R-11-07-14-11F1 - 7/14/2011RESOLUTION NO. R -11-07-14-11F1
WHEREAS, Chapter 791 of the Texas Government Code, V.T.C.A., authorizes local
governments and agencies of the state to enter into agreements with one another to perform
governmental functions and services, and
WHEREAS, the City of Round Rock wishes to enter into an Advance Funding Agreement for
Voluntary Local Government Contributions to Transportation Improvement Projects with No Required
Match ("Agreement") with the State of Texas, acting through the Texas Department of Transportation
regarding the construction of a right turn lane at Gattis School Road, Now Therefore
BE IT RESOLVED BY THE COUNCIL OF THE CITY OF ROUND ROCK, TEXAS,
That the Mayor is hereby authorized and directed to execute on behalf of the City said
Agreement, a copy of same being attached hereto as Exhibit "A" and incorporated herein for all
purposes.
The City Council hereby finds and declares that written notice of the date, hour, place and
subject of the meeting at which this Resolution was adopted was posted and that such meeting was
open to the public as required by law at all times during which this Resolution and the subject matter
hereof were discussed, considered and formally acted upon, all as required by the Open Meetings Act,
Chapter 551, Texas Government Code, as amended.
RESOLVED this 14th day of July, 2011.
Yvt /L___,
ALAN MCGRAW, Mayor
City of Round Rock, Texas
ATTEST:
SARA L. WHITE, City Secretary
O:\wdox\SCClnts\0112\ 1104 \MUNICIPAL \00226700.DOC/rmc
EXHIBIT
„A„
STATE OF TEXAS §
COUNTY OF TRAVIS §
CSJ # 0015-16-018
District # 14 - Austin
Code Chart 64 # 36750
Project: Construct Right Turn Lane
at Gattis School Road
ADVANCE FUNDING AGREEMENT FOR VOLUNTARY
LOCAL GOVERNMENT CONTRIBUTIONS
TO TRANSPORTATION IMPROVEMENT
PROJECTS WITH NO REQUIRED MATCH
THIS AGREEMENT is made by and between the State of Texas, acting by and through the Texas
Department of Transportation, called the "State", and the City of Round Rock, acting by and through
its duly authorized officials, called the "Local Government."
WITNESSETH
WHEREAS, Transportation Code, Chapters 201, 221, 227, and 361, authorize the State to lay out,
construct, maintain, and operate a system of streets, roads, and highways that comprise the State
Highway System; and,
WHEREAS, Government Code, Chapter 791, and Transportation Code, §201.209 and Chapter 221,
authorize the State to contract with municipalities and political subdivisions; and,
WHEREAS, Commission Minute Order Number 112237 authorizes the State to undertake and
complete a highway improvement generally described as designing and constructing a right turn lane
at Gattis School Road; and,
WHEREAS, the Local Government has requested that the State allow the Local Government to
participate in said improvement by funding that portion of the improvement described as constructing
a right turn lane on Business 35 Loop (BI 35L) at Gattis School Road in the City of Round Rock,
called the "Project"; and,
WHEREAS, the State has determined that such participation is in the best interest of the citizens of
the State;
NOW, THEREFORE, in consideration of the premises and of the mutual covenants and agreements
of the parties hereto, to be by them respectively kept and performed as hereinafter set forth, the State
and the Local Government do agree as follows:
AGREEMENT
1. Time Period Covered
This agreement becomes effective when signed by the last party whose signing makes the
agreement fully executed, and the State and the Local Government will consider it to be in full
force and effect until the Project described in this agreement has been completed and accepted
by all parties or unless terminated, as provided for by this agreement.
