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R-2022-072 - 2/24/2022 RESOLUTION NO. R-2022-072 WHEREAS, the City of Round lZock desires to retain engineering services for the Storrnwater Master Plan 2022 Project,and WHEREAS, fialfT Associates, Inc. has Submitted a Contract for Engineering Set-vices to provide said services, and WHEREAS, the City Council desires to enter into said contract with l,lalff Associates, Inc., Now Theref'orc BE FFRESOLVED BY THE COUNCIL OF'rnE CITY OROUND ROCK11'EXAS, That the Mayor is hereby authorized and directed to CXeCUtC On behalf of`the City a Contract for 1--'rigineering Services with Halff Associates, Inc. for the Storinwater Master Plan 2022 Project, a copy of said contract being attached hereto as Exhibit"A"and incorporated herein for all purposes. The City Council hereby finds and declares that written notice of the date, hour, place and subject of the meeting at which this Resolution was adopted was posted and that such meeting was open to the public as required by law at all times during which this Resolution and the subject matter hereof were discussed. considered and Connally acted upon, all as required by the Open Meetings Act, Chapter 55 1, Texas Government Code, as amended. RESOLVED this 24th day off"ebrUary, 2022. CRAIGM IZ Mayor- City ayor City Of/Roi)ndroc�' Texas ATTEST: MEAGAN SNKS, City Clerk 01 Y 2 207-72I.4854-2 712-7 G G 8 EXHIBIT ROUND ROCK TEXAS CITY OFROUND ROCK CONTRACTFOR ENGINEERING SERVICES FIRM: HALFF ASSOCIA,rES, INC. ("Engineer") ADDRESS: 13620 Briarwick Drive, Building C, Suite 100, Austin, Texas 78729 PROJECT: Storinwater Master Plan 2022 THE s,rATE OF'TEXAS § COUNTY OF WI LL IAMSON § THIS CON` RACTI'OR f`NG1NEf"1RIN(._j SERVICES ("Contract.") is made arid entered into ()It this the day of . 2022 by, and between the CITY OF' ROUND ROCK, al"exas horne- Rile rnunicipal corporation, whose oil-ices are located at 221 I"ast Main Street, ROUnd Rock, Texas 78664-5299, (hereinafter referred to as "City"), and f-Ingineer, and such Contract is for the purpose of contracting, 1'(.-,)r professional engineering services. RECITALS: WHERLAS, V,T.C.A, Cicavernment Code §2254.002(2)(A)(vii) Under Subchapter A entitled ``Professional Services PrOCUrement Act" provides for the procurement by municipalities of services of prol'essional engineers; and WI If." IAS, City and Engineer desire to contract for SLICII professional engineering set-vices; and WI IERF,'AS, City desires to use American ReSCLie Plan funds fees and costs associated with the Project; WI,II_'.','REAS, City shall comply with the reqUireflients of 2 Cf`R Part 200 arid any other applicable federal requirements related to the PrOCUrement arid expenditure of" fees and costs related to the Project; WIR'REAS, City and Engineer wish to document their agreement concerning the reqUirernents and respective obligations of the parties: L.)ighwering Services Contract 0199.202 7 1 O 4853-7440-9741/ss2 I NOW,T 4EREFORE, WITNESSETH: That for and in consideration of the mutual promises contained herein and other good and valuable consid rations, and the covenants and agreements hereinafter contained to be kept and performed by the respective parties hereto, it is agreed as follows: CONTRACT DOCUMENTS The Co tract Documents consist of this Contract and any exhibits attached hereto (which exhibits are hert by incorporated into and made a part of this Contract) and all Supplemental Contracts (as defined here n in Article 13) which are subsequently issued. These form the entire contract, and all are as fully a par t of this Contract as if attached to this Contract or repeated herein. ARTICLE 1 CITY SERVICES City shal perform or provide services as identified in Exhibit A entitled"City Services." ARTICLE 2 ENGINEERING SERVICES Engineer shall perform Engineering Services as identified in Exhibit B entitled "Engineering Services." Engineer shall perform the Engineering Services in accordance with the Work Schedule as identified in Exhibit C entitled "Work Schedule." Such Work Schedule shall contain a complete schedule so that the Engineering Services under this Contract may be accomplished within the specified time and at the specified cost. The Work Schedule shall provide specific work sequences and definite review times by City and Engineer of all Engineering Services. Should the review times or Engineering Services take to iger than shown on the Work Schedule, through no fault of Engineer, Engineer may submit a timely written request for additional time, which shall be subject to the approval of the City Manager. ARTICLE 3 CONTRACT TERM (1) Teri i. The Engineer is expected to complete the Engineering Services described herein in accordance with the above described Work Schedule. If Engineer does not perform the Engineering Services in accordance with the Work Schedule, then City shall have the right to terminate this Contract as set forth below in Article 20. So long as the City elects not to terminate this Contract, it shall continue from day to day until such time as the Engineering Services are completed. Any Engineering Services performed or costs incurred after the date of termination shall not be eligible for reimbursement. Engineer shall notify City in writing as soon as possible if he/she/it determines, or reasonably anticipates,that the Engineering Services will not be completed in accordance with the Work Schedule. 2 (2) Work Schedule. Engineer acknowledges that the Work Schedule is of critical importance, and agrees to undertake all necessary efforts to expedite the performance of Engineering Services required herein so that construction of the project will be commenced and completed as scheduled. In this regard, and subject to adjustments in the Work Schedule as provided in Article 2 herein, Engineer shall proceed with sufficient qualified personnel and consultants necessary to fully and timely accomplish all Engineering Services required under this Contract in a professional manner. (3) Notice to Proceed. After execution of this Contract, Engineer shall not proceed with Engineering Services until authorized in writing by City to proceed as provided in Article 7. ARTICLE 4 COMPENSATION City shall pay and Engineer agrees to accept the amount shown below as full compensation for the Engineering Services performed and to be performed under this Contract. The amount payable under this Contract, without modification of the Contract as provided herein, is the sum of Three Hundred Fifty Thousand Four Hundred Thirty-Four and No/100 Dollars ($350.434.00) as shown in Exhibit D. The lump sum amount payable shall be revised equitably only by written Supplemental Contract in the event of a change in Engineering Services as authorized by City. Engineer shall prepare and submit to City monthly progress reports in sufficient detail to support the progress of the Engineering Services and to support invoices requesting monthly payment. Any preferred format of City for such monthly progress reports shall be identified in Exhibit B. Satisfactory progress of Engineering Services shall be an absolute condition of payment. The fee herein referenced may be adjusted for additional Engineering Services requested and performed only if approved by written Supplemental Contract. ARTICLE 5 METHOD OF PAYMENT Payments to Engineer shall be made while Engineering Services are in progress. Engineer shall prepare and submit to City, not more frequently than once per month, a progress report as referenced in Article 4 above. Such progress report shall state the percentage of completion of Engineering Services accomplished during that billing period and to date. Simultaneous with submission of such progress report, Engineer shall prepare and submit one (1) original and one (1) copy of a certified invoice in a form acceptable to City. This submittal shall also include a progress assessment report in a form acceptable to City. Progress payments shall be made in proportion to the percentage of completion of Engineering Services identified in Exhibit D. Progress payments shall be made by City based upon Engineering Services actually provided and performed. Upon timely receipt and approval of each statement, City shall make a good faith effort to pay the amount which is due and payable within thirty (30) days. City reserves the right to withhold payment pending verification of satisfactory Engineering Services performed. Engineer has the responsibility to submit proof to City, adequate and sufficient in its determination,that tasks were completed. 3 The certified statements shall show the total amount earned to the date of submission and shall show the amount due and payable as of the date of the current statement. Final payment does not relieve Engineer of the responsibility of correcting any errors and/or omissions resulting from his/her/its negligence. ARTICLE b PROMPT PAYMENT POLICY In acco dance with Chapter 2251, V.T.C.A., Texas Government Code, payment to Engineer will be made wi hin thirty (30) days of the day on which the performance of services was complete, or within thirty (3 ) days of the day on which City receives a correct invoice for services, whichever is later. Engineer may charge a late fee(fee shall not be greater than that which is permitted by Texas law) for payments not made in accordance with this prompt payment policy; however, this policy does not apply in the event: A. T ere is a bona fide dispute between City and Engineer concerning the supplies, materials, or equipment delivered or the services performed that causes the payment to be late;or B. T e terms of a federal contract, grant, regulation, or statute prevent City from making a timely payment with federal funds; or C. T ere is a bona fide dispute between Engineer and a subcontractor or between a subcontractor and its supplier concerning supplies, materials, or equipment delivered or t e Engineering Services performed which causes the payment to be late; or D. T e invoice is not mailed to City in strict accordance with instructions, if any, on the p rchase order,or this Contract or other such contractual agreement. City shat document to Engineer the issues related to disputed invoices within ten (10) calendar days of receipt of such invoice. Any non-disputed invoices shall be considered correct and payable per the terms of Cha ter 2251, V.T.C.A.,Texas Government Code. ARTICLE 7 NOTICE TO PROCEED The Engineer shall not proceed with any task listed on Exhibit B until the City has issued a written Notice to Proceed regarding such task. The City shall not be responsible for work performed or costs incurred by Engineer related to any task for which a Notice to Proceed has not been issued. ARTICLE 8 PROJECT TEAM City's Designated Representative for purposes of this Contract is as follows: 4 Federico Sanchez Project Manager. 3400 Sunrise Road ROLInd Rock, Texas 78665 Telephone Number(512) 218-6609 F'ax NUrnber (5 12) 255-6911 Ernail Address-, City's Designated Representative shall be authorized' to act on City's behalf with respect to this Contract. City or City's Designated Representative shall render decisions in a timely manner pertaining to (IOCUrnentS submitted by Engineer in order to avoid Unreasonable delay in the orderly and sequential progress of Engineering Services. Engineer's Designated Representative f0l' purposes ofthis Contract is as follows: Paul Morales, PE Project Manager 13620 Briarwick. Drive, Building C, Suite 100 ALIStin, Texas 78729 "Felephone N1.1111ber(5 12) 777-4547 F`ax NUrnber (512) 252-'8141 ["In-tail Address .................alma.................... ARTICLE 9 PROGRESS EVALUATION, EIngineer shall, front time to tirne during the progress of the engineering Set-vices, confer with City at City's election. Engineer shall prepare and present SLICII information as may be pertinent and necessary, or as may be requested by City, in Order for City to evaluate I'LatUres of the U1,11gineering Services. At the reqLICS1 Of City Or Y"InoL_ineer, conferences shall be provided at EIngineer's Office, the offices of City, or at other locations designated by City. When requested by City, such conferences shall also include evalLiation ofthe Engineering Services. S1101.0d City determine that the progress in LAigincering Services does not satisfy the Work I Schedule, then City ity shall review the Work Schedule with Engineer to determine corrective action reqUINd. Engineer shall promptly advise City in writing of events which have or rimy have a significant impact Upon the progress ofthe Engineering Services, ilICILIClilIg but riot limited to the flollovving: (I) Problems, delays, adverse conditions which may materially affect the ability to meet the objectives of the Work Schedule, or preclude the atLainn,icrit of project E ngineering Services units by established time periods: and such diSCIOSLII-C shall be accompanied by statement of actions taken or contemplated, and City assistance needed to resolve the situation, if any; and 5 (2) Favorable developments or events which enable meeting the Work Schedule goals sooner than anticipated. ARTICLE 10 SUSPENSION Should C ity desire to suspend the Engineering Services, but not to terminate this Contract, then such suspension may be affected by City giving Engineer thirty (30) calendar days' verbal notification followed by written confirmation to that effect. Such thirty-day notice may be waived in writing by agreement and signature of both parties. The Engineering Services may be reinstated and resumed in full force and effect within sixty (60) days of receipt of written notice from City to resume the Engineering Se ices. Such sixty-day notice may be waived in writing by agreement and signature of both parties. Ifthis Contract is suspended for more than thirty (30) days, Engineer shall have the option of terminating this Contract. If City slispends the Engineering Services, the contract period as determined in Article 3, and the Work Schedule, shall be extended for a time period equal to the suspension period. City assumes no liability for Engineering Services performed or costs incurred prior to the date authorized by City for Engineer to begin Engineering Services, and/or during periods when Engineering Services is suspended, and/or subsequent to the contract completion date. ARTICLE 11 ADDITIONAL ENGINEERING SERVICES If Engineer forms a reasonable opinion that any work he/she/it has been directed to perform is beyond the scope of this Contract and as such constitutes extra work, he/she/it shall promptly notify City in writing. In the event City finds that such work does constitute extra work and exceeds the maximum amount payable, City shall so advise Engineer and a written Supplemental Contract will be executed between the parties as provided in Article 13. Engineer shall not perform any proposed additional work nor incur any additional costs prior to the execution, by both parties, of a written Supplemental Contract. City shall not be responsible for actions by Engineer nor for any costs incurred by Engineer relating to additional work not directly associated with the performance of the Engineering Services authori ed in this Contract or any amendments thereto. ARTICLE 12 CHANGES IN ENGINEERING SERVICES If City deems it necessary to request changes to previously satisfactorily completed Engineering Services or parts thereof which involve changes to the original Engineering Services or character of Engineering Ser ices under this Contract, then Engineer shall make such revisions as requested and as directed by City. Such revisions shall be considered as additional Engineering Services and paid for as specified under rticle 11. Engineer 3hall make revisions to Engineering Services authorized hereunder as are necessary to correct errors appearing therein, when required to do so by City. No additional compensation shall be 6 due for such Engineering Services. ARTICLE 13 SUPPLEMENTAL CONTRACTS The terms of this Contract may be modified by written Supplemental Contract if City determines that there has been a significant change in (1) the scope, complexity or character of the Engineering Services, or(2) the duration of the Engineering Services. Any such Supplemental Contract must be duly authorized by the City. Engineer shall not proceed until the Supplemental Contract has been executed.Additional compensation, if appropriate, shall be identified as provided in Article 4. It is understood and agreed by and between both parties that Engineer shall make no claim for extra work done or materials furnished until the City authorizes full execution of the written Supplemental Contract and authorization to proceed. City reserves the right to withhold payment pending verification of satisfactory Engineering Services performed. ARTICLE 14 USE OF DOCUMENTS All documents, including but not limited to drawings, specifications and data or programs stored electronically, (hereinafter referred to as "Instruments of Service") prepared by Engineer and its subcontractors are related exclusively to the services described in this Contract and are intended to be used with respect to this Project. However, it is expressly understood and agreed by and between the parties hereto that all of Engineer's designs under this Contract (including but not limited to tracings, drawings, estimates, specifications, investigations, studies and other documents, completed or partially completed), shall be the property