R-82-466 - 7/22/1982RESOLUTION APPROVING AGREEMENT TO ISSUE BONDS
BY AND BETWEEN ROUND ROCK INDUSTRIAL DEVELOPMENT CORPORATION
AND NELSON HARDWARE JOINT VENTURE
WHEREAS, the City of Round Rock (the "Unit "), a political subdivi-
sion, has approved and authorized the creation of the Round Rock Indus-
trial Development Corporation (the "Corporation ") as a Texas nonprofit
industrial development corporation, pursuant to the provisions of the
Development Corporation Act of 1979, Article 5190.6, Vernon's Annotated
Texas Civil Statutes, as amended (the "Act "), to act on behalf of the
Unit to promote and develop commercial, industrial and manufacturing
enterprises to promote and encourage employment and the public welfare;
and
WHEREAS, the Corporation is authorized by the Act to issue indus-
trial development revenue bonds on behalf of the Unit for the purpose of
paying all or part of the cost of a commercial, industrial or manufac-
turing "project," as defined in the Act, and to sell or lease the pro-
ject or to loan the proceeds of the bonds to finance all or part of the
costs of the project; and
WHEREAS, on June 10, 1982, the City Council (the "Governing Body")
of the Unit passed, approved and adopted that certain resolution (the
"EBA Resolution "), establishing an Eligible Blighted Area (the "EBA "),
pursuant to the provisions of the Act and the General Rules and Indus-
trial Revenue Bond Program Rules of the Texas Industrial Commission (the
"Rules "); and
WHEREAS, the facilities described in Exhibit "A" to the Agreement
to Issue Bonds (the "Project ") constitute a commercial project located
within the EBA within which projects for commercial uses will contribute
significantly to the alleviation of blighted conditions found to exist
therein; and
WHEREAS, the Corporation now proposes to enter into an Agreement to
Issue Bonds with Nelson Hardware Joint Venture (the "User "), pursuant to
which the Corporation agrees, subject to certain conditions, to issue
its tax exempt industrial development revenue bonds in the aggregate
principal amount (excluding bonds issued to refund any of the Bonds) now
estimated not to exceed $1,000,000, to provide funds to defray all or
part of the cost of acquiring and constructing certain commercial,
industrial or manufacturing facilities to be constructed by or to be
leased or sold to the User; and
WHEREAS, the Governing Body has reviewed the form and substance of
the proposed Agreement to Issue Bonds between the Corporation and the
User and intends, by adoption of this written Resolution, to approve
said Agreement to Issue Bonds in accordance with the Act; NOW, THERE-
FORE,
BE IT`RESOLVED BY THE CITY COUNCIL OF THE CITY OF ROUND ROCK THAT:
Section 1: The Agreement to Issue Bonds, in the form attached
hereto, proposed to be entered into by and between the Corporation and
the User, pursuant to which the Corporation agrees, subject to the
conditions stated therein, to authorize and issue its industrial develop-
ment revenue bonds in the aggregate principal amount (excluding bonds
issued to refund any of the Bonds) now estimated not to exceed
$1,000,000, to provide funds to defray all or part of the cost of the
acquisition and construction of the commercial, industrial or manufac-
turing facility described in Exhibit "A" to said Agreement to Issue
Bonds, is hereby approved.
Section 2: This Resolution is adopted for the purpose of satisfy-
ing the conditions and requirements of the Act and Section 103 of the
Internal Revenue Code of 1954; as amended, and the regulations promul-
gated thereunder and for the benefit of the Corporation, the Unit, the
owners or holders from time to time of the obligations of the Corpora-
tion and all other interested persons.
