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Contract - Minnesota Life - 9/13/2018 Group Accidental Death and Dismemberment Insurance Policyholder's Application MINNESOTALIFE Minnesota Life Insurance Company-A Securian Company 400 Robert Street North • St.Paul,Minnesota 55101-2098 Application is hereby made to Minnesota Life Insurance Company for a Group Accidental Death and Dismemberment insurance plan providing benefits as indicated below. Applicant(policyholder) City of Round Rock Nature of business Plan effective date City Government January 1, 2019 Address(street,city,state,zip code) 231 E. Main St, Ste. 100 Round Rock, TX 78664 Associated companies Contact name Title Phone number Faxnumber Tyler Jar[ Benefits Manager 512-341-3143 1512-218-5493 Email address tjarl@roundrocktexas.gov Plan Design:Please indicate the Group Accidental Death and Dismemberment plan by checking the appropriate boxes below. For all boxes marked "Other`; describe in the Comments section below. Policyholder Employee Paid Paid Basic _(Supplemental) Group Employee Accidental Death and Child Eligibility(subject to state limitations):14 Dismemberment ❑ days to 19 years;23 years if full-time student. Family Coverage ®Other: Spouse and Child ❑ Live birth to age 26 Spouse only ❑ ❑ Child only ❑ ❑ Other ❑ ❑ Schedule of Insurance: Please complete this section or attach a Schedule of Insurance. Amount of Terminates at the earlier of Insurance Minimum Maximum Employee Retirement or Age 70: ❑ Yes Employee Basic lx annual salary $10,000 $100,000 ® No ❑ Yes Employee Supplemental $10,000 to$500,000 $10,000 $500,000 ® No ❑ Yes Spouse %of EE amt-see below $250,000 ❑ No ❑ Yes Child %of EE amt-see below $75,000 ❑ No NOTE: There may be limits on the amount of insurance available to the employee, a spouse, or children according to the governing jurisdiction of the group policy and the employee's state of residence. COMMENTS Spouse and Child amounts are a percentage of the elected Employee amount as follows: Spouse (with children) : 400 Spouse (no children) : 500 Child (with spouse) : 100 Child (no spouse) : 150 02-30430 Employee Eligibility Classes: 0 All Employees ❑Other: Minimum hours per week an employee must work for his or her employer: 30 hours per week. Waiting period before becoming eligible for insurance: Current Employees: 0 days. First of the month following 0 days. Future Employees: n/a days. First of the month following hire days. When do changes in coverage amounts due to salary or classification changes occur? ❑ First of the month following the change. ❑At the policy anniversary. ❑ Other: Are retirees or any other designated persons not actively at work to be included in this plan? ❑ Yes Z No If yes, please attach a list of retirees and/or other designated persons for whom we have agreed to provide coverage, including ages and amounts of insurance as well as the circumstances under which we are providing coverage. These individuals are excluded from the actively at work and the minimum hours per week requirements of the group policy. Administration Who will administer this plan? ❑ Minnesota Life Policyholder If the policyholder administers the plan, the policyholder will maintain records(including beneficiary designations, insurance amounts, and name and address changes) and provide Minnesota Life with monthly information(number of insureds, total amount of insurance, premium rate, and total premium)and annual participant data. Minnesota Life Agrees To Provide: 1. Accidental Death and Dismemberment insurance to those who have satisfied the eligibility requirements. 2. Enrollment materials necessary to implement the plan of insurance. 3. All underwriting, claims, and actuarial services as necessary. The Policyholder Agrees To Provide: 1. Employee information to Minnesota Life to facilitate preparation of enrollment materials and plan set-up if required. 