of City to be thereafter used in any lawful manner as City elects. Any such subsequent use made of documents by City shall be at City's sole risk and without liability to Engineer, and, to the extent permitted by law, City shall hold harmless Engineer from all claims, damages, losses and expenses, resulting therefrom. Any modification of the plans will be evidenced on the plans and be signed and sealed by a licensed professional prior to re-use of modified plans. By execution of this Contract and in confirmation of the fee for services to be paid under this Contract, Engineer hereby conveys, transfers and assigns to City all rights under the Federal Copyright Act of 1976 (or any successor copyright statute), as amended, all common law copyrights and all other intellectual property rights acknowledged by law in the Project designs and work product developed under this Contract. Copies may be retained by Engineer. Engineer shall be liable to City for any loss or damage to any such documents while they are in the possession of or while being worked upon by Engineer or anyone connected with Engineer, including agents, employees, Engineers or subcontractors. All documents so lost or damaged shall be replaced or restored by Engineer without cost to City. Upon execution of this Contract, Engineer grants to City permission to reproduce Engineer's work and documents for purposes of constructing, using and maintaining the Project, provided that City shall comply with its obligations, including prompt payment of all sums when due, under this Contract. Engineer shall obtain similar permission from Engineer's subcontractors consistent with this Contract. If and upon the date Engineer is adjudged in default of this Contract, City is permitted to authorize other similarly credentialed design professionals to reproduce and, where permitted by law, to make changes, 7 corrections or additions to the work and documents for the purposes of completing, using and maintaining the Project. City shall not assign, delegate, sublicense, pledge or otherwise transfer any permission granted herein to anothe party without the prior written contract of Engineer. However, City shall be permitted to authorize the ontractor, subcontractors and material or equipment suppliers to reproduce applicable portions of the Instruments of Service appropriate to and for use in their execution of the Work. Submission or distribution of Instruments of Service to meet official regulatory requirements or for similar purposes in connection with the Project is permitted. Any unauthorized use of the Instruments of Service shall be at City's sole risk and without liability to Engineer and its Engineers. Prior to Engineer providing to City any Instruments of Service in electronic form or City providing to Engineer any electronic data for incorporation into the Instruments of Service, City and Engineer shall by separate written contract set forth the specific conditions governing the format of such Instruments of S rvice or electronic data, including any special limitations not otherwise provided in this Contract. Any electronic files are provided by Engineer for the convenience of City, and use of them is at City's sole ri . In the case of any defects in electronic files or any discrepancies between them and any hardcopy o the same documents prepared by Engineer, the hardcopy shall prevail. Only printed copies of docum nts conveyed by Engineer shall be relied upon. Engineer shall have no liability for changes made to the drawings by other engineers subsequent to the completion of the Project. Any such change shall be sealed by the engineer making that change and shall be app opriately marked to reflect what was changed or modified. ARTICLE 15 PERSONNEL,EQUIPMENT AND MATERIAL Engineer shall furnish and maintain, at its own expense, quarters for the performance of all Engineering Se ices, and adequate and sufficient personnel and equipment to perform the Engineering Services as required. All employees of Engineer shall have such knowledge and experience as will enable them to perform the duties assigned to them. Any employee of Engineer who, in the opinion of City, is incompetent or whose conduct becomes detrimental to the Engineering Services shall immediately be removed from association with the project when so instructed by City. Engineer certifies that it presently has adequate qualified personnel in its employment for performance of the Engineering Services required under this Contract, or will obtain such personnel from sources other than City. Engin er may not change the Project Manager without prior written consent of City. ARTICLE 16 SUBCONTRACTING Engineer shall not assign, subcontract or transfer any portion of the Engineering Services under this Contract without prior written approval from City. All subcontracts shall include the provisions required in this Contract and shall be approved as to form, in writing, by City prior to Engineering Services being performed under the subcontract. No subcontract shall relieve Engineer of any responsibilities t rider this Contract. ARTICLE 17 EVALUATION OF ENGINEERING SERVICES City, or any authorized representatives of it,shall have the right at all reasonable times to review or otherwise evaluate the Engineering Services performed or being performed hereunder and the premises on which it is being performed. If any review or evaluation is made on the premises of Engineer or a subcontractor, then Engineer shall provide and require its subcontractors to provide all reasonable facilities and assistance for the safety and convenience of City or other representatives in the performance of their duties. ARTICLE 18 SUBMISSION OF REPORTS All applicable study reports shall be submitted in preliminary form for approval by City before any final report is issued. City's comments on Engineer's preliminary reports shall be addressed in any final report. ARTICLE 19 VIOLATION OF CONTRACT TERMS/BREACH OF CONTRACT Violation of contract terms or breach of contract by Engineer shall be grounds for termination of this Contract, and any increased costs arising from Engineer's default, breach of contract, or violation of contract terms shall be paid by Engineer. ARTICLE 20 TERMINATION This Contract may be terminated as set forth below. (l) By mutual agreement and consent, in writing, of both parties. (2) By City, by notice in writing to Engineer, as a consequence of failure by Engineer to perform the Engineering Services set forth herein in a satisfactory manner. (3) By either party, upon the failure of the other party to fulfill its obligations as set forth herein. (4) By City, for reasons of its own and not subject to the mutual consent of Engineer, upon not less than thirty (30)days' written notice to Engineer. (5) By satisfactory completion of all Engineering Services and obligations described herein. Should City terminate this Contract as herein provided, no fees other than fees due and payable at the time of termination shall thereafter be paid to Engineer. In determining the value of the Engineering Services performed by Engineer prior to termination, City shall be the sole judge. Compensation for Engineering Services at termination will be based on a percentage of the Engineering 9 Services completed at that time. Should City terminate this Contract under Subsection (4) immediately above,then the amount charged during the thirty-day notice period shall not exceed the amount charged during the preceding thirty (30)days. If Engineer defaults in the performance of this Contract or if City terminates this Contract for fault on the part of Engineer,then City shall give consideration to the actual costs incurred by Engineer in performing the Engineering Services to the date of default, the amount of Engineering Services required which was satisfactorily completed to date of default, the value of the Engineering Services which are usab e to City, the reasonable and necessary cost to City of employing another firm to complete the E gineering Services required and the time required to do so, and other factors which affect the value to City of the Engineering Services performed at the time of default. The termination of this Contract and payment of an amount in settlement as prescribed above shall extinguish all rights, duties, and obligations of City and Engineer under this Contract, except the obligations set ffirth herein in Article 21 entitled "Compliance with Laws." If the termination of this Contract is due W the failure of Engineer to fulfill his/her/its contractual obligations,then City may take over the project and prosecute the Engineering Services to completion. In such case, Engineer shall be liable to City for any additional and reasonable costs incurred by City. Engineer shall be responsible for the settlement of all contractual and administrative issues arising out of ar y procurements made by Engineer in support of the Engineering Services under this Contract. ARTICLE 21 COMPLIANCE WITH LAWS (1) Compliance. Engineer shall comply with all applicable state, federal and local laws, statutes, codes, ordinances, rules and regulations, and the orders and decrees of any court, or administrative bodies or tribunals in any manner affecting the performance of this Contract, including without limitation, minimum/maximum salary and wage statutes and regulations, and licensing laws and regulations. Engineer shall furnish City with satisfactory proof of his/her/its compliance. Engineer shall further obtain all permits and licenses required in the performance of the Engineering Services contracted for herein. (2) As required by Chapter 2271, Government Code, Engineer hereby verifies that it does not boycott Israel arid will not boycott Israel through the term of this Agreement. For purposes of this verification, "boycott Israel" means refusing to deal with, terminating business activities with, or otherwise taking any action that is intended to penalize, inflict economic harm on, or limit commercial relations specifically with Israel, or with a person or entity doing business in Israel or in an Israeli- controlled territo , but does not include an action made for ordinary business purposes. (3) In ac ordance with 2274, Texas Government Code, a governmental entity may not enter into a contract with a company with at least ten (10) full-time employees for value of at least One Hundred Thousand and No/100 Dollars ($100,000.00) unless the contract has a provision in the contract verifying that it: (1) does not have a practice, policy, guidance, or directive that discriminates 10 against a firearm entity or firearm trade association; and (2) will not discriminate during the term of the contract against a firearm entity or firearm trade association. The signatory executing this Contract on behalf of the Engineer verifies Engineer does not have a practice, policy, guidance, or directive that discriminates against a firearm entity or firearm trade association,and it will not discriminate during the term of this Contract against any firearm entity or firearm trade association. (4) 1n accordance with 2274, Texas Government Code, a governmental entity may not enter into a contract with a company with at least ten (10) full-time employees for a value of at least One Hundred Thousand and No/100 Dollars ($100,000.00) unless the contract has a provision in the contract verifying that it: (1) does not boycott energy companies; and (2) will not boycott energy companies during the term of this Contract. The signatory executing this Contract on behalf of Engineer verifies Engineer does not boycott energy companies, and it will not boycott energy companies during the term of this Contract. (5) This Project is being assisted by the United States of America. Engineer and City acknowledge and agree that this is a federally assisted Project, and as such, shall comply with all such requirements. Said requirements include, but are not limited to, compliance with 2 CFR 200 and the Equal Opportunity Act and any other federal regulations, code provisions, orders and rules, including but not limited to, the federal regulations set forth in Exhibit E, attached hereto and incorporated herein by reference for all purposes. (6) Taxes. Engineer will pay all taxes, if any, required by law arising by virtue of the Engineering Services performed hereunder. City is qualified for exemption pursuant to the provisions of Section 151.309 of the Texas Limited Sales, Excise,and Use Tax Act. ARTICLE 22 INDEMNIFICATION Engineer shall save and hold City harmless from all liability for damage to the extent that the damage is caused by or results from an act of negligence, intentional tort, intellectual property infringement, or failure to pay a subcontractor or supplier committed by Engineer, Engineer's agent, or another entity over which Engineer exercises control. Engineer shall also save and hold City harmless from any and all expenses, including but not limited to reasonable attorneys' fees which may be incurred by City in litigation or otherwise defending claims or liabilities which may be imposed on City to the extent resulting from such negligent activities by Engineer, its agents,or employees. ARTICLE 23 ENGINEER'S RESPONSIBILITIES Engineer shall be responsible for the accuracy of his/her/its Engineering Services and shall promptly make necessary revisions or corrections to its work product resulting from errors, omissions, or negligent acts, and same shall be done without compensation. City shall determine Engineer's responsibilities for all questions arising from design errors and/or omissions. Engineer shall not be relieved of responsibility for subsequent correction of any such errors or omissions in its work product, or for clarification of any ambiguities until after the construction phase of the project has been completed. 11 ARTICLE 24 ENGINEER'S SEAL The resp nsible engineer shall sign, seal and date all appropriate engineering submissions to City in accorda ce with the Texas Engineering Practice Act and the rules of the State Board of Registration for 11rofessional Engineers. ARTICLE 25 NON-COLLUSION,FINANCIAL INTEREST PROHIBITED (1) Non collusion. Engineer warrants that he/she/it has not employed or retained any company or persons, other than a bona fide employee working solely for Engineer, to solicit or secure this Contract, and that he/she/it has not paid or agreed to pay any company or engineer any fee, commission, pe entage, brokerage fee, gifts, or any other consideration, contingent upon or resulting from the award r making of this Contract. For breach or violation of this warranty, City reserves and shall have the right to annul this Contract without liability or, in its discretion and at its sole election,to deduct from the contract price or compensation, or to otherwise recover, the full amount of such fee, commission, percentage, brokerage fee,gift or contingent fee. (2) Min ancial Interest Prohibited. Engineer covenants and represents that Engineer, his/her/its officers, employees, agents, consultants and subcontractors will have no financial interest, direct or indirect, in the purchase or sale of any product, materials or equipment that will be recommended or required for the construction of the project. ARTICLE 26 INSURANCE (1) Insu ance. Engineer, at Engineer's sole cost, shall purchase and maintain during the entire term while this ontract is in effect professional liability insurance coverage in the minimum amount of One Million Dollars per claim from a company authorized to do insurance business in Texas and otherwise acceptible to City. Engineer shall also notify City, within twenty-four(24)hours of receipt, of any notices of a piration, cancellation, non-renewal, or material change in coverage it receives from its insurer. (2) Subconsultant Insurance. Without limiting any of the other obligations or liabilities of Engineer, Engineer shall require each subconsultant performing work under this Contract to maintain during the term of this Contract, at the subconsultant's own expense, the same stipulated minimum insurance required in Article 26, Section (1) above, including the required provisions and additional policy condition as shown below in Article 26, Section (3). Engineer shall obtain and monitor the certificates of insurance from each subconsultant in order to assure compliance with the insurance requirements. Engineer must retain the certificates of insurance for the duration of this Contract, and shall have the responsibility of enforcing these insurance requirements among its subconsultants. City shall be entitled, upon request and without expense, to receive copies of these certificates of insurance. 