R-10-12-16-10C1 - 12/16/2010RESOLUTION NO. R -10-12-16-10C1
WHEREAS, the City of Round Rock and the Texas Department of Transportation (TxDOT)
wish to enter into a Memorandum of Understanding regarding TxDOT's Federally -Approved
Disadvantaged Business Enterprise Program, Now Therefore
BE IT RESOLVED BY THE COUNCIL OF THE CITY OF ROUND ROCK, TEXAS,
That the Mayor is hereby authorized and directed to execute on behalf of the City a
Memorandum of Understanding with the Texas Department of Transportation, a copy of same being
attached hereto as Exhibit "A" and incorporated herein.
The City Council hereby finds and declares that written notice of the date, hour, place and
subject of the meeting at which this Resolution was adopted was posted and that such meeting was
open to the public as required by law at all times during which this Resolution and the subject matter
hereof were discussed, considered and formally acted upon, all as required by the Open Meetings Act,
Chapter 551, Texas Government Code, as amended.
RESOLVED this 16th day of December, 2010.
17)i
ALAN MCGRAW, Mayor
City of Round Rock, Texas
ATTEST:
Q8/o4A-•
SARA L. WHITE, City Secretary
O:\wdox\SCCInts\0112\ I005\MUNICIPAL\00209249. DOC
Form 2395
(10110)
p,,, Page 1 of
°"'""°° '� MEMORANDUM OF UNDERSTANDING
REGARDING THE ADOPTION OF THE TEXAS DEPARTMENT OF
TRANSPORTATION'S FEDERALLY -APPROVED DISADVANTAGED BUSINESS
ENTERPRISE PROGRAM BY CITY OF ROUND ROCK
This Memorandum of Understanding (MOU) is by and between the TEXAS DEPARTMENT OF
TRANSPORTATION (TxDOT), an agency of the State of Texas; and
CITY OF ROUND ROCK , a political subdivision of the State of Texas.
Whereas, from time to time CITY OF ROUND ROCK receives federal
funds from the Federal Highway Administration (FHWA) through TxDOT to assist
CITY OF ROUND ROCK with the construction and design of projects
partially or wholly funded through FHWA; and
Whereas, CITY OF ROUND ROCK , as a sub -recipient of federal funds,
is required by 49 CFR 26, to implement a program for disadvantaged business enterprises (DBEs), as
defined by 49 CFR 26 (DBE Program); and
Whereas, TxDOT has implemented a Disadvantaged Business Enterprise Program (DBE
Program) that is approved by the FHWA pursuant to 49 CFR part 26; and
Whereas, certain aspects of CITY OF ROUND ROCK 's
procurement of construction and design services are subject to review and/or concurrence by TxDOT as
a condition of receiving federal funds from FHWA through TxDOT; and
Whereas, CITY OF ROUND ROCK and TxDOT undertake substantially
similar roadway construction projects and design projects and construct and design their respective
projects using substantially the same pool of contractors; and
Whereas, CITY OF ROUND ROCK desires to implement a federally
compliant DBE Program by adopting the TxDOT approved program, as recommended by FHWA; and
Whereas, TxDOT and CITY OF ROUND ROCK find it appropriate to
enter into this MOU to memorialize the obligations, expectations and rights each has as related to
CITY OF ROUND ROCK 's adoption of the TxDOT DBE's Program to meet
the federal requirements;
Now, therefore, TxDOT and CITY OF ROUND ROCK , in consideration of
the mutual promises, covenants and conditions made herein, agree to and acknowledge the following:
(1) TxDOT has developed a DBE Program and annually establishes a DBE goal for Texas that is
federally approved and compliant with 49 CFR 26 and other applicable laws and regulations.
