R-2025-305 - 11/20/2025 TWDB-0201A
Rev 11/16
Application Filing and Authorized Representative Resolution
A RESOLUTION by the City Council of the
City of Round Rock requesting financial assistance from the Texas Water
Development Board; authorizing the filing of an application for assistance; and making certain findings in
connection therewith.
BE IT RESOLVED BY THE City Council OF
THE City of Round Rock
SECTION l: That an application is hereby approved and authorized to be filed with the Texas Water
Development Board seeking financial assistance in an amount not to exceed $60,000,000 to provide
for the costs of Brushy Creek East Wastewater Treatment Plant expansion to 40MGD
SECTION 2: That Brooks Bennett be and is hereby
designated the authorized representative of the City of Round Rock for purposes
of famishing such information and executing such documents as may be required in connection with the preparation
and filing of such application for financial assistance and the rules of the Texas Water Development Board.
SECTION 3: That the following firms and individuals are hereby authorized and directed to aid and assist
in the preparation and submission of such application and appear on behalf of and represent the
City of Round Rock before any hearing held by the Texas Water
Development Board on such application,to wit:
Financial Advisor: Garry Kimball
Specialized Public Finance Inc.
Engineer: Perran Hutton
Plummer Associates, Inc.
Bond Counsel: Richard Donoghue
McCall, Parkhurst& Horton L.L.P.
PASS D AND APPROVED,this the 4U day of 2025 .
ATTEST: By:
(Seal)
TWDB-0201 B
Rev 11/16
Application Resolution - Certificate of Secretary
THE STATE OF TEXAS §
COUNTY OF Williamson & Travis §
APPLICANT City of Round Rock §
I,the undersigned,City Clerk of theCity of Round Rock Texas,
DO HEREBY CERTIFY as follows:
1. That on the 20th day of November ,2025 'a regular/special meeting of the
City Council was held;the duly constituted members of the
City Council being as follows:
Mayor Craig Morgan,Michelle Ly,Rene Flores,Melissa Fleming,Frank Ortega,Kristin Stevens,Hilda Montgomery
all of whom were present at the meeting,except the following:
Among other business considered at the meeting,the attached resolution entitled:
"A RESOLUTION by the City Council of the City of Round Rock requesting
financial participation from the Texas Water Development Board;authorizing the filing of an application
for financial participation;and making certain findings in connection therewith."
was introduced and submitted to the City Council for passage and adoption. After
presentation and consideration of the resolution,and upon a motion made by L, d
seconded by CAlisd. WmW 44 the resolution was passed and adopted the
City Council by the following vote:
voted"For" voted"Against" _�abstained
all as shown in the official minutes of the City of Round Rock for this meeting.
2. That the attached resolution is a true and correct copy of the original on file in the official records
of the City of Round Rock ;the qualified and acting members of the City Council on
the date of this meeting are those persons shown above and,according to the records of my office,advance notice of
the time,place,and purpose of meeting was given to each member of the City Council ;and that the
meeting,and the deliberations of the public business described above,was open to the public and written notice of
the meeting,including the subject of the resolution described above,was posted and given in advance of the meeting
in compliance with the provisions of Chapter 551 of the Texas Government Code.
IN WI ESS WHEREOF,I have signed my name and affixed th seal of
the C�t-� �llr30(t this the day of e-n1 (W- 2025.(L 140&�, ,
.
City Clerk '
(SEAL)
TWDB-0201
Rev 2/23
Application Affidavit
THE STATE OF TEXAS §
COUNTY OF Williamson & Travis §
APPLICANT City of Round Rock,Texas §
BEFORE ME,the undersigned,a Notary Public in and for the State of Texas,on this day
personally appeared Brooks Bennett as the Authorized Representative of the
City of Round Rock who being by me duly sworn,upon oath says that:
1. The decision by the City of Round Rock (authority,city,county,
corporation,district)to request financial assistance from the Texas Water Development Board("TWDB")was
made in a public meeting held in accordance with the Open Meetings Act(Government Code,§551.001,et seq,)
and after providing such notice as required by such Act as is applicable to the City of Round Rock(authority,
city,county,corporation,district).
2. The information submitted in the application is true and correct according to my best knowledge and
belief.
3. The City of Round Rock (authority,ty,city,county,corporation,district)has
no litigation or other proceedings pending or threatened against it that would materially adversely affect its
financial condition or ability to issue debt.
4. The City of Round Rock (authority,ty,city,county,corporation,district) has no
pending,threatened,or outstanding judgments,orders, fines,penalties,taxes,assessment or other enforcement or
compliance issue of any kind or nature by the Environmental Protection Agency,Texas Commission on
Environmental Quality,Texas Comptroller,Texas Secretary of State,or any other federal,state or local government,
except for the following(if no such outstanding compliance issues,write in"none"):
none
5. The City of Round Rock (authority,city,county,corporation,district)
warrants compliance with the representations made in the application in the event that the TWDB provides the
financial assistance.
6. The City of Round Rock (authority,ty,city,county,corporation,district)
is or will become in compliance with all of its material contracts.
7. The City of Round Rock (authority,city,county,corporation,district)will
comply with all applicable federal laws,rules,and regulations as well as the laws of this state and the rules and
regulations of the TWDB.
ciall Representative
Title: O,4q
SWORN TO AND SUBSCRIBED BEFORE ME,by ' �Oks
on this 2 day of G)VtA b-e-1- ,20 .
