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R-85-681 - 2/14/1985RESOLUTION NO. Coo /ie WHEREAS, certain Banks in Williamson County have filed suit against the Williamson County Appraisal District and Appraisal Review Board concerning the 1983 valuation of the stock of those Banks, and WHEREAS, a Settlement Agreement has been reached between the parties, and WHEREAS, the Round Rock City Council wishes to ratify the Settlement Agreement, Now Therefore, BE IT RESOLVED BY THE COUNCIL OF THE CITY OF ROUND ROCK, TEXAS That the Mayor is hereby authorized and directed to execute on behalf of the City a Ratification agreement which is attached hereto and incorporated herein for all purposes. RESOLVED this 14th day of February, 1985. ATTEST: NE LAND, City Secretary MIRE ROBINSON, Mayor City of Round Rock LARRY M. CALAME HALE LINEHAROER RUSSELL R. ORAHAM BRIAN E. BROWN FRANK B. WALKER KATHLEEN D. MORRISON City of Round Rock c/o Mr. Forrest Child Tax Assessor - Collector Round Rock Independent School District 1300 North Mays Round Rock, Texas 78664 Dear Mr. Child: LAW OFFICES GALAME, LINEBAROER 8Z GRAHAM 6402 SOUTH 1. H 36 P. O. BOX 17428 AUSTIN, TEXAS 78760 612 447-6675 January 29, 1985 EL PASO OFFICE. 604 MYRTLE EL PASO. TEXAS 79901 915 633 -0637 HOUSTON OFFICE 966 DAIRY ASHFORD, SUITE 207 HOUSTON. TEXAS 77079 713 666 -0636 RE: Ratification of Settlement Agreement Between Williamson County Appraisal District and the Banks of Williamson County As you probably know, sixteen of the banks in Williamson County have filed suit against my client the Williamson County Appraisal District and Appraisal Review Board concerning the 1983 valuation of the stock of those banks. In attempting to reach a fair and supportable value on the banks' stock a settlement was reached which reflects the uncertainty of this area of the property tax laws and the desire to settle the dispute amicably without the need of expensive litigation whose outcome would be largely unpredictable. Enclosed are two items. One is a copy of the settlement agreement reached by the banks and the appraisal district and appraisal review board. This is attached as Exhibit A to the Ratification Agreement which is the other document enclosed. The Settlement Agreement contains the terms agreed to by the appraisal district and the banks concerning the valuation of the banks' stock for 1983 and 1984. In simple terms the banks agreed to a value equal to 70% of the appraisal district's appraised value. Because values are within the sole jurisdiction of the appraisal district there is no legal necessity for the taxing units to approve this portion of the settlement. However, one of the conditions of the settlement at the request of the banks would be that any 1983 refunds due them be applied as a credit to their 1984 liability. Obviously, this portion of the settlement is not within the authority of the appraisal district thus there is a need for the taxing units to agree to this method of handling the 1983 and 1984 adjustments in tax liabilities. Although this was a request by the banks it is my personal opinion that it works to the benefit of the taxing entities because it eliminates the necessity of sending out refund checks by the taxing units. The Settlement Agreement was somewhat hastily drawn so that the banks could tender payment of their 1984 taxes before January 1, 1985. Consequently, there are two misleading items in the Settlement Agreement as drafted by the banks' attorneys. First of all, the agreement on page 1 states that the disagreement over the taxing of the banks' stock exists between the banks and the taxing entities. I believe a more precise statement would indicate that the dispute is actually between the appraisal district and appraisal review board and the banks. The second item which is incorrect is the reference on page 4 to our law firm representing the taxing entities. We do not represent the taxing entities in this matter only the appraisal district and appraisal review board. It is our request that the enclosed documents be reviewed by the appropriate official within your taxing entity and reviewed by your attorney at your option. If the ratification agreement meets with your approval we would appreciate the ratification agreement being signed by your mayor or other appropriate official and returned to me in the enclosed self addressed stamped envelope as soon as possible. If I can answer any questions for you about this matter please feel free to contact me. BEB /cc Yours very truly, rian E. Brown THE STATE OF TEXAS COUNTY OF WILLIAMSON RATIFICATION WHEREAS, a certain instrument entitled "Settlement Agreement ", a copy of which is attached hereto as Exhibit "A ", has been executed as of December 28, 1984, by Shapiro, Edens and