Contract - Penfold Theatre Company - 2/22/2024 (2) GRANT AGREEMENT FOR THE
ENCOURAGEMENT OF THE PERFORMING ARTS
This Grant Agreement for Or Enowernent of the Performing Arts ("Agreement") is made
and entered into as of thersy of , 2024, by and between the City of Round
Rock, a Texas home rule municipality (the "Ciq'), and Penfold Theatre Company, a Texas
nonprofit corporation("Penfold").
RECITALS
WHEREAS,the City collects a municipal hotel occupancy tax("HOT')pursuant to Chapter 351
of the Texas Tax Code(the"Code');and
WHEREAS,Sec.35 1.101 of the Code provides that revenue from the HOT may be used only to
promote tourism and the convention and hotel industry, and that use is limited to (among other uses)the
encouragement,promotion,and improvement of the arts,including instrumental and vocal music,drama,
and other arts and related to the presentation,performance, execution, and exhibition of these major art
forms,(the`Performing Arts');and
WHEREAS, Penfold is a local organization whose stated purpose is to produce, promote,
perform and exhibit Performing Arts as described in Sec.35 1.101 of the Code;and
WHEREAS, Penfold is in need of a location and facility in which to fulfill its above stated
purpose;and
WHEREAS, Penfold is currently negotiating a lease agreement (the "Lease Agreement') with
R.C. Center Limited Partnership (the"Landlord') for the lease space located at 2120 and 2132 N. Mays
and 2199 N.1H 35,Round Rock,Texas 78664,which is suitable for the Performing Arts;and
WHEREAS,Penfold has requested that the City provide it with a grant from HOT funds to assist
it with its financial obligations under the Lease Agreement for the Facility;
WHEREAS,the City Council has determined that this Agreement is in the public interest
and that the investment of HOT revenues through grants pursuant to and in accordance with the
terms, conditions and guidelines of the Code is a public purpose and will promote the Performing
Arts in the City,pmmote tourism and the convention and hotel industry in the City,and benefit the City
and its citizens;
NOW, THEREFORE, in consideration of the mutual benefits and promises contained
herein and for other good and valuable consideration, the receipt and sufficiency of which is
hereby acknowledged and confessed,the Parties agree as follows:
Arts grant agreement;CLEAN FINAL;02.09.24 4869-3521-3166 v.5
:9- 2p� :21�
ARTICLE I
Incorporation of Recitals
The foregoing Recitals are incorporated into the body of this Agreement and shall be
considered part of the mutual covenants,consideration and promises that bind the Parties.
ARTICLE H
Definitions
As used in this Agreement, the following terms shall have the following
meanings,to-wit:
"Agreement"shall mean this Agreement together with all exhibits attached hereto.
"Arts Grant"shall have the meaning set forth in Article VII, Section 1 of this Agreement.
"Code"shall mean Chapter 351 of the Texas Tax Code.
"City"shall mean the City of Round Rock,a Texas home rule municipality.
"City Council"shall mean the City Council of the City.
"City Manager"shall mean the City Manager of the City.
"Facility"shall have the meaning set forth in the Recitals of this Agreement.
"Landlord"shall mean R.C. Center Limited Partnership,the owner of the Facility.
"Lease Agreement"shall mean the lease agreement between Penfold and Landlord for the Facility.
"Maximum Grant Amount" shall mean THREE HUNDRED TWENTY-SIX THOUSAND,
THREE HUNDRED THIRTY AND NO/100 DOLLARS($326,330).
"Parties"shall mean both Penfold and the City.
"Party"shall mean either Penfold or the City.
"Penfold"shall mean the Penfold Theatre,Co.
"Performing Arts" includes instrumental and vocal music, dance, drama, plays, musicals, and other
arts related to the presentation,performance, execution and exhibition of these and similar art forms.
2
ARTICLE III
Authority for Agreement
This Agreement is authorized by Chapter 351 of the Code. The City Council fmds and
determines that this Agreement will effectuate the purposes set forth in Sec. 351.101 of the Code
and that Penfold's performance of its covenants and obligations as set forth herein will promote
tourism and the convention and hotel industry and will encourage and promote Performing Arts
in the City and benefit the City and its citizens.