(2) CITY OF ROUND ROCK is a sub -recipient of federal assistance for
construction projects and design projects and, in accordance with 49 CFR § 26.21, must comply with a
federally approved DBE Program. The CITY OF ROUND ROCK receives its
federal assistance through TxDOT. As a sub -recipient, CITY OF ROUND ROCK
has the option of developing its own program or adopting and operating under TxDOT's federally
approved DBE Program. The FHWA recommends that sub -recipients, such as
CITY OF ROUND ROCK , adopt the DBE progratn, administered through TxDOT,
and CITY OF ROUND ROCK by its prescribed protocol adopted the TxDOT DBE
Program as of the date when adoption occurred.
EXHIBIT
All
Form2395 (10/10)
Page 2of6
(3) This MOU evidences FHWA's and TxDOT's consent to the adoption of the TxDOT DBE Program by
CITY OF ROUND ROCK to achieve its DBE participation in federally assisted
Construction and Design Projects.
(4) The parties will work together in good faith to assure effective and efficient implementation of the
DBE Program for CITY OF ROUND ROCK and for TxDOT.
(5) CITY OF ROUND ROCK and TxDOT have agreed upon the following delegation
of responsibilities and obligations in the administration of the DBE Program adopted by
CITY OF ROUND ROCK .
(a) CITY OF ROUND ROCK will be responsible for project monitoring and data
reporting to TxDOT. CITY OF ROUND ROCK will furnish to TxDOT any
required DBE contractor compliance reports, documents or other information as may be required
from time to time to comply with federal regulations. TxDOT will provide the necessary and
appropriate reporting fortns, to CITY OF ROUND ROCK
(b) CITY OF ROUND ROCK will recommend contract -specific DBE goals
consistent with TxDOT's DBE guidelines and in consideration of the local market, project size, and
nature of the good(s) or service(s) to be acquired. CITY OF ROUND ROCK 's
recommendation may be that no DBE goals are set on any particular project or portion of a project or
that proposed DBE goals be modified. CITY OF ROUND ROCK and TxDOT will
work together to achieve a mutually acceptable goal, however, TxDOT will retain final decision-
making authority regarding DBE goals.
(c) TxDOT will cooperate with CITY OF ROUND ROCK in an effort to meet the
tuning and other requirements of CITY OF ROUND ROCK projects.
(d) CITY OF ROUND ROCK will be solely responsible for the solicitation and
structuring of bids and bid documents to procure goods and services for its projects that use federal
funds and will be responsible for all costs and expenses incurred in its procurements.
(e) The DBEs eligible to participate on TxDOT construction projects or design projects also will be
eligible to participate on CITY OF ROUND ROCK construction projects or design
projects subject to the DBE Program. The DBEs will be listed on TxDOT's website under the Texas
Unified Certification Program (TUCP).
(f) CITY OF ROUND ROCK will conduct reviews and provide reports with
recommendations to TxDOT concerning any DBE Program compliance issues that may arise due to
project specific requirements such as Good Faith Effort (GFE), Commercially Useful Function
(CUF), etc. CITY OF ROUND ROCK and TxDOT will work together to achieve a
mutually acceptable goal, however, TxDOT will retain final decision-making authority on those issues
and reserves the right to perform compliance reviews. CITY OF ROUND ROCK
shall provide TxDOT with a listing of sanctions that will be assessed against contractors for violation
of federal DBE regulations and its procedures for investigation of violations and assessment of
sanctions for documented violations. CITY OF ROUND ROCK will require
contractors for its FHWA federally assisted projects to use the attached forms as follows:
Form 2395 (10/10)
Page 3 of 6
Attachment 1 — Disadvantaged Business Enterprise (DBE) Program Commitment Agreement
Foran SMS 4901
Attachment 2 — DBE Monthly Progress Report Form SMS 4903
Attachment 3 — DBE Final Report Form SMS 4904
Attachment 4 — Prompt Payment Certification Form (Federal -air Projects) 2177
(g) CITY OF ROUND ROCK will designate a liaison officer to coordinate efforts
with TxDOT's DBE Program administrators and to respond to questions from the public and private
sector regarding CITY OF ROUND ROCK 's administration of the DBE Program
through TxDOT.
(h) CITY OF ROUND ROCK will be responsible for providing TxDOT with
DBE project awards and DBE Commitments, monthly DBE reports, DBE Final Reports, DBE
shortfall reports, and annual and updated goal analysis and reports.