'S SEkW M FRAND2026
Notary ID#4113239 Notary Public,State of Texas
N� My Commission
'�of October 17,
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Wastewater Treatment
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BCRWWS EAST WASTEWATER TREATMENT PLANT
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EXPANSION TO 40 MGD
TCEQ_DMA Self Certify v.10-24-2018
SELF-CERTIFICATION OF LEGAL AUTHORITY FOR
MANAGEMENT AGENCIES
Applicant: Round Rock
Designated Management Agencies are responsible for constructing, operating and maintaining
publicly-owned wastewater treatment facilities, and have legal authorities necessary to
implement these activities in their respective management boundary. Only Designated
Management Agencies are eligible for State Revolving Funds (SRF), a State loan program.
Subsection 603(f)of the Clean Water Act(CWA) states that the State of Texas may provide
financial assistance from its water pollution control revolving fund only for projects that are
consistent with plans developed under sections 2050), 208, 303(e), 319, and 320 of the CWA.
Accordingly,and pursuant to CWA,paragraph 208(c),Management Agencies are required to
have the authority to:
I. Carry out appropriate portions of an area wide waste treatment management plan
developed under CWA Section 208(b)
H. Manage effectively waste treatment works and related facilities serving such areain
conformance with any plan required by CWA Section 208(b)
III. Directly or by contract, design and construct new works, and to operate and
maintain new and existing works as required by any plan developed pursuant to
CWA Section 208(b)
IV. Accept and utilize grants, or other funds from any source, for waste treatment
management purpose
V. Raise revenues,including the assessment of waste treatment charges
Vi. Incur short- and long-term indebtedness
VII. Assure in implementation of an area wide waste treatment management planthat
each participating community pays its proportionate share of treatment costs
VIII. Refuse to receive any wastes from any municipality or subdivision thereof,which
does not comply with any provisions of an approved plan under this section
applicable to such area
IX. Accept industrial waste for treatment
I Certify that Round Rock
has the legal authority necessary to comply with the mandates listed above in I through IX of
this self-certification document.
Legal Counsel Printed Name:
Legal Counsel Signature:
Date: `/ `2 I.. �.2 f—
(Attach a 81/2"x 11"map of the area or city limits for which designation is requested.)
STATE OF TEXAS §
COUNTY OF Williamson §
SITE
CERTIFICATE
Before me,the undersigned notary, on this day personally appeared
Brooks Bennett , a person whose identity is
known to me or who has presented to me a satisfactory proof of identity. After I administered an
oath, this person swore to the following:
(1) My name is Brooks Bennett I am over 18 years of age and
I am of sound mind, and capable of swearing to the facts contained in this Site Certificate. The
facts stated in this certificate are within my personal knowledge and are true and correct.
(2) I am an authorized representative of City of Round Rock ,
an entity that has filed an application for financial assistance with the Texas Water Development
Board for a(water) (wastewater)project.
Please complete only those sections that apply to your project:
LEGAL CERTIFICATION—LEASE/CONTRACT
I certify that:
(Legal Name of Applicant, i.e., City,District, etc.)
has executed a written lease or other contractual agreement to use the property needed for this
(water)(wastewater)project that extends through (date),
the life of the Texas Water Development Board loan or grant that will be used to finance this
project, either in whole or in part. A copy of this lease or agreement is attached hereto.
LEGAL CERTIFICATION—PROPERTY EASEMENT
I certify that:
(Legal Name of Applicant, i.e., City, District, etc.)
has executed an express easement to use the property needed for this (water)(wastewater)
project that extends through the life of the Texas Water Development Board loan or grant that
will be used to finance this project, either in whole or in part. The express easement to use the
property needed for this(water) (wastewater)project extends through (date).
A copy of the express easement agreement is attached hereto.
ED-101
Rev 9/16
LEGAL CERTIFICATION—OWNERSHIP INTEREST
I certify that City of Round Rock
(Legal Name of Applicant,e.g. City,District, etc.)
prion A: has acquired the necessary real property interest,as evidenced by fee simple
purchase, deed, fully executed earnest money contracts,or completion of eminent domain
proceedings; that such acquisition will guarantee access and egress; and such interest will
contain the necessary easements,rights of way,or unrestricted use as is required for the project
being financed by the Texas Water Development Board. The legal description is referenced
below.
()Dption B: is in the process of acquiring the necessary real property interest, as evidenced by
earnest money contracts,contracts for sale, firm option agreements to purchase the subject
property,or the initiation of eminent domain procedures; that such acquisition will guarantee
access and egress;and such interest will contain the necessary easements,rights of way, or
unrestricted use as is required for the project being financed by the Texas Water Development
Board. The legal description is referenced below. The anticipated date of acquisition is:
The property has been/will be acquired with the use of eminent domain: @True Calse
Location and Description of Property Interests acquired for Project:
S9455 - Brushy Creek Regional Wastewater Treatment Plant, Block A, Lot 1, located
at 3939 E Palm Valley Blvd, Round Rock, TX 78665.
The expansion of the Wastewater Treatment Plant is located within the fenceline of the
current Plant site. p
Any deeds or other instruments required to be recorded to protect the title(s)held by
City of Round Rock (Legal Name of Applicant)
have been recorded or filed for the record in the County deed records or other required location.