12 (3) Insurance Policy Endorsements. Each insurance policy shall include the following conditions by endorsement to the policy: (a) Engineer shall notify City thirty (30) days prior to the expiration, cancellation, non- renewal in coverage,and such notice thereof shall be given to City by certified mail to: City Manager, City of Round Rock 221 East Main Street Round Rock, Texas 78664 (b) The policy clause "Other Insurance" shall not apply to any insurance coverage currently held by City, to any such future coverage, or to City's Self-Insured Retentions of whatever nature. (4) Cost of Insurance. The cost of all insurance required herein to be secured and maintained by Engineer shall be borne solely by Engineer, with certificates of insurance evidencing such minimum coverage in force to be filed with City. Such Certificates of Insurance are evidenced as Exhibit E herein entitled"Certificates of Insurance." ARTICLE 27 COPYRIGHTS City shall have the royalty-free, nonexclusive and irrevocable right to reproduce, publish or otherwise use, and to authorize others to use, any reports developed by Engineer for governmental purposes. ARTICLE 28 SUCCESSORS AND ASSIGNS This Contract shall be binding upon and inure to the benefit of the parties hereto, their successors, lawful assigns, and legal representatives. Engineer may not assign, sublet or transfer any interest in this Contract, in whole or in part, by operation of law or otherwise, without obtaining the prior written consent of City. ARTICLE 29 SEVERABILITY In the event any one or more of the provisions contained in this Contract shall for any reason be held to be invalid, illegal or unenforceable in any respect, then such invalidity, illegality or unenforceability shall not affect any other provision thereof and this Contract shall be construed as if such invalid, illegal or unenforceable provision had never been contained herein. 13 ARTICLE 30 PRIOR AGREEMENTS SUPERSEDED This Contract constitutes the sole agreement of the parties hereto, and supersedes any prior understandings or written or oral contracts between the parties respecting the subject matter defined herein. This Contract may only be amended or supplemented by mutual agreement of the parties hereto in writing. ARTICLE 31 ENGINEER'S ACCOUNTING RECORDS Records ertaining to the project, and records of accounts between City and Engineer, shall be kept on a gene ally recognized accounting basis and shall be available to City or its authorized representatives t mutually convenient times. The City reserves the right to review all records it deems relevant which are related to this Contract. ARTICLE 32 NOTICES All notices to either party by the other required under this Contract shall be personally delivered or mailed to such party at the following respective addresses: City: City of and Rock Attention: City Manager 221 East Main Street Round Rock, TX 78664 and to: Stephan . Sheets City Attorney 309 East Main Street Round Rock,TX 78664 Engineer: Halff Associates, Inc. 13620 Briarwick Drive, Building C, Suite 100 Austin,TX 78729 14 ARTICLE 33 GENERAL PROVISIONS (1) Time is of the Essence. The Services shall be performed expeditiously as is prudent considering the ordinary professional skill and care of a competent engineer. Engineer understands and agrees that time is of the essence and that any failure of Engineer to complete the Engineering Services for each phase of this Contract within the agreed Work Schedule may constitute a material breach of this Contract. Engineer shall be fully responsible for his/her/its delays or for failures to use his/her/its reasonable efforts in accordance with the terms of this Contract and the Engineer's standard of performance as defined herein. Where damage is caused to City due to Engineer's negligent failure to perform City may accordingly withhold, to the extent of such damage, Engineer's payments hereunder without waiver of any of City's additional legal rights or remedies. Any determination to withhold or set off shall be made in good faith and with written notice to Engineer provided, however, Engineer shall have fourteen (14) calendar days from receipt of the notice to submit a plan for cure reasonably acceptable to City. (2) Force Majeure. Neither City nor Engineer shall be deemed in violation of this Contract if prevented from performing any of their obligations hereunder by reasons for which they are not responsible or circumstances beyond their control. However, notice of such impediment or delay in performance must be timely given,and all reasonable efforts undertaken to mitigate its effects. (3) Enforcement and Venue. This Contract shall be enforceable in Round Rock, Williamson County, Texas, and if legal action is necessary by either party with respect to the enforcement of any or all of the terms or conditions herein, exclusive venue for same shall lie in Williamson County, Texas. This Contract shall be governed by and construed in accordance with the laws and court decisions of the State of Texas. (4) Standard of Performance. The standard of care for all professional engineering, consulting and related services performed or furnished by Engineer and its employees under this Contract will be the care and skill ordinarily used by members of Engineer's profession practicing under the same or similar circumstances at the same time and in the same locality. Excepting Articles 25 and 34 herein, Engineer makes no warranties, express or implied, under this Contract or otherwise, in connection with the Engineering Services. (5) Opinion of Probable Cost. Any opinions of probable project cost or probable construction cost provided by Engineer are made on the basis of information available to Engineer and on the basis of Engineer's experience and qualifications and represents its judgment as an experienced and qualified professional engineer. However, since Engineer has no control over the cost of labor, materials, equipment or services furnished by others, or over the contractor(s') methods of determining prices, or over competitive bidding or market conditions, Engineer does not guarantee that proposals, bids or actual project or construction cost will not vary from opinions of probable cost Engineer prepares. (6) Opinions and Determinations. Where the terns of this Contract provide for action to be based upon opinion,judgment, approval, review, or determination of either party hereto, such terms are not intended to be and shall never be construed as permitting such opinion,judgment, approval, review, or determination to be arbitrary,capricious,or unreasonable. 15 ARTICLE 34 SIGNATORY WARRANTY The undersigned signatory for Engineer hereby represents and warrants that the signatory is an officer of the organization for which he/she has executed this Contract and that he/she has full and complete authority to enter into this Contract on behalf of the firm. The above-stated representations and warranties a e made for the purpose of inducing City to enter into this Contract. IN WIT ESS WHEREOF,the City of Round Rock has caused this Contract to be signed in its corporate name by its duly authorized City Manager or Mayor,as has Engineer, signing by and through its duly authori2ed representative(s), thereby binding the parties hereto, their successors, assigns and representatives for the faithful and full performance of the terms and provisions hereof. CITY OF ROUND ROCK,TEXAS APPROVED AS TO FORM: By: Craig Morgg n, Mayor Stephan L. Sheets, City Attorney ATTEST: By: Meagan Spi s, City Clerk HALFF ASSOC ATES, INC. By: Signature of Principal Printed Na 16 LIST OF EXHIBITS ATTACHED (1) Exhibit A City Services (2)Exhibit B Engineering Services (3) Exhibit C Work Schedule (4)Exhibit D Fee Schedule (5)Exhibit E Federal Requirements (6)Exhibit F Certificates of Insurance 17 Exhibit A Services to be Provided by the City The City wil provide the following information and other assistance to the Engineer that the City deems appropriate and necessary: 1. Any ieadily available pertinent existing information relating to the services to be performed by th Engineer;the City will provide one copy of such information in a format chosen by the City. This may include plans, as-built data, hydrology and hydraulic models, GIS data, or previous studies in or adjacent to the project area. 2. Clear direction and/or response to questions or requests made by the Engineer in the course of the Engineer's performance of services. 3. Time y review of deliverables that have been properly completed and submitted by the Engineer; and timely provisions of comments, if any, to the Engineer resulting from said reviews. 4. Provi Je access to property required to perform any field investigations required as part of the Engi eer's scope of work. City of Round Rock Stormwater Master Plan 2022 Contract for Engineering Services EXHIBIT B Services to be Provided by the Engineer CITY OF ROUND ROCK STORMWATER MASTER PLAN 2022 SCOPE OF WORK 1/19/2022 Project Introduction The City of Round Rock had a population of 119,468 in 2020, a 19.6% increase over the last 10 years. With the increase in population and development,the increase in rainfall runoff could have flooding impacts and stream velocity will leave channels more susceptible to erosion. Ultimately, flooding impacts from the City's streams and other local sources may result in greater public risk and impede City growth. Flooding within the City is continually a concern and the City is being proactive by re-evaluating its drainage needs. Previously the City's Stormwater Master Plan (SWMP) was completed by Halff Associates, Inc. (Halff) in March 2014. The 2014 SWMP inventoried the City's stormwater infrastructure, identified and assessed existing and potential flood and erosion risk, developed conceptual mitigation solutions, and developed a prioritized stormwater Capital Improvement Program(CIP)project list.As a follow up to the original SWMP, eleven (11) originally identified projects were re-evaluated as part of the City of Round Rock Stormwater Master Plan Drainage Section Update performed by Halff in April 2020. In addition, the SWMP Update provided a desktop creek evaluation and developed a creek maintenance plan. To more effectively plan drainage improvements aimed at minimizing riverine and local flooding concerns,the City is taking a proactive approach. As such,the City has asked Halff to update the City's Stormwater Master Plan that will encompass the City limits. The services and products resulting from the study shall be referred to as the City of Round Rock Stormwater Master Plan (SWMP) 2022. Proiect Purpose The purpose and objective of the SWMP 2022 is to develop a comprehensive evaluation of existing drainage conditions throughout the City by developing an accurate and current understanding of the drainage infrastructure.This understanding will include a comprehensive inventory of existing data, accurate simulation using best available data, flooding problem area identification determined using Atlas 14 rainfall data, and conceptual flood mitigation solutions. Riverine analyses will include Brushy Creek, Chandler Branch, Dry Branch, Dry Fork Creek, Gilleland Creek, Lake Creek, McNutt Creek, Onion Creek, Rattan Creek. This SWMP will ensure both riverine and local flood problem areas are addressed. The flood problem areas will be identified using City staff and community input. Flood mitigation solutions will be developed to create a drainage Capital Improvement Project (CIP) plan that will prioritize projects using a scoring matrix. A detailed scope for the SWMP with specific tasks and associated deliverables is provided in the following scope of services. City of Round Rock Stonnwater Master Plan 2022 Contract for Engineering Services Project Sco Task 1: Pro ect Management and Coordination Halff projec management activities shall include task leadership and direction, telephone and written comi nunication, project status reports, project progress meetings, project invoicing, and personnel a d data management among other general project management activities. Specific meetings beyond staff management coordination and regular communication include the following: a. Project meetings i. Attend one(1)project kickoff meeting with City staff.The meeting will be coordinated b the Halff Project Manager and is intended to discuss key items such as project schedule,budget,and any specific directives.Halff will provide a preliminary schedule U tasks. ii. Attend up to five (5) progress meetings, over the course of the project schedule, to discuss project progress to date, data collection needs, evaluation of flood problem a eas, drainage CIP development and ranking,project schedule, etc. iii. Attend two (2) public meetings or City Council meetings for the City to gather input fr m the community and discuss process, findings, and recommendations. This scope assumes one meeting will be virtual and one meeting will be in-person. Should a virtual meeting be needed due to pandemic restrictions,virtual meetings will be conducted to gather information from the public. iv. Meeting minutes shall be submitted to the City Project Manager with five (5)working days after each meeting. b. Adm nistration i. Monthly project status reports shall be provided to the City with the monthly invoice. P ogress may include notes regarding work completed in the preceding billing cycle, w rk expected to be completed in the next cycle, and any outstanding questions or issues for discussion. Task 2: Dat Collection Data collecti n and model inventory tasks will generally include gathering, organizing, and reviewing of all data provided,both hard copy and digital format. Data review tasks will generally include comprehensive analysis of available models, reports, record drawings, and GIS information to determine the accuracy and validity of each. Halff will also review the current drainage criteria and work with the City to recommend any potential changes or clarifications that may be needed. Specific tasks relating to data collection include the following: a. GIS Data i. Data requests will be directed to the City with additional requests made to outside entities, if necessary. City of Round Rock Stormwater Master Plan 2022 Contract for Engineering Services ii. Halff will collect and catalogue readily available existing GIS data including, but not limited to, data obtained from the original creek walks in 2014, storm drain network, terrain (LiDAR) data, land use/zoning, FEMA (both mapping and repetitive loss data if available), planimetric, political boundaries, development and subdivisions, detention pond locations, utility information,parcel information,etc. iii. GIS data collected will be compiled into a SWMP geodatabase and provided as a deliverable. The SWMP geodatabase will include spatial data obtained as the project progresses. b. Hydrologic and Hydraulic Models i. Riverine hydrologic and hydraulic (H&H) models for the Upper Brushy Creek Watershed were updated to include NOAA Atlas 14 rainfall data prepared for the City of Round Rock. These avaliable hydraulic models will be leveraged and utilized to ensure riverine flood mitigation solutions within the SWMP area do not adversely impact adjacent properties. ii. Additional local models developed within the project boundary will also be requested by Halff. These may include models developed for regional detention pond projects, channel improvement projects, large scale developments, etc. A cursory review of the models will be performed to determine relevance and can be considered the best available data. c. Local Drainage Reports and Record Drawings i. Drainage reports developed for major development projects or capital projects, including detention, channel improvement, and storm drain improvement, will be requested from the City. ii. Record or "As-Built" drawings will be requested from the City for improvements including, but not limited to, creek improvements, detention ponds, storm drainage networks,major developments, roadway crossing, and subdivisions. iii. Conduct a comprehensive evaluation of the LOMRs, CLOMRs, and drainage reports for regional detention, channel improvements or major developments. A cursory review of other drainage reports will be conducted to determine if the information provided affects the larger study d. Master Plan and CIP Plan Review i. Review the current City master plans including: a. Comprehensive Plan b. Transportation Master Plan c. Trail Master Plan d. Parks and Recreation Master Plan (Playbook 2030) ii. Obtain and review records or knowledge of local drainage complaints received by City staff. City ot'l OUncl hock storraawater Nlaster flan 2022 Contract l rr Engineering services c,. C"'ree Walks & Field Reconnaissance i, Creek 'Walks aa. Half'f'will conduct "Creek Walks" of each strearndcreek within the City hirlits. Creek Walks will be conducted by two (2) person tearns consisting of, at a minimurn one (l) End ineer-in-"I"raining. 'rhe two (2) Iverson teams will identify i:;,sue:s that may iracla de: 1. C'canve antro: historical and observed sta°uctural flooding evidence 2. Utilities: exfrosr°cl utilities, aerial crossing, or possible wastewater leaks 3. Erosion. scour holes or embankn'aent sloughing 4. Inf"rastructurc: piping evidence or asphalt heaving at stream crossings 5. Maintenance: buried or blocked culverts, or excessive vegetation/debris b. luring the Creek Walks, the two (2) person tearns will docuraaerat identified issues by using a cellular enabled tablet. The tablets avill be leveraged to photograph, make coanments and geolocate each issue identified using a built in ArcGIS app. As a Licensed CSR-I partner, I laalff will utilize ara internal (rSRI Portal, `D11' (Spatial Database Engine) or similaar clatabase(s) and I SRJ Field Collector Mobile Application for the field collection. This will allow domains, attachment,and similar(JIS functionality to be leveraged for efficiency and data integrity. I�,SRI field Collector Mobile pl)lication utilise the cellular network for approximate latitude and longitude measurements. A mobile device (cellular smart phone, tablet or similar) will be used to capture non survey grade coordinates liar- field collection points, lines and or polygons. Pictures will be attached to each related I`caturc and can be viewed using ESRI or similar Oils software and product. c. The Creek. Walks will be limited to :streams with a minimum contributing drainage area of ten (W) acres within the C'ity"s corporate limits and within the Meadows olThandler Creek MUD only. The creek walks will not be conducted in the City's l'xtraa Terri(orial Jurisdiction (L"Ll), or areas within the jurisdiction of Unicipal Utility Districts (HCl_Ds), Table 'I provides specific limits for the Creek Walks. i Table. 