2. Payroll deduction facilities to collect premiums from insured employees, accounting for such premiums, and remittance of such premiums to Minnesota Life. 3. Reasonable administrative assistance to Minnesota Life with regard to notification of insured terminations, changes in payroll deduction authorizations, and the distribution of materials to employees. Either Minnesota Life or the Policyholder can terminate the group policy by giving the other party 31 days advance written notice. The group policy is effective (date) January 1, 2019 and unless terminated by either party,will remain in effect for a one year period and shall thereafter renew for additional one year periods. FOR THE POLICYHOLDER Policyholder City of Ro und Rock gY Q c� TitMale or Date y Employes identitic tion number Signature 74-6017485 X FOR MINNESOTA LIFE Agent,broker or representative Agency Minnesota Life agency number Date Agent,broker or representative license Signature X Group Term Life Policyholder Application MINNESOTA LIFE Minnesota Life Insurance Company-A Securian Company 400 Robert Street North • St.Paul,Minnesota 55101-2098 Application is hereby made to Minnesota Life Insurance Company for a Group Term Life insurance plan providing life insurance and other supplemental benefits as indicated below. Applicant(policyholder) City of Round Rock Address(street,city,state,zip) 231 E. Main St, Ste. 100 Round Rock, TX 78664 Contact name Title Telephone number Tyler Jarl Benefits Manager 512-341-3143 E-mail address Faxnumberr tjarl@roundrocktexas.gov 512-218-5493 Plan Design:Please indicate the Group Term Life plan by checking the appropriate boxes below. The Accelerated Benefits Rider is always included. Plan Design Policyholder Paid (Basic) Employee Paid (Supplemental) Group Employee Term Life ❑✓ E) Employee Accidental Death and Dismemberment ❑ [1 Employee Waiver of Premium ❑ ❑ Group Spouse Term Life ❑ ❑ Spouse Accidental Death and Dismemberment ❑ ❑ Spouse Waiver of Premium ❑ Dependents Term Life Rider(Spouse and Child) ❑ ❑ Child Term Life Rider ❑ Other: ❑ ❑ Financials: Non- Standard Low Remit Cost Plus Uni-Nicotine Nicotine Participating Participating Rates Rates Employee Basic Z ❑ ❑ ❑ Z ❑ Employee Supplemental* 0 ❑ ❑ ❑ Z ❑ Spouse* 0 ❑ ❑ ❑ Z ❑ AD&D* Z ❑ ❑ ❑ N/A N/A Child* Z ❑ ❑ ❑ N/A N/A Packaged Dependents* ❑ ❑ ❑ ❑ N/A N/A *Standard is Non-Participating Who will administer this plan.? ❑ Minnesota Life Policyholder If the policyholder administers the plan, the policyholder will maintain records(including beneficiary designations, insurance amounts, and name and address changes) and provide Minnesota Life with monthly information(number of insureds,total amount of insurance,premium rate and total premium)and annual participant data. Minnesota Life Agrees To Provide: 1. Life insurance to those who have satisfied the eligibility and any underwriting requirements. 2. Enrollment materials necessary to implement the plan of insurance. 3. All underwriting, claims and actuarial services as necessary. The Policyholder Agrees To Provide: 1. Employee information to Minnesota Life to facilitate preparation of enrollment materials and plan set-up if required. 2. Payroll deduction facilities to collect premiums from insured employees, accounting for such premiums and remittance of such premiums to Minnesota Life. 3. Reasonable administrative assistance to Minnesota Life with regard to notification of insured terminations, changes in payroll deduction authorizations and the distribution of materials to employees. Either Minnesota Life or the Policyholder can terminate the group policy by giving the other party 31 days advance written notice. This group policy is effective (date) January 1, 2019 and unless terminated by either party, will remain in effect for a one year period and shall thereafter renew for additional one year periods. FOR THE POLICYHOLDER Policyholder Employeridentiiication number City of Round Rock 74-6017485 Signature Title Date_4 �'��• �� X Mayor FOR MINNESOTA LIFE Agent,broker or representative Agent,broker or representative licensfe Minnesota Life agency number Agency Signature Date X 03-30565 Minnesota Life 1 Financial security for the long run. S E C U R I A N RATE CONFIRMATION 1. Policyholder: City of Round Rock 2. Policy Number(s): 34627, 34629 3. Insurance Product(s): Basic Term Life and AD&D, Employee and Spouse Supplemental Term Life, Child Life, and Voluntary AD&D 4. The insurance rates included in this rate confirmation are net of commissions. 