The following documents are attached hereto:
Please refer to [38 Attachment] Round Rock- Deed at the end of ED-101.
Description of documents that were used or will be used to acquire the property:
NA.
ED-101
Rev 9/16
EXECUTED this Z 7 day of /\44e4 N�- 1202-
(Signature)202(Signature)
�C KS &,,ne-4 (Print Name)
C q� (Title)
Sworn po and subscribed before me by on this 2-1'It day
of ,20 2),1.
(Notary Public in and for the State of Texas)
L,�ANN M FRANKLIN
otary ID#4113239
My Commission Expires
or October 17, 2026
ED-101
Rev 9/16
ASSURANCES - CONSTRUCTION PROGRAMS OMB Number:4040-0009
Expiration Date:06/30/2028
Public reporting burden for this collection of information is estimated to average 15 minutes per response, including time for reviewing
instructions, searching existing data sources,gathering and maintaining the data needed,and completing and reviewing the collection of
information. Send comments regarding the burden estimate or any other aspect of this collection of information, including suggestions for
reducing this burden,to the Office of Management and Budget, Paperwork Reduction Project(0348-0042),Washington, DC 20503.
PLEASE DO NOT RETURN YOUR COMPLETED FORM TO THE OFFICE OF MANAGEMENT
AND BUDGET. SEND IT TO THE ADDRESS PROVIDED BY THE SPONSORING AGENCY.
NOTE: Certain of these assurances may not be applicable to your project or program. If you have questions, please contact the
Awarding Agency. Further, certain Federal assistance awarding agencies may require applicants to certify to additional
assurances. If such is the case,you will be notified.
As the duly authorized representative of the applicant:, I certify that the applicant:
1. Has the legal authority to apply for Federal assistance, 8. Will comply with the Intergovernmental Personnel Act
and the institutional, managerial and financial capability of 1970(42 U.S.C.§§4728-4763)relating to prescribed
(including funds sufficient to pay the non-Federal share standards of merit systems for programs funded
of project costs)to ensure proper planning, under one of the 19 statutes or regulations specified in
management and completion of project described in Appendix A of OPM's Standards for a Merit System of
this application. Personnel Administration (5 C.F.R.900, Subpart F).
2. Will give the awarding agency,the Comptroller General 9. Will comply with the Lead-Based Paint Poisoning
of the United States and, if appropriate,the State, Prevention Act(42 U.S.C.§§4801 et seq.)which
the right to examine all records, books, papers, or prohibits the use of lead-based paint in construction or
documents related to the assistance; and will establish rehabilitation of residence structures.
a proper accounting system in accordance with
generally accepted accounting standards or agency 10. Will comply with all Federal statutes relating to non-
directives. discrimination.These include but are not limited to: (a)
Title VI of the Civil Rights Act of 1964(P.L. 88-352)
3. Will not dispose of, modify the use of,or change the which prohibits discrimination on the basis of race,
terms of the real property title or other interest in the color or national origin; (b)Title IX of the Education
site and facilities without permission and instructions Amendments of 1972,as amended(20 U.S.C. §§1681
from the awarding agency.Will record the Federal 1683, and 1685-1686),which prohibits discrimination
interest in the title of real property in accordance with on the basis of sex; (c)Section 504 of the
awarding agency directives and will include a covenant Rehabilitation Act of 1973,as amended(29)U.S.C.
in the title of real property acquired in whole or in part §794),which prohibits discrimination on the basis of
with Federal assistance funds to assure handicaps; (d)the Age Discrimination Act of 1975,as
nondiscrimination during the useful life of the project. amended (42 U.S.C.§§6101-6107),which prohibits
4. Will comply with the requirements of the assistance discrimination on the basis of age; (e)the Drug Abuse
awarding agency with regard to the drafting, review and Office and Treatment Act of 1972 (P.L. 92-255),as
approval of construction plans and specifications. amended relating to nondiscrimination on the basis of
drug abuse; (f)the Comprehensive Alcohol Abuse and
5. Will provide and maintain competent and adequate Alcoholism Prevention,Treatment and Rehabilitation
engineering supervision at the construction site to Act of 1970(P.L.91-616),as amended, relating to
ensure that the complete work conforms with the nondiscrimination on the basis of alcohol abuse or
approved plans and specifications and will furnish alcoholism; (g)§§523 and 527 of the Public Health
progressive reports and such other information as may be Service Act of 1912(42 U.S.C.§§290 dd-3 and 290 ee
required by the assistance awarding agency or State. 3),as amended, relating to confidentiality of alcohol
and drug abuse patient records; (h)Title VIII of the
6. Will initiate and complete the work within the applicable Civil Rights Act of 1968(42 U.S.C.§§3601 et seq.), as
time frame after receipt of approval of the awarding agency. amended, relating to nondiscrimination in the sale,
7. Will establish safeguards to prohibit employees from rental or financing of housing; (i)any other
using their positions for a purpose that constitutes or nondiscrimination provisions in the specific statue(s)
presents the appearance of personal or organizational under which application for Federal assistance is being
conflict of interest,or personal gain. made;and 0)the requirements of any other
nondiscrimination statue(s)which may apply to the
application.