2. Project Funding and Work Responsibilities
A. The State will authorize the performance of only those Project items of work which the Local
Govemment has requested and has agreed to pay for as described in Attachment A, Payment
Provision and Work Responsibilities which is attached to and made a part of this contract. In
addition to identifying those items of work paid for by payments to the State, Attachment A,
AFA-AFA_VoITIP Page 1 of 5 Revised 04/01/11
CSJ # 0015-16-018
District # 14 - Austin
Code Chart 64 # 36750
Project: Construct Right Turn Lane
at Gattis School Road
Payment Provision and Work Responsibilities, also specifies those Project items of work that
are the responsibility of the Local Government and will be carried out and completed by the
Local Government, at no cost to the State.
B. At least sixty (60) days prior to the date set for receipt of the construction bids, the Local
Government shall remit its remaining financial share for the State's estimated construction
oversight and construction costs.
C. In the event that the State determines that additional funding by the Local Government is
required at any time during the Project, the State will notify the Local Government in writing.
The Local Government shall make payment to the State within thirty (30) days from receipt of
the State's written notification.
D. Whenever funds are paid by the Local Government to the State under this agreement, the
Local Government shall remit a check or warrant made payable to the "Texas Department of
Transportation Trust Fund." The check or warrant shall be deposited by the State in an
escrow account to be managed by the State. Funds in the escrow account may only be
applied by the State to the Project. If, after final Project accounting, excess funds remain in
the escrow account, those funds may be applied by the State to the Local Government's
contractual obligations to the State under another advance funding agreement with approval
by appropriate personnel of the Local Government.
3. Right of Access
If the Local Government is the owner of any part of the Project site, the Local Government shall
permit the State or its authorized representative access to the site to perform any activities
required to execute the work.
4. Adjustments Outside the Project Site
The Local Government will provide for all necessary right of way and utility adjustments needed
for performance of the work on sites not owned or to be acquired by the State.
5. Responsibilities of the Parties
The State and the Local Government agree that neither party is an agent, servant, or employee
of the other party and each party agrees it is responsible for its individual acts and deeds as well
as the acts and deeds of its contractors, employees, representatives, and agents.
6. Document and Information Exchange
The Local Government agrees to electronically deliver to the State all general notes,
specifications, contract provision requirements and related documentation in a Microsoft® Word
or similar document. If requested by the State, the Local Government will use the State's
document template. The Local Government shall also provide a detailed construction time
estimate including types of activities and month in the format required by the State. This
requirement applies whether the local government creates the documents with its own forces or
by hiring a consultant or professional provider. At the request of the State, the Local Government
shall submit any information required by the State in the format directed by the State.
7. Interest
The State will not pay interest on funds provided by the Local Government. Funds provided by
the Local Government will be deposited into, and retained in, the State Treasury.
AFA-AFA VoITIP Page 2 of 5 Revised 04/01/11
CSJ # 0015-16-018
District # 14 - Austin
Code Chart 64 # 36750
Project: Construct Right Turn Lane
at Gattis School Road
8. Inspection and Conduct of Work
Unless otherwise specifically stated in Attachment A, Payment Provision and Work
Responsibilities, to this contract, the State will supervise and inspect all work performed
hereunder and provide such engineering inspection and testing services as may be required to
ensure that the Project is accomplished in accordance with the approved plans and
specifications. All correspondence and instructions to the contractor performing the work will be
the sole responsibility of the State. Unless otherwise specifically stated in Attachment A to this
contract, all work will be performed in accordance with the Standard Specifications for
Construction and Maintenance of Highways, Streets, and Bridges adopted by the State and
incorporated in this agreement by reference, or special specifications approved by the State.
9. Increased Costs
A. In the event it is determined that the funding provided by the Local Government will be
insufficient to cover the State's cost for performance of the Local Government's requested
work, the Local Government will pay to the State the additional funds necessary to cover the
anticipated additional cost. The State shall send the Local Government a written notification
stating the amount of additional funding needed and stating the reasons for the needed
additional funds. The Local Government shall pay the funds to the State within thirty (30)
days of the written notification, unless otherwise agreed to by all parties to this agreement. If
the Local Government cannot pay the additional funds, this contract shall be mutually
terminated in accordance with Article 11 — Termination. If this is a fixed price agreement as
specified in Attachment A, Payment Provision and Work Responsibilities, this provision shall
only apply in the event changed site conditions are discovered or as mutually agreed upon by
the State and the Local Government.