1: Creek Walk Stream Mileage Brush Crcek2,3,5 Chandler Branch ;305 [)ry Brinch_._ _ 13 j2ry Fork Creek L5 Gilleland Creek 2 Lake C.'reck 14 McNUtt O'eck . Onion Branch 11.5 Rattan Creek 2 Total 106.5 i City of Round Rock Stormwater Master Plan 2022 Contract for Engineering Services ii. Halff will conduct additional site visits for identified local flood problem areas where access is available from public right-of-way (ROW) and of selected road crossings, storm drain outfalls, regional detention ponds, and sections of identified streams. Site visits will be conducted by two(2)person teams.During the site visits,Halff will locate identified features, photograph the feature, and include notes regarding dimensions, conditions, etc. This scope assumes two (2)days of site visits. iii. Limited field survey will be conducted in select areas,and as required,to verify existing local conditions. Field survey locations will be provided to the City Project Manager and confirmed prior to starting field work. This scope assumes five(5)days of ground survey for a 2-man survey crew and time for a survey tech to process the data. iv. Once the field verification process is complete, the GIS data developed will be evaluated for completeness and correctness. The final GIS data will be compiled and finalized into the DMP Geodatabase for City use. Task 3: Drainage Problem Identification Halff will compile a list of drainage problem area"hot spots"identified based on the data collected in the previous task and City staff input. Flood and drainage issues will be identified using the best available existing information, local and riverine drainage complaints, and City known areas of flooding. Halff understands the City is working with other consultants to develop local drainage solutions which will be provided to Halff to incorporate in the this task. The following sub-tasks to be conducted for the task include the following: a. Leverage Hydrologic and Hydraulic Models i. Leverage the best available existing riverine H&H models for the 2-, 10-,25-, 50-,and 100-year storm events. Halff will utilize City provided Upper Brushy Creek H&H models updated with Atlas 14 rainfall up to the 100-year storm event. Prepare floodplain extents to determine flood problems. ii. Utilize readily available local drainage studies provided by the City to assess drainage issues. b. Identify Drainage Problems Halff will identify local (City and community input)and riverine(H&H models and Creek Walks)drainage problems by reviewing the information provided by the City,community, H&H models, and information gathered during the Creek Walks. The identified drainage problems may include: i. Local flooding a. Storm drain systems b. Street flooding c. Subdivision (lot)flooding ii. Riverine flooding a. Road overtopping City of Round I tock Stormwater Master Plan 2022 Contract for Engineering Services b. Building flooding iii. S ream erosion a. Roads threatened b. Buildings threatened c. Utility infrastructure threatened Task 4: Develop Drainage Solutions a. Flooil Mitigation Solutions Halff will conduct an H&H analysis of the identified drainage problem areas using updated field ata collected. Halff will utilize the City provided H&H models to develop proposed riveri a flood mitigation solutions. To develop local flood mitigation solutions, Halff will utilize standard rational method to determine flows and manning's equations to determine pipe nd ditch conveyance improvements. If necessary, updates may include the use of more advanced modeling techniques such as Unsteady 1 D and 2D modeling for complex drain ige areas. Halff will identify advanced modeling techniques if needed and will coorc inate with the City Project Manager prior to investigating solutions and request addit onal services at that time. New drainage mitigation solutions will be limited to 15 ident fied drainage projects. For neighborhood drainage studies developed by the City's consi pants, Halff will simply add the neighborhood drainage study solutions to the list of drain ige CIP projects for ranking and prioritizing projects. Flood protection measures may inclu le the following structural and non-structural measures as independent or combination solutions: i. Structural Alternatives: a. Storm drain system improvements b. Road crossing improvements c. Channel improvements d. Detention and retention ponds ii. N n-Structural Alternatives: a. Identify flood areas and depths b. Require new buildings to be elevated or located beyond flood hazard areas c. Voluntary buyouts of buildings most prone to flooding d. Hazard classification for low water crossings e. Recommendations on drainage criteria or ordinance updates for future development in and around floodplain areas f. Flood warning objectives, including signage, flashers, gauges, notifications, or media b. Ranking and Categorizing Projects Using a systematic process,Halff will rank and categorize each evaluated drainage project. The projects may be classified as Large CIP(regional),Small CIP(local),and O&M(small proje ts)which will be defined with City staff input. When scoring is complete, Halff will provi<e a draft drainage matrix for solutions developed for City review.The draft solutions will i iclude a one-page project summary that will include the project description, conce tual flood mitigation solution, and probable cost estimate. A Benefit-Cost Analysis City of Round Rock Stormwater Master Plan 2022 Contract for Engineering Services (BCA) will not be included as the City does not anticipate Federal funding for project implementation. c. CIP Prioritization Halff will meet with City staff to review project classifications and confirm objectives and assumptions for the CIP prioritization.The prioritization of the drainage CIP projects will likely be evaluated based on criteria that may include Public Safety, Structures Benefited, Economic Impact, Environmental Impact,and Project Timing among others. Each criteria developed will have a description and scoring values. Task S: Design and Construction Standards Drainage Specifications Review Halff will conduct a review of the City's Design and Construction Standards (DACS) Drainage Specifications and Construction Standards Drainage Details and provide recommendations for revisions and clarifications. A separate technical memorandum will be prepared summarizing the recommendations for the City to implement. a. DACS Drainage Specifications Review Halff will review the City of Round Rock Design and Construction (DACS) Drainage Specifications and recommend revisions and clarifications. This scope does not include drafting language to implement the changes to the DACS. b. Construction Standard Drainage Details Review Halff will review drainage construction standard details the City currently uses. After review Halff will recommend revisions and clarification to the standard details.This scope does not include drafting new construction details or altering existing construction details in CAD. Task 6: Creek Maintenance Evaluation Halff will re-evaluate the creek maintenance plan developed as part of the SWMP Update completed in April 2020. The scoring matrix and stream reaches identified as part of the SWMP Update will be re-evaluated and refined with additional information obtained from the Creek Walks and input from the City. Stream reaches will be re-ranked and prioritized as part of this effort to reflect the addition data from the Creek Walks. Task 7: Water Quality Desktop Evaluation Halff will perform a desktop water quality evaluation of major creek segments located within the City limits utilizing available data published by the TCEQ Water Quality. The desktop evaluation will summarize Halff s findings of the Texas Integrated Report which comprises the 303(d) impaired surface waters list.The evaluation summary will include thresholds standards for dissolved oxygen, pH, dissolved minerals,toxic substances, and bacteria. Task 8: Prepare Stormwater Master Plan The SWMP report submittal will include a detailed narrative discussing methodology and procedure, data collection and inventory process, compilation of all data collected and evaluated, updated digital information including GIS, H&H models utilized, photos, conceptual solutions, City of Round kock Stormwater Master Plan 2022 Contract for Er gineering Services schematic r nderings, a prioritized drainage CIP plan, associated probable cost estimates, and drainage funling options.Specific tasks relating to the submittal preparation include the following: a. Repc rt Deliverable Prepare a detailed SWMP report, including a narrative discussing the procedures and findhigs of each task, relevant figures and tables, a log of project decisions, conceptual drain ge project solutions, probable cost estimate, prioritized drainage CIP plan, creek maintenance plan, and water quality desktop assessment. Copies of the digital information will tie included on thumb drive with the report. b. Digital Data Deliverable Prepz re SWMP digital database for submittal.Digital data will include data used to support and develop the SWMP deliverables such as model inventory, report/plan inventory, field data collected (notes and photos) from creek walk, H&H models, basin delineations, land use, sDils, hydraulic centerlines, cross-sections, stream floodplains (existing condition 25- yr ani I 100-year), and other relevant digital data. Task 9: Quality Assurance/Quality Control Each task wi 1 be subjected to internal QA/QC by an independent water resource engineer at Halff (typically by another office or team).Associated QC documentation will be provided upon request. Specific tasks relating to the QA/QC process include the following: a. QA/ C Procedures i. T1 ie QA/QC program will include a multi-level approach to ensure that senior members re tiew,comment,and approve the completed work. Quality control checklists shall be cr-ated for the data collection,model development,final SWMP geodatabase,and final re ort elements of the work.Each checklist will include milestone reviews that describe th items to be reviewed and include documentation of the comments by the reviewer ar d responses from the design engineer. Deliverables to the City will be accompanied b a certification that they have been reviewed for quality. Task 10: Co itingency Additional Services If additional- rofessional engineering services are needed as the project progress,this task is included to c ver any potential unknowns that may arise. Use of this task will be requested by Halff and authorized by the City prior to use. City of Round Rock Stormwater Master Plan 2022 Contract for Engineering Services EXHIBIT C Work Schedule Halff Associated, Inc. (Halff)can commence work on this project within two weeks after notice-to- proceed is received from the City of Round Rock. Halff anticipates completing the Stormwater Master Plan 2022 within 14 months.Contract milestones are as follows based on monthly time frames.A detailed project schedule will be prepared that will include task milestone dates. • Task 1: Project Management—14 months • Task 2: Data Collection—4 months • Task 3: Drainage Problem Identification—3 months • Task 4: Develop Drainage Solutions—4 months • Task 5: Drainage Criteria Review— 1 month • Task 6: Creek Maintenance Evaluation— I month • Task 7: Water Quality Desktop Evaluation— I month • Task 8: Prepare Stormwater Master Plan— 1 month • Task 9: Quality Assurance J Quality Control— 10 months • Task 10: Contingency Additional Services City of Round Rock Stormwater Master Plan 2022 Contract for Engineering Services EXHIBIT D Fee Schedule Stormwater Master Plan 2022 Exhibit D Fee Schedule Total Total Other TOTALS Task Labor Hours Loaded Labor Cost Direct Costs Subconsultants Task 1:Project Management and Coordination 207 $33,096.00 $130.00 $0.00 $33,226.00 Task 2:Data Collection 724 $94,115.00 $500.00 $0.00 $94,615.00 Task 3:Drainage Problem Identification 190 $26,920.00 $0.00 $0.00 $26,920.00 Task 4:Develop Drainage Solutions 580 $77,860.00 $0.00 $0.00 $77,860.00 Task 5:DACS Drainage Section Review 125 $22,250.00 $0.00 $0.00 $22,250.00 Task 6:Creek Maintenance F valuation 75 $10,730.00 $0.00 $0.00 $10,730.00 Task 7:Water Quality Desktop Evaluation 65 $9,130.00 $0.00 $0.00 $9,130.00 Task 8:Prepare Stormwater f laster Plan Update 212 $27,900.00 $420.00 $0.00 $28,320.00 Task 9:Quality Assurance J I Juality Control 100 $15,525.00 $0.00 $0.00 $15,525.00 Task 10:Contingency Additional Services 0 $31,858.00 $0.00 $0.00 $31,858.00 PROJECT TOTAL 2278 $349,384.00 $1,050.00 $0.00 $35o,434.00 EXHIBIT E: FEDERAL REQUIREMENTS FOR AMERICAN RESCUE PLAN PROJECTS Section No. Title FR-01 Breach of Contract Terms FR-02 Termination of Contract FR-03 Equal Employment Opportunity-41 CFR Part 60-1.4(b) FR-04 Standard Federal Equal Employment Opportunity Construction Contract Specifications—41 CFR Part 60.4.3 FR-05 Copeland Anti-Kickback Act 29 CFR Part 5 FR-06 Davis-Bacon Labor Requirements 29 CFR part 5 FR-07 Contract Work hours and Safety Standards Act Requirements FR-08 Rights to Inventions FR-9 Access to Records and Record Retention FR-10 Clean Air and Water Pollution Control FR-11 Energy Conservation Requirements FR-12 Certification Regarding Debarment, Suspension, Ineligibility, and Voluntary Exclusion FRA3 Lobbying and Influencing Procurement FR-14 Domestic Preference for Procurements FRA5 Procurement of Recovered Materials Page 21 FEDERAL REQUIREMENTS:-FR-01 BREACH OF CONTRACT TERMS Any iolation or breach of terms of this contract on the part of the contractor or ft eir subcontractors may result in the suspension or termination of this contract or such other action that may be necessary to enforce the rights of the parties of this agreement. The duties and obligations imposed by the Contract Docu rnents and the rights and remedies available thereunder shall be in addition to and not a limitation of any duties, obligations, rights and remedies otherNise imposed or available by law. Page 22 FEDERAL REQUIREMENTS: FR-02 TERMINATION OF CONTRACT 1 The City may, by written notice, terminate this contract in whole or in part at any time, either for the City's convenience or because of failure to fulfill the contract obligations. Upon receipt of such notice services shall be immediately discontinued (unless the notice directs otherwise) and all materials as may have been accumulated in performing this contract, whether completed or in progress, delivered to the City. 2 If the termination is for the convenience of the City, an equitable adjustment in the contract price shall be made, but no amount shall be allowed for anticipated profit on unperformed services. 3 If the termination is due to failure to fulfill the contractor's obligations, the City may take over the work and prosecute the same to completion by contract or otherwise. In such case, the contractor shall be liable to the City for any additional cost occasioned to the City thereby. 4 If, after notice of termination for failure to fulfill contract obligations, it is determined that the contractor had not so failed, the termination shall be deemed to have been effected for the convenience of the City. In such event, adjustment in the contract price shall be made as provided in this clause. 