Previous Edition Usable Authorized for Local Reproduction Standard Form 424D(Rev.7-97)
Prescribed by OMB Circular A-102
11. Will comply,or has already complied,with the Federal actions to State(Clean Air)implementation
requirements of Titles II and III of the Uniform Relocation Plans under Section 176(c)of the Clean Air Act of
Assistance and Real Property Acquisition Policies Act of 1955,as amended(42 U.S.C.§§7401 et seq.); (g)
1970(P.L.91-646)which provide for fair and equitable protection of underground sources of drinking water
treatment of persons displaced or whose property is under the Safe Drinking Water Act of 1974,as
acquired as a result of Federal and federally-assisted amended(P.L. 93-523);and, (h)protection of
programs.These requirements apply to all interests in real endangered species under the Endangered Species
property acquired for project purposes regardless of Act of 1973, as amended(P.L.93-205).
Federal participation in purchases.
12. Will comply with the provisions of the Hatch Act(5 U.S.C. 16. Will comply with the Wild and Scenic Rivers Act of
1968(16 U.S.C.§§1271 et seq.)related to protecting
§§1501-1508 and 7324-7328)which limit the political components or potential components of the national
activities of employees whose principal employment wild and scenic rivers system.
activities are funded in whole or in part with Federal funds.
17. Will assist the awarding agency in assuring compliance
13. Will comply,as applicable,with the provisions of the Davis- with Section 106 of the National Historic Preservation
Bacon Act(40 U.S.C. §§276a to 276a-7),the Copeland Act Act of 1966, as amended(16 U.S.C. §470), EO 11593
(40 U.S.C. §276c and 18 U.S.C.§874), and the Contract (identification and protection of historic properties), and
Work Hours and Safety Standards Act(40 U.S.C. §§327- the Archaeological and Historic Preservation Act of
333)regarding labor standards for federally-assisted 1974 ch U.S.C. al and i to seq).
construction subagreements.
18. Will cause to be performed the required financial and
14. Will comply with flood insurance purchase requirements of compliance audits in accordance with the Single Audit
Section 102(a)of the Flood Disaster Protection Act of 1973 Act Amendments of 1996 and OMB Circular No.A-133,
(P.L.93-234)which requires recipients in a special flood "Audits of States, Local Governments,and Non-Profit
hazard area to participate in the program and to purchase Organizations."
flood insurance if the total cost of insurable construction
and acquisition is$10,000 or more. 19. Will comply with all applicable requirements of all other
15. Will comply with environmental standards which may be Federal laws,executive orders, regulations, and policiesgoverning this program.
prescribed pursuant to the following:(a)institution of
environmental quality control measures under the National 20. Will comply with the requirements of Section 106(g)of
Environmental Policy Act of 1969(P.L.91- the Trafficking Victims Protection Act(TVPA)of 2000, as
190)and Executive Order(EO)11514; (b)notification amended(22 U.S.C. 7104)which prohibits grant award
of violating facilities pursuant to EO 11738; (c) recipients or a sub-recipient from (1)Engaging in severe
protection of wetlands pursuant to EO 11990; (d) forms of trafficking in persons during the period of time
evaluation of flood hazards in floodplains in accordance that the award is in effect(2)Procuring a commercial
with EO 11988; (e)assurance of project consistency sex act during the period of time that the award is in
with the approved State management program effect or(3)Using forced labor in the performance of the
developed under the Coastal Zone Management Act of award or subawards under the award.
1972(16 U.S.C.§§1451 et seq.);(f)conformity of
SIGNATURE OF AUTHORIZED CERTIFYING OFFICIAL TITLE
City Manager
APPLICANT ORGANIZATION DATE SUBMITTED
City of Round Rock
SF-424D(Rev.7-97)Back
TWDB-0151
06/22
Assurances Related to
State Funds
1. Is the applicant prohibited from receiving state funds under Texas Penal Code
§ 1.10(d) (related to federal laws regulating firearms, firearm accessories,and firearm
ammunition)?
aes &0
2. If the applicant is a city or county and is requesting grant funds: Is the applicant
prohibited from receiving state grant funds under Texas Local Government Code
§ 364.004 (related to public camping bans)?
Wes ONO
ON/A (not a city or county requesting grant funds)
3. If the applicant is a city or county and is requesting grant funds: Has the applicant been
sued by the Attorney General under Local Government Code § 364.003 (related to
public camping bans)?
aes, current posture of the lawsuit:
aLTJ`"/A (not a city or county requesting grant funds)
4. If the applicant is a city, county, or special district/authority and is requesting grant
funds: Is the applicant prohibited from receiving state grant funds under Texas
Government Code§ 2.103 (related to regulation of firearm suppressors)?
Oyes ONo
(FN/A (not a city, county, or special district/authority requesting grant funds)
S. If the applicant is a city: Has the Criminal Justice Division of the Office of the Governor
issued a written determination finding that the applicant is a "defunding municipality"
under Texas Local Government Code, Chapter 109?