(i) TxDOT will be responsible for maintaining a directory of firms eligible to participate in the
DBE Program, and providing business development and outreach programs.
CITY OF ROUND ROCK and TxDOT will work cooperatively to provide
supportive services and outreach to DBE firms in CITY OF ROUND ROCK area.
(j) CITY OF ROUND ROCK
will submit DBE semi-annual progress reports to TxDOT.
(k) CITY OF ROUND ROCK will participate in TxDOT sponsored training
classes to include topics on Title VI of the Civil Rights Act of 1964, DBE Annual Goals, DBE Goal
Setting for Construction Projects and Design Projects, DBE Contract Provisions, and DBE Contract
Compliance, which may include issues such as DBE Commitments, DBE Substitution, and Final
DBE Clearance. TxDOT will include DBE contractors performing work on
CITY OF ROUND ROCK projects in the DBE Education and Outreach Programs.
(I) The Executive Director of CITY OF ROUND ROCK will implement all federal
requirements, including those stated in Attachments A through F, which are incorporated as though
fully set out herein for all purposes.
(m) In accordance with 23 CFR 200.1, CITY OF ROUND ROCK shall develop
procedures for the collection of statistical data (race, color, religion, sex, and national origin) of
participants in , and beneficiaries of Sate highway programs, i.e., relocatees, impacted citizens and
affected communities; develop a program to conduct Title VI review of program areas; and conduct
annual reviews of special emphasis progratn areas to determine the effectiveness of program area
activities at all levels. TxDOT, in accordance with federal law, may conduct compliance reviews by
TxDOT's Office of Civil Rights (OCR).
(n) CITY OF ROUND ROCK will comply with 49 CFR 26.29 as stated in
Attachment F.
(6) In the event there is a disagreement between TxDOT and CITY OF ROUND ROCK
about the implementation of the TxDOT DBE Program by CITY OF ROUND ROCK
the parties agree to meet within ten (10) days of receiving a written request from the other party of a
desire to meet to resolve any disagreement. The parties will make good faith efforts to resolve any
disagreement as efficiently as is reasonably possible in consultation with FHWA. Non-compliance by
CITY OF ROUND ROCK can result in restitution of federal funds to TxDOT and
withholding of further federal funds upon consultation with FHWA.
Form 2395 (10/10)
Page 4of6
(7) This MOU becomes effective upon execution by alt parties and automatically renews each year
unless a party notifies the other parties of its intent to terminate the agreement.
(8) If this MOU is terminated for any reason, CITY OF ROUND ROCK will be
allowed reasonable time in which to seek approval frotn FHWA for an alternative DBE Program,
without being deemed non- compliant with 49 CFR Part 26.
(9) This MOU applies only to projects for which CITY OF ROUND ROCK is a sub -
recipient of federal funds through TxDOT. CITY OF ROUND ROCK may also
implement a Minority and Women -Owned Small Business Enterprise (M/W/SBE) policy and program
that applies to projects for which it is not a sub -recipient of federal funds through TxDOT and which
are not subject to the TxDOT DBE Program. CITY OF ROUND ROCK may, at its
option, use some aspects of the TxDOT DBE Program and other similar programs in implementing its
other policies and programs for its non -federally funded projects.
