R-01-02-22-10B1 - 2/22/2001RESOLUTION NO. R- O1- 02- 22 -10B1
WHEREAS, the Texas Historical Commission has grant funds
available from the U.S. Department of the Interior, National Park
Service, through the Certified Local Government program, and
WHEREAS, the City Council wishes to make application for grant
funds to provide financial assistance for the continued development of
Round Rock's historic districts, Now Therefore
BE IT RESOLVED BY THE COUNCIL OF THE CITY OF ROUND ROCK, TEXAS,
That the Mayor is hereby authorized and directed to execute on
behalf of the City a Grant Contract with the Texas Historical
Commission for the above - described grant, a copy of said Grant Contract
attached hereto and incorporated herein.
The City Council hereby finds and declares that written notice of
the date, hour, place and subject of the meeting at which this
Resolution was adopted was posted and that such meeting was open to the
public as required by law at all times during which this Resolution and
the subject matter hereof were discussed, considered and formally acted
upon, all as required by the Open Meetings Act, Chapter 551, Texas
Government Code, as amended, and the Act.
RESOLVED this 22nd day of Febr , 2001.
AT ST: City of Round Rock, Texas
41 60. A I L_
LAND, City Secretary
K:\ WPDOCS \RESOLUTI \R]022231.WPD /ec
RO
A. STLUKA, J
TEXAS
HISTORICAL
COMMISSION
The State Agency for Historic Preservation
January 5, 2001
Amelia Sondgeroth
221 E. Main Street
Round Rock, TX 78664
Dear Ms. Sondgeroth:
The Texas Historical Commission is pleased to announce the allocation of a $3,000.00 grant to the City
of Round Rock in conjunction with your participation in the 1999 Certified Local Government program
(see attached list of approved projects.) The U.S. Department of the Interior, National Park Service,
provided funding for this grant under the provisions of the National Historic Preservation Act of 1966.
The National Park Service recently approved your Project Proposal. To remain eligible for this grant
allocation, it is necessary for the project coordinator and the project professional, if applicable, to
participate in a grant orientation session. Designed to familiarize them with the granting process, this
session will provide an opportunity to discuss your project with the Commission staff members
responsible for its coordination. Please note that no work should begin prior to your grant orientation
session and finalization of a written contract (copy under separate cover) between you and the Texas
Historical Commission.
Failure to participate in this orientation session and to submit a signed contract before commencement of
work on this project will be cause for this grant allocation to revert to the Texas Historical Commission
for reallocation to another project. Upon receipt of this letter, please contact en a 3- .6 co,
6046 to arrange the necessary grant orientation session. We look forward to working with you in this 7(.,z-vv
most worthwhile preservation endeavor. J rl , / _
F. Lawerence Oaks
Executive Director
cc: Mayor Robert Stluka
Honorable Jeff Wentworth
Honorable Lamar Smith
GEORGE W. BUSH, GOVERNOR
JOHN L. NAU, III, CHAIRMAN
F. LAWERENCE OAKS, EXECUTIVE DIRECTOR
P.O. BOX 12276 • AUSTIN. TX 78711 -2276 • 512/463 -6100 • FAX 512/475 -4872 • TDD 1- 800/735 -2989
unuw. thcstate. tx.us
aPT °� TEXAS
F k HISTORICAL
COMMISSION
The State Agency for Historic Preservation
I. PARTIES
II. PURPOSE
III. SERVICES TO BE PROVIDED
IV. AMOUNT OF THE CONTRACT
GRANT CONTRACT
GEORGE W. BUSH, GOVERNOR
JOHN L. NATI, HI, CHAIRMAN
F. LAWFRENCE OAKS, EXECUTIVE DIRECTOR
The parties to this contract are the Texas Historical Commission, an agency of the State of Texas,
hereinafter referred to as Commission; and the City of Round Rock hereinafter referred to as
Contractor.
This contract is entered into pursuant to a grant made to the Commission for Fiscal Year 1999, by
the U.S. Department of the Interior, National Park Service, under the provisions of the National
Historic Preservation Act of 1966, P.L. 89 -665 (16 U.S.C. Sec. 470 f). This grant is made for the
purpose of funding a project or projects to be undertaken by the Contractor as a participant in the
Certified Local Government program.
The following services are to be provided within the contract period on a schedule to be agreed
upon by the parties to this contract. However, the services designated with specific deadlines must
comply with those deadlines.
The Contractor shall undertake and complete the project and/or projects as set out in the
Approved Project Notification (with detailed budget) and attached Environmental Certification
(Attachment A). Products developed under this agreement must conform to the expectations of
the Commission and the Project Proposal, as stipulated in Attachment B.
Project personnel employed by the Contractor shall meet the Standards for Professional
Qualifications as outlined in 36 CFR 61 (Attachment C), and be employed by competitive
procurement. Regulations of the U.S. Department of the Interior strictly prohibit unlawful
discrimination in federally- assisted programs on the basis of race, color, and/or national origin.
