Integrated Disbursement and Information System (IDIS) should the
Grantee fail to comply with quarterly CDBG-R reporting requirements.
6. The Grantee may take advantage of the pre -award costs provisions at 24 CFR 570.200(h) to
incur pre -award costs associated with the development of the substantial amendment to the
action plan beginning May 5, 2009. The Grantee may also incur costs prior to the grant
award for specific activities as of the date the CDBG-R action plan substantial amendment
was submitted to HUD.
7. The Grantee is advised that providing false, fictitious or misleading information with respect
to CDBG-R funds may result in criminal, civil or administrative prosecution under 18 U.S.C.
§ 1001, 18 U.S.C. § 1343, 31 U.S.C. § 3729, 31 U.S.C. § 3801 or another applicable statute.
The Grantee shall promptly refer to HUD's Office of the Inspector General any credible
evidence that a principal, employee, agent, contractor, sub -grantee, subcontractor, or other
person has submitted a false claim under the False Claims Act or has committed a criminal or
civil violation of laws pertaining to fraud, conflict of interest, bribery, gratuity, or similar
misconduct involving CDBG-R funds.
8. In any contract involving the use of CDBG-R funds, the Grantee shall include, and require its
subrecipients and contractors to include, a project sign provision consistent with criteria
established by the Secretary.
9. The Grantee shall have until September 30, 2012, to expend the entire CDBG-R Grant
Amount. CDBG-R funds not expended by September 30, 2012, will be recaptured by HUD.
10. The Grantee shall extend all applicable terms and conditions of this grant award to
subrecipients and contractors, including obtaining a DUNS number (or updating the existing
DUNS record), and registering with the Central Contractor Registration (CCR).
11. The Grant Agreement may be amended in writing by HUD. In considering proposed
amendments to this Grant Agreement, HUD shall review, among other things, whether the
amendment is otherwise consistent with the Recovery Act, the Housing and Community
Development Act, the Notice and the Regulations.
CDBG-R Special Grant Conditions Page 2 of 2
DATE: August 19, 2009
SUBJECT: City Council Meeting — August 27, 2009
ITEM: 9A1. Consider a resolution authorizing the Mayor to execute a Funding
Approval/Agreement with the U.S. Department of Housing and Urban
Development for the Community Development Block Grant Recovery Program
Funding.
Department: Planning and Community Development
Staff Person: Jim Stendebach, Planning and Community Development Director
Liz Alvarado, Community Development Assistant
Justification:
These documents constitute the contract between the Department of Housing and Urban Development
and the City of Round Rock for use of Community Development Block Grant Recovery Funds.
Funding:
Cost: $108,742.00
Source of funds: CDBG-R HUD Recovery Funds
Outside Resources: U.S. Department of Housing and Community Affairs
Background Information:
This agreement must be signed and returned to the Department of Housing and Urban Development
within 30 days of July 29, 2009. Six homes will be rehabilitated with these funds.
Public Comment:
A public hearing was held on May 28, 2009 and no public comment was received.
EXECUTED
DOCUMENT
FOLLOWS
Funding Approval/Agreement
Title I of the Housing and Community
Development Act (Public Law 930383)
HI -00515R of 20515R
U.S. Department of Housing and Urban Development
Office of Community Planning and Development
Community Development Block Grant Program
1. Name of Grantee (as shown in item 5 of Standard Form 424)
City of Round Rock
2. Grantee's Complete Address (as shown in item 5 of Standard Form 424)
221 East Main Street
Round Rock, TX 78664
869/00161
DUNS#- 10-274-0792
3. Grantee's 9 -digit Tax ID Number
746017485
5a. ProjectGrant No. 1
B -09 -MY -48-0514
5b. Project/Grant No. 2
4. Date use of funds may begin
(mm/dd/yyMUN 0 3 2009
6a. Amount Approved
$108,742
6b. Amount Approved
5c. Project/Grant No. 3
6c. Amount Approved
Grant Agreement: This Grant Agreement between the Department of Housing and Urban Development (HUD) and the above named Grantee is made pursuant to the
authority of Title 1 of the Housing and Community Development Act of 1974, as amended, (42 USC 5301 et seq.). The Grantee's submissions for Title I assistance, the
HUD regulations at 24 CFR Part 570 (as now in effect and as may be amended from time to time), and this Funding Approval, including any special conditions,
constitute part of the Agreement. Subject to the provisions of this Grant Agreement, HUD will make the funding assistance specified here available to the Grantee upon
execution of the Agreement by the parties. The funding assistance specified in the Funding Approval may be used to pay costs incurred after the date specified in item
4 above provided the activities to which such costs are related are carried out in compliance with all applicable requirements. Pre -agreement costs may not be paid with
funding assistance specified here unless they are authorized in HUD regulations or approved by waiver and listed in the special conditions to the Funding Approval.