5 The rights and remedies of the City provided in this clause are in addition to any other rights and remedies provided by law or under this contract. Page 23 FEDERAL REQUIREMENTS: FR-03 EQUAL EMPLOYMENT OPPORTUNITY-Executive Order 11246 as amended 41 CFR PART 60-1.4(b) During the performance of this contract, the contractor agrees as follows: a. Tt e contractor will not discriminate against any employee or applicant for employment because of race, color, religion, sex, or national origin. The contr 3ctor will take affirmative action to ensure that applicants are employed, and hat employees are treated during employment without regard to their race, color, religion, sex, or national origin. Such action shall include, but not be limite I to the following: Employment, upgrading, demotion, or transfer; recru tment or recruitment advertising; layoff or termination; rates of pay or other formE of compensation; and selection for training, including apprenticeship. The contr ictor agrees to post in conspicuous places, available to employees and applicants for employment, notices to be provided setting forth the provisions of this nondiscrimination clause. b. The contractor will, in all solicitations or advertisements for employees placed by or on behalf of the contractor, state that all qualified applicants will receive considerations for employment without regard to race, color, religion, sex, or national origin. c. Th 3 contractor will send to each labor union or representative of workers with 1 vhich he/she has a collective bargaining agreement or other contract or under standing, a notice to be provided by the agency contracting officer, advisi ig the labor union or workers' representatives of the contractor's commitments under Section 202 of Executive Order 11246 of September 24, 1965, and shall post copies of the notice in conspicuous places available to empl yees and applicants for employment. d.The contractor will comply with all provisions of Executive Order 11246 of Sept ber 24, 1965, as amended, and of the rules, regulations, and relevant order of the Secretary of Labor. e. The contractor will furnish all information and reports required by Executive Order 11246 of September 24, 1965, and by rules, regulations, and orders of the Secr ary of Labor, or pursuant thereto, and will permit access to his/her books, recorc s, and accounts by the contracting agency and the Secretary of Labor for purpo es of investigation to ascertain compliance with such rules, regulations, and oi ders. f. In he event of the contractor's noncompliance with the nondiscrimination claus s of this contract or with any of the such rules, regulations, or orders, this contrec ct may be cancelled, terminated or suspended in whole or in part and the contre ctor may be declared ineligible for further Government contracts or federally assist Bd construction contracts in accordance with procedure authorized in ExeCL tive Order 11246 of September 24, 1965, and such other sanctions may be imposed and remedies invoked as provided in Executive Order 11246 of Page 24 September 24, 1965, or by rule, regulation, or order of the Secretary of Labor, or as otherwise provided by law. g. The contractor will include the provisions of paragraphs (1) through (7) in every subcontract or purchase order unless exempted by rules, regulations, or orders of the Secretary of Labor issued pursuant to Section 204 of Executive Order 11246 of September 24, 1965, so that such provisions will be binding upon each subcontractor or vendor. The contractor will take such action with respect to any subcontract or purchase order as may be directed by the Secretary of Labor as a means of enforcing such provision, including sanctions for noncompliance: Provided, however, that in the event a contractor becomes involved in, or is threatened with, litigation with a subcontractor or vendor as a result of such direction by the administering agency the contractor may request the United States to enter into such litigation to protect the interests of the United States. [Sec. 202 amended by EO 11375 of Oct 13, 1967, 32 FR 14303, 3 CFR, 1966- 1970 Comp., p. 684. EO 12086 of Oct5, 1978, 43 FR 46501, 3 CFR, 1978 Comp., p. 230] SEC. 203.Each contractor having a contract containing the provisions prescribed in Section 202 shall file, and shalt cause each of his subcontractors to file, Compliance Reports with the contracting agency or the Secretary of Labor as may be directed. Compliance Reports shall be filed within such times and shall contain such information as to the practices, policies, programs, and employment policies, programs, and employment statistics of the contractor and each subcontractor, and shall be in such form, as the Secretary of Labor may prescribe. Contractors or subcontractors may be required to state whether they have participated in any previous contract subject to the provisions of this Order, or any preceding similar Executive order, and in that event to submit, on behalf of themselves and their proposed subcontractors, Compliance Reports prior to or as an initial part of their bid or negotiation of a contract. Whenever the contractor or subcontractor has a collective bargaining agreement or other contract or understanding with a labor union or an agency referring workers or providing or supervising apprenticeship or training for such workers, the Compliance Report shall include such information as to such labor union's or agency's practices and policies affecting compliance as the Secretary of Labor may prescribe: Provided, That to the extent such information is within the exclusive possession of a labor union or an agency referring workers or providing or supervising apprenticeship or training and such labor union or agency shall refuse to furnish such information to the contractor, the contractor shall so certify to the Secretary of Labor as part of its Compliance Report and shall set forth what efforts he has made to obtain such information. The Secretary of Labor may direct that any contractor or subcontractor shall submit, as part of his/her Compliance Report, a statement in writing, signed by Page 25 an a ithorized officer or agent on behalf of any labor union or any agency referring workers or providing or supervising apprenticeship or other training, with Nhich the contractor deals, with supporting information, to the effect that the s gner's practices and policies do not discriminate on the grounds of race, color, religion, sex or national origin, and that the signer either will affirmatively cooperate in the implementation of the policy and provisions of this Order or that it coi isents and agrees that recruitment, employment, and the terms and condi ions of employment under the proposed contract shall be in accordance with Ile purposes and provisions of the order. In the event that the union, or the agen y shall refuse to execute such a statement, the Compliance Report shall so certify and set forth what efforts have been made to secure such a statement and such additional factual material as the Secretary of Labor may require. [Sec. 203 amended by EO 11375 of Oct. 13, 1967, 32 FR 14303, 3 CFR, 1966-1970 Comp., p. 684; EO 12086 of Oct. 5, 1978,43 FR 46501, 3 CFR, 1978 Comp., p.230] Page 26 FEDERAL REQUIREMENTS: FR-04 STANDARD FEDERAL EQUAL EMPLOYMENT OPPORTUNITY CONSTRUCTION CONTRACT SPECIFICATIONS -41 CFR Part 60.4.3 1. As used in these specifications: a. "Covered area" means the geographical area described in the solicitation from which this contract resulted; b. "Director" means Director, Office of Federal Contract Compliance Programs (OFCCP), U.S. Department of Labor, or any person to whom the Director delegates authority; C. "Employer identification number" means the Federal social security number used on the Employer's Quarterly Federal Tax Return, U.S. Treasury Department Form 941; d. "Minority" includes: (i) Black (all) persons having origins in any of the Black African racial groups not of Hispanic origin); (ii) Hispanic (all persons of Mexican, Puerto Rican, Cuban, Central or South American, or other Spanish culture or origin regardless of race); (iii) Asian and Pacific Islander (all persons having origins in any of the original peoples of the Far East, Southeast Asia, the Indian Subcontinent, or the Pacific Islands); and (iv) American Indian or Alaskan native (all persons having origins in any of the original peoples of North America and maintaining identifiable tribal affiliations through membership and participation or community identification). 2. Whenever the contractor, or any subcontractor at any tier, subcontracts a portion of the work involving any construction trade, it shall physically include in each subcontract in excess of $10,000 the provisions of these specifications and the Notice which contains the applicable goals for minority and female participation and which is set forth in the solicitations from which this contract resulted. 3. If the contractor is participating (pursuant to 41 CFR 60-4.5) in a Hometown Plan approved by the U.S. Department of Labor in the covered area either individually or through an association, its affirmative action obligations on all work in the Plan area (including goals and timetables) shall be in accordance with that Plan for those trades which have unions participating in the Plan. Contractors shall be able to demonstrate their participation in and compliance Page 27 with the provisions of any such Hometown Plan. Each contractor or subcontractor participating in an approved plan is individually required to comply with its obligations under the EEO clause and to make a good faith effort to achieve each goal under the Plan in each trade in which it has employees. The overall good faith performance by other contractors or subcontractors toward a goal in an approved Plan does not excuse any covered contractor's or subcontractor's failure to take good faith efforts to achieve the Plan goals and timetables. 4. The contractor shall implement the specific affirmative action standards provi ed in paragraphs 18.7a through 18.7p of these specifications. The goals set forth n the solicitation from which this contract resulted are expressed as perce mages of the total hours of employment and training of minority and femal utilization the contractor should reasonably be able to achieve in each const uction trade in which it has employees in the covered area. Covered const ction contractors performing construction work in a geographical area where they do not have a Federal or federally assisted construction contract shall apply the minority and female goals established for the geographical area where the work is be ng performed. Goals are published periodically in the Federal Register in notice form, and such notices may be obtained from any Office of Federal Contract Compliance Programs office or from Federal procurement contracting officers. The contractor is expected to make substantially uniform progress in meeti rig its goals in each craft during the period specified. 5. Neither the provisions of any collective bargaining agreement nor the failure by a union with whom the contractor has a collective bargaining agreement to refer either minorities or women shall excuse the contractor's obligations under these specifications, Executive Order 11246 or the regulations promulgated pursuant thereto. 6. In order for the non-working training hours of apprentices and trainees to be co inted in meeting the goals, such apprentices and trainees shall be employed by the contractor during the training period and the contractor shall have made a commitment to employ the apprentices and trainees at the completion of their training, subject to the availability of employment oppo unities. Trainees shall be trained pursuant to training programs approved by the U.S. Department of Labor. 7. The contractor shall take specific affirmative actions to ensure equal empl yment opportunity. The evaluation of the contractor's compliance with these specif cations shall be based upon its effort to achieve maximum results from its actions. The contractor shall document these efforts fully and shall implement affirmative action steps at least as extensive as the following: a. Ensure and maintain a working environment free of harassment, intimidation, and coercion at all sites, and in all facilities at which the contractor's employees are assigned to work. The contractor, where possible, will assign two or more women to each construction project. The contractor shall specifically Page 28 ensure that all foremen, superintendents, and other onsite supervisory personnel are aware of and cavy out the contractor's obligation to maintain such a working environment, with specific attention to minority or female individuals working at such sites or in such facilities. b. Establish and maintain a current list of minority and female recruitment sources, provide written notification to minority and female recruitment sources and to community organizations when the contractor or its unions have employment opportunities available, and maintain a record of the organizations' responses. C. Maintain a current file of the names, addresses, and telephone numbers of each minority and female off-the-street applicant and minority or female referral from a union, a recruitment source, or community organization and of what action was taken with respect to each such individual. If such individual was sent to the union hiring hall for referral and was not referred back to the contractor by the union or, if referred, not employed by the contractor, this shall be documented in the file with the reason therefore along with whatever additional actions the contractor may have taken. d. Provide immediate written notification to the Director when the union or unions with which the contractor has a collective bargaining agreement has not referred to the contractor a minority person or female sent by the contractor, or when the contractor has other information that the union referral process has impeded the contractor's efforts to meet its obligations. e. Develop on-the-job training opportunities and/or participate in training programs for the area which expressly include minorities and women, including upgrading programs and apprenticeship and trainee programs relevant to the contractor's employment needs, especially those programs funded or approved by the Department of Labor. The contractor shall provide notice of these programs to the sources compiled under 7b above. f. Disseminate the contractor's EEO policy by providing notice of the policy to unions and training programs and requesting their cooperation in assisting the contractor in meeting its EEO obligations; by including it in any policy manual and collective bargaining agreement; by publicizing it in the company newspaper, annual report, etc.; by specific review of the policy with all management personnel and with all minority and female employees at least once a year; and by posting the company EEO policy on bulletin boards accessible to all employees at each location where construction work is performed. g. Review, at least annually, the company's EEO policy and affirmative action obligations under these specifications with all employees having any responsibility for hiring, assignment, layoff, termination, or other employment decisions including specific review of these items with onsite supervisory personnel such a superintendents, general foremen, etc., prior to the initiation of construction work at any job site. A written record shall be made and maintained identifying the time and place of these meetings, persons attending, subject matter discussed, and disposition of the subject matter. Page 29 h. Disseminate the contractor's EEO policy externally by including it in any adve tising in the news media, specifically including minority and female news media, and providing written notification to and discussing the contractor's EEO policy with other contractors and subcontractors with whom the contractor does or anticipates doing business. L Direct its recruitment efforts, both oral and written, to minority, female, and ommunity organizations, to schools with minority and female students; and o minority and female recruitment and training organizations serving the contractor's recruitment area and employment needs. Not later than one monti prior to the date for the acceptance of applications for apprenticeship or of er training by any recruitment source, the contractor shall send written notifi tion to organizations, such as the above, describing the openings, screening procedures, and tests to be used in the selection process. j. Encourage present minority and female employees to recruit other mind ity persons and women and, where reasonable provide after school, sumn ier, and vacation employment to minority and female youth both on the site and ir i other areas of a contractor's workforce. k. Validate all tests and other selection requirements where there is an obligE ition to do so under 41 CFR Part 60-3. I. Conduct, at least annually, an inventory and evaluation at least of all minor ty and female personnel, for promotional opportunities and encourage these employees to seek or to prepare for, through appropriate training, etc., such opportunities. M. Ensure that seniority practices, job classifications, work assignments, and cther personnel practices do not have a discriminatory effect by continually monitoring all personnel and employment related activities to ensure that the EEO policy and the contractor's obligations under these specifications are being carrie J out. n. Ensure that all facilities and company activities are non-segregated except that separate or single user toilet and necessary changing facilities shall be provic ed to assure privacy between the sexes. o. Document and maintain a record of all solicitations of offers for subcontracts from minority and female construction contractors and suppliers, including circulation of solicitations to minority and female contractor associations and other business associations. P. Conduct a review, at least annually, of all supervisor's adherence to and perfor,nance under the contractor's EEO policies and affirmative action obliga tions. 8. Contractors are encouraged to participate in voluntary associations, which assist in fulfilling one or more of their affirmative action obligations (18.7a throuc h 18.7p). The efforts of a contractor association, joint contractor union, contractor community, or other similar groups of which the contractor is a member Page 30 and participant, may be asserted as fulfilling any one or more of its obligations under 18.7a through 18.7p of these specifications provided that the contractor actively participates in the group, makes every effort to assure that the group has a positive impact on the employment of minorities and women in the industry, ensures that the concrete benefits of the program are reflected in the contractor's minority and female workforce participation, makes a good faith effort to meet its individual goals and timetables, and can provide access to documentation which demonstrates the effectiveness of actions taken on behalf of the contractor. The obligation to comply, however, is the contractor's and failure of such a group to fulfill an obligation shall not be a defense for the contractor's noncompliance. 