(10) The following attachments to this MOU are also incorporated as if fully set out herein for all
purposes:
Attachment A — FHWA Memorandum HCR-1/HIF-1 (relating to access required by the Americans with
Disabilities Act of 1990 and Section 504 of the Rehabilitation Act of 1973);
Attachment B — SPECIAL PROVISION — 000-1966
Attachment C — 49 CFR §26.13 (contractual assurances)
Attachment D — DBE Program Compliance Guidance for Local Government Agencies
Attachment E — FHWA Fonn 1273
Attachment F — Texas Department of Transportation (TxDOT) Disadvantaged Business Enterprise
(DBE) Program with attachments as follows:
Attachment F 1 — DBE Regulations: 49 CFR Part 26
Attachment F2 — DBE Special Provisions 000-1966
Attachtnent F3 — TxDOT's Organizational Chart
Attachment F4 — Measurement and Payment Special Provision 009-007
Attachment F5 — Texas Unified Certification Progratn (TUCP) DBE directory
example and website address to the directory
Attachment F6 — DBE Goal Methodology
Attachment F7 — DBE Bidder Certification
Attachment F8 — DBE Joint Check Approval Form
Attachment F9 — TUCP Standard Operating Procedures (SOP)
Attachment F 10 — TUCP Memorandum of Agreement (MOA)
Attachment FI 1— Forms list
(11) The following procedure shall be observed by the parties in regard to any notifications:
(a) Any notice required or permitted to be given under this MOU shall be in writing and may be
effected by personal delivery, by hand delivery through a courier or a delivery service, or by
Form 2395 (10/i0)
Page S of 6
registered or certified mail, postage prepaid, return receipt requested, addressed to the proper
party, at the following address:
CITY OF ROUND ROCK
Steven P. Norwood
City Manager
Hand Delivery:
221 E. Main St.
Registered or Certified Mail (Return receipt requested):
Round Rock, Texas 78664
TEXAS DEPARTMENT OF TRANSPORTATION
DBE Liaison
Office of Civil Rights
Address: 125 E. l 1 th Street
Austin, Texas 78701
(b) Notice by personal delivery or hand delivery shall be deemed effective immediately upon
delivery, provided notice is given as required by Paragraph (a) hereof. Notice by registered or
certified mail shall be deemed effective three (3) days after deposit in a U.S. mailbox or U.S.
Post Office, provided notice is given as required by Paragraph (a) hereof.
(c) Either party hereto inay change its address by giving notice as provided herein.
(12) This MOU may be modified or amended only by written instrument, signed by both
CITY OF ROUND ROCK and the TxDOT and dated subsequent to the effective
date(s) of this MOU. Except as authorized by the respective parties, no official, employee, agent, or
representative of the parties has any authority, either express or implied, to modify or amend this MOU.
(13) The provisions of this MOU are severable. If any clause, sentence, provision, paragraph, or article
of this MOU, or the application of this MOU to any person or circumstance is held by any court of
competent jurisdiction to be invalid, illegal, or unenforceable for any reason, such invalidity, illegality,
or unenforceability shall not impair, invalidate, nullify, or otherwise affect the remainder of this MOU,
but the effect thereof shall be limited to the clause, sentence, provision, paragraph, or article so held to
be invalid, illegal, or unenforceable, and the application of such clause, sentence, provision, paragraph,
or article to other persons or circumstances shall not be affected; provided, however,
CITY OF ROUND ROCK and TxDOT may mutually agree to terminate this MOU.
(14) The following provisions apply in regard to construction of this MOU:
(a) Words of any gender in this MOU shall be construed to include the other, and words in either
number shall be construed to include the other, unless the context in this MOU clearly requires
otherwise.
Form 2395 (10/10)
Page 6 of 6
(b) When any period of time is stated in this MOU, the time shall be computed to exclude the first
day and include the last day of the period. If the last day of any period falls on a Saturday, Sunday,
or national holiday, or state or county holiday, these days shall be omitted from the computation.
All hours stated in this MOU are stated in Central Standard Time or in Central Daylight Savings
Time, as applicable.
(15) This MOU shall not be construed in any way as a waiver by the parties of any immunity from suit or
liability that parties may have by operation of law, and the parties hereby retain all of their respective
affirmative defenses.
EXECUTED in duplicate originals by TxDOT and CITY OF ROUND ROCK
through each duly authorized official and effective on the latest date signed.
, acting
The signatories below confirm that they have the authority to execute this MOU and bind their principles.
TEXAS DEPARTMENT OF TRANSPORTATION CITY OF ROUND ROCK
By: By:
Amadeo Saenz, Jr. P.E. Cindy Demers
Executive Director Acting City Manager
Date: Date:
ROUND ROCK, TEXAS
PURPOSE. PASSION. PROSPERITY
City Council Agenda Summary Sheet
Agenda Item No. 10C1.
