BCRUA_R-10-12-15-7B RESOLUTION NO. R-10-12-15-711
WHEREAS, the Brushy Creek Regional Utility Authority (BCRUA) desires to approve
the "Authorized Broker/Dealer List" in accordance with the requirements of the Investment
Policy,Now Therefore
BE IT RESOLVED BY THE BRUSHY CREEK REGIONAL UTILITY
AUTHORITY,
That the Board of Directors hereby approves the "Authorized Broker/Dealer List," a copy
of same being attached hereto as Exhibit"A" and incorporated herein for all purposes.
The Board hereby finds and declares that written notice of the date, hour, place and
subject of the meeting at which this Resolution was adopted was posted and that such meeting
was open to the public as required by law at all times during which this Resolution and the
subject matter hereof were discussed, considered and formally acted upon, all as required by the
Open Meetings Act, Chapter 551, Texas Government Code, as amended.
RESOLVED this 15th day of December, 2010.
MITCf FU ER, President
Brush Regional Utility Authority
TE T:
J Cowman, Secretary
Z:\BCRUA\Board Packets\Packet Documents\121510\Res.BCRUA-authorized broker-dealer list(00209498).DOC/rmc
Brushy Creek Regional Utility Authority (BCRUA)
Authorized Broker/Dealer List
December 2010
The authorized broker/dealer list for Brushy Creek RUA is shown below. Each of these firms, and the
individual covering the account, are sent the current Investment Policy. In accordance with the Public
Funds Investment Act (TX Gov't Code 2256.005(k)) before any broker/dealer transacts business with the
Authority it will have had to certify in writing to a review of the BCRUA Policy and have certified that
procedures are in place to assure compliance with that Policy.
The Authority's Policy establishes specific criteria for the brokers and requires that the list of
broke/dealers be approved annually by the Board. Patterson & Associates maintains the brokerage
compliance files for the Authority.
When any material changes are made to the Investment Policy the new Policy is sent out for re-
certification.
Barclays
Citigroup
Coastal Securities
Mizuho Securities
Morgan Keegan
Stifel Nicolaus
Wells Fargo
EXHIBIT "A"