Yes ONO
/A (not a city, county, or special district/authority requesting grant funds)
Official Representative
G+, Mar�uo�e
Title:
FOR OFFICE USE ONLY TWDB-0215
Commitment# Revised 08/10/2025
TWDB-0215
APPLICANT/ENTITY
TEXAS WATER DEVELOPMENT BOARD
AFFIRMATIVE STEPS CERTIFICATION and GOALS
I. PROJECT INFORMATION
TWDB Total of TWDB Program Type
Project Number Applicant/Entity Name Funding Request insert "X" for all that apply)
PIF # 16574 Round Rock $117,570,000 Drinking Water SRF (DWSRF)
p V Clean Water SRF (CWSRF)
II. GOOD FAITH EFFORT (Applicable to all PRIME contracts awarded by theapplicant/entity)
I understand that it is my responsibility to comply with all state and federal regulations and guidance in the
utilization of Minority and Women-Owned Businesses in procurement. I certify that I will make a good faith
effort to afford opportunities for Minority Business Enterprise (MBE), and Women-Owned Business
Enter rise (WBE) by:
1. Including qualified MBEs and WBEs on procurement solicitation lists
2. Soliciting potential MBE's and WBE's
3 Reducing contract size/quantities when economically feasible to permit maximum participation by
MBE's and WBE's
4. Establishing delivery schedules to encourage participation by MBE's and WBE's
5 Using the services and assistance of the Small Business Administration, Minority Business
Development Agency, U.S. Department of Commerce, and Texas Marketplace
6 Requiring all Prime Consultants/Contractors to follow steps 1-5 listed above in employing MBE and
WBE Subcontractors
Signature -Applicant/Entity Representative Title (print legibly) Date
atm/� City Manager, City of Round Rock
III. TWDB APPROVAL SIGNATURE
Signature indicates the form meets DBE Requirements.
DBE Coordinator Approval Date
T"B-213
Rev 11/16
CERTIFICATION REGARDING LOBBYING
The undersigned certifies, to the best of his or her knowledge and belief, that:
1. No Federal appropriated funds have been paid or will be paid, by or on behalf of the
undersigned, to any person for influencing or attempting to influence an officer or employee
of any agency, a member of Congress,an officer or employee of Congress, or an employee of a
member of Congress in connection with the awarding of any Federal contract, the making of
any Federal grant, the making of any Federal loan, the entering into of any cooperative
agreement, and the extension, continuation, renewal, amendment, or modification of any
Federal contract, grant, loan,or cooperative agreement.
2. If any funds other than Federal appropriated funds have been paid or will be paid to any person
for influencing or attempting to influence an officer or employee of any agency, a member of
Congress, an officer or employee of Congress, or an employee of a member of Congress in
connection with this Federal contract, grant, loan, or cooperative agreement, the undersigned
shall complete and submit Standard Form LLL "Disclosure Form to Report Lobbying," in
accordance with its instructions.
3. The undersigned shall require that the language of this certification be included in the award
documents for all subawards at all tiers (including subcontracts, subgrants, and contracts under
grants, loans, and cooperative agreements) and that all subrecipients shall certify and disclose
accordingly.
This certification is a material representation of fact upon which reliance was placed when this
transaction was made or entered into. Submission of this certification is a prerequisite for making or
entering into this transaction imposed by 31 United States Code (U.S.C.), Chapter 1352. Any person
who fails to file the required certification shall be subject to a civil penalty of not less than $10,000
and not more than $100,000 for each such failure.
Z ZS
Head of Agency or Organization Date
Brooks Bennett, City Manager
Type Name and Title
City of Round Rock, TX
221 E. Main St, Round Rock, TX 78664
Name and address of Agency/Organization
TWDB-0148
Rev 10/23
Texas Water
Development Board
P.O. Box 13231,Austin, Texas 78711-3231
Financial Assistance
Application for Public Entities/Political Subdivisions
Submittal Instructions: Please submit one double-sided original OR one indexed,electronic copy,via
electronic storage media such as CD or flash drive using MS Word, Excel and/or Adobe Acrobat.
Please submit your application to:
Texas Water Development Board
Water Supply and Infrastructure-Regional Water Project Development
P 0 Box 13231
1700 N.Congress Avenue,5th Floor
Austin,Texas 78711-3231
(78701 for courier deliveries)
For more information,please contact your Regional Project Implementation Team at:
https://www.twdb.texas.gov/contact/office/wsi.asp
Entity Name: Round Rock County:Williamson County
Project Name: Brushy Creek Regional Wastewater Treatment System East Plant-40 MGD Expansion
Physical Address: 3939 E Palm Valley Blvd,Round Rock,TX 78665
Mailing Address: 221 E.Main Street,Round Rock,Texas 78664
Phone: 512-218-5400
Website: https://www.roundrocktexas.gov/
Total Population Served by the System: 149,383 2023 population in PIF
Page 1 of 32
TWDB-0148
Rev 10/23
Entity Legal Authority
a) ❑ Type A General-Law Municipality(Texas Local Gov't Code Sec. 5.001)
b) Type B General-Law Municipality(Texas Local Gov't Code Sec.5.002)
c) ❑ Type C General-Law Municipality(Texas Local Gov't Code Sec. 5.003)
d) Z Home-Rule Municipality(Texas Local Gov't Code Sec. 5.004)
e) Special-Law Municipality(Texas Local Gov't Code Sec.5.005)
f) ❑ Non-Profit Water Supply or Sewer Service Corp.(Texas Water Code Chapter 67)
g) ❑ District or Authority(Texas Water Code Chapter 49)
h) Other(explain)
Funding Request
Financial Assistance Pr r Amount
Clean Water State Revolving Fund CWSRF Equivalency) * $ 117.570.000
Clean Water State Revolving Fund CWSRF Non-Equivalency)* $
Clean Water State Revolving Fund-Emerging Contaminants* $
Drinking Water State Revolving Fund DWSRF Equivalency) * $
Drinking Water State Revolving Fund DWSRF Non-Equivalency) * $
Drinking Water State Revolving Fund-Emerging Contaminants* $
Drinking Water State Revolving Fund-Lead Service Line Replacement* $
Drinking Water State Revolving Fund-Small Disadv.Emerging Contaminants* $
State Water Implementation Fund for Texas (SWIFT)* $
Texas Water Development Fund(DFund) $
Economically Distressed Areas Program (EDAP)* $
State Participation SP $
Rural Water Assistance Fund RWAF $
Water Infrastructure Fund WIF $
Other: $
* These options are only available when the applicant has received a CWSRF,DWSRF,EDAP,or
SWIFT invitation letter.