Therefore the Contractor must sign DI Form 1350 (Attachment D) and return signed form to the
Commission with this contract. In all cases the person(s) employed by the Contractor to complete
the work specified in this contract must meet with the approval of the Commission. The
professional staff hired must also attend an orientation session with the Commission's National
Register staff prior to commencing work.
The total amount of this contract shall not exceed $3,000.00. The Commission shall reimburse the
Contractor exclusively from U.S. Department of the Interior grant -in -aid funds for historic
preservation (Certified Local Government), and this contract is subject to the availability of those
funds.
P.O- BOX 12276 • AUSTIN, TX 78711 -2276 • 512/463 -6100 • FAX 512/475 -4872 • '1'DD 1- 800/735-2989
www.thcstate.tx.us
V. DOCUMENTATION AND PAYMENT
Contractor will provide invoices to the Commission as costs are incurred and work is completed,
but not more frequently than monthly. Upon the receipt and approval of invoices from the
Contractor, the Commission shall authorize payments to the Contractor up to the total grant sum
as specified in the Grant Award letter (Attachment E). Such payments shall be made as requested
for services actually rendered, or if mutually agreed, in one lump sum upon completion and
approval of all the requirements set forth in this agreement. It is further agreed that a sum not to
exceed 25% of the total granted sum will be retained by the Commission until all stipulated
materials and properly documented reimbursement requests are submitted by the Contractor.
VI. PERIOD
This contract shall commence on January 15, 2001 and shall terminate on February 28, 2001. It
is further agreed that all materials stipulated in Attachment A and B and all reimbursement
requests shall be submitted to the Commission by March 30, 2001.
VII. INDEPENDENT CONTRACTOR
The contractor is a Texas Municipal Corporation. It is not an agency of the State of Texas. It is
expressly understood and agreed that any subcontractor is an independent contractor and not an
employee of the Texas Historical Commission. The contractor or any subcontractor shall not be
considered the agent, the servant, or the employee of the Commission for any purpose
whatsoever.
VIII. OWNERSHIP OF PRODUCTS OF THIS CONTRACT
All material, concepts and products produced, developed or conceived by the Contractor during
or arising out of the contract shall remain the property of the Commission. The Contractor shall
have an unrestricted right to use any or all materials so produced, developed, or conceived at no
additional cost; in addition, 3 copies of all publications and videos are to be supplied to the
Commission before final reimbursement is made. All materials published, printed, or used for
public distribution funded in whole or in part by the this grant shall note the following on the
materials:
This project was funded in part through a Certified Local Government Grant from the
National Park Service, U.S. Department of the Interior, as administered by the Texas Historical
Commission.
The contents and opinions, however, do not necessarily reflect the views and policies of
the Department of the Interior, nor does the mention of trade names or commercial products
constitute endorsement or recommendation by the Department of the Interior.
2
This program receives Federal funds from the National Park Service. Regulations of the
U.S. Department of the Interior strictly prohibit unlawful discrimination in departmental
Federally Assisted Programs on the basis of race, color, national origin, age or handicap. Any
person who believes he or she has been discriminated against in any program, activity, or
facility operated by a recipient of Federal assistance should write to: Director, Equal
Opportunity Program, U.S. Department of the Interior, National Park Service, P.O. Box 37127,
Washington, D.C. 20013 -7127.
IX. TERMINATION
Either party to this contract may terminate by giving seven days written notice to the other party.
In the event notice of termination is given, all work by contractor shall cease and no amount shall
be paid by Commission for work performed following receipt of notice of termination by
Contractor. Contractor shall be paid for all work performed prior to the notice of termination in
accordance with the terms of the contract. Final invoices shall be submitted to Commission not
later than 30 days following the date of termination of this contract.
X. APPLICABLE LAWS
This contract shall be governed by and construed in accordance with the laws of the State of
Texas and the rules and policies of the Commission.
XI. AUDIT
The Commission may audit the Contractor's records to verify the costs or expenses incurred in
the performance of this contract or may, at its option, require an audit of the Contractor's records
by an independent accounting firm, at Contractor's expense, or by Federal auditors to verify costs
or expenses incurred in the performance of the contract. The Contractor shall keep accurate
financial records available for audit three years from Project End Date. In addition to the terms
detailed in this Agreement, all federal requirements governing grants (Office of Management and
Budget Circulars A -87 or A -122, A -102 or A -110, A -133, and A -128) are applicable.
XII. ATTACHMENTS
The following documents are included in and shall be a part of this contract for all purposes:
Attachment A: Approved Project Notification and attached Environmental Certification
Attachment B: Expected Products
Attachment C: Standards for Professional Qualifications
Attachment D: DI form 1350
3
This contract is the entire agreement between the parties. Any changes, deletions, extensions, or
amendments to this contract shall be in writing and signed by both parties to the contract. Any
other attempted changes, including oral modifications, written notices that have not been signed
by both parties, or other modifications of any type, shall be invalid. In some cases, adjustment of
the contractual requirements may be necessary pursuant to recommendations by the National
Register Department, Texas Historical Commission, with the approval of the U.S. Department of
the Interior,
The terms of this contract are accepted by the parties to the contract. Persons signing are
expressly authorized to obligate the parties to the terms of this contract.