The Grantee agrees to assume all of the responsibilities for environmental review, decision making, and actions, as specified and required in regulations issued by the
Secretary pursuant to Section I04(g) of Title I and published in 24 CFR Part 58. The Grantee further acknowledges its responsibility for adherence to the Agreement by
sub -recipient entities to which it makes funding assistance hereunder available.
U.S. Department of Housing and Urban Development (By Name)
Richard L. Lopez
Grantee Name
City of Round Rock
Title
Acting CPD Director
Title
Mayor
S
Date (mm/dd(JUL Q 7 20098
uu�U i
nature'
W,
Date p�(1Zfi 20�
V \
7. Category of Title I Assistance for this Fundi Action
(check only one)
8. Special Conditions
(check one)
❑ None
9a. Date HUD Received Submission
(mm dd yyyy) 06/03/2009
10. check
one
Funding
Approval
ppOr
Amendment
Amendment Number
/�1 a.
❑ b.
/1 a. Entitlement, Sec 106(b)
9b. Dat oe
(tem/4 SiI,) 1 2009
❑ b. State -Administered, Sec 106(d)(1)
❑ c. HUD -Administered Small Cities, Sec 106(d)(2)(B)
❑ d. Indian CDBG Programs, Sec 106(a)(1)
❑ e. Surplus Urban Renewal Funds, Sec 112(b)
❑ f. Special Purpose Grants, Sec 107
❑ g. Loan Guarantee, Sec 108
►1 Attached
9c. Date of Start of Program Year
(mm/ddyyyy)
11. Amount of Community Development
Block Grant
FY (2009)
FY ( )
FY ( )
a. Funds Reserved for this Grantee
108742
b. Funds now being Approved
108742
c. Reservation to be Cancelled
(11a minus 11b)
0
12a. Amount of Loan Guarantee Commitment now being Approved
Not Applicable
12b. Name and complete Address of Public Agency
Not Applicable
Loan Guarantee Acceptance Provisions for Designated Agencies:
The public agency hereby accepts the Grant Agreement executed by the
Department of Housing and Urban Development on the above date with
respect to the above grant number(s) as Grantee designated to receive
loan guarantee assistance, and agrees to comply with the terms and
conditions of the Agreement, applicable regulations, and other
requirements of HUD now or hereafter in effect, pertaining to the
assistance provided it.
12c. Name of Authorized Official for Designated Public Agency
Not Applicable
Title
Signature
Batch TAC Program Y A Reg Area
1
5
3
1
7
6
Document No. Project Number Category
Project Number
Project N mber
Date Entered PAS (mm/dd/yyyy)
Date Entered LOCCS (mm/dd/yyyy)
Batch Number
Amount
Amount
Amount
Transaction Code
Entered By
Effective Date
(mm/dd/yyyy) F
Verified By
24 CFR 570
form HUD -7082 (4/93)
SPECIAL CONDITIONS TO THE GRANT AGREEMENT FOR
COMMUNITY DEVELOPMENT BLOCK GRANT RECOVERY (CDBG-R) FUNDS
AUTHORIZED AND APPROPRIATED
UNDER THE AMERICAN RECOVERY AND REINVESTMENT ACT OF 2009
(PUBLIC LAW 111-5, FEBRUARY 17, 2009)
CDBG-R GRANTEE: City of Round Rock
CDBG-R GRANT NUMBER: B -09 -MY -48-0514
CDBG-R GRANT AMOUNT: $108,742
JUL 2 7 2009
CDBG-R APPROVAL DATE:
Special Conditions:
The terms of the Grant Agreement include the following special conditions:
1. The Grant Agreement between the U.S. Department of Housing and Urban Development
(HUD) and the above named Grantee, is made pursuant to the authority of Title XII of the
American Recovery and Reinvestment Act of 2009 (Public Law 111-5) (the Recovery Act).
The Grantee acknowledges that the CDBG-R grant is one-time funding.
