R-00-11-21-10C2 - 11/21/2000RESOLUTION NO. R- 00 -11 -21 -1002
WHEREAS, Commission Minute Order 107420 authorizes the Texas
Department of Transportation ( "TxDOT ") to undertake and complete
highway improvements generally described as the installation of a
box culvert, and
WHEREAS, TxDOT requires the City to participate in said
improvements by funding a portion of the improvements, and
WHEREAS, TxDOT has submitted an Advance Funding Agreement
for Standard Highway Improvement Projects (On- System) ( "Funding
Agreement ") for the construction required to install a box culvert
in the vicinity of RM 620 and the Round Rock Hospital, and
WHEREAS, the City wishes to enter into said Funding
Agreement, Now Therefore
BE IT RESOLVED BY THE COUNCIL OF THE CITY OF ROUND ROCK,
TEXAS,
That the Mayor is hereby authorized and directed to execute on
behalf of the City an Advance Funding Agreement for Standard
Highway Improvement Projects (On- System) with TxDOT for the
construction required to install a box culvert in the vicinity of
RM 620 and the Round Rock Hospital, a copy of said agreement
attached hereto and incorporated herein for all purposes.
The City Council hereby finds and declares that written notice
of the date, hour, place and subject of the meeting at which this
R:\ WPOOCS \RESOLUTI \R01121C2.WPO /ec
Resolution was adopted was posted and that such meeting was open to
the public as required by law at all times during which this
Resolution and the subject matter hereof were discussed, considered
and formally acted upon, all as required by the Open Meetings Act,
Chapter 551, Texas Government Code, as amended, and the Act.
RESOLVED this
ATTEST:
Wr(.S
JO LAND, City Secretary
21st day of November, 2000.
2
A. STLUKA, '• , Mayor
City of Round Rock, Texas
ADVANCE FUNDING AGREEMENT FOR STANDARD
HIGHWAY IMPROVEMENT PROJECTS (ON- SYSTEM)
THE STATE OF TEXAS §
THE COUNTY OF TRAVIS §
COUNTY :Williamson
CSJ :0683 -01 -060
HIGHWAY :RM 620
LIMITS: At the Round Rock Hospital
THIS AGREEMENT IS MADE BY AND BETWEEN the State of Texas, acting through the
Texas Department of Transportation, hereinafter called the State, and the City of Round Rock,
acting by and through its duly authorized officials, hereinafter called the Outside Entity.
WITNESSETH
WHEREAS, Transportation Code 201 et. seq. and Transportation Code 221 authorize the State
to lay out, construct, maintain, and operate a system of streets, roads, and highways that comprise
the State Highway System; and,
WHEREAS, Commission Minute Order Number 107420 authorizes the State to undertake and
complete a project generally described as the installation of a box culvert; and,
WHEREAS, the Outside Entity has requested that the State allow the Outside Entity to
participate in said improvements by funding the construction required to install a box culvert in
the vicinity of RM 620 and the Round Rock Hospital; hereinafter called the Project; and
WHEREAS, the Outside Entity has approved entering into this agreement by Resolution or
Ordinance dated 1) .1/-00 , copy attached hereto.
WHEREAS, the State has determined that such participation is in the best interest of the citizens
of the State; and,
NOW THEREFORE, in consideration of the premises and of the mutual covenants and
agreements of the parties hereto, to be by them respectively kept and performed as hereinafter set
forth, the State and the Outside Entity agree as follows:
1
ARTICLE 1. TIME PERIOD COVERED
COUNTY :Williamson
CSJ :0683 -01 -060
HIGHWAY :RM 620
LIMITS: At the Round Rock Hospital
AGREEMENT
This Agreement becomes effective when signed by the last party whose signature makes the
agreement fully executed. Said agreement shall be in full force and effect until the Project
described herein has been completed and accepted by all parties or until terminated as hereinafter
provided.
ARTICLE 2. PROJECT FUNDING
The State will authorize performance of only those Project items of work which the Outside
Entity agreed to pay for as described in Payment Provision and Work Responsibilities,
Attachment A, which is attached to and made a part of this contract. In addition to identifying
those items of work, Attachment A Payment Provision and Work Responsibilities also stipulates,
if applicable, those items of work that are the responsibility of the Outside Entity, and will be
carried out and completed by the Outside Entity, at no cost to the State.
