R-87-1009 - 6/11/1987CERTIFICATION AGREEMENT BETWEEN
THE TEXAS HISTORICAL COMMISSION AND THE CITY OF ROUND ROCK
FOR PARTICIPATION IN THE CERTIFIED LOCAL GOVERNMEN1 PROGRAM
The City of Round Rock, in consideration of having been granted Certified
Local Government status, agrees to carry out the following responsibilities
as a Certified Local Government, in cooperation with the National Register
Department and the Texas Historical Commission. It will:
(1) enforce the local historic preservation ordinance for the
designation and protection of local historic properties;
(2) maintain an adequate and qualified review commission for
historic preservation established by the local ordinance;
(3) maintain a system for the survey and inventory of local
historic properties that is coordinated with the statewide
cultural- resource - survey - process, with technical assistance provided by the
National Register Department;
(4) ensure, to the maximum extent possible, public participation in
the local historic preservation program, including the process of
nominating properties to the National Register of Historic Places;
(5) adopt the Secretary of the Interior's Standards for
Rehabilitation as the standards by which the local review commission will
review all work applications brought before it under the terms of the local
historic preservation ordinance;
(6) review and comment upon nominations to the National Register of
Historic Places for properties within its jurisdiction, and within 60 days
of receiving the nominations from the National Register Department of the
Texas Historical Conmision, submit the city commission's reports and the
recommendations of the chief elected official of the city to the National
Register Department as to whether or not the nominated properties meet the
criteria of the National Register;
(7) submit an annual report to the State Historic Preservation
Officer about the activities of the local review commission for historic
preservation by August 1st of each year, describing that year's activities;
(8) assist the National Register Department, if necessary, in
verifying the names and addresses of property owners within local historic
districts being nominated to the National Register, and assist with
arrangements for local public information meetings at mutually agreeable
times and locations when such districts are nominated;
c
(9) monitor and report to the Texas Historical Commission any
actions affecting any county courthouse, Recorded Texas Historic Landmark,
State Archeological Landmark, National Register property, and any locally
designated landmark;
(10) coordinate local historic preservation, to the extent
practicable, with the National Register Department, which shall provide
technical assistance, guidance, and information to the Certified local
Government as feasible upon request; and
(11) carry out the general program procedures as outlined in "Rules
and Procedures for Certified Local Governments."
.),td6 4.4
(Name) Mayor, City of Round Rock
4- /r -6r7
Date
Curtis Tunnell, State Historic Preservation Officer Date
ATTEST:
LAND, City Secretary
RESOLUTION NO. /610
WHEREAS, the City of Round Rock has long valued its rich
history of people, places and events and its heritage of preserving
and protecting places of historical significance; and
WHEREAS, the City has determined these historical resources
add significantly to the economic value of the community; and
WHEREAS, the Certified Local Government Program can provide
valuable contributions to city -wide efforts to enhance and preserve
its history; and
WHEREAS, the Texas Historic Commission has submitted a
Certification Agreement so that the City of Round Rock can obtain
Certified Local Government Status; NOW THEREFORE
BE IT RESOLVED BY THE CITY COUNCIL OF THE CITY OF ROUND
ROCK, TEXAS
That the Mayor is hereby authorized and directed to enter
into said agreement with the Texas Historic Commission, a copy
of said agreement being attached hereto and incorporated herein
for all purposes.
j �
RESOLVED this / � day of
, 1987.
�! x,..-
MIKE ROBINSON, Mayor
City of Round Rock, Texa
T E X A S H I S T O R I C A L C O M M I S S I O N
P.O. BOX 12276
The Honorable Michael Robinson
Mayor, City of Round lock
214 East Main Street
Round lock, TX 78666
CT /PFM /mc
Enclosure
CURTIS TUNNEIL
EXECUTIVE DIRECTOR
AUSTIN, TEXAS 78711
May 15, 1987
Dear Mayor Robinson:
The staff of the Texas Historical Commission has recently completed a
review of the City of Round Rock's application for Certified Local
Government status, as authorized under regulations prepared by the U.S.
Department of the Interior and the Texas Historical Commission.
Under the provisions of the rules adopted by the Texas Historical
Commission for the implementation of this program in the State of Texas, I
am pleased to inform you that Round Rock's application to become a
Certified Irra1 Government fulfills all of the necessary requirements.