Page 2 of 32
TWDB-0148
Rev 10/23
Financial Assistance Application Checklist
The following checklist is a full list of the documents that are necessary to process applications.Please work with TWDB staff
to identify which documents are required for your specific project.Incomplete applications will not be processed,until all
applicable information is provided.Clearly label all attachments with the corresponding document name and entity name.
Please visit http;//www.twdb.texas.gov/financial/instructions/index asp for any referenced Guidance and Forms.
Review
General In nn i
Project Map x 4
US Geological Map x 8
Multi-yea rPhased Commitment Schedule x 9
Security Document for Refinancing if applicable) NA 10
Other Funding Sources-Commitment Letters if applicable) NA 11
Consulting Contracts- Draft or Executed (Engineering,Financial Advisor,Bond Counsel x 15
- --- -
All A licants:
Resolution TWDB-0201A x 16.a
Application Affidavit TWDB-0201 x 16.b
Certificate of Secretary TWDB-02016 x 16.c
Resolution Ordinance authorizing the issuance of parity debt x 17
Certificate of Convenience and Necessity if applicable) x 18
Affidavit of No Objection NA 19
TCEQ Enforcement Actions NA 20
PUC Acknowledgement-Rate Increase if applicable) NA 24
Ownership Interests- Project Costs and Status x 25
Service Agreements if applicable) x 26
For Water Supply Corporations:
Articles of Incorporation NA 27
Certificate of Incorporation from the Texas Secretary of State NA 27
Certificate of Formation from Texas Secretary of State NA 27
By-laws and Amendments NA 27
Certificate of Account Status from the Texas Comptroller NA 27
Assumed Name filings if applicable) NA 27
Federal Tax Identification Number NA 27
En,gineeringlEn viron mental
Preliminary Engineering Feasibility Report PEFR NA 29.a
Engineering Feasibility Report(EFR)-Water TWDB-0555 or Wastewater TWDB-0556 x 29.b
Planning Information Form-Wastewater RD-253a or Water RD-253d x 32
Project Cost Estimate Budget TWDB-1201 x 33
Texas Pollution Discharge Elimination System Permit wastewater projects only) x 35
Property Water Rights & Permits - Surface Water (WRD-208A); Groundwater (WRD- x 36
2086
Site Certificate-Evidence of Land Ownership ED-101 x 38
Water Conservation Plan TWDB-1968 and TWDB-1965 x 39
Water Use Survey x 40
Water Loss Audit x 41
Environmental Determination NA 43
Social or Environmental Issues if applicable) NA 44
Clean Water or Drinking Water State Revolvin FundOnl
Page 3 of 32
TWDB-0148
Rev 10/23
Ent"Review TWDB stair RAL
Redd
Certification of Debarment, Suspension, and Other Responsibility Requirements (SRF- To be 47
404) provided
later
Assurances-Construction Programs EPA-424D NA 48
Lobbying Activities TWDB-0213 x 49
Affirmative Steps Certification and Goals TWDB-0215 x 50
Affirmative Steps Solicitation Report(TWDB-0216) To be 51
provided
later
Loan/Grant Participation Summary(TWDB-0373) To be 52
provided
later
Prime Contractor Affirmative Steps Certification and Goals (TWDB-0217) To be 53
provided
later
Davis-Bacon Wage Acknowledgement DB-0156 x 54
TCEQ DMA Certification if applicable) x 55
Water System Assessment if applicable) NA 56
Green Project Worksheets-CWSRF TWDB-0162 or DWSRF TWDB-0163 if applicable) x 57
List of Emerging Contaminants if applicable) NA 66
Lead Service Line Replace Invento if applicable) NA 62
Lead Service Line Replacement if applicable) NA 63
State Water Implementation nl
Draft Bond Ordinance NA 68
Private Placement Memorandum NA 68
Proforma reflecting current rates and charges if applicable) NA 68
Proforma reflecting inability to finance project in smaller phases NA 68
Schedule of Purchase of Board's Interest NA 68
Present Worth Analysis Explanation of Cost Effectiveness NA 68
Economically Distressed Areas Pro rams Onl
Resolution Ordinance- Mandatory Hookup Policy NA 69
Inadequacy Documentation NA 77
Financial Resources Documentation NA 77
Documentation of Established Residential Subdivision NA 776
8
Public Health Nuisance NA 71
Plats of First-Time Service NA 70
EDAP Planning Phase WRD-023A NA 71
Financial
Rate Schedule x 77
Bond Ratings x 888
8
Overlapping Debt and Tax Rate Table NA 90
Tax Assessed Values by Classification NA 91
Annual Audit&Management Letter x 94
Five Year Comparative Operating Statement x 95
Proforma Amortization Schedule x 96
Outstanding Debt Schedule x 97
Page 4 of 32
TWDB-0148
Rev 10/23
1 hereby approve and authorize the submission of this Financial Assistance Application to the Texas Water
Development Board. I certify that all information contained herein is true and correct to the best of my knowledge. 1
understand the failure to submit a complete Financial Assistance Application may result in the withdrawal of the form
without review.