Agenda Caption:
Consider a resolution authorizing the Mayor to execute a Memorandum of Understanding
Regarding the Adoption of the Texas Department of Transportation's Federally -Approved
Disadvantaged Business Enterprise Program.
Meeting Date: December 16, 2010
Department: Public Works Administration and Special Programs
Staff Person making presentation: Tom Word
Chief of Public Works Operations
Item Summary:
To be eligible to receive federal funds from the Federal Highway Administration through the Texas Department of
Transportation (TxDOT), the City is required execute a Memorandum of Understanding (MOU) regarding TxDOT's
federally approved Disadvantaged Business Enterprise (DBE) Program. TxDOT's DBE program encourages minority
owned and women -owned business enterprises to participate in government contracts by establishing DBE
participation goals, ensuring DBE firms can compete fairly for federally funded transportation -related projects and
assisting DBE firms in competing outside the DBE Program.
Strategic Plan Relevance:
Priority Goal 26.0 — Construct major elements of the transportation and mobility system as approved by Council in
the Master Transportation Plan.
Cost:
Source of Funds:
Date of Public Hearing (if required): N/A
Recommended Action: Approval
pea,
app`"""° MEMORANDUM OF UNDERSTANDING
REGARDING THE ADOPTION OF THE TEXAS DEPARTMENT OF
TRANSPORTATION'S FEDERALLY-APPROVED DISADVANTAGED BUSINESS
ENTERPRISE PROGRAM BY CITY OF ROUND ROCK
Fosm 2395
(10110)
Page 1 of 6
This Memorandum of Understanding (MOU) is by and between the TEXAS DEPARTMENT OF
TRANSPORTATION (TxDOT), an agency of the State of Texas; and
CITY OF ROUND ROCK , a political subdivision of the State of Texas.
Whereas, from time to time CITY OF ROUND ROCK receives federal
funds from the Federal Highway Administration (FHWA) through TxDOT to assist
CITY OF ROUND ROCK with the construction and design of projects
partially or wholly funded through FHWA; and
Whereas, CITY OF ROUND ROCK , as a sub -recipient of federal funds,
is required by 49 CFR 26, to implement a program for disadvantaged business enterprises (DBEs), as
defined by 49 CFR 26 (DBE Program); and
Whereas, TxDOT has implemented a Disadvantaged Business Enterprise Program (DBE
Program) that is approved by the FHWA pursuant to 49 CFR part 26; and
Whereas, certain aspects of CITY OF ROUND ROCK 's
procurement of construction and design services are subject to review and/or concurrence by TxDOT as
a condition of receiving federal funds from FHWA through TxDOT; and
Whereas, CITY OF ROUND ROCK and TxDOT undertake substantially
similar roadway construction projects and design projects and construct and design their respective
projects using substantially the same pool of contractors; and
Whereas, CITY OF ROUND ROCK desires to implement a federally
compliant DBE Program by adopting the TxDOT approved program, as recommended by FHWA; and
Whereas, TxDOT and CITY OF ROUND ROCK find it appropriate to
enter into this MOU to memorialize the obligations, expectations and rights each has as related to
CITY OF ROUND ROCK 's adoption of the TxDOT DBE's Program to meet
the federal requirements;
Now, therefore, TxDOT and CITY OF ROUND ROCK , in consideration of
the mutual promises, covenants and conditions made herein, agree to and acknowledge the following:
(1) TxDOT has developed a DBE Program and annually establishes a DBE goal for Texas that is
federally approved and compliant with 49 CFR 26 and other applicable laws and regulations.
(2) CITY OF ROUND ROCK is a sub -recipient of federal assistance for
construction projects and design projects and, in accordance with 49 CFR § 26.21, must comply with a
federally approved DBE Program. The CITY OF ROUND ROCK receives its
federal assistance through TxDOT. As a sub -recipient, CITY OF ROUND ROCK
has the option of developing its own program or adopting and operating under TxDOT's federally
approved DBE Program. The FHWA recommends that sub -recipients, such as
CITY OF ROUND ROCK , adopt the DBE program, administered through TxDOT,
and CITY OF ROUND ROCK by its prescribed protocol adopted the TxDOT DBE
Program as of the date when adoption occurred.