Cook, attorneys for those certain banks described in the Settlement Agreement, and by Calame, Linebarger and Graham, attorneys for the Williamson County Tax Appraisal District and the Williamson County Appraisal Review Board; and WHEREAS, the Settlement Agreement in Exhibit "A" describes in full and constitutes the complete agreement among the parties described therein for the settlement of the Banks' 1983 and 1984 bank stock tax disputes with the Williamson County Tax Appraisal District, the Willliamson County Appraisal Review Board and those certain taxing authorities described in Exhibit "A "; NOW, THEREFORE, know all men by these presents, that the undersigned acting on behalf of each of the Banks described in Exhibit "A" and the undersigned acting on behalf of the Williamson County Tax Appraisal District, the Williamson County Appraisal Review Board and the taxing authorities described in Exhibit "A ", for and in consideration of the premises and the benefits anticipated to accrue to all parties under the Settlement Agreement, Exhibit "A ", do hereby commit to said Settlement Agreement and ratify such Settlement Agreement as contained in Exhibit "A" and as it pertains to each party, and do hereby agree that they shall be bound by any and all of the provisions of the Settlement Agreement, Exhibit "A ", as they pertain to each party, the same as if the undersigned had executed the original of said Settlement Agreement. IN WITNESS WHEREOF, the parties hereto have executed this instrument on the dates opposites their respective signatures. 48/0045/3 1 Date Executed: By: AMERICAN BANK, Round Rock FIRST NATIONAL BANK OF CEDAR PARK Date Executed: By: CITIZENS STATE BANK, Georgetown Date Executed: By: CITY NATIONAL BANK OF TAYLOR Date Executed: By: COUPLAND STATE BANK Date Executed: By: FIRST NATIONAL BANK OF GEORGETOWN Date Executed: By: FIRST NATIONAL BANK OF ROUND ROCK Date Executed: By: FIRST STATE BANK, Granger Date Executed: By: FIRST - TAYLOR NATIONAL BANK Date Executed: By: Date Executed: By: 48/0045/3 2 GRANGER NATIONAL BANK Date Executed: Date Executed: Date Executed: Date Executed: Date Executed: Date Executed: Date Executed: Date Executed: Date Executed: Date Executed: 02 ,5 48/0045/3 3 INTERFIRST BANK NW AUSTIN By: REPUBLIC BANK NORTHWEST AUSTIN By: SCHWERTNER STATE BANK By: UNION STATE BANK, Florence By: WALBURG STATE BANK By: GEORGETOWN NATIONAL BANK By: WILLIAMSON COUNTY TAX APPRAISAL DISTRICT By: WILLIAMSON COUNTY APPRAISAL REVIEW BOARD By: WILLIAMSON COUNTY, TEXAS By: CITY OF ROUND ROCK By: Date Executed: By: Date Executed: By: Date Executed: Date Executed: Date Executed: Date Executed: Date Executed: Date Executed: Date Executed: 48/0045/3 4 CITY OF GEORGETOWN CITY OF TAYLOR CITY OF CEDAR PARK By CITY OF GRANGER By: CITY OF FLORENCE By: ROUND ROCK INDEPENDENT SCHOOL DISTRICT By: GEORGETOWN INDEPENDENT SCHOOL DISTRICT By: TAYLOR INDEPENDENT SCHOOL DISTRICT By: LEANDER INDEPENDENT SCHOOL DISTRICT By: Date Executed: By: COUPLAND INDEPENDENT SCHOOL DISTRICT Date Executed: By: Date Executed: By: 48/0045/3 5 GRANGER INDEPENDENT SCHOOL DISTRICT FLORENCE INDEPENDENT SCHOOL DISTRICT WHEREAS, American Bank, Round Rock; First National Bank of Cedar Park; Citizens State Bank, Georgetown; City National Bank of Taylor; Coupland State Bank; First National Bank of Georgetown; First National Bank of Round Rock; First State Bank, Granger; First - Taylor National Bank; Granger National Bank; InterFirst Bank NW Austin; Republic Bank Northwest Austin; Schwertner State Bank; Union State Bank, Florence; National County, Bank, Texas having their (hereinafter 27/3624/3 1 SETTLEMENT AGREEMENT Walburg State Bank; and Georgetown principal offices within Williamson collectively referred to as the "Banks ") have become involved in certain disputes and differences with Williamson County (the "County "), the Cities of Round Rock, Georgetown, Taylor, Cedar Park, Granger and Florence, Texas (the "Cities ") and the Round Rock Independent School District, the Georgetown Independent School District, the Taylor Independent School District, the Leander Independent School District, the Coupland Independent School District, the Granger Independent School District and the Florence Independent School District, (the "School Districts ") regarding the proper method of assessing 1983 and 1984 bank stock taxes against the Banks; and WHEREAS, all of the Banks except Georgetown National Bank previously filed suit against the County, the Cities, the School Districts, Williamson County Tax Appraisal District ( "Appraisal District ") and Williamson County Appraisal Review Board ( "Appraisal Review Board ") appealing their 1983 bank stock tax assessments, which suit presently is pending in the 277th Judicial District Court of Williamson