R-09-09-24-11D11 - 9/24/2009RESOLUTION NO. R -09-09-24-11D11
WHEREAS, on March 10, 2005, the City of Round Rock adopted a
Financial Management Policy to manage sales tax revenues and to
establish minimum reserve fund levels for the General Fund and the
Utility Fund, and
WHEREAS, the City wishes to revise said Financial Management
Policy, Now Therefore
BE IT RESOLVED BY THE COUNCIL OF THE CITY OF ROUND ROCK,
TEXAS,
That the Financial Management Policy, September 2009, attached
hereto as Exhibit "A" and incorporated herein, is hereby approved
and adopted.
The City Council hereby finds and declares that written notice
of the date, hour, place and subject of the meeting at which this
Resolution was adopted was posted and that such meeting was open to
the public as required by law at all times during which this
Resolution and the subject matter hereof were discussed, considered
and formally acted upon, all as required by the Open Meetings Act,
Chapter 551, Texas Government Code, as amended.
RESOLVED this 24th day of September, 2009.
0 bet t/L._,
ALAN MCGRAW, Mayor
City of Round Rock, Texas
ATTEST:
SARA L. WHITE, City Secretary
O:\wdox\SCC1nt$\0112\0905\MUNICIPAL\119924D11.DOC/rmc
City of Round Rock
Financial Management Policy
September 2009
Policy Overview
The purpose of this Financial Management Policy (Policy) is to officially establish a policy for
the management of sales tax revenues generated by Dell Inc. and remitted to the City ("Dell
Sales Tax,") and to establish minimum fund balance reserve levels for the General Fund and
Utility Fund. This Policy is needed because of the City's continued reliance upon sales tax
revenue in general, and upon Dell Sales Tax in particular, for General Operations. The goal of
this Policy is to formalize the goals and objectives of the City Council to comprehensively
manage the impact of sales tax on the City's budget and property tax rate.
Policy Objectives
The objectives of the Policy are:
1. To provide consistent, long-term approach for the fiscal management of the City's
operating funds to balance revenue requirements with the service needs of a growing
population;
2. To provide guidance to manage and reduce the City's operational reliance on Dell Sales
Tax for the operational portion of the General Fund Budget;
3. To provide guidance to manage and reduce the impact of the volatile nature of sales tax
and revenue upon the City's budget and property tax rate; and
4. To document the City's operating fund balance policy.
Policy Components
Sales Tax Component
General fund sales tax revenues derived from Dell, Inc. and used for general fund operations
shall be limited to no more than 20% of the total amount of sales tax received from the City from
all sources. This objective shall be achieved over a maximum of an eight year period.
Beginning in FY 2010, the budgeted Dell Sales Tax revenue used for operations from the
previous fiscal year shall be reduced by a minimum of 10% annually until Dell sales tax revenue
is not more than 20% of total city sales tax revenues.
In the event that Dell sales tax collections exceed the aforementioned limitation, said amounts
will be budgeted and utilized for only the following purposes:
1. To reduce need to borrow additional funds by funding capital improvements and/or one-
time expenditures as approved by the City Council; and
2. To retire existing General Obligation debt when market conditions allow.
The utilization of Dell Sales Tax will be determined in compliance with this policy. The City
Council will make the final decision regarding the utilization of the Dell Sales Tax, based on the
recommendations made by the City Manager.
If an unanticipated dramatic loss of revenues occurs, strategic use of fund balance may be
utilized to comply with this policy.
Property Tax Component
Only after considering the availability of all revenue, the property tax rate shall be increased to
compensate for any direct Dell Sales Tax revenue program reductions.
Fund Balance (Reserve) Component
Minimum reserve levels for operating funds (General Fund and Utility Fund) shall be established
at 33% of annual budgeted operating expenditures.
Annual Review Component
This policy shall be reviewed annually by the City Council to ensure policy objectives are being
achieved.
DATE: September 17, 2009
SUBJECT: City Council Meeting — September 24, 2009
ITEM: 11D11. Consider a resolution approving a revised Financial Management Policy of
the City of Round Rock.
Department:
Staff Person:
Justification:
Finance
Cheryl Delaney, Finance Director
As a result of the City of Round Rock's continued and growing reliance on sales tax revenue for general
fund operations and more specifically reliance on a single source of that sales tax revenue, a revised
financial management policy is necessary to comprehensively manage and communicate both the short
and long term financial objectives of the City.
This revised policy establishes limitations on the use of sales tax revenue derived from Dell, Inc. for
general fund operations, states how property tax rate will be used to compensate for Dell sales tax
reductions and documents the City's fund balance policy. This policy shall be reviewed on an annual
basis to ensure policy objectives are being met.
Funding:
Cost: N/A
Source of funds: N/A
Outside Resources: N/A
Background Information:
Staff made a presentation to the Council during the 2009 Council Retreat regarding this issue.
The previous Financial Management Policy was approved by the City of Round Rock Council on March
10, 2005.