Section 3: The Governing Body has considered evidence of the
posting of notice of this meeting and officially finds, determines,
recites and declares that a sufficient written notice of the date, hour
and place of this meeting and of the subject of this Resolution was
'posted on a bulletin board at a place convenient to the public in the
City Hall of the Unit for at least 72 hours preceding the scheduled time
of such meeting; such place of posting was readily accessible to the
general public at all times from such time of posting until the sche-
duled time of such meeting; and such meeting was open to the public as
required by law at all times during which the Resolution and the subject
matter thereof were discussed, considered and formally acted upon, all
as required by the Open Meetings Law, Article 6252 -17, Vernon's Anno-
tated Texas Civil Statutes, as amended.
PASSED AND APPROVED this 22nd day of July, 1982.
AGREEMENT TO ISSUE BONDS
THIS AGREEMENT TO ISSUE BONDS, entered into as of the day of
July, 1982, by and between the Round Rock Industrial Development Corpo-
ration (the "Corporation "), created pursuant to the authority of the
Development Corporation Act of 1979, Article 5190.6, Vernon's Annotated
Texas Civil Statutes, as amended (the "Act "), and Nelson Hardware Joint
Venture, a Texas general partnership (the "User "), for the purpose of
carrying out the public purpose set forth in the Act, including the
promotion and development of commercial, industrial and manufacturing
enterprises to promote and encourage employment and the public welfare;
W I T N E S S E T H:
WHEREAS, the City of Round Rock (the "Unit "), has authorized and
approved the creation of the Corporation to act on behalf of the Unit
for the public purpose of furthering on behalf of the Unit the promotion
and development of commercial, industrial and manufacturing enterprises
to promote and encourage employment and the public welfare; and
WHEREAS, the Corporation is authorized by the Act to acquire,
construct, improve, maintain, equip and furnish and to lease or sell
"projects," as such term is defined in the Act, or to make loans for the
purpose of providing financing for all or part of the costs of a proj-
ect, and the Corporation is further authorized to issue its bonds for
the purpose of paying all or part of the costs of a project; and
WHEREAS, the User desires to acquire and construct a facility, more
particularly described in Exhibit "A" attached hereto, within the Unit
(the "Project "), which Project is suitable for the promotion of commer-
cial and industrial development and expansion, the promotion of employ-
ment in the Unit and for use by commercial, manufacturing or industrial
enterprises; and
WHEREAS, pursuant to the Act, the Corporation is authorized to
issue the bonds hereinafter described, which bonds shall never con-
stitute an indebtedness or pledge of the faith and credit of the State
of Texas (the "State "), of the Unit, or of any other political corpora-
tion, subdivision or agency of the State within the meaning of any State
constitutional or statutory provision, shall never be paid in whole or
in part out of any funds raised or to be raised by taxation or any other
funds of the Unit, and shall never be paid in whole or in part out of
any funds of the Corporation except those derived from or in connection
with the sale or lease of the Project or the loan of funds to finance
the Project; and
WHEREAS, to promote and encourage employment and the public wel-
fare, the Corporation agrees to issue, at the request of the User, one
or more series of the Corporation's industrial development revenue bonds
(the "Bonds ") for the purpose of paying all or part of the cost of con-
structing and acquiring the Project, or for the purpose of loaning the
proceeds to the User in order to provide temporary or permanent financ-
ing of all; or part of the cost of constructing and acquiring the Proj-
ect, and the Corporation and the User deem it desirable and proper that
this Agreement to Issue Bonds constitute a formal record of such agree-
ment and understanding in order that the User may proceed with or pro-
vide for the acquisition and construction of the Project; and
WHEREAS, the User has evidenced a desire to cooperate with the
Corporation in the acquisition and construction of the Project and for
the Corporation to authorize and issue the Bonds in the aggregate prin-
cipal amount now estimated not to exceed $1,000,000, to provide the
funds to defray all or part of the cost of the acquisition and construc-
tion of the Project; and
WHEREAS, the Corporation and the User contemplate that the Project