11.- to- iv- ib-
Form 2395 (10/10)
Page 2 of 6
(3) This MOU evidences FHWA's and TxDOT's consent to the adoption of the TxDOT DBE Program by
CITY OF ROUND ROCK to achieve its DBE participation in federally assisted
Construction and Design Projects.
(4) The parties will work together in good faith to assure effective and efficient implementation of the
DBE Program for CITY OF ROUND ROCK and for TxDOT.
(5) CITY OF ROUND ROCK and TxDOT have agreed upon the following delegation
of responsibilities and obligations in the administration of the DBE Program adopted by
CITY OF ROUND ROCK .
(a) CITY OF ROUND ROCK will be responsible for project monitoring and data
reporting to TxDOT. CITY OF ROUND ROCK will furnish to TxDOT any
required DBE contractor compliance reports, documents or other information as may be required
from time to time to comply with federal regulations. TxDOT will provide the necessary and
appropriate reporting fonns, to CITY OF ROUND ROCK
(b) CITY OF ROUND ROCK will recommend contract -specific DBE goals
consistent with TxDOT's DBE guidelines and in consideration of the local market, project size, and
nature of the good(s) or service(s) to be acquired. CITY OF ROUND ROCK 's
recommendation may be that no DBE goals are set on any particular project or portion of a project or
that proposed DBE goals be rnodified. CITY OF ROUND ROCK and TxDOT will
work together to achieve a mutually acceptable goal, however, TxDOT will retain final decision-
making authority regarding DBE goals.
(c) TxDOT will cooperate with
timing and other requirements of
CITY OF ROUND ROCK in an effort to meet the
CITY OF ROUND ROCK projects.
(d) CITY OF ROUND ROCK will be solely responsible for the solicitation and
structuring of bids and bid documents to procure goods and services for its projects that use federal
funds and will be responsible for all costs and expenses incurred in its procurements.
(e) The DBEs eligible to participate on TxDOT construction projects or design projects also will be
eligible to participate on CITY OF ROUND ROCK construction projects or design
projects subject to the DBE Program. The DBEs will be listed on TxDOT's website under the Texas
Unified Certification Program (TUCP).
(t) CITY OF ROUND ROCK will conduct reviews and provide reports with
recommendations to TxDOT concerning any DBE Program compliance issues that may arise due to
project specific requirements such as Good Faith Effort (GFE), Comrnercially Useful Function
(CUF), etc. CITY OF ROUND ROCK and TxDOT will work together to achieve a
mutually acceptable goal, however, TxDOT will retain final decision-making authority on those issues
and reserves the right to perform compliance reviews. CITY OF ROUND ROCK
shall provide TxDOT with a listing of sanctions that will be assessed against contractors for violation
of federal DBE regulations and its procedures for investigation of violations and assessment of
sanctions for documented violations. CITY OF ROUND ROCK will require
contractors for its FHWA federally assisted projects to use the attached forms as follows:
Form 2395 (10/10)
Page 3 of 6
Attachment 1 — Disadvantaged Business Enterprise (DBE) Program Commitment Agreement
Foran SMS 4901
Attachment 2 -- DBE Monthly Progress Report Form SMS 4903
Attachment 3 — DBE Final Report Foran SMS 4904
Attachment 4 — Prompt Payment Certification Form (Federal -air Projects) 2177
(g) CITY OF ROUND ROCK will designate a liaison officer to coordinate efforts
with TxDOT's DBE Program administrators and to respond to questions from the public and private
sector regarding CITY OF ROUND ROCK 's administration of the DBE Program
through TxDOT.
(h) CITY OF ROUND ROCK will be responsible for providing TxDOT with
DBE project awards and DBE Committnents, monthly DBE reports, DBE Final Reports, DBE
shortfall reports, and annual and updated goat analysis and reports.
