BCRUA_R-09-12-16-7D RESOLUTION NO. R-09- 12-"1(P"_�6
WHEREAS, the Brushy Creek Regional Utility Authority (BCRUA)
desires to approve the "Authorized Broker/Dealer List" in accordance
with the requirements of the Investment Policy, Now Therefore
BE IT RESOLVED BY THE BRUSHY CREEK REGIONAL UTILITY
AUTHORITY,
That the Board President is hereby authorized and directed to
execute on behalf of the BCRUA approval the "Authorized
Broker/Dealer List, " a copy of same being attached hereto as Exhibit
"A" and incorporated herein for all purposes .
The Board hereby finds and declares that written notice of the
date, hour, place and subject of the meeting at which this
Resolution was adopted was posted and that such meeting was open to
the public as required by law at all times during which this
Resolution and the subject matter hereof were discussed, considered
and formally acted upon, all as required by the Open Meetings Act,
Chapter 551 , Texas Government Code, as amended.
RESOLVED this 16th day of December, 2009 .
MITCH ULL , President
Brushy ek Regional Utility Authority
ATTE T:
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B rd Secretary
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G:\BCRUA\Packets\Packet Documents\Resolutions-WORD\121609\Res. BCRUA approving Authorized Broker-Dealer List (00178702).DOC/rmc
Brushy Creek Regional Utility Authority(BCRUA)
Authorized Broker/Dealer List
December 2009
The authorized broker/dealer list for Brushy Creek Regional Utility Authority is shown below. Each of
these firms, and the individual covering the account,are sent the current Investment Policy. In accordance
with the Public Funds Investment Act (TX Gov't Code 2256.005(k)) before any broker/dealer transacts
business with the Authority it will have had to certify in writing to a review of the BCRUA Policy and have
certified that procedures are in place to assure compliance with that Policy.
The Authority's Policy establishes specific criteria for the brokers and requires that the list of
broker/dealers be approved annually by the Board. Patterson & Associates maintains the brokerage
compliance files for the Authority.
When any material changes are made to the Investment Policy the new Policy is sent out for re-
certification.
Barclays
Citigroup
Coastal Securities
Mizuho Securities
Morgan Keegan
Multi-Bank Securities
Wells Fargo
EXHIBIT i 6A
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