R-86-905 - 8/28/1986THE STATE OF TEXAS
COUNTY OF WILLIAMSON
CITY OF ROUND ROCK
CERTIFICATE FOR RESOLUTION
We, the undersigned officers of said City, hereby certify
as follows:
1. The City Council of said City convened in REGULAR
MEETING ON THE 28TH DAY OF AUGUST, 1986, at the City Hall, and
the roll was called of the duly constituted officers and
members of said City Council, to -wit:
SEAL
Mike Robinson, Mayor Pete Correa
Mike Heiligenstein, Mayor Pro Tem Trudy L. Lee
Joanne Land, City Secretary Charles Culpepper
Glen T. King Ronnie Jean
and all of said persons were present, except the following
absentees:
thus constituting a quorum. Whereupon, among other business,
the following was transacted at said Meeting: a written
RESOLUTION DIRECTING ADVISORS AND CONSULTANTS TO THE CITY
TO PREPARE GENERAL OBLIGATION REFUNDING BONDS
was duly introduced for the consideration of said City Council
and read in full. It was then duly moved and seconded that
said Resolution be passed; and, after due discussion, said
motion carrying with it the passage of said Resolution, pre-
vailed and carried by the following vote:
AYES: All members of said City Council shown
present above voted "Aye ".
NAYS: None.
2. That a true, full and correct copy of the aforesaid
Resolution passed at the Meeting described in the above and
foregoing paragraph is attached to and follows this Certifi-
cate; that said Resolution has been duly recorded in said City
Council's minutes of said Meeting; that the above and foregoing
paragraph is a true, full and correct excerpt from said City
Council's minutes of said Meeting pertaining to the passage of
said Resolution; that the persons named in the above and fore-
going paragraph are the duly chosen, qualified and acting
officers and members of said City Council as indicated therein;
that each of the officers and members of said City Council was
duly and sufficiently notified officially and personally, in
advance, of the time, place and purpose of the aforesaid
Meeting, and that said Resolution would be introduced and
considered for passage at said Meeting, and each of said
officers and members consented, in advance, to the holding of
said Meeting for such purpose, and that said Meeting was open
to the public and public notice of the time, place and purpose
of said meeting was given, all as required by Vernon's Ann.
Civ. St. Article 6252 -17.
3. That the Mayor of said City has approved and hereby
approves the aforesaid Resolution; that the Mayor and the City
Secretary of said City have duly signed said Resolution; and
that the Mayor and the City Secretary of said City hereby
declare that their signing of this Certificate shall constitute
the signing of the attached and following copy of said Resolu-
tion for all purposes.
SIGNED AND SEALED the 28th day of� -c August,
Mayor
o,,
THE STATE OF TEXAS
COUNTY OF WILLIAMSON
CITY OF ROUND ROCK
9 . S z
RESOLUTION DIRECTING ADVISORS AND CONSULTANTS
TO THE CITY TO PREPARE GENERAL OBLIGATION REFUNDING BONDS
•
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WHEREAS, the City deems it advisable to proceed with the
refunding of all of the City's outstanding general obligation
debt for which a refunding may be accomplished, in order to
achieve an interest savings and other economies on behalf of
the City; and
WHEREAS, it is hereby officially found and determined
that a case of emergency or urgent public necessity exists
which requires the holding of the meeting at which this
Resolution is adopted, such emergency or urgent public neces-
1 sity being that the proposed refunding of the City's general
obligation debt be achieved as soon as possible and without
delay; and that said meeting was open to the public, and
public notice of the time, place and purpose of said meeting
was given, all as required by Vernon's Ann. Texas Civ. St.
Article 6252 -17.
NOW, THEREFORE, BE IT RESOLVED BY THE CITY COUNCIL OF THE
CITY OF ROUND ROCK:
1. That the City does hereby instruct the City's bond
counsel, McCall, Parkhurst & Horton, the City's financial
advisors, First Southwest Company and the City's underwriters,
Texas Capital Markets and Prudential Bache Securities, Inc.,
to proceed with the development of a refunding program for the
City's general obligation indebtedness, in order to achieve an
interest savings and other encomies for the City.
2. That the City does hereby authorize the above -named
parties to proceed, on behalf of the City, to undertake the
accomplishment of the refunding of the City's general obliga-
tion indebtedness.
3. That the City's officers and employees are hereby
directed and instructed to cooperate with such firms as
necessary in order to assist in the preparation of this
refunding program.
4. That the above named parties are hereby instructed
to act on behalf of the City in reference to their respective
duties as bond counsel, financial advisor and underwriter.
DATE: August 26, 1986
SUBJECT: Council Agenda, August 28, 1986
ITEM: 13E - Consider a resolution authorizing th Mayor to enter
into a bond refunding contract.
This resolution allows Texas Capital Markets Group to proceed with setting
up the process of refunding our outstanding G.O. Bonds. This will allow the City
to move with the refunding when the market is "right ". The anticipated savings
will be approximately $500,000 over teh life of the issue.
LAW OFFICES
McCALL, PARKHURST & HORTON
900 DIAMOND SHAMROCK TOWER
PAUL B. HORTON
PETER M. TART DALLAS, TEXAS 75201 - 6567
RICHARD C. PORTER
G. CHARLES KoeoisH AREA Cope 2Ia Tae -Rsoi
THOMAS L. POSCHARSKY
KENNETH E TcLecopIDR: Pia 360
M. PAUL W ZAP MAILER. Dm 220 -39a1
JOHN
JOHN U60T
ALAN H. JEFFREY N.SPURGEON August 22, 1986
L.E. BRIZZOLARA, Ill
HAROLD T DANNY S ? AN
CULVER
•Licemseo 1N NEW YORK ONLY
Mr. Sam Huey
Asst. Manager
214 East Main St.
Round Rock, Texas 78664
Proposed Refunding for City of Round Rock
General Obligation Bonds
Dear Sam:
wk
enc.
Sincgrely,
1J1
Peter M. Tart
JOHN D MCCALL
Enclosed herewith are seven copies of a resolution authorizing the City's
consultants to proceed with the development of a plan of refunding for City's
outstanding general obligation indebtedness. It is my understanding that the
refunding will include all of the outstanding tax bonds for which the refund-
ing could benefit the City by an interest savings and other economies.
A brief summary of the proposed requirements for the issuance of refunding
bonds, as provided in the general statement released by the Joint Conference
Committee in reference to the Tax Reform Act, is as follows:
1. Refunding bonds must be redeemed on the first date on which the
bonds may be called at a premium of 3% or less in order to produce a present
value debt service savings.
2. The City cannot advance refunding the bonds more than twice.
3. Costs of issuance, other than insurance, may not be included in the
yield calculations in reference to arbitrage investments.
We might find that when the Tax Reform Bill is finally passed that there are
other additional restrictions not apparent in the summary which has been
furnished by the Committee. I will advise you of the final bill once we have
received a copy.
Please return to our office six copies of the execution resolution with the
remaining copy to be filed in the City's permanent records.