ARTICLE 3. TERMINATION
Without prejudice to any other legal or equitable right or remedy that either party would
otherwise possess hereunder or as a matter of law, each non - defaulting party, upon giving the
defaulting party five (5) days prior to written notice, shall be entitled to terminate this Agreement
in its entirety at any time for the following:
• If a party shall fail to remedy any default within ten (10) days after written notice thereof
from the non - defaulting party; or
• If either party commits a material default under any of the terms, provisions, conditions, or
covenants contained in this Agreement.
This Agreement may also be terminated by any of the following methods:
• Upon mutual written agreement and consent of both parties;
• By the State, upon thirty (30) days written notice to the Outside Entity, if the State determines
that completion of the Project is not in the best interest of the State; or
• By the Outside Entity, upon thirty (30) days written notice to the State, if the Outside Entity
determines that completion of the project is not in the best interest of the Outside Entity.
If this Agreement is terminated in accordance with the provisions set forth, the Outside Entity
will be responsible for all indirect and direct costs incurred by the State.
2
ARTICLE 4. RIGHT OF ACCESS
COUNTY :Williamson
CSJ :0683 -01 -060
HIGHWAY :RM 620
LIMITS: At the Round Rock Hospital
If the Outside Entity is the owner of any part of the Project site, the Outside Entity shall permit
the State or its authorized representative access to the site to perform any activities required to
execute the work described in the Agreement. The Outside Entity will provide for all necessary
right -of -way and utility adjustments needed for performance of the work regardless of ownership
of the right -of -way or utility facility.
ARTICLE 5. RESPONSIBILITIES OF THE PARTIES
The Outside Entity acknowledges that while it is not an agent, servant, nor employee of the State,
it is responsible for its own acts and deeds and for those of its agents or employees during the
performance of the work on the Project. Additionally, the State acknowledges that while it is not
an agent, servant, nor employee of the Outside Entity, it is responsible for its own acts and deeds
and for those of its agents or employees during the performance of the work on the project.
ARTICLE 6. SOLE AGREEMENT
In the event the terms of this Agreement are in conflict with the provisions of any other existing
agreements between the Outside Entity and the State, the provisions of the most recently
executed agreement shall take precedence over the conflicting provisions contained in the other
agreements, between the Outside Entity and the State.
ARTICLE 7. SUCCESSORS AND ASSIGNS
This Agreement shall inure to the benefit of and be binding upon the parties and their respective
successors, executors, assigns, and administrators.
ARTICLE 8. AMENDMENTS
By mutual written consent of the parties, the scope of work and payment provisions of this
Agreement may be amended prior to the expiration of this contract. No amendment to this
Agreement shall be effective and binding until it is reduced to writing and signed by duly
authorized representatives of both parties.
ARTICLE 9. INTEREST
The State will not pay interest on funds provided by the Outside Entity. Funds provided by the
Outside Entity will be deposited into, and retained in, the State Treasury.
3
ARTICLE 10. INSPECTION AND CONDUCT OF WORK
Unless otherwise specifically stated in Attachment A, Payment Provision and Work
Responsibilities, to this agreement, the State will supervise and inspect all work performed
hereunder and provide such engineering inspection and testing services as may be required to
ensure that the construction is accomplished in accordance with the approved plans and
specifications. All correspondence and instructions to the contractor performing the work will be
the sole responsibility of the State. Unless otherwise specifically stated in Attachment A to this
Agreement, all work will be performed in accordance with the "Standard Specifications for
Construction and Maintenance of Highways, Streets, and Bridges" adopted by the State and
incorporated herein by reference, or special specifications approved by the State.
ARTICLE 11. INCREASED COSTS
In the event it is determined that the funding provided by the Outside Entity will be insufficient
to cover the State's cost for performance of the work, the Outside Entity will pay to the State the
additional funds necessary to cover the anticipated additional cost. The State shall send the
Outside Entity a written notification stating the amount of additional funding needed, stating the
reasons. The Outside Entity shall pay the funds to the State within 30 days of the written
notification unless otherwise agreed to by all parties to this agreement. If the Outside Entity
cannot pay the additional funds, this contract shall be mutually terminated in accordance with
Article 3 — Termination. If this is fixed price agreement as specified in Attachment A, Payment
Provision and Work Responsibilities, this provision shall only apply in the event changed site
conditions are discovered or as mutually agreed upon by the State and the Outside entity.
ARTICLE 12. MAINTENANCE
Upon completion of the Project, the State will assume responsibility for the maintenance of the
completed Project unless otherwise specified in Attachment A to this agreement.