B. If any existing or future local ordinances, commissioners court orders, rules, policies, or other
directives, including but not limited to outdoor advertising billboards and storm water drainage
facility requirements, are more restrictive than State or Federal Regulations, or if any other
locally proposed changes, including but not limited to plats or replats, result in increased
costs, then any increased costs associated with the ordinances or changes will be paid by the
Local Government. The cost of providing right of way acquired by the State shall mean the
total expenses in acquiring the property interests either through negotiations or eminent
domain proceedings, including but not limited to expenses related to relocation, removal, and
adjustment of eligible utilities.
10. Maintenance
Upon completion of the Project, the State will assume responsibility for the maintenance of the
completed Project unless otherwise specified in Attachment A to this agreement.
11. Termination
A. This agreement may be terminated in the following manner:
1. By mutual written agreement and consent of both parties;
2. By either party upon the failure of the other party to fulfill the obligations set forth in this
agreement; or
3. By the State if it determines that the performance of the Project is not in the best interest
of the State.
B. If the agreement is terminated in accordance with the above provisions, the Local
Govemment will be responsible for the payment of Project costs incurred by the State on
behalf of the Local Government up to the time of termination.
AFA-AFA_VoITIP Page 3 of 5 Revised 04/01/11
CSJ # 0015-16-018
District # 14 - Austin
Code Chart 64 # 36750
Project: Construct Right Turn Lane
at Gattis School Road
C. Upon completion of the Project, the State will perform an audit of the Project costs. Any funds
due to the Local Government, the State, or the Federal Government will be promptly paid by
the owing party.
12. Notices
All notices to either party by the other required under this agreement shall be delivered personally
or sent by certified, or U.S. mail, postage prepaid or sent by electronic mail, (electronic notice
being permitted to the extent permitted by law but only after a separate written consent of the
parties), addressed to such party at the following addresses:
Local Government:
City of Round Rock
Attn: City Manager
221 E. Main Street
Round Rock, Texas 78664
State:
Director of Contract Services
Texas Department of Transportation
125 E. 11th Street
Austin, Texas 78701
All notices shall be deemed given on the date so delivered or so deposited in the mail, unless
otherwise provided in this agreement. Either party may change the above address by sending
written notice of the change to the other party. Either party may request in writing that such
notices shall be delivered personally or by certified U.S. mail and such request shall be honored
and carried out by the other party. •
13. Sole Agreement
In the event the terms of the agreement are in conflict with the provisions of any other existing
agreements between the Local Government and the State, the latest agreement shall take
precedence over the other agreements in matters related to the Project.
14. Successors and Assigns
The State and the Local Government each binds itself, its successors, executors, assigns, and
administrators to the other party to this agreement and to the successors, executors, assigns,
and administrators of such other party in respect to all covenants of this agreement.
15. Amendments
By mutual written consent of the parties, this agreement may be amended prior to its expiration.
16. State Auditor
The state auditor may conduct an audit or investigation of any entity receiving funds from the
State directly under the contract or indirectly through a subcontract under the contract.
Acceptance of funds directly under the contract or indirectly through a subcontract under this
contract acts as acceptance of the authority of the state auditor, under the direction of the
legislative audit committee, to conduct an audit or investigation in connection with those funds.
An entity that is the subject of an audit or investigation must provide the state auditor with access
to any information the state auditor considers relevant to the investigation or audit.
