BCRUA_R-18-11-28-6B RESOLUTION NO. R-18-11-28-6B
WHEREAS, the Brushy Creek Regional Utility Authority (BCRUA) desires to approve
an update to the "Brushy Creek Regional Utility Authority Authorized Broker/Dealer List" in
accordance with the requirements of the Investment Policy, Now Therefore
BE IT RESOLVED BY THE BRUSHY CREEK REGIONAL UTILITY
AUTHORITY,
That the Board of Directors hereby approves an update to the "Brushy Creek Regional
Utility Authority Authorized Broker/Dealer List," a copy of same being attached hereto as
Exhibit"A"and incorporated herein for all purposes.
The Board hereby finds and declares that written notice of the date, hour, place and
subject of the meeting at which this Resolution was adopted was posted and that such meeting
was open to the public as required by law at all times during which this Resolution and the
subject matter hereof were discussed, considered and formally acted upon, all as required by the
Open Meetings Act, Chapter 551, Texas Government Code, as amended.
RESOLVED this 28th day of November, 2018.
ANDREA NAVAR TTE, President
Brushy Creek Regional Utility Authority
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Brushy Creek Regional Utility Authority(BCRUA)
Authorized Broker/Dealer List
2018
The authorized broker/dealer list for Brushy Creek RUA is shown below. Each of these firms,and
the individual covering the account, are sent the current Investment Policy.
The Authority's Policy establishes specific criteria for the brokers and requires that the list of
broke/dealers be approved annually by the Board. Patterson & Associates maintains the
brokerage compliance files for the Authority.
When any material changes are made to the Investment Policy the new Policy is sent out for re-
certification.
FTN Financial
International FC Stone
Merrill lynch/BOA
Mizuho Securities
Morgan Stanley
Mutual Securities
Piper Jaffray
Raymond James
RBC Securities
Stifel Nicolaus
Cantor Fitzgerald
Great Pacific Securities
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ORIGINAL EXECUTED DOCUMENT
TO FOLLOW...
Brushy Creek Regional Utility Authority(BCRUA)
Authorized Broker/Dealer List
2418
The authorized broker/dealer list for Brushy Creek RUA is shown below. Each of these firms,and
the individual covering the account,are sent the current Investment Policy.
The Authority's Policy establishes specific criteria for the brokers and requires that the list of
broker/dealers be approved annually by the Board. Patterson & Associates maintains the
brokerage compliance files for the Authority.
When any material changes are made to the Investment Policy the new Policy is sent out for re-
certification.
FTN Financial
International FC Stone
Merrill lynch/BOA
Mizuho Securities
Morgan Stanley
Mutual Securities
Piper Jaffray
Raymond James
RBC Securities
Stifel Nicolaus
Cantor Fitzgerald
Great Pacific Securities
Adopted—R-18-II-28-6B