will be sold on an installment payment basis or leased to the User or
that proceeds of the Bonds will be loaned to the User in order to pro-
vide temporary or permanent financing of all or part of the costs of the
Project and that the installment purchase, rental or loan payments
therefor will be sufficient to pay the principal of and any premium and
interest on the Bonds; and
WHEREAS, it is the desire of the Corporation that the acquisition
and construction of the Project occur at the earliest possible time so
as to promote and encourage employment and the public welfare within the
.Unit; and-
WHEREAS, it is intended that this Agreement to Issue Bonds shall
constitute "some other similar official action" toward the issuance of
the Bonds within the meaning of Section 1.103- 8(a)(5) of the Treasury
regulations issued pursuant to Section 103(b) of the Internal Revenue
Code of 1954, as amended (the "Code ");
NOW, THEREFORE, in consideration of the premises and other good and
valuable consideration and of the mutual benefits, covenants and agree-
ments herein expressed, the Corporation and the User agree as follows:
1. The User shall commence with the acquisition and construction
of the Project, which Project will be in furtherance of the public
purposes of the Corporation and the Unit as aforesaid, and the User will
provide, or cause to be provided, at its expense, the necessary interim
financing to expedite the commencement of the acquisition and construc-
tion of the Project. On or prior to the issuance of the Bonds, the User
will enter into a purchase, lease or loan agreement on an installment
payment basis (herein called the "Agreement ") with the Corporation under
which the Corporation will sell or lease the Project to the User or make
a loan to the User for the purpose of providing temporary or permanent
financing of all or part of the costs of the Project and the User will
make installment payments sufficient to pay the principal of and any
premium and interest on such series of Bonds. The Bonds shall never
constitute an indebtedness or pledge of the faith and credit of the
State, of the Unit, or of any other political corporation, subdivision
or agency of the State within the meaning of any State constitutional or
statutory provision, and the Bonds shall never be paid in whole or in
part out of any funds raised or to be raised by taxation or any other
funds of the Unit, and shall be payable from the funds of the Corpora-
tion derived from or in connection with the sale or lease of the Project
or the loan of the proceeds of the Bonds.
2. On receipt of a ruling from the Internal Revenue Service (or
the opinion of nationally recognized bond counsel) that interest paid on
the Bonds is exempt from federal income taxation, the Corporation hereby
agrees to issue, pursuant to the terms of the Act, the Bonds, or from
time to time the portion thereof as may be the subject of such a ruling
or opinion as aforesaid, in an appropriate principal amount not exceed-
ing that which is the subject of a ruling or opinion as aforesaid,,
maturing in such amount and times, bearing interest at the rates, pay-
able on the dates and having such optional and mandatory redemption
features and prices as are approved in writing by the User. The Cor-
poration will deliver the Bonds to the purchaser designated by the User
and will cooperate to the fullest extent in facilitating delivery of the
Bonds.
3. The Corporation and the User agree that the Bonds may be
issued either at one time or in several series from time to time as the
User shall request in writing; provided, however, that the parties agree
that the Bonds will be issued in an aggregate principal amount as will
not exceed the amount which is the subject of a ruling or rulings or
opinion or opinions as aforesaid. A request in writing for issuance of
one or more series of Bonds shall not affect the obligation hereunder of
the Corporation to issue the remaining Bonds as written requests there-
for are received. It is further agreed that the proceeds of the Bonds
or portions thereof whether or not issued in a series, shall not be
invested so as to constitute the Bonds or a portion thereof as arbitrage
bonds within the meaning of Section 103(c) of the Code and applicable
regulations promulgated pursuant thereto.
4. The payment of the principal of and any premium and interest
on the Bonds shall be made solely from moneys realized from the sale or
lease of the Project or from moneys realized from the loan of the pro-
ceeds of the Bonds to finance all or part of the costs of the Project.