AFA-AFA VoITIP Page 4 of 5 Revised 04/01/11
17. Insurance
If this agreement authorizes the Local Government or its contractor to perform any work on State
right of way, before beginning work the entity performing the work shall provide the State with a
fully executed copy of the State's Form 1560 Certificate of Insurance verifying the existence of
coverage in the amounts and types specified on the Certificate of Insurance for all persons and
entities working on State right of way. This coverage shall be maintained until all work on the
State right of way is complete. If coverage is not maintained, all work on State right of way shall
cease immediately and the State may recover damages and all costs of completing the work.
18. Signatory Warranty
Each signatory warrants that the signatory has necessary authority to execute this agreement on
behalf of the entity represented.
CSJ # 0015-16-018
District # 14 - Austin
Code Chart 64 # 36750
Project: Construct Right Turn Lane
at Gattis School Road
THIS AGREEMENT IS EXECUTED by the State and the Local Government in duplicate.
THE LOCAL GOVERNMENT
Signature
Typed or Printed Name
Title
Date
THE STATE OF TEXAS
Cathy T. Floyd, CPA
South Regional Support Center Director
Date
AFA-AFA_VoITIP Page 5 of 5 Revised 04/01/11
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ROUND ROCK, TEXAS
PURPOSE. PASSION. PROSPERITY.
Agenda Item No. 11F1.
City Council Agenda Summary Sheet
Agenda Caption:
Consider a resolution authorizing the Mayor to execute an Advance Funding Agreement
with the Texas Department of Transportation for the construction of a right turn lane on
South Mays Street at Gattis School Road.
Meeting Date: July 14, 2011
Department: Transportation
Staff Person making presentation: Michael Thane, P.E.
Utilities Director
Item Summary:
This advance funding agreement for voluntary local government contributions with Texas Department of
Transportation is for the improvement of the Gattis School Road and South Mays Street intersection. The
improvements will include widening of the west bound lanes at Gattis School Road to accommodate dual lefts south
bound, and dual lefts south bound on Mays Street to east bound on to Gattis School Road. In addition, there will be
a dedicated right lane from Mays Street heading north bound and turning eastbound on to Gattis School Road.
These improvements will increase capacity and safety of this very congested intersection. Cost estimates are
$3,700,000 for these improvements.
Strategic Plan Relevance:
Goal No. 26: Construct major element of the transportation and mobility system as approved by Council in the
Master Transportation Plan.
Cost:
Source of Funds:
N/A
N/A
Date of Public Hearing (if required): N/A
Recommended Action: Approval
EXECUTED
DOCUMENTS
FOLLOW
STATE OF TEXAS §
COUNTY OF TRAVIS §
CSJ # 0015-16-018
District # 14 - Austin
Code Chart 64 # 36750
Project: Construct Right Turn Lane
at Gattis School Road
ADVANCE FUNDING AGREEMENT FOR VOLUNTARY
LOCAL GOVERNMENT CONTRIBUTIONS
TO TRANSPORTATION IMPROVEMENT
PROJECTS WITH NO REQUIRED MATCH
THIS AGREEMENT is made by and between the State of Texas, acting by and through the Texas
Department of Transportation, called the "State", and the City of Round Rock, acting by and through
its duly authorized officials, called the "Local Government."
WITNESSETH
WHEREAS, Transportation Code, Chapters 201, 221, 227, and 361, authorize the State to lay out,
construct, maintain, and operate a system of streets, roads, and highways that comprise the State
Highway System; and,
WHEREAS, Government Code, Chapter 791, and Transportation Code, §201.209 and Chapter 221,
authorize the State to contract with municipalities and political subdivisions; and,
WHEREAS, Commission Minute Order Number 112237 authorizes the State to undertake and
complete a highway improvement generally described as designing and constructing a right turn lane
at Gattis School Road; and,
WHEREAS, the Local Government has requested that the State allow the Local Government to
participate in said improvement by funding that portion of the improvement described as constructing
a right turn lane on Business 35 Loop (BI 35L) at Gattis School Road in the City of Round Rock,
called the "Project"; and,
WHEREAS, the State has determined that such participation is in the best interest of the citizens of
the State;
NOW, THEREFORE, in consideration of the premises and of the mutual covenants and agreements
of the parties hereto, to be by them respectively kept and performed as hereinafter set forth, the State
and the Local Government do agree as follows:
AGREEMENT
1. Time Period Covered
This agreement becomes effective when signed by the last party whose signing makes the
agreement fully executed, and the State and the Local Government will consider it to be in full
force and effect until the Project described in this agreement has been completed and accepted
by all parties or unless terminated, as provided for by this agreement.