ARTICLE IV
Term
The term of this Agreement shall commence on the Effective Date and shall continue
until the earlier of: (i) 22 months after the rent commencement date as defined in the Lease
Agreement; or (ii) the date this Agreement is terminated by the City or Penfold pursuant to a
right to terminate as expressly provided herein(the"Term").
ARTICLE V
Penfold's Obligations
In consideration of the City entering into this Agreement, Penfold represents, covenants,
and agrees as follows:
1. Penfold agrees to enter into a Lease Agreement with the Landlord to lease the
Facility for a minimum of five years, for the purpose of operating a community theater for the
Performing Arts. The Lease Agreement shall be subject to the approval of the City.
2. Penfold agrees that it will use its best efforts to produce and present Performing
Arts at the Facility for at least 180 days in a calendar year.
3. Penfold agrees that it will use its best efforts to encourage and recruit other
individuals and/or groups to produce and present Performing Arts at the Facility.
4. Penfold agrees to comply with all applicable federal,state,andlocal laws pertaining
to the use of HOT grant funds.
S. Penfold agrees to timely keep and perform all terms, provisions, agreements,
covenants, conditions, and obligations to be kept or performed by Penfold under the terms of this
Agreement.
6. Penfold agrees to timely keep and perform all terns, provisions, agreements,
covenants, conditions, and obligations under the terms of the Lease Agreement with the
Landlord for the Facility.
3
7. Penfold agrees the performance of any or all obligations of Penfold under the
terms of this Agreement does not constitute the provision ofgoods or services to the City.
ARTICLE VI
Conditions to the Arts Grant
Penfold and the City hereby expressly acknowledge and agree that the City's payment ofthe
Arts Grant shall expressly be conditioned upon the satisfaction of each and every one of the
following conditions-wit:
1. Lease Agreement: Penfold shall enter into a Lease Agreement with the Landlord
for the Facility,with said Lease Agreement being subject to the approval of the City.
2. Penfold shall provide the City with a proposed schedule of Performing Arts to be
presented at the Facility for the upcoming twelve months and update the schedule every six
months thereafter.
3. Penfold shall not owe any debts to the City that are past due including, without
limitation, any past due property taxes,judgments or fines for code violations, and City supplied
utilities.
4. Penfold shall have timely kept and performed all terms, provisions, agreements,
covenants, conditions, and obligations to be kept or performed by Penfold under the terms of this
Agreement.
5. Penfold shall have timely kept and performed all terms, provisions, agreements,
covenants, conditions, and obligations to be kept or performed by Penfold under the terms of the
Lease Agreement.
6. Landlord shall have timely kept and performed all terms, provisions, agreements,
covenants, conditions, and obligations to be kept or performed by Landlord under the terms of the
Lease Agreement.
ARTICLE VII
Arts Grant Payments
1. Arts Grant. In consideration of and subject to Penfold's compliance with all of
the terms, provisions, covenants, conditions and obligations of this Agreement, the City shall
provide to Penfold an Arts Grant in the maximum amount of Three Hundred Twenty-Six
Thousand, Three Hundred Thirty and No/100 Dollars ($326,330.00), to be paid as set forth in
paragraph 2 below.
2. Payment of Arts Grant. Provided all Arts Grant conditions precedent have been
satisfied and are then continuing, and subject to the covenants and limitations set forth in this
Agreement, the City shall pay the Arts Grant to Landlord for the benefit of Penfold as follows:
4
a) Beginning with the fifth month following the rent commencement date as defined
in the Lease Agreement, the City shall make eight monthly payments to the
Landlord in the amount of $17,950.00, to be applied by the Landlord to the
monthly rent and other obligations owed by Penfold.
b) Beginning with the thirteenth month of the Lease Agreement, the City shall make
ten monthly payments to the Landlord in the amount of$18,273.00, to be applied
by the Landlord to the monthly rent and other obligations owed by Penfold.
C) The total amount of the grant payments made to the Landlord on behalf of
Penfold shall not exceed$326,330.00.
3. Funds Available for Payment of the Arts Grant. The Arts Grant is not secured by
a pledge of ad valorem taxes or financed by the issuance of any bonds or other obligations
payable from ad valorem taxes of the City. The Arts Grant shall be payable only from available
HOT revenues and shall be subject to the availability of grant funds and the approval of funds
for such purpose in the fiscal year for which the Arts Grant is approved. This Article VII, Section
3 shall expressly survive the expiration or termination of this Agreement.