5. The costs of the Project (hereinafter the "Project Costs ") may
include any cost of acquiring, constructing, reconstructing, improving
and expanding the Project. Without limiting the generality of the
foregoing,: the Project Costs shall specifically include the cost of the
acquisition of all land, rights -of -way, property rights, easements and
interests, the cost of all machinery and equipment, financing charges,
interest prior to and during construction and for one year after com-
pletion of construction whether or not capitalized, necessary reserve
funds, costs of estimates and of engineering and legal services, plans,
specifications, surveys, estimates of cost and of revenue, other expen-
ses necessary or incident to determining the feasibility and practic-
ability of acquiring, constructing, reconstructing, improving and ex-
panding the Project, administrative expenses and such other expenses as
may be necessary or incident to the acquisition, construction, recon-
struction, improvement and expansion of the Project, the placing of the
Project in operation and all incidental expenses, costs and charges
relating to the Project not enumerated above. The parties agree, upon
request, to provide or to cause to be provided to each other any data or
information which may be reasonably required to verify any of the Proj-
ect Costs enumerated in this paragraph. The User agrees that it will be
responsible for and pay any Project Costs incurred prior to issuance of
the Bonds and will pay all Project Costs which are not or cannot be paid
or reimbursed from the proceeds of the Bonds.
6. The User agrees that it will at all times indemnify and hold
harmless the Corporation, the Board of Directors of the Corporation, the
Unit, the City Council of the Unit and any of the officers, directors,
employees -, agents, servants and any other party acting for or on behalf
of the Corporation or the Unit (such parties being hereinafter referred
to as the "Indemnified Parties ") against any and all losses, costs, dam-
ages, expenses and liabilities (collectively herein called "Losses ") of
whatsoever nature (including, but not limited to, attorneys' fees,
litigation and court costs, amounts paid in settlement and amounts paid
to discharge judgments) directly or indirectly resulting from, arising
out of or relating to one or more Claims, as hereinafter defined, even
if such Losses or Claims, or both, directly or indirectly result from,
arise out of or relate to, or are asserted to have resulted from, arisen
out of or related to, in whole or in part, one or more negligent acts or
omissions of the Indemnified Parties in connection with the issuance of
the Bonds or in connection with the Project. The term "Claims" as used
herein shall mean all claims, lawsuits, causes of action and other legal
actions and proceedings of whatsoever nature, including but not limited
to claims, lawsuits, causes of action and other legal actions and pro-
ceedings, involving bodily or personal injury or death of any person or
damage to any property (including, but not limited to, persons employed
by the Corporation, the Unit, the User or any other person and all
property owned or claimed by the Corporation, the Unit, the User, any
affiliate of the User or any other person) or involving damages relating
to the issuance, offering, sale or delivery of the Bonds brought against
any Indemnified Party or to which any Indemnified Party is a party, even
if groundless, false or fraudulent, that directly or indirectly result
from, arise out of or relate to the issuance, offering, sale or delivery
of the Bonds or the design, construction, installation, operation, use,
occupancy, maintenance or ownership of the Project or any part thereof.
The obligations of the User shall apply to all Losses or Claims, or
both, that result from, arise out of or are related to any event, occur-
rence, condition or relationship prior to termination of this Agreement
to Issue Bonds, whether such Losses or Claims, or both, are asserted
prior to termination of this Agreement to Issue Bonds or thereafter.