9. A single goal for minorities and a separate single goal for women have been established. The contractor, however, is required to provide equal employment opportunity and to take affirmative action for all minority groups, both male and female, and all women, both minority and non-minority. Consequently, if the particular group is employed in a substantially disparate manner (for example, even though the contractor has achieved its goals for women generally,) the contractor may be in violation of the Executive Order if a specific minority group of women is underutilized. 10. The contractor shall not use the goals and timetables or affirmative action standards to discriminate against any person because of race, color, religion, sex, or national origin. 11. The contractor shall not enter into any subcontract with any person or firm debarred from Government contracts pursuant to Executive Order 11246. 12. The contractor shall carry out such sanctions and penalties for violation of these specifications and of the Equal Opportunity Clause, including suspension, termination, and cancellation of existing subcontracts as may be imposed or ordered pursuant to Executive Order 11246, as amended, and its implementing regulations, by the Office of Federal Contract Compliance Programs. Any contractor who fails to carry out such sanctions and penalties shall be in violation of these specifications and Executive Order 11246, as amended. 13. The contractor, in fulfilling its obligations under these specifications, shall implement specific affirmative action steps, at least as extensive as those standards prescribed in paragraph 18.7 of these specifications, so as to achieve maximum results from its efforts to ensure equal employment opportunity. If the contractor fails to comply with the requirements of the Executive Order, the implementing regulations, or these specifications, the Director shall proceed in accordance with 41 CFR 60-4.8. 14. The contractor shall designate a responsible official to monitor all employment related activity to ensure that the company EEO policy is being carried out, to submit reports relating to the provisions hereof as may be required by the Government, and to keep records. Records shall at least include for each employee, the name, address, telephone number, construction trade, union affiliation if any, employee identification number when assigned, social security Page 31 num er, race, sex, status (e.g., mechanic, apprentice, trainee, helper, or laborer), dates of changes in status, hours worked per week in the indicated trade rate of pay, and locations at which the work was performed. Records shall be maintained in an easily understandable and retrievable form; however, to the degree that existing records satisfy this requirement, contractors shall not be required to maintain separate records. 15. Nothing herein provided shall be construed as a limitation upon the application of other laws which establish different standards of compliance or upon the application of requirements for the hiring of local or other area residents. Page 32 FEDERAL REQUIREMENTS: FR-06 COPELAND "ANTI-KICKBACK" ACT—18 U.S.C. 874/40 U.S.C. 276c 129 CFR Part 3 Compliance with Copeland Act requirements. The Contractor shall comply with all the requirements of 29 CFR Part 3 which are incorporated by reference in this contract. TITLE 18 USC 874 Sec. 874. Kickbacks from public works employees "Whoever, by force, intimidation, or threat of procuring dismissal from employment, or by any other manner whatsoever induces any person employed in the construction, prosecution, completion or repair of any public building, public work, or building or work financed in whole or in part by loans or grants from the United States, to give up any part of the compensation to which he is entitled under his contract of employment, shall be fined not more than $5,000 or imprisoned not more than five years, or both." TITLE 40, U.S.C. (as amended) Sec. 276c, Regulations governing contractors and subcontractors "The Secretary of Labor shall make reasonable regulations for contractors and subcontractors engaged in the construction, prosecution, completion or repair of public buildings, public works or buildings or works financed in whole or in part by loans or grants from the United States, including a provision that each contractor and subcontractor shall furnish weekly a statement with respect to the wages paid each employee during the preceding week. Section 1001 of Title 18 of the United States Code (Criminal Code and Criminal Procedure) shall apply to such statements." Reorganization Plan No. 14 of 9950 (15 F.R. 3176, 64 Stat. 1267, 5 U.S.C. 133z note): "In order to assure coordination of administration and consistency of enforcement of the labor standards provision of each of the [foregoing and other enumerated] Acts by the Federal agencies responsible for the administration thereof, the Secretary of Labor shall prescribe appropriate standards, regulations, and procedures, which shall be observed by these agencies, and cause to be made by the Department of Labor such investigations, with respect to compliance with and enforcement of such labor standards, as he deems desirable, ..." Page 33 FEDERAL REQUIREMENTS: FR-06 FEDERAL LABOR STANDARDS PROVISIONS (HUD 4010) DAVIS - BACON REQUIREMENTS Compliance with Davis-Bacon and Related Act Requirements: Alll rulings and interpretations of the Davis-Bacon and Related Acts Contained in 29 CFR Parts 1, 3 and 5 are herein incorporated by reference. For additional information regarding Labor Rates, please go to the following official website of the United States government: www.SAN/L Applicability The Project or Program to which the construction work covered by this, contract pertains is being assisted by the United States of America and the following Federal Labor Standards Provisions are included in this Contract pursuant to the provisions applicable to such Federal assistance. 1. (i) Minimum Wages All laborers and mechanics employed or working upon the site of the work will be paid unconditionally and not less often than once a week, and without subsequent deduction or rebate on any account (except such payroll deductions as are permitted by the Secretary of Labor under the Copeland Act (29 CFR Part 3)), the full amount of wages and bona fide fringe benefits, (or cash equivalent thereof) due at time of payment computed at rates not less than those contained in the wage determination of the Secretary of Labor which is attached hereto and made a part hereof, regardless of any contractual relabonship which may be alleged to exist between the contractor and such laborers and mechanics. Contributions made or costs reasonably anticipated for bona Ifide fringe benefits under Section 1(b)(2) of the Davis-Bacon Act on behalf of laborers or mechanics are considered wages, paid to such laborers or mechanics, subject to the provisions of 29 CFR 5,5(a.)(1)(iv);, also, regular contributions made or costs incurred for more than a weekly period (but not less often than quarterly) under plans, funds, or programs which cover the particular weekly period, are deemed to be constructively made or incurred during such weekly period. Such laborers and mechanics shall be paid the appropriate wage rate and fringe benefits on the wage determination for the classification of work actually performed, without regard to skill, except as provided in 29 CFR Part 5.5(a)(4). Laborers or mechanics performing work in more than one classification may be compensated at the rate specified for each classification for the time actually worked therein: Provided, that the employer's payroll records accurately set forth the time spent in each classification, in which work is performed. The wage determination (including any additional classification and wage rates conformed underl 29 CFR 5.5(a)(1)(fl) and the Davis-Bacon poster (WH-1321) shall be posted at all times by the contractor and its Subcontractors at the site of the 11,ige 34 i work in a prominent and accessible place where it can easily be seen by the workers. (ii) (a) Any class of laborers or mechanics, which is not listed in the wage determination and which is to be employed under the contract shall be classified in conformance with the wagedetermination. HUD shall approve an additional classification and wage rate and fringe benefits therefore only when the following criteria have been met: (1) The work to be performed by the classification requested is not performed by a classification in the wage determination; and (2) The classification is utilized in the area by the construction industry; and (3) The proposed wage rate, including any bona fide fringe benefits, bears a reasonable relationship to the wage rates contained in the wage determination. (b) If the contractor and the laborers and mechanics to be employed in the classification (if known), or their representatives, and HUD or its designee agree on the classification and wage rate (including the amount designated for fringe benefits where appropriate), a report of the action taken shall be sent by HUD or its designee to the Administrator of the Wage and Hour Division, Employment Standards Administration, U.S. Department of Labor, Washington, D.C. 20210. The Administrator, or an authorized representative, will approve, modify, or disapprove every additional classification action within 30 days of receipt and so advise HUD or its designee or will notify HUD or its designee within the 30-day period that additional time is necessary. (Approved by the Office of Management and Budged under OMB control number 12150140.) (c) In the event the contractor, the laborers or mechanics to be employed in the classification or their representatives, and HUD or its designee do not agree on the proposed classification and wage rate (including the amount designated for fringe benefits where appropriate), HUD or its designee shall refer the questions, including the views of all interested parties and the recommendation of HUD or its designee, to the Administrator for determination. The Administrator, or an authorized representative, will issue a determination within 30 days of receipt and so advise HUD or its designee or will notify HUD or its designee within the 30- day period that additional time is necessary. (Approved by the Office of Management and Budged under OMB control number 12150140.) (d) The wage rate (including fringe benefits where appropriate) determined pursuant to subparagraphs (1)(ii) (b) or (c) of this paragraph, shall be paid to all workers performing work in the classification under this contract from the first day on which work is performed in the classification. (iii) Whenever the minimum wage rate prescribed in the contract for a class of laborers or mechanics includes a fringe benefit which is not expressed as an hourly rate, the contractor shall either pay the benefit as stated in the wage determination or shall pay another bona fide fringe benefit or an hourly cash equivalent thereof. Page 35 (iv) If the contractor does not make payments to a trustee or other third person, the contractor may consider as part of the wages of any laborer or mechanic the amount of any costs reasonably anticipated in providing bona fide fringe benefits under a plan or program, Provided, That the Secretary of Labor has foun , upon the written request of the contractor, that the applicable standards of the I avis-Bacon Act have been met. The Secretary of Labor may require the contr ictor to set aside in a separate account assets for the meeting of obligi itions under the plan or program. (Approved by the Office of Management and E udged under OMB control number 12150140.) 2. Withholding. HUD or its designee shall upon its own action or upon written request of an authorized representative of the Department of Labor withh 31d or cause to be withheld from the contractor under this contract or any other Federal contract with the same prime contractor, or any other Federally- assis ed contract subject to David-Bacon prevailing wage requirements, which is he d by the same prime contractor, so much of the accrued payments or advances as may be considered necessary to pay laborers and mechanics, incluc Ing apprentices, trainees, and helpers, employed by the contractor or any subcontractor the full amount of wages required by the contract. In the event of failure to pay any laborer or mechanic, including any apprentice, trainee, or helpe , employed or working on the site of work, all or part of the wages required by the contract, the HUD or its designee may, after written notice to the contractor, sponsor, applicant, or owner, take such action as may be necei sary to cause the suspension of any further payment, advance, or guarantee of fur ds until such violations have ceased. HUD or its designee may, after writte i notice to the contractor, disburse such amounts withheld for and on aCCOL nt of the contractor or subcontractor to the respective employees to whom they re due. The Comptroller General shall make such disbursements in the case of direct Davis-Bacon Act contracts. 3. (i) Payrolls and basic records. Payrolls and basic records relating thereto shall be maintained by the contractor during the course of the work and preserved for a period of three years thereafter for all laborers and mechanics workiiig at the site of the work. Such records shall contain the name, address, and social security number of each such worker, his or her correct classification, hourly rates of wages paid (including rates of contributions or costs anticipated for bona fide fringe benefits or cash equivalents thereof of the types described in Se tion 1(b) (2) (B) of the Davis-Bacon Act), daily and weekly number of hours worked, deductions made and actual wages paid. Whenever the Secretary of Labor has found under 29 CFR 5.5(a)(1)(iv) that the wages of any laborer or mechanic include the amount of any costs reasonably anticipated in providing benef is under a plan or program described in Section 1(b)(2)(B) of the Davis- Bacor Act, the contractor shall maintain records which show that the commitment to prc vide such benefits is enforceable, that the plan or program is financially respo isible, and that the plan or program has been communicated in writing to the laborE rs or mechanics affected, and records which show the costs anticipated or thea ual costs incurred in providing such benefits. Contractors employing appre itices or trainees under approved programs shall maintain written evidence of the registration of apprenticeship programs and certification of trainee programs, the registration of the apprentices and trainees, and the ratios and Page 36 wage rates prescribed in the applicable programs. (Approved by the Office of Management and Budget under OMB Control Numbers 1215-0140 and 1215- 0017.) (ii) (a) The contractor shall submit weekly, for each week in which any contract work is performed, a copy of all payrolls to HUD or its designee if the agency is a party to the contract, but if the agency is not such a party, the contractor will submit the payrolls to the applicant sponsor or owner, as the case may be, for transmission to HUD or its designee. The payrolls submitted shall set out accurately and completely all of the information required to be maintained under 29 CFR 5.5(a) (3) (i). This information may be submitted in any form desired. Optional Form WH-347 is available for this purpose and may be purchased from the Superintendent of Documents (Federal Stock Number 029-005-00014-1), U.S. Government Printing Office, Washington, D.C. 20402. The prime contractor is responsible for the submission of copies of payrolls by all subcontractors. (Approved by the Office of Management and Budget under OMB Control Numbers 1215-0149.) (b) Each payroll submitted shall be accompanied by a "Statement of Compliance, "signed by the contractor or subcontractor or his or her agent who pays or supervises the payment of the persons employed under the contract and shall certify the following: (1) That the payroll for the payroll period contains the information required to be maintained under CFR 5.5(a) (3) (i) above and that such information is correct and complete; (2) That each laborer and mechanic (including each helper, apprentice and trainee) employed on the contract during the payroll period has been paid the full weekly wages earned, without rebate, either directly or indirectly, and that no deductions have been made either directly or indirectly from the full wages earned, other than permissible deductions as set forth in Regulations 29 CFR Part 3; (3) That each laborer or mechanic has been paid not less than the applicable wage rates and fringe benefits or cash equivalents for the classification of work performed, as specified in the applicable wage determination incorporated into the contract. (c) The weekly submission of a properly executed certification set forth on the reverse side of Optional Form WH-347 shall satisfy the requirement for submission of the"Statement of Compliance" required by paragraph A.3.