Texas Historical Commission
Signature
Pcee er R. c512 -ueA
Typed Name and Title Typed Name and Title
F. Lawerence Oaks, Executive Director
Date
APPROVED AS TO FORM:
by:
Signature
Joe H. Thrash, Assistant Attorney General
Typed Name and Title
Date
4
Contractor
Date
SIGNATURE OF AUTHORIZED CERTIFYING OFFICIAL
T 1 - ' �j
APPLICANT /ORGANIZATION
DATE SUBMITTED a - a a 0
APPLICANT /ORGANIZATION MAILING ADDRESS
BUREAU OF OFFICE EXTENDING ASSISTANCE
U.S. DEPARTMENT OF THE INTERIOR
CIVIL RIGHTS ASSURANCE
As the authorized representative of the applicant, I certify that the applicant agrees that, as a condition to receiving
any Federal financial assistance from the Department of the Interior, it will comply with all Federal laws relating to
nondiscrimination. These laws include are not limited to (a) Title VI of Civil Rights Act of 1964 (42 U.S.C. 2000d-
1), which prohibits discrimination on the basis of race, color, or national origin; (b) Section 504 of the
Rehabilitation Act of 1973, as amended (29 U.S.C. 794), which prohibits discrimination on the basis of handicap
(c) the Age Discrimination Act of 1975, as amended (42 U.S.C. 6101 et seq.), which prohibits discrimination on the
basis of age; and applicable regulatory requirements to the end that no person in the United States shall, on the
grounds of race, color, national origin, handicap or age, be excluded from participation in, be denied the benefits of
or be otherwise subjected to discrimination under any program or activity conducted by the applicant. THE
APPLICANT HEREBY GIVES ASSURANCE THAT it will immediately take any measures necessary to
effectuate this agreement.
THIS ASSURANCE shall apply to all aspects of the applicant's operations including those parts that have not
received or benefited from Federal financial assistance.
If any real property or structure thereon is provided or improved with the aid of Federal financial assistance
extended to the Applicant by the Department, this assurance shall obligate the Applicant, or in the case of any
transfer of such property, any transferee, for the period during which the real property or structure is used for a
purpose of which the Federal financial assistance is extended or for another purpose involving the provision of
similar services or benefits. If any personal property is so provided, this assurance shall obligate the Applicant for
the period during which it retains ownership or possession of the property. In all other cases, this assurance shall
obligate the Applicant for the period during which the Federal financial assistance is extended by the Department.
THIS ASSURANCE is given in consideration of and for the purpose of obtaining any and all Federal grants, loans,
contracts, property, discounts or other Federal financial assistance extended after the date hereof to the Applicant by
the Department, including installment payments after such date on account of applicants for Federal financial
assistance which were approved before such date.
The Applicant recognizes and agrees that such Federal financial assistance will be extended in reliance on the
representations and agreements made in this assurance, and that the United States shall have the right to seek
judicial enforcement of this assurance. This assurance is binding on the Applicant, its successors, transferees,
assignees, and sub - recipients and the person whose signature appears below who is authorized to sign this assurance
on behalf of the Applicant.
Based upon a review of the application, proposal narrative, and the supporting documentation
contained in the application, it has been determined that the proposed HPF project,
Meets the criteria for categorical exclusion under 516 DM 6. (You must indicate the appropriate
categorical exclusion from those listed in Section A.4 of Chapter 11 of the Historic Preservation
Fund Grants Manual.)
A.4.a(1 -11); A.4.b.(1,2,9); A.4.c.(1 -12); A.4.f.(1 -3,9); A.4.g.(1,6).
Applicable Categorical Exclusion [give number of exclusion from Section A.4. of Chapter 11
[e.g.,A.4.c(6)]
Lawerence Oaks, Executive Director Date
Title
I Concur:
ENVIRONMENTAL CERTIFICATION
Grant Awarding Official Date
National Park Service
DATE: February 15, 2001
SUBJECT: City Council Meeting — February 22, 2001
ITEM: 10.B.1. Consider a resolution authorizing the Mayor to execute a Grant
Contract with the Texas Historical Commission for Certified Local
Government funds.
Resource: Joe Vining, Planning Director
Amelia Sondgeroth, Principal Planner
History: The attached contract awards Round Rock $3,000 in additional Certified Local
Government (CLG) funds that were unclaimed by other CLG communities for fiscal
year 1999. The CLG program receives funds from the National Parks Service, U.S.
Department of Interior and is administered by the Texas Historical Commission.
Funding No local funding match required.
Cost: N/A
Source of Funds: N/A
Outside Resources: Texas Historical Commission
Impact: No local funding match required.
Benefit: One objective of the General Plan 2000 is to develop long term strategies for Round
Rock's historic districts in an effort to promote their economic viability. To help
meet this objective, the funds will be used by the Historic Preservation Commission
to conduct a strategic planning workshop with downtown businesses to enhance
economic viability in the Historic Downtown.
Public Comment: None required
Sponsor: Planning and Community Development Department