ARTICLE VIII
Defaults and Remedies
1. Penfold's Default. Penfold shall be in default of this Agreement: (i) upon the
bankruptcy or insolvency of Penfold; (ii) upon any assignment of this Agreement by Penfold in
violation of Article IX, Section 2 of this Agreement; or(iii) uponthe failure of Penfold to timely
keep or perform any term, provision, agreement, covenant, condition or obligation to be kept or
performed by Penfold under the terms of this Agreement or the Lease Agreement, and such
failure continues for thirty(30)days after written notice by the City to Penfold.
2. City Default. City shall be in default of this Agreement upon the failure of the
City to timely keep or perform any term,provision, agreement,covenant, condition,or obligation
to be kept or performed by the City under the terms of this Agreement and such failure continues
for thirty(30)days after written notice by Penfold to the City.
3. City's Additional Remedies. In addition to the remedies set forth herein, in the
event of a Penfold Default, the City shall have the right to terminate this Agreement by written
notice to Penfold in which event neither Party hereto shall have any further rights or obligations
hereunder except for those that expressly survive the termination of this Agreement and the City
shall further have the right to exercise any and/or all other rights and remedies available to the
City under this Agreement and/or pursuant to the laws of the State of Texas.
4. Penfold Remedy. Upon the occurrence of a City Default, Penfold shall have the
right to terminate this Agreement by written notice to the City in which event neither Party
hereto shall have any further rights or obligations hereunder except for those that expressly
survive the termination of this Agreement. The City and Penfold acknowledge and agree that this
Agreement is not a contract for goods or services and the City's immunity from suit is not waived
pursuant to Subchapter I of Chapter 271, V.T.C.A., Local Government Code, as amended.
Alternatively, if and only in the event a court of competent jurisdiction determines the City's
5
immunity from suit is waived under Subchapter I of Chapter 271, V.T.C.A., Local Government
Code, the Parries hereby acknowledge and agree that in a suit against the City for breach of this
Agreement:
(i) the total amount of damages, if any, awarded against the City shall be limited to
actualdamages in an amount not to exceed the amount of the Arts Grant;
(ii) the recovery of damages against the City shall not include consequential,
punitive,exemplary, or speculative damages;
(iii) Penfold shall not recover attorney's fees; and
(iv) Penfold shall not be entitled to specific performance or injunctive relief against
the City.
5. Survival. All terms, provisions, agreements, covenants, conditions, obligations,
rights, andremedies of each Party pursuant to this Article VIII shall expressly survive the
expiration or termination of this Agreement.
ARTICLE IX
Miscellaneous Provisions
1. Indemnity. PENFOLD HEREBY INDEMNIFIES AND AGREES TO HOLD
HARMLESS THE CITY, ITS OFFICIALS, OFFICERS, AGENTS AND EMPLOYEES (EACH
AN"INDEMNITEE")FROMAND AGAINST ANY AND ALL CLAIMS,DAMAGES,LOSSES,
CAUSES OF ACTION, LAWSUITS AND LIABILITIES OF EVERY KIND AND
CHARACTER INCLUDING, WITHOUT LIMITATION, COURT COSTS, ATTORNEYS'
FEES AND COSTS OF LITIGATION, FOR PERSONAL INJURY (INCLUDING DEATH) OF
ANY PERSON OR FOR DAMAGE TO OR LOSS OF PROPERTY ARISING OUT OF OR IN
CONNECTION WITH ANY ACT OR OMISSION OF PENFOLD OR PENFOLD'S
OFFICERS, AGENTS, EMPLOYEES, CONTRACTORS, SUBCONTRACTORS AND THE
CONTRACTORS' AND SUBCONTRACTORS' EMPLOYEES, IN CONNECTION WITH
THE DESIGN, CONSTRUCTION, WORKMANSHIP AND PERFORMANCE OF THE
WORK DESCRIBED IN THE GRANT APPLICATION (EXCEPT WHEN SUCH LIABILITY,
CLAIMS, SUITS, COSTS, INJURIES, DEATH OR DAMAGES ARISE FROM OR ARE
ATTRIBUTED TO THE SOLE NEGLIGENCE OR WILLFUL MISCONDUCT OF AN
INDEMNITEE). NOTHING CONTAINED IN THIS ARTICLE IX, SECTION 1 SHALL
CONSTITUTE A WAIVER OF ANY GOVERNMENTAL IMMUNITY OR DEFENSE
AVAILABLE TO ANY INDEMNITEE UNDER TEXAS LAW. This indemnity shall expressly
survive the expiration or termination of this Agreement.