(ii)(b). (d) The falsification of any of the above certifications may subject the contractor or subcontractor to civil or criminal prosecution under Section 1001 of Title 18 and Section 231 of Title 31 of the United States Code. (iii) The contractor or subcontractor shall make the records required under paragraph A.3.(i) available for inspection, copying or transcription by authorized representatives of HUD or its designee, or the Department of Labor, and shall permit such representatives to interview employees during working hours on the job. If the contractor or subcontractor fails to submit the required records or to make Page 37 themavailable, HUD or its designee may, after written notice to the contractor, spon or, applicant or owner, take such action as may be necessary to cause the uspension of any further payment, advance, or guarantee of funds. Furth rmore, failure to submit the required records upon request or to make such recurs available may be grounds for debarment action pursuant to 29 CFR 5.12. 4. Ar prentices and Trainees. (i) Apprentices. Apprentices will be permitted to work at less than the predf termined rate for the work they performed when they are employed pursuant to an I individually registered in a bona fide apprenticeship program registered with Lhe U.S. Department of Labor, Employment and Training Administration, Office of Apprenticeship Training, Employer and Labor Services or with a State Apprenticeship Agency recognized by the Office, or if a person is employed in his oi her first 90 days of probationary employment as an apprentice in such an apprenticeship program, who is not individually registered in the program, but who has been certified by the Office of Apprenticeship Training, Employer and Labor Services or a State Apprenticeship Agency (where appropriate) to be el gible for probationary employment as an apprentice. The allowable ratio of ap prentices, to journeymen on the job site in any craft classification shall not be greater than the ratio permitted to the contractor as to the entire work force undei the registered program. Any worker listed on a payroll at an apprentice wage rate, who is not registered or otherwise employed as stated above, shall be paid not less than the applicable wage rate on the wage determination for the class' cation of work actually performed. In addition, any apprentice performing work n the job site in excess of the ratio permitted under the registered program shall be paid not less than the applicable wage rate on the wage determination for the w)rk actually performed. Where a contractor is performing construction on a proje in a locality other than that in which its program is registered, the ratios and age rates (expressed in percentages of the journeyman's hourly rate) speci ied in the contractor's or subcontractor's registered program shall be obse ed. Every apprentice must be paid at not less than the rate specified in the regist red program for the apprentice's level of progress, expressed as a perce tage of the journeymen hourly rate specified in the applicable wage determination. Apprentices shall be paid fringe benefits in accordance with the provi ions of the apprenticeship program. If the apprenticeship program does not s ecify fringe benefits, apprentices must be paid the full amount of fringe benef is listed on the wage determination for the applicable classification. If the Administrator determines that a different practice prevails for the applicable appre itice classification, fringes shall be paid in accordance with that determination. In the event the Office of Apprenticeship Training, Employer and Labor Services, or a State Apprenticeship Agency recognized by the Office, withdi aws approval of an apprenticeship program, the contractor will no longer be permitted to utilize apprentices at less than the applicable predetermined rate for thework performed until an acceptable program is approved. (ii) Trainees. Except as provided in 29 CFR 5.16, trainees will not be permitted to wo k at less than the predetermined rate for the work performed unless they are employed pursuant to and individually registered in a program which has received prior approval, evidenced by Page 38 formal certification by the U.S. Department of Labor, Employment and Training Administration. The ratio of trainees to journeymen on the job site shall not be greater than permitted under the plan approved by the Employment and Training Administration. Every trainee must be paid at not less than the rate specified in the approved program for the trainee's level of progress, expressed as a percentage of the journeyman hourly rate specified in the applicable wage determination. Trainees shall be paid fringe benefits in accordance with the provisions of the trainee program. If the trainee program does not mention fringe benefits, trainees shall be paid the full amount of fringe benefits listed on the wage determination unless the Administrator of the Wage and Hour Division determines that there is an apprenticeship program associated with the corresponding journeyman wage rate on the wage determination which provides for less than full fringe benefits for apprentices. Any employee listed on the payroll at a trainee rate who is not registered and participating in a training plan approved by the Employment and Training Administration shall be paid not less than the applicable wage rate on the wage determination for the classification of work actually performed. In addition, any trainee performing work on the job site in excess of the ratio permitted under the registered program shall be paid not less than the applicable wage rate on the wage determination for the work actually performed. In the event the Employment and Training Administration withdraws approval of a training program, the contractor will no longer be permitted to utilize trainees at less than the applicable predetermined rate for the work performed until an acceptable program is approved. (iii) Equal Employment Opportunity. The utilization of apprentices, trainees and journeymen under 29 CFR Part 5 shall be in conformity with the equal employment opportunity requirements of Executive Order 11246, as amended, and 29 CFR Part 30. 5. Compliance with Copeland Act Requirements. The contractor shall comply with the requirements of 29 CFR Part 3, which are incorporated by reference in this contract. 6. Subcontracts. The contractor or subcontractor shall insert in any subcontracts the clauses contained in subparagraphs 1 through 11 of this paragraph A and such other clauses as HUD or its designee may by appropriate instructions require, and a copy of the applicable prevailing wage decision, and also a clause requiring the subcontractors to include these clauses in any lower tier subcontracts. The prime contractor shall be responsible for the compliance by any subcontractor or lower tier subcontractor with all the contract clauses in this paragraph. 7. Contract termination: debarment. A breach of the contract clauses in 29 CFR 5.5 may be grounds for termination of the contract, and for debarment as a contractor and a subcontractor as provided in 29 CFR 5.12. 8. Compliance with Davis-Bacon and Related Act Requirements. All rulings and interpretations of the Davis-Bacon and Related Acts contained in 29 GFR Parts 1, 3, and 5 are herein incorporated by reference in this contract. Page 39 9. Disputes Concerning Labor Standards. Disputes arising out of the labor standards provisions of this contract shall not be subject to the general disputes clausa of this contract. Such disputes shall be resolved in accordance with the procedures of the Department of Labor set forth in 29 CFR Parts 5, 6 and 7. DiSpL tes within the meaning of this clause include disputes between the contractor (or a iy of its subcontractors) and HUD, the U.S. Department of Labor, or the employees or their representatives. 10. (0 Certification of Eligibility. By entering into this contract, the contractor certifi Bs that neither it (nor he or she) nor any person or firm who has an interest in the contractor's firm is a person or firm ineligible to be awarded. Government contri icts by virtue of section 3(a) of the Davis-Bacon Act or 29 CFR 5.12(a)(1)or to be awarded HUD contracts or participate in HUD programs pursuant to 24 CF Part 24. (ii) No part of this contract shall be subcontracted to any person or firm inelig ble for award of a Government contract by virtue of section 3(a) of the Davis Bacon Act or 29 CFR 5.12 (a)(1) or to be awarded HUD contracts or partic pate in HUD programs pursuant to 24 CFR Part 24. (iii) T e penalty for making false statements is prescribed in the U.S. Criminal Code 18 U.S. Criminal 1001. Additionally, U.S. Criminal Code Section 1 01 0, Title 18, U.S.C. 1001. Additionally, U.S. Criminal Code, Section 1 01 0, Title 18, U.S. , "Federal Housing Administration transactions", provides in part: "Whoever, for t ie purpose of ..... influencing in any way the action of such Admi istration....makes, utters or publishes any statement knowing the same to be fal e.....shall be fined not more than $5,000 or imprisoned not more than two years or both." 11. omplaints, Proceedings. or Testimony by Employees. No laborer or mech nic to whom the wage, salary, or other labor standards provision of this Contr ct are applicable shall be discharged or in any other manner discrimination again t by the Contractor or any subcontractor because such employee has filed any mplaint or instituted or caused to be instituted any proceeding or has testified or is about to testify in any proceeding under or relating to the labor standards applicable under this Contract to his employer. Page 40 WAGE RATES "General Decision Number: TX20210007 01/01/2021 Superseded General Decision Number: TX20200007 State: Texas Construction Types: Heavy and Highway Counties: Atascosa, Bandera, Bastrop, Bell, Bexar, Brazos, Burleson, Caldwell, Comal, Coryell, Guadalupe, Hays, Kendall, Lampasas, McLennan, Medina, Robertson, Travis, Williamson and Wilson Counties in Texas. HEAVY (excluding tunnels and dams, not to be used for work on Sewage or Water Treatment Plants or Lift / Pump Stations in Bell, Coryell, McClennon and Williamson Counties) and HIGHWAY Construction Projects Note: Under Executive Order (EO) 13658, an hourly minimum wage of $10.95 for calendar year 2021 applies to all contracts subject to the Davis-Bacon Act for which the contract is awarded (and any solicitation was issued) on or after January 1, 2015. If this contract is covered by the EO, the contractor must pay all workers in any classification listed on this wage determination at least $10.95 per hour (or the applicable wage rate listed on this wage determination, if it is higher) for all hours spent performing on the contract in calendar year 2021. If this contract is covered by the EO and a classification considered necessary for performance of work on the contract does not appear on this wage determination, the contractor must pay workers in that classification at least the wage rate determined through the conformance process set forth in 29 CFR 5.5 (a) (1) (ii) (or the EO minimum wage rate, if it is higher than the conformed wage rate) . The EO minimum wage rate will be adjusted annually. Please note that this EO applies to the above- mentioned types of contracts entered into by the federal government that are subject to the Davis-Bacon Act itself, but it does not apply to contracts subject only to the Davis-Bacon Related Acts, including those set forth at 29 CFR 5.1 (a) (2) - (60) . Additional information on contractor requirements and worker protections under the EO is available at www.dol.gov/whd/govcontracts. Page 41 Modification Number Publication Date 0 01/01/2021 * S TX2011-006 08/03/2011 Rates Fringes CEME T MASON/CONCRETE FINISHER (Paving and Structures) . . . . . . . . . . . . . . . . . . . . . .$ 12.56 ELEC RICIAN. . . . . . . . . . . . . . . . . . . . . .$ 26.35 FORM BUILDER/FORM SETTER Paving & Curb. . . . . . . . . . . . . . .$ 12.94 Structures. . . . . . . . . . . . . . . . . .$ 12.87 LABORER Asphalt Raker. . . . . . . . . . . . . . .$ 12.12 Flagger. . . . . . . . . . . . . . . . . . . . .$ 9.45 Laborer, Common. . . . . . . . . . . . .$ 10.50 Laborer, Utility. . . . . . . . . . . .$ 12.27 Pipelayer. . . . . . . . . . . . . . . . . . .$ 12.79 Work Zone Barricade Servicer. . . . . . . . . . . . . . . . . . . .$ 11.85 PAIN ER (Structures) . . . . . . . . . . . . .$ 18.34 POWE EQUIPMENT OPERATOR: Agricultural Tractor. . . . . . . . $ 12. 69 Asphalt Distributor. . . . . . . . . $ 15.55 Asphalt Paving Machine. . . . . .$ 14.36 Boom Truck. . . . . . . . . . . . . . . . . .$ 18.36 Broom or Sweeper. . . . . . . . . . . . $ 11.04 Concrete Pavement Finishing Machine. . . . . . . . . . .$ 15.48 Crane, Hydraulic 80 tons or less. . . . . . . . . . . . . . . . . . . . .$ 18.36 Crane, Lattice Boom 80 tons or less. . . . . . . . . . . . . . . .$ 15.87 Crane, Lattice Boom over 80 tons. . . . . . . . . . . . . . . . . . . . .$ 19.38 Crawler Tractor. . . . . . . . . . . . .$ 15. 67 Directional Drilling Locator. . . . . . . . . . . . . . . . . . . . .$ 11.67 Directional Drilling Operator. . . . . . . . . . . . . . . . . . . .$ 17.24 Excavator 50, 000 lbs or Less. . . . . . . . . . . . . . . . . . . . . . . .$ 12.88 Excavator over 50, 000 lbs. . .$ 17.71 Foundation Drill, Truck Mounted. . . . . . . . . . . . . . . . . . . . .$ 16. 93 Page 42 Front End Loader, 3 CY or Less. . . . . . . . . . . . . . . . . . . . . . . .$ 13.04 Front End Loader, Over 3 CY.$ 13.21 Loader/Backhoe. . . . . . . . . . . . . .$ 14. 12 Mechanic. . . . . . . . . . . . . . . . . . . .$ 17.10 Milling Machine. . . . . . . . . . . . .$ 14.18 Motor Grader, Fine Grade. . . .$ 18.51 Motor Grader, Rough. . . . . . . . .$ 14.63 Pavement Marking Machine. . . .$ 19.17 Reclaimer/Pulverizer. . . . . . . .$ 12.88 Roller, Asphalt. . . . . . . . . . . . .$ 12.78 Roller, Other. . . . . . . . . . . . . . .$ 10.50 Scraper. . . . . . . . . . . . . . . . . . . . .$ 12.27 Spreader Box. . . . . . . . . . . . . . . .$ 14.04 Trenching Machine, Heavy. . . .$ 18.48 Servicer. . . . . . . . . . . . . . . . . . . . . . . . .$ 14.51 Steel Worker Reinforcing. . . . . . . . . . . . . . . . .$ 14.00 Structural. . . . . . . . . . . . . . . . . .$ 19.29 TRAFFIC SIGNAL INSTALLER Traffic Signal/Light Pole Worker. . . . . . . . . . . . . . . . . . . . . .$ 16.00 TRUCK DRIVER Lowboy-Float. . . . . . . . . . . . . . . .$ 15. 66 Off Road Hauler. . . . . . . . . . . . .$ 11.88 Single Axle. . . . . . . . . . . . . . . . .$ 11.79 Single or Tandem Axle Dump Truck. . . . . . . . . . . . . . . . . . . . . . .$ 11. 68 Tandem Axle Tractor w/Semi Trailer. . . . . . . . . . . . . . . . . . . . .$ 12.81 WELDER. . . . . . . . . . . . . . . . . . . . . . . . . . .$ 15.97 ------------------------------------------------------------ WELDERS - Receive rate prescribed for craft performing operation to which welding is incidental. ------------------------------------------------------------ Note: Executive Order (EO) 13706, Establishing Paid Sick Leave for Federal Contractors applies to all contracts subject to the Davis-Bacon Act for which the contract is awarded (and any solicitation was issued) on or after January 1, 2017. Page 43 If this contract is covered by the EO, the contractor must provide employees with 1 hour of paid sick leave for every 30 hours they work, up to 56 hours of paid sick leave each year. Employees must be permitted to use paid sick leave for their own illness, injury or other health-related needs, including preventive care; to assist a family member (or person who is like family to the employee) who is ill, injured, or has other health-related needs, including preventive care; or for reasons resulting from, or to assist a family member (or person who is like family to the employee) who is a victim of, domestic violence, sexual assault, or stalking. Additional information on contractor requirements and worker protections under the EO is available at www. dol.gov/whd/govcontracts. Unlisted classifications needed for work not included within the scope of the classifications listed may be added after award only as provided in the labor standards contract clauses (29CFR 5.5 (a) (1) (ii) ) . ---- ------------------------------------------------------- The Dody of each wage determination lists the classification and aage rates that have been found to be prevailing for the cite l type (s) of construction in the area covered by the wage determination. The classifications are listed in alphibetical order of ""identifiers"" that indicate whether the )articular rate is a union rate (current union nego:iated rate for local) , a survey rate (weighted average rateor a union average rate(weighted union average rate) . Union Rate Identifiers A four letter classification abbreviation identifier enclosed in dotted lines beginning with characters other than ""Su"" or ""UAVG"" denotes that the union clas5ification and rate were prevailing for that clas3ification in the survey. Exam le: PLUM 198-005 07/01/2014. PLUM is an abbreviation identifier of tie union which prevailed in the survey for this clasSification, which in this example would be Plumbers. 