2. Project Funding and Work Responsibilities
A. The State will authorize the performance of only those Project items of work which the Local
Government has requested and has agreed to pay for as described in Attachment A, Payment
Provision and Work Responsibilities which is attached to and made a part of this contract. In
addition to identifying those items of work paid for by payments to the State, Attachment A,
AFA-AFA_VoITIP
Page 1 of 5 Revised 04/01/11
CSJ # 0015-16-018
District # 14 - Austin
Code Chart 64 # 36750
Project: Construct Right Turn Lane
at Gattis School Road
Payment Provision and Work Responsibilities, also specifies those Project items of work that
are the responsibility of the Local Government and will be carried out and completed by the
Local Government, at no cost to the State.
B. At least sixty (60) days prior to the date set for receipt of the construction bids, the Local
Government shall remit its remaining financial share for the State's estimated construction
oversight and construction costs.
C. In the event that the State determines that additional funding by the Local Government is
required at any time during the Project, the State will notify the Local Government in writing.
The Local Government shall make payment to the State within thirty (30) days from receipt of
the State's written notification.
D. Whenever funds are paid by the Local Government to the State under this agreement, the
Local Government shall remit a check or warrant made payable to the "Texas Department of
Transportation Trust Fund." The check or warrant shall be deposited by the State in an
escrow account to be managed by the State. Funds in the escrow account may only be
applied by the State to the Project. If, after final Project accounting, excess funds remain in
the escrow account, those funds may be applied by the State to the Local Government's
contractual obligations to the State under another advance funding agreement with approval
by appropriate personnel of the Local Government.
3. Right of Access
If the Local Government is the owner of any part of the Project site, the Local Government shall
permit the State or its authorized representative access to the site to perform any activities
required to execute the work.
4. Adjustments Outside the Project Site
The Local Government will provide for all necessary right of way and utility adjustments needed
for performance of the work on sites not owned or to be acquired by the State.
5. Responsibilities of the Parties
The State and the Local Government agree that neither party is an agent, servant, or employee
of the other party and each party agrees it is responsible for its individual acts and deeds as well
as the acts and deeds of its contractors, employees, representatives, and agents.
6. Document and Information Exchange
The Local Government agrees to electronically deliver to the State all general notes,
specifications, contract provision requirements and related documentation in a Microsoft® Word
or similar document. If requested by the State, the Local Government will use the State's
document template. The Local Government shall also provide a detailed construction time
estimate including types of activities and month in the format required by the State. This
requirement applies whether the local government creates the documents with its own forces or
by hiring a consultant or professional provider. At the request of the State, the Local Government
shall submit any information required by the State in the format directed by the State.
7. Interest
The State will not pay interest on funds provided by the Local Government. Funds provided by
the Local Government will be deposited into, and retained in, the State Treasury.
AFA-AFA_VoITIP
Page 2 of 5 Revised 04/01/11
CSJ # 0015-16-018
District # 14 - Austin
Code Chart 64 # 36750
Project: Construct Right Turn Lane
at Gattis School Road
8. Inspection and Conduct of Work
Unless otherwise specifically stated in Attachment A, Payment Provision and Work
Responsibilities, to this contract, the State will supervise and inspect all work performed
hereunder and provide such engineering inspection and testing services as may be required to
ensure that the Project is accomplished in accordance with the approved plans and
specifications. All correspondence and instructions to the contractor performing the work will be
the sole responsibility of the State. Unless otherwise specifically stated in Attachment A to this
contract, all work will be performed in accordance with the Standard Specifications for
Construction and Maintenance of Highways, Streets, and Bridges adopted by the State and
incorporated in this agreement by reference, or special specifications approved by the State.