County, Texas under docket no. 84- 091 -C, styled American Bank, Round Rock, et al v. Williamson County Tax Appraisal District and Williamson County Appraisal Review Board; and WHEREAS, the Banks previously filed protests pursuant to §41.41 of the Texas Tax Code with the Appraisal Review Board appealing their 1984 bank stock tax appraisals by the Appraisal EXHIBIT "A" District, which protest is presently pending before the Appraisal Review Board; and WHEREAS, the legal issue presently involved in such litigation and protest pertains to the computation of the Banks' bank stock tax liabilities in light of the United States Supreme Court decision in American Bank & Trust Company v. Dallas County, No. 81 -1717 (July 5, 1983), which held that federal obligations owned by a bank cannot be considered, directly or indirectly, in computing a bank's bank stock tax assessment; in light of the United States Supreme Court appeal in First National Bank of Atlanta v. Bartow County Board of Tax Assessors, No. 83 -1620 (1983); and in light of American Bank and Trust Company, et al v. Dallas County, et al, S.W. 2d (Tex.Civ.App.- Dallas 1984, writ pending) which was the decision of the Dallas Court of Appeals on remand from the United States Supreme Court; and WHEREAS, the Banks allege that the American Bank & Trust Company opinion entitles them to a substantial reduction of their 1983 and 1984 bank stock tax assessments; and WHEREAS, in order to avoid the uncertain outcome of this litigation and protest and the excess encumbrances and accruals on the part of both the taxing units and the Banks until the case is settled, a negotiated settlement is in the interest of all parties; and WHEREAS, the Banks, the County, the Cities, the School Districts, the Appraisal District and the Appraisal Review Board desire to resolve all disputes and difference relating to the validity and computation of 1983 and 1984 bank stock taxes; NOW, THEREFORE, in order to resolve said disputes and differences relating to the imposition of 1983 and 1984 bank stock taxes, the parties hereby agree to the following: 1. The County, the Cities, the School Districts, the Appraisal District, and the Appraisal Review Board, will assess the bank stock tax for 1983 against all of the Banks, except Georgetown National Bank, based upon a valuation of the Banks' stock equal to seventy percent (70 %) of the bank stock valuations 27/3624/3 2 in issue before the 277th Judicial District Court of Williamson County, Texas in docket no. 84- 091 -C. 2. The County, the Cities, the School Districts, the Appraisal District and the Appraisal Review Board will assess the bank stock tax for 1984 against all of the Banks based upon a valuation of the Banks' stock equal to seventy percent (70 %) of the bank stock valuations in issue before the Appraisal Review Board. 3. As partial consideration for entering into this Settlement Agreement, the Banks will file a Motion for Non -Suit and have entered an Order of Dismissal regarding their suit concerning the 1983 bank stock taxes filed in the 277th Judicial District Court of Williamson County, Texas in docket no. 84- 091 -C. 4. For purposes of the 1984 bank stock tax, the Banks will not file or otherwise prosecute claims appealing the valuation of the Banks' bank stock at a level equal to seventy percent (70 %) of the bank stock valuations currently before the Appraisal Review Board. 5. In paying their bank stock taxes for 1983 and 1984, each Bank will be entitled to a credit, where applicable, for any payment made on their 1983 bank stock taxes, based upon the 70% valuation for 1983 agreed to herein. Any overpayment shall be applied to the 1984 bank stock taxes paid by each Bank based upon the 70% valuation for 1984 agreed to herein. 6. The 1983 and 1984 bank stock taxes based on the 70% bank stock valuations referenced in paragraphs 1 and 2 hereof shall constitute the full amount of taxes to be owed and paid on the property (that is, each Bank's shares) for 1983 and 1984 tax purposes. 7. In consideration of the County's, the Cities', the School Districts', the Appraisal District's and the Appraisal Review Board's entering into this Settlement Agreement, the Banks hereby waive any and all claims arising out of or relating to the 1983 and 1984 bank stock tax assessments, except as expressly provided herein. 27/3624/3 3 Executed and agreed to this ,„g0 day of December, 1984. SHAPIRO, EDENS & COOK CALAME, LINEBARGER & GRAHAM 2200 One American Center P. 0. Box 17428 600 Congress Austin, Texas 78760 Austin, Texas 78701 By: Sander W. Gilbert J' Attorneys for the Banks 27/3624/3 4 By: o ssel R. Graham rnal, Jr. Brian E. Brown Attorneys for the County, the Cities, the School Districts, the Appraisal District and the Appraisal Review Board