2. Successors and Assigns. This Agreement shall be binding upon and inure to the
benefit ofthe Parties hereto,their respective successors and permitted assigns provided,however,
notwithstanding anything contained herein to the contrary, this Agreement and the rights and
obligations of Penfold hereunder may not be assigned or transferred by Penfold without theprior
written consent of the City which may be withheld in the City's sole discretion.
6
3. Notices. Any notice and/or certificate or statement required or permitted to be
given to any Parry under the terms of this Agreement shall be in writing and shall be considered
properly given if sent by United States electronically tracked certified mail, return receipt
requested, in a postage paid envelope addressed to the respective Party at the following addresses
or by delivery of the notice in person to the intended addressee by hand delivery or by a
nationally recognized courier service having the ability to track shipping and delivery of notices
including but not limited to services such as Federal Express or United Parcel Service (UPS).
Notices mailed by certified mail as set forth above shall be effective one (1) business day after
deposit in the United States mail. Notices sent by a nationally recognized courier service as set
forth above shall be effective one (1) business day after deposit with the nationally recognized
courier service. Notices given in any other manner shall be effective only if and when received
by the addressee. For purposes of notice, the addresses of the Parties shall be as set forthbelow;
provided, however, that any Party shall have the right to change such Party's address for notice
purposes by giving the other Party at least thirty (30) days prior written notice of such change of
address in the manner set forth herein:
PENFOLD: Penfold Theatre Company
P.O. Box 81044
Austin,TX 78708
CITY. City of Round Rock
Attn: City Manager
221 E. Main Street
Round Rock,TX 78664 '
4. Captions. The descriptive captions of this Agreement are for convenience of
reference only and shall in no way define, describe, limit, expand or affect the scope, terms,
conditions, or intent ofthis Agreement.
5. Modification. This Agreement may only be revised, modified, or amended by a
written document signed by the City and Penfold. Oral revisions, modifications or amendments
are not permitted.
6. Interpretation. Regardless of the actual drafter of this Agreement, this Agreement
shall, in the event of any dispute over its meaning or application, be interpreted fairly and
reasonably, and neither more strongly for or against any Party.
7. Waivers. All waivers, to be effective, must be in writing and signed by the
waiving Party.No failure by any Party to insist upon the strict or timely performance of any
covenant, duty, agreement,term, or condition of this Agreement shall constitute a waiver of any
such covenant, duty, agreement, term,or condition. No delay or omission in the exercise of any
right or remedy accruing to any Party upon a Default of this Agreement shall impair such right or
remedy or be construed as a waiver of any such breach or a waiver of any breach theretofore or
thereafter occurring.
7
8. Governing Law, Venue. This Agreement shall be governed by, construed, and
enforced in accordance with the laws of the State of Texas (without giving effect to any conflict
of law principles thatwould result in the application of the laws of any state other than Texas).
The Parties agree that venue ofany suit to construe or enforce this Agreement shall lie exclusively
in state courts in Williamson County,Texas.
9. Attorney's Fees. In the event any legal action or process is commenced to enforce
or interpret provisions of this Agreement, the prevailing party in any such legal action shall not
be entitled to recover its necessary and reasonable attorneys' fees and expenses incurred by
reason of such action.
10. Severability. The sections, paragraphs, sentences, clauses, and phrases of this
Agreement are severable and, if any phrase, clause, sentence, paragraph, or section of this
Agreement should be declared invalid, illegal or unenforceable by the final judgment or decree
of any court of competent jurisdiction, such invalidity shall not affect the validity or
enforceability of any of the remaining phrases, clauses, sentences, paragraphs, and sections of
this Agreement and such remaining provisions shall remain in full force and effect and shall be
construed and enforced as if the invalid provision had never been included in the Agreement.