9. Increased Costs
A. In the event it is determined that the funding provided by the Local Government will be
insufficient to cover the State's cost for performance of the Local Government's requested
work, the Local Government will pay to the State the additional funds necessary to cover the
anticipated additional cost. The State shall send the Local Government a written notification
stating the amount of additional funding needed and stating the reasons for the needed
additional funds. The Local Government shall pay the funds to the State within thirty (30)
days of the written notification, unless otherwise agreed to by all parties to this agreement. If
the Local Government cannot pay the additional funds, this contract shall be mutually
terminated in accordance with Article 11 — Termination. If this is a fixed price agreement as
specified in Attachment A, Payment Provision and Work Responsibilities, this provision shall
only apply in the event changed site conditions are discovered or as mutually agreed upon by
the State and the Local Government.
B. If any existing or future local ordinances, commissioners court orders, rules, policies, or other
directives, including but not limited to outdoor advertising billboards and storm water drainage
facility requirements, are more restrictive than State or Federal Regulations, or if any other
locally proposed changes, including but not limited to plats or replats, result in increased
costs, then any increased costs associated with the ordinances or changes will be paid by the
Local Government. The cost of providing right of way acquired by the State shall mean the
total expenses in acquiring the property interests either through negotiations or eminent
domain proceedings, including but not limited to expenses related to relocation, removal, and
adjustment of eligible utilities.
10. Maintenance
Upon completion of the Project, the State will assume responsibility for the maintenance of the
completed Project unless otherwise specified in Attachment A to this agreement.
11. Termination
A. This agreement may be terminated in the following manner:
1. By mutual written agreement and consent of both parties;
2. By either party upon the failure of the other party to fulfill the obligations set forth in this
agreement; or
3. By the State if it determines that the performance of the Project is not in the best interest
of the State.
B. If the agreement is terminated in accordance with the above provisions, the Local
Government will be responsible for the payment of Project costs incurred by the State on
behalf of the Local Government up to the time of termination.
AFA-AFA VoITI P
Page 3 of 5 Revised 04/01/11
CSJ # 0015-16-018
District # 14 - Austin
Code Chart 64 # 36750
Project: Construct Right Turn Lane
at Gattis School Road
C. Upon completion of the Project, the State will perform an audit of the Project costs. Any funds
due to the Local Government, the State, or the Federal Government will be promptly paid by
the owing party.
12. Notices
All notices to either party by the other required under this agreement shall be delivered personally
or sent by certified or U.S. mail, postage prepaid or sent by electronic mail, (electronic notice
being permitted to the extent permitted by law but only after a separate written consent of the
parties), addressed to such party a the following addresses:
Local Government:
City of Round Rock
Attn: City Manager
221 E. Main Street
Round Rock, Texas 78664
State:
Director of Contract Services
Texas Department of Transportation
125 E. lith Street
Austin, Texas 78701
All notices shall be deemed given on the date so delivered or so deposited in the mail, unless
otherwise provided in this agreement. Either party may change the above address by sending
written notice of the change to the other party. Either party may request in writing that such
notices shall be delivered personally or by certified U.S. mail and such request shall be honored
and carried out by the other party.
13. Sole Agreement
In the event the terms of the agreement are in conflict with the provisions of any other existing
agreements between the Local Government and the State, the latest agreement shall take
precedence over the other agreements in matters related to the Project.
14. Successors and Assigns
The State and the Local Government each binds itself, its successors, executors, assigns, and
administrators to the other party to this agreement and to the successors, executors, assigns,
and administrators of such other party in respect to all covenants of this agreement.