5. Underwriting company: Minnesota Life Insurance Company 6. Rate Coverage Period: January 1, 2019—December 31, 2023 Premium Rates: Basic Life: $0.086/$1,000/month Basic AD&D: $0.020/$1,000/month Employee and Spouse Supplemental Term Life: Aqe Rate/$1,000/Month Under 25 $ 0.060 25-29 $ 0.070 30-34 $ 0.090 35-39 $ 0.100 40-44 $ 0.120 45-49 $ 0.220 50-54 $ 0.420 55-59 $ 0.660 60-64 $ 0.720 65-69 $ 1.330 70-74 $ 2.070 75* $ 2.380 *Please note, rates increase past 75 and will be provided upon request Employee Voluntary AD&D: $0.025/$1,000/month Family Voluntary AD&D: $0.035/$1,000/month Child Life: $0.120/$1,000/month Securian Financial Group By G ` c7h Date August 23, 2018 Susan Munson-Regala Title 2nd Vice President and Actuary ACKNOWLEDGEMENT BY AUTHORIZED REPRESENTATIVE OF POLICYHOLDER This document confirms that the rates stated above are the agreed upon rates for the specified policy numbers. These rates will be charged for coverage amounts effective during the Rate Coverage Period listed above. Securian reserves the right to adjust the rates at any time in the event of plan design changes, modifications to the definition of eligible employees, or significant demographic changes in the group. We define significant changes to mean a change in the volume within a coverage or across coverages of more than 15%. Actives and retirees are considered independent coverages. The baseline for calculating the total change in volume will be the volume provided in the 2018 RFP census. By Ada Date 4' L '(Q2 1' Title 0/ 4ic1 11/16t2Iblfri Rate Confirmation Page 2 of 2 CERTIFICATE OF INTERESTED PARTIES FORM 1295 1 of 1 Complete Nos.1-4 and 6 if there are interested parties. OFFICE USE ONLY Complete Nos,1,2,3,5,and 6 if there are no interested parties, CERTIFICATION OF FILING 1 Name of business entity filing form,and the city,state and country of the business entity's place Certificate Number: of business. 2018-398543 Minnesota Life Insurance Company Saint Paul,MN United States Date Filed: 2 Name of governmental entity or state agency that is a party to the contract for which the form is 08/30/2018 being filed. City of Round Rock Date Acknowledged: 3 Provide the identification number used by the governmental entity or state agency to track or identify the contract,and provide a description of the services,goods,or other property to be provided under the contract. RFP No. 18-020 Group Term Life and AD&D 4 Nature of interest Name of Interested Party City,State,Country(place of business) (check applicable) Controlling I Intermediary Securian Finacial Group, Inc. St. Paul, MN United States X Hilger,Chris St. Paul, MN United States X Zaccaro,Warren St. Paul, MN United States X Shay, Bruce St. Paul, MN United States X Connolly,George St. Paul, MN United States X 5 Check only if there is NO Interested Party. ❑ 6 UNSWORN DECLARATION My name is Susan Munson-Regala and my date of birth is 11/10/1966 My address is 400 Robert St N St. Paul MN , 55101 USA . (street) (city) (state) (zip code) (country) I declare under penalty of perjury that the foregoing is true and correct. Executed in Ramsey County, State of Minnesota on the day of 12018 (month) (year) Signature of authorized agent of contracting b iness entity (Declarant) Forms provided by Texas Ethics Commission www.ethics.state.tx.us Version V1.0.6711 CERTIFICATE OF INTERESTED PARTIES FORM 1295 10f1 Complete Nos.1-4 and 6 if there are interested parties. OFFICE USE ONLY Complete Nos.1,2,3,5,and 6 if there are no interested parties. CERTIFICATION OF FILING 1 Name of business entity filing form,and the city,state and country of the business entity's place Certificate Number: of business. 2018-398543 Minnesota Life Insurance Company Saint Paul, MN United States Date Filed: 2 Name of governmental entity or state agency that is a party to the contract for which the form is 08/30/2018 being filed. City of Round Rock Date Acknowledged: 09/05/2018 3 Provide the identification number used by the governmental entity or state agency to track or identify the contract,and provide a description of the services,goods,or other property to be provided under the contract. RFP No. 18-020 Group Term Life and AD&D 4 Nature of interest Name of Interested Party City,State,Country(place of business) (check applicable) Controlling Intermediary Securian Finacial Group, Inc. St. Paul, MN United States X Hilger, Chris St. Paul, MN United States X Zaccaro,Warren St. Paul, MN United States X Shay, Bruce St. Paul, MN United States X Connolly,George St. Paul, MN United States X 5 Check only if there is NO Interested Party. ❑ 6 UNSWORN DECLARATION My name is and my date of birth is My address is (street) (city) (state) (zip code) (country) declare under penalty of perjury that the foregoing is true and correct. Executed in County, State of on the day of 20 (month) (year) Signature of authorized agent of contracting business entity (Declarant) Forms provided by Texas Ethics Commission www.ethics.state.tx.us Version V1.0.6711