ARTICLE 13. APPLICABLE LAWS AND REGULATIONS
COUNTY :Williamson
CSJ :0683 -01 -060
HIGHWAY :RM 620
LIMITS: At the Round Rock Hospital
All applicable laws and regulations will be adhered to by the State and the Outside Entity, in the
development and construction of the Project.
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ARTICLE 14. SIGNATORY WARRANTY
The signatories to this Agreement warrant that each has the authority to enter into this on behalf
of the party they represent.
ARTICLE 15. PERFORMANCE
Performance and all matters related thereto shall be in Williamson County, Texas, United States
of America.
IN WITNESS WHEREOF, THE STATE AND THE OUTSIDE ENTITY have executed
duplicate counterparts to effectuate this Agreement, each of which shall be deemed an original
for all purposes.
THE STATE OF TEXAS
Executed for the Executive Director and approved for the Texas Transportation Commission for
the purpose and effect of activating and/or carrying out the orders, established policies or work
programs heretofore approved and authorized by the Texas Transportation Commission.
By
William C. Garbade, P.E.
Austin District Engineer
THE OUTSIDE ENTITY
Round i.' ock
COUNTY :Williamson
CSJ :0683 -01 -060
HIGHWAY :RM 620
LIMITS: At the Round Rock Hospital
0 4> :rt. /-ark _� Date )2
Typed or Printed Name and Title ASE/2T / • c_57 3'. mI yOR,
Attes
Title: I C i ry 66Oi26TARy
For the purpose of this Agreement, the address of record for each party shall be as shown on the
following page.
5
For the Outside Entity:
Mr. Thomas E. Word, Jr., P.E.
City of Round Rock
2008 Enterprise Drive
Round Rock, Texas 78664
For the Texas Department of Transportation:
Mr. William C. Garbade, P.E.
Texas Department of Transportation
Austin District
P. O. Drawer 15426
Austin, Texas 78761 -5426
COUNTY :Williamson
CSJ :0683 -01 -060
HIGHWAY :RM 620
LIMITS: At the Round Rock Hospital
6
COUNTY :Williamson
CSJ :0683 -01 -060
HIGHWAY :RM 620
LIMITS: At the Round Rock Hospital
ATTACHMENT A
Payment Provision
and
Work Responsibilities
1. Project Descripion
Design and Construction of a Box Culvert across RM 620 at the Round Rock Hospital.
2. Right of Way
If right of way is required, the Outside Entity shall prepare right of way maps, property
descriptions and other data as needed to properly describe the right of way for the Project.
All applicable Federal and State laws, governing the acquisition policies for acquiring
real property, will be used. The right of way maps and property descriptions shall be
submitted to the State for approval. Tracings of the maps shall be retained by the Outside
Entity for its permanent records.
3. Utility Adjustments/Relocations
If the proposed construction requires the adjustment, removal or relocation of such utility
facilities, the Outside Entity and/or its consultant will establish the necessary utility work
and notify the appropriate utility company to design and schedule their adjustments. The
Outside Entity shall be responsible for all costs associated with the adjustment not
assumed by the utility company. Removal or relocation of such utility facilities shall be in
accordance with applicable State law, regulations, policies and procedures. In the event
additional utilities are required to be adjusted, removed or relocated during the
construction of the Project, the Outside Entity will be responsible for all costs associated
with the additional utility work within its jurisdiction.
4. Environmental Mitigation
A. The Outside Entity shall prepare the appropriate environmental documentation
and secure environmental clearance for the Project. Coordination of the
documentation will be through Mr. Mike Walker, Environmental Coordinator,
TxDOT, 512/832 -7168.
COUNTY .Williamson
CSJ :0683 -01 -060
HIGHWAY :RM 620
LIMITS: At the Round Rock Hospital
B. To the extent required to complete the Project, the Outside Entity will be
responsible for the mitigation and remediation of any environmental problems
associated with the development of the Project.
C. All costs associated with the remediation of the environmental problems caused
by the negligence or willful conduct of the Outside Entity and/or the property
owners shall be the responsibility of the Outside Entity and/or property owners
and not the State of Texas.
5. Engineering Services
A. The Outside Entity shall prepare or cause to be prepared the engineering plans,
specifications, and estimates (P.S. &E.) necessary for the development of the
Project. The P.S. &E. shall be prepared in accordance with all applicable
guidelines, deemed necessary by the State.