15. Amendments
By mutual written consent of the parties, this agreement may be amended prior to its expiration.
16. State Auditor
The state auditor may conduct an audit or investigation of any entity receiving funds from the
State directly under the contract or indirectly through a subcontract under the contract.
Acceptance of funds directly under the contract or indirectly through a subcontract under this
contract acts as acceptance of the authority of the state auditor, under the direction of the
legislative audit committee, to conduct an audit or investigation in connection with those funds.
An entity that is the subject of an audit or investigation must provide the state auditor with access
to any information the state auditor considers relevant to the investigation or audit.
AFA-AFA VoITI P
Page 4 of 5 Revised 04/01/11
CSJ # 0015-16-018
District # 14 - Austin
Code Chart 64 # 36750
Project: Construct Right Turn Lane
at Gattis School Road
17. Insurance
If this agreement authorizes the Local Government or its contractor to perform any work on State
right of way, before beginning work the entity performing the work shall provide the State with a
fully executed copy of the State's Form 1560 Certificate of Insurance verifying the existence of
coverage in the amounts and types specified on the Certificate of Insurance for all persons and
entities working on State right of way. This coverage shall be maintained until all work on the
State right of way is complete. If coverage is not maintained, all work on State right of way shall
cease immediately and the State may recover damages and all costs of completing the work.
18. Signatory Warranty
Each signatory warrants that the signatory has necessary authority to execute this agreement on
behalf of the entity represented.
THIS AGREEMENT IS EXECUTED by the State and the Local Government in duplicate.
TH ��CAwwL GOVERNMENT
otj`Yt
Signature
tV15'
Typed or Printed Name
Title
1 -*
Date
TH STATE OF T
Ca y
T. Fl d, PA
S th
Region I Support Center Director
7 151 ►1
Date
AFA-AFA VoITI P
Page 5 of 5 Revised 04/01/11
Description
CSJ # 0015-16-018
District # 14 - Austin
Code Chart 64 # 36750
Project: Construct Right Turn Lane
at Gattis School Road
ATTACHMENT A
PAYMENT PROVISION AND WORK RESPONSIBILITIES
Preliminary Engineering &
Environmental
(by LG)
Construction
(by LG)
Subtotal
Total
Estimated
Cost
Federal
Participation
State Participation
Local Participation
Cost
Cost
$562,628
0%
$0
0%
$0
100%
Cost
$562,628
$2,800,000
0%
$0
0%
$0
100%
$2,800,000
Engineerin
g Phase
Direct State
Costs (5%)
$ 28,131.00
$3,362,628
$0
$0
$3,362,628
Environmental
(15%)
Right of Way
(20%)
Preliminary
Engineering
(50%)
$4,219.65
0%
$0
100%
$4,219.65
0%
$0
$5,626.20
0%
$0
100%
$5,626,20
0%
$0
Utilities (15%)
$14,065.50
0%
$0
100%
$14,065.50
0%
$0
$4,219.65
0%
$0
100%
$4,219.65
0%
Construction Phase Direct
State Costs 5%
State Indirect Costs 6.2%
TOTAL
$140,000
0%
$0
100%
$140,000
0%
$0
$0
$208,483
0%
$0
100%
$208,483
0%
$0
$3,739,242
$0
$376,614
$3,362,628
This is an estimate. The final amount of the Local Government's participation will be based on
actual costs.
Work Responsibilities:
1. Environmental Assessment and Mitigation
Development of a transportation project must comply with the National Environmental Policy Act
and the National Historic Preservation Act of 1966, which require environmental clearance of
federal -aid projects.
a. The Local Government is responsible for the identification and assessment of any
environmental problems associated with the development of a local project governed by this
Agreement.
b. The Local Government is responsible for the cost of any environmental problem's mitigation
and remediation.
c. The Local Government is responsible for providing any public meetings or public hearings
required for development of the environmental assessment. Public hearings will not be held
prior to the approval of project schematic.
