R-00-04-13-10C3 - 4/13/2000THE STATE OF TEXAS
CITY OF ROUND ROCK 1
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RESOLUTION DIRECTING THE PUBLICATION
OF NOTICE OF INTENTION TO ISSUE
CITY OF ROUND ROCK, TEXAS COMBINATION TAX
AND. REVENUE CERTIFICATES OF OBLIGATION,
SERIES 2000; APPROVING A PRELIMINARY OFFICIAL STATEMENT;
AUTHORIZING DISTRIBUTION OF SUCH PRELIMINARY
OFFICIAL STATEMENT AND OTHER MATTERS RELATED THERETO
WHEREAS, the City Council (the "Council ") of the City of Round Rock, Texas (the "City")
finds that the payment in whole or in part of contractual obligations incurred or to be incurred for
public improvements within the City to wit: (1) constructing, improving and equipping of one or
more municipal office buildings including the purchase of any necessary sites, (2) constructing
street, drainage and sidewalk improvements within the City including the purchase of any necessary
right -of -way and other related costs, (3) constructing, improving, renovating and equipping City
parks including the purchase of any necessary sites, (4) improving and equipping fire department
facilities, (5) acquisition of right -of -way for State Highway 45, and (6) the payment of professional
services in connection therewith including legal, fiscal, and engineering fees and the costs of
issuance in connection with the Certificates described below (the "Contractual Obligations ") would
be beneficial to the inhabitants of the City and are needed to perform essential City functions; and
WHEREAS, the Council has deemed it advisable to give notice of intention to issue
certificates of obligation in a maximum principal amount not `to exceed $ 27,030,000 (the
"Certificates ") pursuant to the provisions of the Certificate of Obligation Act of 1971, Section
271.041 et seq., Local Government Code (the "Act ") for the purpose of financing the Contractual
Obligations; and
WHEREAS, prior to the issuance of the Certificates, the City is required under the Act to .
publish notice of its intention to issue the Certificates once a week for two consecutive weeks in a
newspaper of general circulation in the City with the first publication to be at least 14 days before
the date tentatively set for passage of the Ordinance authorizing the Certificates, the notice stating:
(i) the time and place tentatively set for the passage of the ordinance authorizing the issuance of the
Certificates, (ii) the maximum amount and purpose of the Certificates to be authorized, and (iii) the
manner in which the Certificates will be paid; and
WHEREAS, a substantially final draft of the Preliminary Official Statement in connection
with the issuance of the Certificates has been presented to the Council; and
WHEREAS, the meeting at which this Resolution is adopted was open to the public and
public notice of the time, place and purpose of the meeting was given, all as required by Chapter
551, Texas Government Code, as amended.
THEREFORE, BE IT RESOLVED BY THE CITY COUNCIL OF THE CITY OF
RROWLVIPPR NOTICE PM
ROUND ROCK, TEXAS:
1. Attached hereto as Fxhihit "A" is a form of the Notice of Intention to issue the
Certificates, the form and substance of which is hereby adopted and approved.
2. The City Secretary or other authorized representatives of the City, shall cause the notice
to be published in substantially the form attached hereto, in a newspaper of general circulation in the
City, once a week on the same day in each of two consecutive weeks, the date of the first publication
to be at least 14 days prior to the time set for the ordinance authorizing issuance of the Certificates
as shown in the notice.
3. The City hereby approves the Preliminary Official Statement substantially in the form
attached hereto as Bxhibit "B" with such changes, additions or deletions as directed by the City. The
City's Financial Advisor is hereby authorized to distribute the Preliminary Official Statement to
potential purchasers and to do all things necessary to market the Certificates including making
application to the various rating agencies and bond insurance companies.
4. This Resolution shall become effective immediately upon adoption. The Mayor and City
Secretary are hereby authorized and directed to execute the certificate to which this Resolution is
attached on behalf of the City and to do any and all things proper and necessary to carry out the
intent of this Resolution.
MOP-TOSCOCt w"ctRES
2
EXHIBIT "A"
NOTICE OF INTENTION TO ISSUE
CERTIFICATES OF OBLIGATION
NOTICE IS HEREBY GIVEN that it is the intention of the City Council of the City of
Round Rock, Texas, to issue interest bearing certificates of obligation of the City entitled "City of
Round Rock, Texas Combination Tax and Revenue Certificates of Obligation, Series 2000," for the
purpose of paying contractual obligations incurred or to be incurred by the City for public
improvements within the City to wit: (1) constructing, improving and equipping of one or more
municipal office buildings including the purchase of any necessary sites, (2) constructing street,
drainage and sidewalk improvements within the City including the purchase of any necessary right-
of-way and other related costs, (3) constructing, improving, renovating and equipping City parks
including the purchase of any necessary sites, (4) improving and equipping fire department facilities,
(5) acquisition of right -of -way for State Highway 45, and (6) the payment of professional services
in connection therewith including legal, fiscal, and engineering fees and the costs of issuance in
connection with the Certificates. The City Council tentatively proposes to authorize the issuance
of such Certificates of Obligation at its regular meeting place in the City Hall, 221 E. Main Street,
Round Rock, Texas 78664, at a meeting to commence at 7:00 p.m., on the 1 lth day of May, 2000.
The maximum amount of Certificates of Obligation that may be authorized for such purpose is
$ 27,030,000 . The City Council presently proposes to provide for the payment of such
Certificates of Obligation from the levy of ad valorem taxes and from a limited pledge of surplus
revenues derived from the operation of the City's combined waterworks and sewer system.
CITY OF ROUND ROCK, TEXAS
is/ Robert Stulka
Mayor
PR
EXHIBIT "B"
Preliminary Official Statement
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DATE: April 7, 2000
SUBJECT: City Council Meeting — April 13, 2000
ITEM: 10.C.3. Consider a resolution authorizing the publication of a notice of
intention to issue City of Round Rock, Texas Combination Tax and
Revenue Certificates of Obligation, Series 2000; approving a
Preliminary Official Statement; authorizing distribution of such
Preliminary Official Statement and other matters related thereto.
Staff Resource Person: David Kautz, Finance Director.