B. The Engineering plans shall be developed in accordance with the Highway Design
Division Operations and Procedures Manual, the 1993 Standard Specifications for
Construction and Maintenance of Highways, Streets, and Bridges and the Texas
Accessibility Standards, if applicable.
C. The Outside Entity shall submit the completed P.S. &E. to the State for review and
approval, three (3) months prior to the anticipated bid opening date. Should the
State determine that revisions are required to the documents, the Outside Entity
shall make the necessary revisions, prior to the State's bid opening date.
6. Construction Responsibilities
A. After approval of the P.S. &E., the State shall advertise for construction bids, issue
bid proposals, receive and tabulate bids and award/reject a contract for
construction of the Project
B. The State shall supervise and inspect all work performed by the construction
contractor and will provide such engineering, inspection and testing services as
may be required to ensure that the construction of the Project is accomplished in
accordance with the approved P.S. &E.
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Funding Breakdown:
Bid Items
Construction Engineering (11 %)
Estimated TxDOT Review Costs
Estimated TxDOT Bid Opening Costs
Estimated Project Total
Payment Provisions
COUNTY :Williamson
CSJ :0683 -01 -060
HIGHWAY :RM 620
LIMITS: At the Round Rock Hospital
The Outside Entity shall provide the plans, specifications and estimates required to construct a
box culvert across RM 620 at the Round Rock Hospital. The Project costs will be based on an
actual cost agreement estimated at $338,000.00. This amount includes construction engineering,
TxDOT design review and bid letting costs for the Project.
A check or warrant in the amount of $3,000.00 will be required from the Outside Entity prior to
TxDOT participation in the Project. This amount will be applied towards TxDOT design review
and coordination of the Project. The remaining balance of the Project will be requested ninety
(90) days prior to bid letting and will be due within thirty (30) days from notification.
A final audit will be conducted by the State after the Project has been completed. Any additional
costs required to complete the project will be requested at that time with payment being due thirty
(30) days from notification. All additional costs due to the Outside Entity will be promptly
returned.
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$300,000.00
33,000.00
3,000.00
2,000.00
$338,000.00
RM 620-Box Culvert
d
S:\Umphics\Council AgendaWagineerinel 042-00 \RM 620-Box Culvert
DATE: November 15, 2000
SUBJECT: City Council Meeting — November 21, 2000
ITEM: 10.C.2. Consider a resolution authorizing the Mayor to execute an
Advance Funding Agreement for Standard Highway
Improvement Projects (On- System) with the Texas Department of
Transportation for the construction required to install a box
culvert in the vicinity of RM 620 and the Round Rock Hospital.
The total agreement amount will be based on actual Project costs,
which are estimated at $338,000.00.
Resource: Jim Nuse, Public Works Director
Don Rundell
History: In December 1999 the City of Round Rock entered into several Cost
Participation Agreements with the upstream property owners. These
agreements require the property owners to pay $4,800.00 per acre to participate
in the project and their regional detention share to waive on -site detention.
Public Comment: N/A
Sponsor: N/A
TxDot will handle the Bidding and Construction Management Phases of the
project, per this Agreement currently under consideration.
Funding:
Cost: Estimated at $338,000.00
Total Budget is $567,000.00
Source of funds: Regional Detention, and December 1999 Cost Participation
Agreements
Outside Resources: TxDOT
Impact: This improvement will allow a 100 -year storm event to flow under R.M. 620
Benefit: This improvement will prevent flooding of the upstream properties, north of
R.M. 620 and R.M. 620, during a large storm event.
Texas Department of Transportation
CSJ: 0683 -01 -060
County: Williamson
Highway: RM 620
Limits: At Round Rock Hospital
Mr. Thomas E. Word, Jr., P.E.
City Traffic Engineer
2008 Enterprise Drive
Round Rock, Texas 78664
Dear Mr. Word:
P.O. DRAWER 15426 • AUSTIN, TEXAS 78761 - 5426 • (512) 832 - 7000
December 15, 2000
Enclosed for your files, is an executed original counterpart of an agreement for the above
referenced project. The remaining balance of the project funding will be due thirty days prior to
bid advertisement.
If you have any questions, please feel free to contact me at 832 -7154.
Enclosure
xc: Gerald Pohlmeyer, Georgetown Area Office
Danny Stabeno
Chris Hatla
An Equal Opportunity Employer
Sincerely,
Patsy K. Warren
Engineering Speci alist