AFA-AFA_VoITIP Page 1 of 3 Attachment A
CSJ # 0015-16-018
• District # 14 - Austin
Code Chart 64 # 36750
Project: Construct Right Turn Lane
at Gattis Road
d. The Local Government is responsible for the preparation of the NEPA documents School qui
red the environmental clearance of this project. Coordination shall be through the TxDOT Austin for
District Environmental Coordinator.
The Local Government shall provide the State with written documentation from appropriate
regulatory agency(ies) that identified environmental clearance has been obtained, prior to
beginning work.
2. Engineering Services
a. The Local Government shall prepare or cause to be prepared the engineering plans,
specifications, and estimates (PS&E) necessary for the development of the Project.
The PS&E shall be prepared in accordance with all applicable laws, policies and
regulations, deemed necessary by the State.
b. The engineering plans shall be developed in accordance with the Texas Department of
Transportation Roadway Design Manual, the current edition of the Standard Specifications for
Construction and Maintenance of Highways, Streets, and Bridges and the Texas Accessibility
Standards. A project development schedule of design activities shall be supplied to the
TxDOT Georgetown Area Engineer office upon initiation of the Project.
c. The Local Government shall submit a copy of the redlined plans provided by the State with all
applicable plan submittals to indicate that QC/QA was undertaken.
d. The Local Government shall submit the completed PS&E to the State for review and approval
a minimum of fourteen weeks prior to the beginning of construction work.
3. Utilities
The Local Government shall be responsible for the adjustment, removal, or relocation of utility
facilities in accordance with applicable State laws, regulations, rules, policies, and procedures,
including any cost to the State of a delay resulting from the Local Government's failure to ensure
that utility facilities are adjusted, removed, or relocated before the scheduled beginning of
construction. The Local Government will not be reimbursed with federal or state funds for the cost
of required utility work. The Local Government must obtain advance approval for any variance
from established procedures. Before a construction contract is let, the Local Government shall
provide, at the State's request, a certification stating that the Local Government has completed the
adjustment of all utilities that must be adjusted before construction is completed.
4. Right of Way and Real Property Acquisition
Right-of-way and real property acquisition shall be the responsibility of the Local Government.
Title to right of way and other related real property must be acceptable to the State before funds
may be expended for the improvement of the right of way or real property. The Local Government
shall permit the State or its authorized representative access to occupy the site to perform all
activities required to execute the work.
All parties to this agreement will comply with and assume the costs for compliance with all the
requirements of Title II and Title III of the Uniform Relocation Assistance and Real Property
Acquisition Policies Act of 1970, Title 42 U.S.C.A. Section 4601 et seq., including those provisions
relating to incidental expenses incurred by the property owners in conveying the real property 9 p operty to
the Local Government, and benefits applicable to the relocation of any displaced person as
defined in 49 CFR Section 24.2(g). Documentation to support
and made available to the State and its representatives for review and inspection. a must maintained
AFA-AFA_VoITIP Page 2 of3
Attachment A
r CSJ # 0015-16-018
District # 14 - Austin
Code Chart 64 # 36750
Project: Construct Right Turn Lane
at Gattis School Road
5. Construction Responsibilities
A. The Local Government shall advertise for construction bids, issue bid proposals, receive and
tabulate the bids and award and administer the contract for construction of the Project.
Administration of the contract includes the responsibility for construction engineering and for
issuance of any change orders, supplemental agreements, amendments, or additional work
orders, which may become necessary subsequent to the award of the construction contract.
B. The Local Government will use its approved contract letting and award procedures to let and
award the construction contract.
C. Prior to their execution, the State will review and approve contract change orders.
D. Upon completion of the Project, the party constructing the Project will issue and sign a
"Notification of Completion" acknowledging the Project's construction completion.
AFA-AFA_VoITIP Page 3 of 3 Attachment A