2. The Grant Agreement is governed by and the Grantee shall comply with the requirements of
the Recovery Act; the Notice of Program Requirements for Community Development Block
Grant Program Funding Under the American Recovery and Reinvestment Act of 2009, 74
Fed. Reg. 21816 (May 11, 2009) available at http://www.hud.gov/recovery/cdblock.cfm (as
now in effect and as may be amended from time to time) (the Notice); Title I of the Housing
and Community Development Act of 1974, as amended (42 USC 5301 et seq.) (as modified
by the Notice); and, the HUD regulations at 24 CFR part 570 (as now in effect and as may be
amended from time to time) as modified by the Notice (the Regulations). The Grantee's
submissions, the Notice, the Funding Approval/Agreement (form HUD -7082) and the special
conditions described herein are incorporated by reference and constitute part of the Grant
Agreement. Submissions include the CDBG-R action plan substantial amendment, including
the certifications and assurances and any information or documentation required to meet any
grant award conditions. In the event of conflict between a provision of the Grantee's
submissions and any other provision of this Grant Agreement document, the latter shall
control.
3. The Grantee shall comply with government wide guidance and standard award terms
established by the Office of Management and Budget (OMB) concerning the implementation
of the Recovery Act, including Requirements for Implementing Sections 1512, 1605, and
1606 of the American Recovery and Reinvestment Act of 2009 for Financial Assistance
Awards, 74 Fed. Reg. 18449 (April 23, 2009) (to be codified at 2 CFR Part 176) (as now in
effect and as may be amended from time to time). Notwithstanding the foregoing, the
CDBG-R Special Grant Conditions Page 1 of 2
Grantee shall comply with Section 110 of the CDBG Statute concerning the Davis -Bacon
Act. The Grantee shall comply with reporting requirements established by HUD and OMB
(including all revisions to such reporting requirements), as well as Sections 1511, 1515, and
1553 of the Recovery Act (including implementing guidance).
4. The Grantee shall at all times maintain an up-to-date copy of its Grantee Submission,
including all amendments approved by HUD, on its Internet website as required by the
Notice. The Grantee shall maintain information on all drawdowns, deposits, and
expenditures of grant funds and program income under this Grant Agreement and any other
records required by applicable law, in its files, and shall make such information available for
audit or inspection by duly authorized representatives of HUD, HUD's Office of the
Inspector General, the Recovery Act Transparency Board, or the Comptroller General of the
United States.
5. In addition to other lawful remedies, HUD reserves the right to restrict access to grantees'
CDBG-R funds for delinquent, incomplete, or inaccurate reporting. This includes the right to
suspend access to the Integrated Disbursement and Information System (IDIS) should the
Grantee fail to comply with quarterly CDBG-R reporting requirements.
6. The Grantee may take advantage of the pre -award costs provisions at 24 CFR 570.200(h) to
incur pre -award costs associated with the development of the substantial amendment to the
action plan beginning May 5, 2009. The Grantee may also incur costs prior to the grant
award for specific activities as of the date the CDBG-R action plan substantial amendment
was submitted to HUD.
7. The Grantee is advised that providing false, fictitious or misleading information with respect
to CDBG-R funds may result in criminal, civil or administrative prosecution under 18 U.S.C.
§ 1001, 18 U.S.C. § 1343, 31 U.S.C. § 3729, 31 U.S.C. § 3801 or another applicable statute.
The Grantee shall promptly refer to HUD's Office of the Inspector General any credible
evidence that a principal, employee, agent, contractor, sub -grantee, subcontractor, or other
person has submitted a false claim under the False Claims Act or has committed a criminal or
civil violation of laws pertaining to fraud, conflict of interest, bribery, gratuity, or similar
misconduct involving CDBG-R funds.
8. In any contract involving the use of CDBG-R funds, the Grantee shall include, and require its
subrecipients and contractors to include, a project sign provision consistent with criteria
established by the Secretary.
9. The Grantee shall have until September 30, 2012, to expend the entire CDBG-R Grant
Amount. CDBG-R funds not expended by September 30, 2012, will be recaptured by HUD.
10. The Grantee shall extend all applicable terms and conditions of this grant award to
subrecipients and contractors, including obtaining a DUNS number (or updating the existing
DUNS record), and registering with the Central Contractor Registration (CCR).
11. The Grant Agreement may be amended in writing by HUD. In considering proposed
amendments to this Grant Agreement, HUD shall review, among other things, whether the
amendment is otherwise consistent with the Recovery Act, the Housing and Community
Development Act, the Notice and the Regulations.
CDBG-R Special Grant Conditions Page 2 of 2