(i) TxDOT will be responsible for maintaining a directory of firms eligible to participate in the
DBE Program, and providing business development and outreach programs.
CITY OF ROUND ROCK and TxDOT will work cooperatively to provide
supportive services and outreach to DBE firms in CITY OF ROUND ROCK area.
(j) CITY OF ROUND ROCK will submit DBE semi-annual progress reports to TxDOT.
(k) CITY OF ROUND ROCK will participate in TxDOT sponsored training
classes to include topics on Title VI of the Civil Rights Act of 1964, DBE Annual Goals, DBE Goal
Setting for Construction Projects and Design Projects, DBE Contract Provisions, and DBE Contract
Compliance, which may include issues such as DBE Commitments, DBE Substitution, and Final
DBE Clearance. TxDOT will include DBE contractors performing work on
CITY OF ROUND ROCK projects in the DBE Education and Outreach Programs.
(1) The Executive Director of CITY OF ROUND ROCK will implement all federal
requirements, including those stated in Attachments A through F, which are incorporated as though
fully set out herein for all purposes.
(tn) In accordance with 23 CFR 200.1, CITY OF ROUND ROCK shall develop
procedures for the collection of statistical data (race, color, religion, sex, and national origin) of
participants in , and beneficiaries of Sate highway programs, i.e., relocatees, impacted citizens and
affected communities; develop a program to conduct Title VI review of program areas; and conduct
annual reviews of special emphasis program areas to determine the effectiveness of program area
activities at all levels. TxDOT, in accordance with federal law, tnay conduct compliance reviews by
TxDOT's Office of Civil Rights (OCR).
(n) CITY OF ROUND ROCK will comply with 49 CFR 26.29 as stated in
Attachment F.
(6) In the event there is a disagreement between TxDOT and CITY OF ROUND ROCK
about the implementation of the TxDOT DBE Program by CITY OF ROUND ROCK
the parties agree to meet within ten (10) days of receiving a written request from the other party of a
desire to meet to resolve any disagreement. The parties will make good faith efforts to resolve any
disagreement as efficiently as is reasonably possible in consultation with FHWA. Non-compliance by
CITY OF ROUND ROCK can result in restitution of federal funds to TxDOT and
withholding of further federal funds upon consultation with FHWA.
Form 2395 (10/10)
Page 4 of 6
(7) This MOU becomes effective upon execution by all parties and automatically renews each year
unless a party notifies the other parties of its intent to terminate the agreement.
(8) If this MOU is terminated for any reason, CITY OF ROUND ROCK will be
allowed reasonable time in which to seek approval from FHWA for an alternative DBE Program,
without being deemed non- compliant with 49 CFR Part 26.
(9) This MOU applies only to projects for which CITY OF ROUND ROCK is a sub -
recipient of federal funds through TxDOT. CITY OF ROUND ROCK may also
implement a Minority and Women -Owned Small Business Enterprise (M/W/SBE) policy and program
that applies to projects for which it is not a sub -recipient of federal funds through TxDOT and which
are not subject to the TxDOT DBE Program. CITY OF ROUND ROCK may, at its
option, use some aspects of the TxDOT DBE Program and other similar programs in implementing its
other policies and programs for its non -federally funded projects.