11. No Partnership or Joint Venture. Nothing contained in the Grant Application, or
this Agreement shall be deemed or construed by the Parties hereto, nor by any third party, as
creating the relationship of partnership or joint enterprise between the Parties. Penfold is not the
agent or servant of the City. The doctrine of respondent superior shall not apply between the City
and the GrantApplicant, or between the City and any officer,director, member, agent, employee,
contractor, subcontractor,licensee,or invitee of Penfold.
12. No Third-Party Beneficiaries. The Parties to this Agreement do not intend to
create any third-parry beneficiaries of the contract rights contained herein. This Agreement shall
not create any rights in any individual or entity that is not a signatory hereto. No person who is
not a party to this Agreement may bring a cause of action pursuant to this Agreement as a third-
party beneficiary. For the sake of clarity, the Landlord is not intended to be a third-party
beneficiary of this Agreement.
13. Number and Gender. Whenever used herein, unless the context otherwise
provides, the singular number shall include the plural, the plural the singular, and the use of any
gender shall include all other genders.
14. Counterparts. This Agreement may be executed in any number of original,
facsimile or electronically-scanned counterparts, each of which shall be considered an original
and all of which shall be considered one and the same instrument.
8
15. Entire Agreement. This Agreement sets forth the entire agreement between the
Parties with respect to the subject matter hereof, and all prior discussions, representations,
proposals, offers, and oral or written communications of any nature are entirely superseded
hereby and extinguished by the execution of this Agreement. There are no oral agreements
between the Parties.
16. Authority. Penfold represents that Penfold has the full power andauthority to enter
into and fulfill the obligations under this Agreement and that the Person signing this Agreement
on behalf of Penfold has the authority to sign this Agreement on behalf of Penfold.
17. Date for Performance. If the time period by which any act required hereunder
must be performed falls on a Saturday, Sunday, legal or City holiday, then such time period shall
be automatically extended through the close of business on the next regularly scheduled business
day.
18. Form 1295 Certificate. Penfold agrees that if V.T.C.A, Government Code,
§2252.908 applies to Penfold, Penfold will go online with the Texas Ethics Commission to
complete a Form 1295 Certificate and will print and execute the completed certificate in such
form as is required by V.T.C.A., Government Code, Section 2252.908 and the rules of the Texas
Ethics Commission and provide to the City, at the time of delivery of an executed counterpart of
this Agreement,a duly executed and completed Form 1295 Certificate.
19. Anti-Boycott Verification. Penfold hereby verifies that it and its parent company,
wholly-or majority-owned subsidiaries, and other"affiliates" (as hereinafter defined), if any, do
not boycott Israel and, to the extent this Agreement is a contract for goods or services, will not
boycott Israel during the term of this Agreement. The foregoing verification is made solely to
comply with V.T.C.A.,Government Code, §2270.002, and to the extent such Section does not
contravene applicable Federal law. As used in the foregoing verification, "boycott Israel" means
refusing to deal with, terminating business activities with, or otherwise taking any action that is
intended to penalize, inflict economic harm on, or limit commercial relations specifically with
Israel, or with a person or entity doing business in Israel or in an Israeli-controlled territory, but
does not include an action made for ordinary business purposes. Penfold understands "affiliate"
for purposes of this Article IX, Section 19 means an entity that controls, is controlled by, or is
under common control with Penfold and exists to make a profit.
20. Time is of the Essence. THE PARTIES SPECIFICALLY AGREE THAT TI IE
IS OF THE ESSENCE OF EACH AND EVERY PROVISION OF THIS AGREEMENT AND
EACH PARTY HEREBY WAIVES ANY RULE OF LAW OR EQUITY WHICH WOULD
OTHERWISE GOVERN TIME OF PERFORMANCE.
IN WITNESS WHEREOF,the Parties hereto have executed this Agreement by their duly
authorizedagents, officers and/or officials on the dates set forth below.
9
PENFOLD THEATRE COMPANY
By:
Z Cctuz�du- its Pcodoc►c%9 A vk%skv-
Date: /ol /".0aLk '�tccctc�c-
CITY OF ROUND ROCK,
a Texas home rule municipality
By: IA 4
Cr 'g M , Mayor
Date:
ATTEST:
t
By.
Meagan s-6f Clerk
APPROVED AS TO FORM:
l
Stephanie Sandre, City Attorney
10