None of the Indemnified Parties shall be liable to the User for, and the
User hereby releases each of them from all liability to the User for,
all injuries, damages or destruction of all or any part or parts of any
property owned or claimed by the User that directly or indirectly result
from, arise out of or relate to the design, construction, operation,
use, occupancy, maintenance or ownership of the Project or any part
thereof, even if such injuries, damages or destruction directly or
indirectly result from, arise out of or relate to, in whole or in part,
one or more negligent acts or omissions of the Indemnified Parties in
connection with the issuance of the Bonds or in connection with the
Project. Each Indemnified Party, as appropriate, shall reimburse the
User for payments made by the User to the extent of any proceeds, net of
all expenses of collection, actually received by them from any insurance
with respect to the Loss sustained. Each Indemnified Party, as appro-
priate, shall have the duty to claim any such insurance proceeds and the
Indemnified Party, as appropriate, shall assign its respective rights to
such proceeds, to the extent of such required reimbursement, to the
User. In case any action shall be brought or to the knowledge of any
Indemnified Party, threatened against any of them in respect of which
indemnity may be sought against the User, the Indemnified Party shall
promptly notify the User in writing and the User shall have the right to
assume the investigation and defense thereof, including the employment
of counsel and the payment of all expenses. The Indemnified Party shall
have the right to employ separate counsel in any such action and par-
ticipate in the investigation and defense thereof, but the fees and
expenses of such counsel shall be paid by the Indemnified Party unless
(a) the employment of such counsel has been specifically authorized by
the User, in writing, (b) the User has failed to assume the defense and
to employ counsel or (c) the named parties to any such action (including
any impleaded parties) include both an Indemnified Party and the User,
and said Indemnified Party shall have been advised by such counsel that
there may be one or more legal defenses available to it which are dif-
ferent from or additional to those available to the User (in which case,
if the Indemnified Party notifies the User in writing that it elects to
employ separate counsel at the User's expense, the User shall not have
the right to assume the defense of such action on behalf of such Indem-
nified Party, it being understood, however, that the User shall not, in
connection with any one such action or separate but substantially simi-
lar or related actions in the same jurisdiction arising out of the same
general allegations or circumstances, be liable for the reasonable fees
and expenses of more than one separate firm of attorneys for the Indem-
nified Party, which firm shall be designated in writing by said Indemni-
fied Party). The Indemnified Party, as a condition of such indemnity,
shall use its best efforts to cooperate with the User in the defense of
any such action or claim. The User shall not be liable for any settle-
ment of any such action without its consent but, if any such action is
settled with the consent of the User or if there be final judgment for
the plaintiff in such action, the User agrees to indemnify and hold
harmless the Indemnified Party from and against any Loss by reason of
such settlement or judgment. The provisions of this paragraph shall
survive the expiration or termination of this Agreement to Issue Bonds.
7. If within three (3) years from the date hereof (or such later
date as shall be mutually satisfactory to the Corporation and the User)
the Corporation and the User shall not have agreed to mutually accept-
able terms for the Bonds and for the sale and delivery thereof and
mutually acceptable terms and conditions of the Agreement, the User
agrees that it will pay the Corporation for all unpaid Project Costs
which the Corporation shall have incurred and this Agreement to Issue
Bonds shall thereupon terminate. In the event that the User elects,
prior to any such termination, not to proceed with the issuance of the
Bonds for any reason, it shall so notify the Corporation in writing and
-shall promptly pay to the Corporation all Project Costs incurred by the
Corporation prior to such notification, and if payment is so made, the
User's obligations under paragraph 5 above shall terminate from and
after the date of such notification.
8. The User may, without the consent of the Corporation, transfer
or assign this Agreement to Issue Bonds or transfer or assign any or all
of its rights and delegate any or all of its duties hereunder to any of
its subsidiaries or affiliates currently existing or hereafter created,
but no such transfer, assignment or delegation shall, without the writ-
ten consent and approval of the Corporation, relieve the User of its
liability for payment of Project Costs under paragraphs 5 and 7 hereof
or indemnification under paragraph 6 hereof.
This Agreement to Issue Bonds and accompanying authorizing resolu-
tion shall be deemed and construed a resolution authorizing the issuance
of the Bonds and other similar official action of the Corporation,
acting by and through its Board of Directors, toward the issuance of the
Bonds as herein contemplated.
IN WITNESS WHEREOF, the Round Rock Industrial Development Corpora-
tion acting pursuant to a resolution of its Board of Directors, and
Nelson Hardware Joint Venture have caused this Agreement to Issue Bonds
to be executed and attested by their duly authorized officers as of the
year and date first above written.
ATTEST:
(SEAL)
ROUND ROCK INDUSTRIAL DEVELOPMENT
CORPORATION
By
President
NELSON HARDWARE JOINT VENTURE
By
General Partner