Date: iZs
Signature of Entity's Authori ed Representative
Printed Name of Entity's Authorized Representative
Page 5 of 32
2019005420 DEED Total Pages: 4
1111 M4 NVL M Vi ZO � 1� ►���'� �� ��
CORRECTION SPECIAL WARRANTY DEED
i
Date: December 8, 2009.
Grantor: LOWER COLORADO RIVER AUTHORITY,
a Texas conservation and reclamation district
Grantor's Mailing Address (including county):
P.O. Box 220
Austin, Texas 78767-0220
Travis County
Grantees: CITY OF AUSTIN, Texas,
a home-rule municipality
CITY OF CEDAR PARK, Texas,
a home-rule municipality
CITY OF ROUND RO ,
C
a home-rule municipality
Grantees' Mailing Addresses (inc g unty):
City of Austin
P.O. Box 1088
Austin, Texa
Travis Goun O
City of,�
600 . ell Jd
Leda ark, exas 78613
ounty
Cl y_ #,Round Rock, Texas
21 E:'Main Street
'Round Rock, Texas 78664
,Williamson County
rdsration: TEN AND NO/100 DOLLARS and other good and valuable
nsicleration.
SPECIAL WARRANTY DEED - PAGE 1
2019005420 Page 2 of 4
Property (including any improvements): All of Grantor's fee simple interest in the
following property:
Lot 1, Block "A", 95.511 acres, Final Plat of Brushy Creek Regional;
Wastewater Treatment Plant, Instrument No. 2007067173 in the icia
Public Records of Williamson County, Texas.
That certain tract of 8.120 acres of land in Williamson Count , T ,
conveyed to Grantor from the City of Round Rock by Genua rranr Deed
filed as Instrument No. 1996054765 in the Official PubEvj 's'fy,
oris d
Williamson County, Texas, together with easement rigngress and
egress conveyed in Instrument No. 1996054765 as pracquired
pursuant to that certain instrument dated June 19, 1980,,Jrorr 'lutheran
Social Services of Texas, Inc., to City of Roun6doRotO �?ecorded in Volume
909, Page 823, Deed Records of Williamson gn ,�',, as.
That certain tract of 5,381 square feet off in mson County, Texas,
conveyed to Grantor from the City of Austi, 'by Sbecial Warranty Deed fled
as Instrument No. 2000072245 in the,Officiaf-otic Records of Williamson
County, Texas, together with the rig}'t 0 ing ss, egress and regress thereto
conveyed in Instrument No. 2922245 a�*Ioreviously acquired by Fern Bluff
Municipal Utility District in th>� u gMent-re0orded in Volume 1643, Page
415, Official Records, Willis son Co` 'ty, Texas.
That certain 0.53-acre tract of I illiamson County, Texas, conveyed to
Grantor from Oncor Electric Delive Company by Special Warranty Deed
filed as Instrument No. 2004021432 in the Official Public Records of
Williamson County,
Reservations From a ns to Conveyance and Warranty:
Easements, rights-j��ay prescriptive rights, whether of record or not(other than
those assign�d by1\ rant r to Grantees by that certain "Assignment of Easements"
executed2009); all presently recorded instruments, other than
convey a ect the property;taxes for the current year,the payment of which,
if any, a ssurrme.
Granto .,gonsideration, receipt of which is acknowledged, and subject to the
rese 'ition om and exceptions to conveyance and warranty, grants, sells, assigns
and c ri e o Grantees the property, together with all and singular the rights and
appuft
p1hartces thereto in any wise belonging, to have and hold it to Grantees,
mrant6eje- successors or assigns forever. Grantor binds Grantor and Grantor's
ncessors to warrant and forever defend all and singularthe Property to Grantees and
ra>?t6es'successors and assigns against every person whomsoever lawfully claiming
SPECIAL WARRANTY DEED - PAGE 2
2019005420 Page 3 of 4
or to claim the same or any part thereof, except as to the reservationsand
exceptions to conveyance and warranty, when the claim is by, through dt,, er
Grantor, but not otherwise.
When the context requires, singular nouns and pronouns include the p:jrrded
This instrument is made as a correction deed in substitution of the d ecial
Warranty Deed (the "Corrected Deed") dated December 8, 200 as
Instrument#2009089310 of the Official Public Records of William 5nty,Texas,to
correct the following incorrect information: one or more tracts-;Band intended to be
conveyed but inadvertantly omitted from the Corrected Deed, 'ave- been added hereto.
Other than the stated correction,this instrument is intended to i%tate in all respects the
Corrected Deed, and the effective date of this instrument r tes.gack to the effective
date of the Corrected Deed.