(10) The following attachments to this MOU are also incorporated as if fully set out herein for all
purposes:
Attachment A —
Disabilities Act
Attachment 13 —
Attachment C —
Attachment D —
Attachment E —
Attachment F —
FH WA Memorandum HCR-1/HIF-1 (relating to access required by the Americans with
of 1990 and Section 504 of the Rehabilitation Act of 1973);
SPECIAL PROVISION — 000-1966
49 CFR §26.13 (contractual assurances)
DBE Program Compliance Guidance for Local Government Agencies
FHWA Form 1273
Texas Department of Transportation (TxDOT) Disadvantaged Business Enterprise
(DBE) Program with attachments as follows:
Attachment F I — DBE Regulations: 49 CFR Part 26
Attachment F2 — DBE Special Provisions 000-1966
Attachment F3 — TxDOT's Organizational Chart
Attachment F4 — Measurement and Payment Special Provision 009-007
Attachment F5 — Texas Unified Certification Program (TUCP) DBE directory
example and website address to the directory
Attachment F6 — DBE Goal Methodology
Attachment F7 — DBE Bidder Certification
Attachment F8 — DBE Joint Check Approval Form
Attachment F9 — TUCP Standard Operating Procedures (SOP)
Attachment F 10 — TUCP Memorandum of Agreement (MOA)
Attachment Ft 1 — Forms list
(I 1) The following procedure shalt be observed by the parties in regard to any notifications:
(a) Any notice required or permitted to be given under this MOU shall be in writing and may be
effected by personal delivery, by hand delivery through a courier or a delivery service, or by
Form 2395 (10/10)
Page S of 6
registered or certified mail, postage prepaid, return receipt requested, addressed to the proper
party, at the following address:
CITY OF ROUND ROCK
Steven P. Norwood
City Manager
Hand Delivery:
221 E. Main St.
Registered or Certified Mail (Return receipt requested):
Round Rock, Texas 78664
TEXAS DEPARTMENT OF TRANSPORTATION
DBE Liaison
Office of Civil Rights
Address: 125 E. 11th Street
Austin, Texas 78701
(b) Notice by personal delivery or hand delivery shall be deemed effective immediately upon
delivery, provided notice is given as required by Paragraph (a) hereof. Notice by registered or
certified mail shall be deemed effective three (3) days after deposit in a U.S. mailbox or U.S.
Post Office, provided notice is given as required by Paragraph (a) hereof.
(c) Either party hereto may change its address by giving notice as provided herein.
(12) This MOU may be modified or amended only by written instrument, signed by both
CITY OF ROUND ROCK and the TxDOT and dated subsequent to the effective
date(s) of this MOU. Except as authorized by the respective parties, no official, employee, agent, or
representative of the parties has any authority, either express or implied, to modify or amend this MOU.
(13) The provisions of this MOU are severable. If any clause, sentence, provision, paragraph, or article
of this MOU, or the application of this MOU to any person or circumstance is held by any court of
competent jurisdiction to be invalid, illegal, or unenforceable for any reason, such invalidity, illegality,
or unenforceability shall not impair, invalidate, nullify, or otherwise affect the remainder of this MOU,
but the effect thereof shall be limited to the clause, sentence, provision, paragraph, or article so held to
be invalid, illegal, or unenforceable, and the application of such clause, sentence, provision, paragraph,
or article to other persons or circumstances shall not be affected; provided, however,
CITY OF ROUND ROCK and TxDOT may mutually agree to terminate this MOU.
(14) The following provisions apply in regard to construction of this MOU:
(a) Words of any gender in this MOU shall be construed to include the other, and words in either
number shall be construed to include the other, unless the context in this MOU clearly requires
otherwise.
Form 2395 (10/10)
Page 6ofb
(b) When any period of time is stated in this MOU, the time shall be computed to exclude the first
day and include the last day of the period. If the last day of any period falls on a Saturday, Sunday,
or national holiday, or state or county holiday, these days shall be omitted from the computation.
All hours stated in this MOU are stated in Central Standard Time or in Central Daylight Savings
Time, as applicable.
(15) This MOU shall not be construed in any way as a waiver by the parties of any immunity from suit or
liability that parties may have by operation of law, and the parties hereby retain all of their respective
affirmative defenses.
EXECUTED in duplicate originals by TxDOT and CITY OF ROUND ROCK
through each duly authorized official and effective on the latest date signed.
, acting
The signatories below confirm that they have the authority to execute this MOU and bind their principles.
TEXAS D PARTMENT OF TRANSPORTATION CITY OF ROUND ROCK
By: B ay),..4.____,
Amadeo Saenz, Jr. P.E. y
Executive Director
Date:
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Date: 12' 1 ' 10