0198 indicates the local union number or district council number where applicable, i.e. , Plumbers Local 0198. The next numb r, 005 in the example, is an internal number used in processing the wage determination. 07/01/2014 is the effective date of the most current negotiated rate, which in this example is July 1, 2014. Page 44 Union prevailing wage rates are updated to reflect all rate changes in the collective bargaining agreement (CBA) governing this classification and rate. Survey Rate Identifiers Classifications listed under the ""SU"" identifier indicate that no one rate prevailed for this classification in the survey and the published rate is derived by computing a weighted average rate based on all the rates reported in the survey for that classification. As this weighted average rate includes all rates reported in the survey, it may include both union and non-union rates. Example: SULA2012- 007 5/13/2014. SU indicates the rates are survey rates based on a weighted average calculation of rates and are not majority rates. LA indicates the State of Louisiana. 2012 is the year of survey on which these classifications and rates are based. The next number, 007 in the example, is an internal number used in producing the wage determination. 5/13/2014 indicates the survey completion date for the classifications and rates under that identifier. Survey wage rates are not updated and remain in effect until a new survey is conducted. Union Average Rate Identifiers Classification(s) listed under the UAVG identifier indicate that no single majority rate prevailed for those classifications; however, 1000 of the data reported for the classifications was union data. EXAMPLE: UAVG-OH-0010 08/29/2014. UAVG indicates that the rate is a weighted union average rate. OH indicates the state. The next number, 0010 in the example, is an internal number used in producing the wage determination. 08/29/2014 indicates the survey completion date for the classifications and rates under that identifier. A UAVG rate will be updated once a year, usually in January of each year, to reflect a weighted average of the current negotiated/CBA rate of the union locals from which the rate is based. ------------------------------------------------------------ WAGE DETERMINATION APPEALS PROCESS 1. ) Has there been an initial decision in the matter? This can be: Page 45 * an existing published wage determination * a survey underlying a wage determination * a Wage and Hour Division letter setting forth a position on a wage determination matter * a conformance (additional classification and rate) ruling On s rvey related matters, initial contact, including requ sts for summaries of surveys, should be with the Wage and iour Regional Office for the area in which the survey was onducted because those Regional Offices have resp nsibility for the Davis-Bacon survey program. If the resp nse from this initial contact is not satisfactory, then the process described in 2. ) and . ) should be followed. With regard to any other matter not yet ripe for the formal proc ss described here, initial contact should be with the Bran--h of Construction Wage Determinations. Write to: Branch of Construction Wage Determinations Wage and Hour Division U.S. Department of Labor 200 Constitution Avenue, N.W. Washington, DC 20210 2. } f the answer to the question in 1. ) is yes, then an interested party (those affected by the action) can request review and reconsideration from the Wage and Hour Administrator (See 29 CFR Part 1.8 and 29 CFR Part 7) . Write to: Wage and Hour Administrator U.S. Department of Labor 200 Constitution Avenue, N.W. Washington, DC 20210 The request should be accompanied by a full statement of the interested party's position and by any information (wage payment data, project description, area practice material, etc. that the requestor considers relevant to the issue. 3. ) f the decision of the Administrator is not favorable, an inte ested party may appeal directly to the Administrative Review Board (formerly the Wage Appeals Board) . Write to: Page 46 Administrative Review Board U.S. Department of Labor 200 Constitution Avenue, N.W. Washington, DC 20210 4. ) All decisions by the Administrative Review Board are final. ------------------------------------------------------------ END OF GENERAL DECISION it Page 47 FEDERAL REQUIREMENTS: FR-07 CONTRACT WORK HOURS AND SAFETY STANDARDS ACT REQUIREMENTS (1) Overtime requirements. No contractor or subcontractor contracting for any part of the, contract work which may require or involve the employment of laborers or m Bchanics shall require or permit any such laborer or mechanic, in any workweek in which he or she is employed on such work to work in excess of 40 hours in such workweek unless such laborer or mechanic receives compensation ata rate not less than one and one-half times the basic rate of pay for all hours work d in excess of forty hours in such workweek. (2) Vi lation; Liability for Unpaid Wages; Liquidated Damages. In the event of any violaton of the clause set forth in subparagraph (1) of this paragraph, the contractor and any subcontractor responsible therefor shall be liable for the unpai J wages. In addition, such contractor and subcontractor shall be liable to the United States (in the case of work done under contract for the District of Coluribia or a territory, to such District or to such territory), for liquidated dama es. Such liquidated damages shall be computed with respect to each indivi ual laborer or mechanic, including watchmen and guards, employed in violati n of the clause set forth in subparagraph (1) of this paragraph above, in the sum of $10 for each calendar day on which such individual was required or permi ed to work in excess of the standard workweek of 40 hours without payment of the overtime wages required by the clause set forth in subparagraph (1) of this parag raph. (3) Wthholding for unpaid wages and liquidated damages. HUD or its designee shall upon its own action or upon written request of an authorized representative of the Department of Labor withhold or cause to be withheld,from any monies payable on account of work performed by the contractor or subcontractor under any such contract or any other Federal contract with the same prime contractor, or any other Federally-assisted contract subject to the Contract Work Hours and Safety Standards Act, which is held by the same prime contractor, such sums as may be determined to be necessary to satisfy any liabilities of such contrE ctor or subcontractor for unpaid wages and liquidated damages as provic ed in the clause set forth in paragraph (2) of this paragraph. (4) St bcontractors. The contractor or subcontractor shall insert in any subco tracts the clauses set forth in paragraphs (1) through (4) of this paragraph and also a clause requiring the subco itractor to include these clauses in any lower tier subcontracts. The prime contractor shall be responsible for compliance by any subcontractor or lower tier subco tractor with the clauses set forth in subparagraphs (1) through (4) of this paragraph. (5) H alth and Safety. No laborer or mechanic shall be required to work in surroundings or under working conditions which are unsanitary, hazardous, or dange-ous, to his/her health and safety as determined under construction safety and health standards promulgated by the Secretary of Labor by regulation. Page 48 The Contractor shall comply with all regulations issued by the Secretary of Labor pursuant to Title 29 Part1926 and failure to comply may result in imposition of sanctions pursuant to the Contract Work Hours and Safety Standards Act, 40 USC 3701 et seq. The Contractor shall include the provisions of this paragraph in every subcontract so that such provisions will be binding on each subcontractor. The Contractor shall take such action with respect to any subcontract as the Secretary of Housing and Urban Development or the Secretary. Page 49 FEDERAL REQUIREMENTS: FR-08 RIGHTS TO INVENTIONS All rights to inventions and materials generated under this contract are subject to regulations issued by the Sponsor of the Federal grant under which this contract is executed. Page 50 FEDERAL REQUIREMENTS: FR-9 ACCESS TO RECORDS AND RECORD RETENTION The Contractor shall maintain an acceptable cost accounting system. The Contractor agrees to provide the Sponsor and the Comptroller General of the United States or any of their duly authorized representative's access to any books, documents, papers, and records of the contractor which are directly pertinent to the speck contract for the purpose of making audit, examination, excerpts and transcriptions. The Contractor agrees to maintain all books, records and reports required under this contract for a period of not less than three years after final payment is made and all pending matters are closed. Page 51 FEDERAL REQUIREMENTS: FR-10 CLEAN AIR AND WATER POLLUTION CONTROL Contractors and subcontractors agree: a. That any facility to be used in the performance of the contract or subcontract or to be iefit from the contract is not listed on the Environmental Protection Agency (EPA i List of Violating Facilities; b' To comply with all the requirements of Section 114 of the Clean Air Act, as amended, 42 U.S.C. 1857 et seq. and Section 308 of the Federal Water Pollution Control Act, as amended, 33 U.S.C. 1251 et seq. relating to inspection, monitoring, entry, reports, and information, as well as all other requirements specified in Section 114 and Section 308 of the Acts, respectively, and all other regulations and guidelines issued thereunder; c. That, as a condition for the award of this contract, the contractor or subcontractor will notify the awarding official of the receipt of any communication from the EPA indicating that a facility to be used for the performance of or benefit from the contract is under consideration to be listed on the EPA List of Violating Facilities; d. To include or cause to be included in any construction contract or subcontract which exceeds$ 100,000 the aforementioned criteria and requirements. Page 52 FEDERAL REQUIREMENTS: FR-11 ENERGY CONSERVATION REQUIREMENTS The contractor agrees to comply with mandatory standards and policies relating to energy efficiency that are contained in the state energy conservation plan issued in compliance with the Energy Policy and Conservation Act (Public Law 94-163). Page 53 FEDERAL REQUIREMENTS: FR-12 CERTIFICATION REGARDING DEBARMENT SUSPENSION INELIGIBILITY AND VOLUNTARY EXCLUSION The Contractor certifies, by acceptance of this contract, that neither it nor its princi als is presently debarred, suspended, proposed for debarment, declared inelig ble, or voluntarily excluded from participation in this transaction by any Federal department or agency. It further agrees that it will include this clause witho it modification in all lower tier transactions, solicitations, proposals, contracts, and subcontracts. Page 54 FEDERAL REQUIREMENTS: FR-18 LOBBYING AND INFLUENCING FEDERAL EMPLOYEES (1) No Federal appropriated funds shall be paid, by or on behalf of the contractor, to any person for influencing or attempting to influence an officer or employee of any agency, a Member of Congress, an officer or employee of Congress, or an employee of a Member of Congress in connection with the making of any Federal grant and the amendment or modification of any Federal grant. (2) If any funds other than Federal appropriated funds have been paid or will be paid to any person for influencing or attempting to influence an officer or employee of any agency, a Member of Congress, an officer or employee of Congress, or an employee of a Member of Congress in connection with any Federal grant, the contractor shall complete and submit Standard Form-LLL, "Disclosure of Lobby Activities," in accordance with its instructions. Page 55 FEDERAL REQUIREMENTS: FR-14 DOMESTIC PREFERENCE FOR PROCUREMENTS As appropriate and to the extent consistent with law, the non-Federal entity should, to the greatest extent practicable under the award, provide a preference for the purchase, acquisition, or use of go ds, products, or materials produced in the United States) including but not limited to iron, aluminum, steel, cement, and other manufactured products). The requirements of this section must be included in all subawards including all contracts and purchase order or products under this award. FEDERAL REQUIREMENTS: FR-15 PROCUREMENT OF RECOVERED MATERIALS A non-Federal entity that is a state agency or agency of a political subdivision of the state and its contractors must comply with section 6002 of the Solid Waste Disposal Act, as amended by the Resource Conservation and Recovery Act. The requirements of 6002 include procuring only items designed in guidelines of the EPA at 40 CFR 247 that contain the highest percentage of recovered materials practicable consistent with maintaining a satisfactory level of competition, where the purchase price of the item exceeds $10,000 or the value of the quantity acquired during the preceding fiscal year exceeded $10,000; procuring solid waste management services in a manner that maximizes energy and resource recovery; and establishing an affirmative procurement program for procurement of recovered materials identified in the EPA guidelines. J EXHIBIT F Certificates of Insurance Attached Behind This Page Client#:98667 HALFASSO DATE(MMIDDIY ACORDTM CERTIFICATE OF LIABILITY INSURANCE YYY) 1/28/2022 THIS CERTIFICATE IS ISSUED AS A MATTER OF INFORMATION ONLY AND CONFERS NO RIGHTS UPON THE CERTIFICATE HOLDER.THIS CERTIFICATE DOES NOT AFFIRMATIVELY OR NEGATIVELY AMEND,EXTEND OR ALTER THE COVERAGE AFFORDED BY THE POLICIES BELOW.THIS CERTIFICATE OF INSURANCE DOES NOT CONSTITUTE A CONTRACT BETWEEN THE ISSUING INSURER(S),AUTHORIZED REPRESENTATIVE OR PRODUCER,AND THE CERTIFICATE HOLDER. IMPORTANT:if the certificate holder Is an ADDITIONAL INSURED,the policy(les)must have ADDITIONAL INSURED provisions or be endorsed. If SUBROGATION IS WAIVED,subject to the terms and conditions of the policy,certain policies may require an endorsement.A statement on this certificate does not confer any rights to the certificate holder in lieu of such endorsement(s). PRODUCER NAME;CT Carly Underwood Greyling Ins.Brokerage/EPIC a NN Ext;770.670.5324 ac No): 3780 Mansell Road,Suite 370 E-MAIL cart underwoodre Iln ADDRESS: y l�V9 y gcom• Alpharetta,GA 30022 INSURE S)AFFORDING COVERAGE NAIC 0 INSURER A:National Union Fire Ins.Co. 19445 INSURED INSURER B:The Continental Insurance Company 35289 Halff Associates,Inc. INSURER C:New Hampshire Ins.Co. 23841 1201 N.Bowser Allied World Surplus Lines Ins 24319 Richardson,TX 75081 INSURER D: rP INSURER E INSURER F: COVERAGES - COVERAGES CERTIFICATE NUMBER: 21-22 REVISION NUMBER: THIS IS TO CERTIFY THAT THE POLICIES OF INSURANCE LISTED BELOW HAVE BEEN ISSUED TO THE INSURED NAMED ABOVE FOR THE POLICY PERIOD INDICATED. NOTWITHSTANDING ANY REQUIREMENT, TERM OR CONDITION OF ANY CONTRACTOR OTHER DOCUMENT WITH RESPECT TO WHICH THIS CERTIFICATE MAY BE ISSUED OR MAY PERTAIN, THE INSURANCE AFFORDED BY THE POLICIES DESCRIBED HEREIN IS SUBJECT TO ALL THE TERMS, EXCLUSIONS AND CONDITIONS OF SUCH POLICIES. LIMITS SHOWN MAY HAVE BEEN REDUCED BY PAID CLAIMS. LTRR TYPE OF INSURANCE AODLSUB POLICY NUMBER MIOWLIDD EFF MIOWDCY EXP LIMITS A X COMMERCIAL GENERAL LIABILITY GL5866923 D810112021 0810112022 EEpAAqCMMHpp��OEECCCUR��RENCE s2,000,000 CLAIMS-MADE �OCCUR PREMISESOE. ,T.. $500 1 Goo MED EXP(Any one person) s26,000 PERSONAL&ADV INJURY s2,000,000 GEN'L AGGREGATE LIMIT APPLIES PER: GENERAL AGGREGATE s4,000,000 POLICY�ECT LOC PRODUCTS-COMP/OPAGG $4 OOG OGO OTHER: $ A AUTOMOBILE LIABILITY CA5717893 8/01/2021 08/01/202 �°acccident)$ LE LIMIT 2,000,000 X ANY AUTO BODILY INJURY(Per person) $ OWNED SCHEDULED BODILY INJURY(Per accident) $ AUTOS ONLY AUTOS X HIRED ONLY X NON-OWNED PROPERTY DAMAGE $ AUTOS AUTOS ONLY Per accident B X UMBRELLA LIAB X OCCUR 7015026436 7/01/2021 0810112022 EACH OCCURRENCE $6,000,000 EXCESS LIAB CLAIMS-MADE AGGREGATE $6,000,000 DED I X RETENTION$10,000 1 $ C WORKERS COMPENSATION WC014195843 0810112021 0810112022 X IER STATUTE oTH- AND EMPLOYERS'LIABILITY ANY PROPRIETOR/PARTNERIEXECUTIVE YIN E.L.EACH ACCIDENT S1,000,000 OFFICERNEMBER EXCLUDED? -1 N I A IMandatory In NH) E.L.DISEASE-EA EMPLOYEE $1,000,000 If yes,describe under DESCRIPTION OF OPERATIONS below E.L.DISEASE-POLICY LIMIT $1,000,000 D Professional Liab 03113813 D711212021 08101/202 Per Claim$1,000,000 incl.Pollution Aggregate$1,000,000 DESCRIPTION OF OPERATIONS I LOCATIONS I VEHICLES(ACORD 101,Additional Remarks Schedule,may be attached If more space Is required) City of Round Rock is named as an Additional Insured on the above referenced liability policies with the exception of workers compensation&professional liability where required by written contract. Should any of the above described policies be cancelled by the issuing insurer before the expiration date thereof,we will endeavor to provide 30 days'written notice(except 10 days for nonpayment of premium)to the Certificate Holder. CERTIFICATE HOLDER CANCELLATION Ci of Round Rock SHOULD ANY OF THE ABOVE DESCRIBED POLICIES BE CANCELLED BEFORE City THE EXPIRATION DATE THEREOF, NOTICE WILL BE DELIVERED IN 221 East Main Street ACCORDANCE WITH THE POLICY PROVISIONS, Round Rock,TX 78664-0000 AUTHORIZED REPRESENTATIVE 01988-2015 ACORD CORPORATION.All rights reserved. ACORD 25(2016/03) 1 of 1 The ACORD name and logo are registered marks of ACORD #830978211M2832129 CUND1