Lower Colorado River Authority
Steven Brown
Director, Real Estate Services
0 C OWLEDGMENT
STATE OF TEXA §
0 §
COUNTY §
This ins t na nowledged before me on� WV 2019
by Stevery n; Director of Real Estate Services of the Vower Colorado River
Autho ' conservation and reclamation district, on behalf of said Authority.
`0v"' BENJAMIN D HAYES
tary �rblic, State of Texas =''�'���` °=NororYPublic,star
:. e or taxes
Comm.Expires 02.27 2020
Nef()f ID 10452878
1AL WARRANTY DEED - PAGE 3
2019005420 Page 4 of 4
AFTER RECORDING RETURN TO:O FILED LED AND ED Lower Colorado River Authority
3700 Lake Austin Blvd OFFICIAL PUBLIC RECORDS 90 ` 420
Austin, Texas 78703 DEED Fee: $33
Attn: Ben Hayes 01/23/2019 10:15 Af7 RRICK
",h r.orr r
4vbh Nancy ter County Clerk
W1 iamso 1. untY. Texas
0
00
0
0
IAL WARRANW DEED - PAGE 4
I WCAD
Property Owner Property Address Tax Year 2026 Market Value
R488849 CITY OF AUSTIN, 3939E PALM 2026- N/A
CEDAR PARK& VALLEY BLVD,
ROUND ROCK ROUND ROCK,TX
78665
Page: Property Details ..
2026 GENERAL INFORMATION 2026 VALUE INFORMATION
Property Status Active MARKET VALUE
Property Type CA Improvement Homesite Value N
Legal S9455-BRUSHY CREEK REGIONAL WASTEWATER TREATMENT Improvement Non-Homesite Value N
Description PLANT,BLOCK A,Lot 1,ACRES 94.53 Total Improvement Market Value N
Neighborhood R20CU-Rr East Utilities
Account R-16-3464-000A-0001 Land Homesite Value N
Related R594970.P499744 Land Non-Homesite Value N
Properties
Land Agricultural Market Value N
Map Number 3-5143,3-5132
Land Timber Market Value N
Effective Acres 0.000000
Total Land Market Value N
2026 OWNER INFORMATION
Owner Name CITY OF AUSTIN,CEDAR PARK&ROUND ROCK Total Market Value N
Owner ID ASSESSED VALUE
Exemptions Exempt Property(Active 1/1/2010) Total Improvement Market Value N
Percent Ownership 100% Land Homesite Value N
Mailing Address PO BOX 1088 AUSTIN,TX 78767-1088 Land Non-Homesite Value N
Agent - Agricultural Use N
Timber Use N
Total Appraised Value N
Homestead Cap Loss A N
Circuit Breaker Limit Cap Loss A
Total Assessed Value N
2026 ENTITIES& EXEMPTIONS
Special Exemptions EX-Exempt Property
TAXING ENTITY EXEMPTIONS EXEMPTIONS TAXABLE VALUE TAX RATE PER 100
AMOUNT
CAD-Williamson CAD N/A N/A N/A
L CRR.. of Round N/A N/A N/A
X15
L GWI-Williamson CO N/A N/A N/A
L J01-Aus Comm Coll N/A N/A N/A
L RFM-Wmsn CO N/A N/A N/A
FM/RD
SRR-Round Rock ISD N/A N/A N/A
L W09-URReL-BLu5bY N/A N/A N/A
Creek WCID
2026 IMPROVEMENTS Expand/Collapse
Improvement#1 State Code Homesite Total Main Area(Exterior Measured) Market Value
XV-Other Exemptions No - N/A
RECORD TYPE YEAR BUILT SQ.FT VALUE ADDT INFO
1 Main Area 1976 N/A v Details
2 Main Area 2007 N/A v,Details
3 Water Tank 2011 N/A =✓Details
4 Out Bldg 2011 N/A w Details
2026 LAND SEGMENTS
LAND
SEGMENT STATE CODE HOMESITE MARKET AG USE TIM USE LAND SIZE
TYPE VALUE
1-Commercial XV-Other No N/A N/A N/A 69.768000
Exemptions acres
2-Commercial XV-Other No N/A N/A N/A 24.762000
Exemptions acres
TOTALS 4,117,727 Sq.ft
/94.530000
acres
VALUE HISTORY
HS CBL
YEAR IMPROVEMENT LAND MARKET M AG TIM TIM APPRAISED CAP CAP ASSESSE
MARKET USE MARKET USE LOSS LOSS
2025 $21,260,000 $28,359 $21,288,359 $0 $0 $0 $0 $21,288,359 $0 $0 $21,288,3
2024 $21,260,000 $28,359 $21,288,359 $0 $0 $0 $0 $21,288,359 $0 $0 $21,288,3
2023 $21,260,000 $28,359 $21,288,359 $0 $0 $0 $0 $21,288,359 $0 $0 $21,288,3
2022 $21,260,000 $28,359 $21,288,359 $0 $0 $0 $0 $21,288,359 $0 $0 $21,288,3
2021 $21,260,000 $28,359 $21,288,359 $0 $0 $0 $0 $21,288,359 $0 $0 $21,288,3
SALES HISTORY
DEED DATE SELLER BUYER INSTR# VOLUME/PAGE
12/8/2009 LCRA CITY OF AUSTIN, 2019005420
CEDAR PARK&ROUND
ROCK