Therefore, I have enclosed a copy of the certification agreement which
outlines the responsibilities incumbent upon the City of Round Rock as a
Certified Local Government. Please sign the certification agreement and
return it to Peter Flagg Maxson of my staff, who will enclose it as a part
of the documentation to be submitted to the National Park Service for
final action on the city's application.
My staff is looking forward to working with the City of Round lock as a
Certified Local Government. If you should have any questions concerning
Round Rock's application, please do not hesitate to contact Mr. Maxson at
512 /463 -6094. Upon the receipt of the signed certification agreement, the
city's application will be forwarded to the National Park Service for a
final decision.
tis Tunnell
Executive Director
✓/ze eS/ale G9,yeacyforz. /onto, 9reliwallo2
RECEIVED i r" V 2
(512) 463 -6100
Certified Local
Governments
in the
National Historic
Preservation
Program
2
Benefits of Becoming A
Certified Local Government
• Special grants from State Historic
Preservation Officers
• Local historic preservation exper-
tise recognized by State and
Federal agencies
• Technical assistance and training
from State Historic Preservation
Officers
• Participation in nominations to the
National Register of Historic Places
• National historic preservation
assistance network: publications,
professional assistance
• Information exchange with State
Historic Preservation Officers
• Participation in statewide preserva-
tion programs and planning
Responsibilities of a
Certified Local Government
• Maintain a historic preservation
commission
• Survey local historic properties
• Enforce State or local preservation
laws
• Provide for public participation
• Other functions delegated or re-
quired by the State, such as the
enactment of historic preservation
ordinances or zoning restrictions
Captions: Clockwise from the fop —
Historic District Commission, Shelbyville, Kentucky (Shelby
County Community Development Corp., Shelbyville,
Kentucky).
Park City, Utah (Debbie Temme).
Historic buildings survey, (The Historic District Commission,
Historic Preservation Advisory Committee, City of
Gaithersburg, Maryland).
Wilmington City Hall- Thalian Hall (William J. Bonet' Jr.,
Historic American Buildings Survey, NC 65 -WILM, 3 -3,
HABS NC 7 -3).
Park City, Utah, Department of Community Development.
Planning a historic buildings survey. (The Historic
District Commission, Historic Preservation Advisory
Committee, City of Gaithersburg, Maryland).
What is a Certified Local
Government?
The National Historic Preservation Act
established a nationwide program of
financial and technical assistance to
preserve historic properties — buildings,
structures, sites, neighborhoods, and
other places of importance in the
historical and cultural life of the nation. A
local government can participate directly
in this program when the State Historic
Preservation Officer certifies that the local
government has established its own
historic preservation commission and a
program meeting Federal and State stan-
dards. A local government that receives
such certification is known as a "Certified
Local Government" or "CLG."
What are the Benefits of Becom-
ing a Certified Local Government?
Certified Local Governments are eligible
to apply for especially earmarked grants
from their State Historic Preservation Of-
ficer. At least ten percent of the annual
Historic Preservation Fund grant made to
States under the National Historic Preser-
vation Act must be distributed among
Certified Local Governments.
4
Certified Local Governments are recog-
nized by Federal and State agencies as
having special expertise in historic
preservation.
Certified Local Governments receive
technical assistance and training from
their State Historic Preservation Offices.
Such training and assistance can help a
community pursue its preservation goals
and its plans for development.
Certified Local Governments review
nominations of properties within their
jurisdictions to the National Register of
Historic Places before such nominations
are submitted to the State Historic Preser-
vation Officer. This provides for formal
local participation in the identification and
national recognition of their historic
resources.
Motor Mill, Clayton County, Iowa (courtesy of Iowa State
Historic Preservation Office, Iowa State Historical
Department).
Certified Local Governments become part
of a national technical assistance network.
They receive publications issued by their
State Historic Preservation Office and by
the National Park Service. They know
who in the State Historic Preservation Of-
fice to call upon for assistance, and how
to obtain aid from National Park Service
offices such as the National Register,
Technical Preservation Services, Historic
American Buildings Survey, and the
Historic American Engineering Record.
Representatives from Certified Local
Governments are provided the opportu-
nity to meet periodically with their State
Historic Preservation Office, sharing ex-
perience and information.
Certified Local Governments provide local
perspective to the plans and programs of
their State Historic Preservation Offices,
including statewide planning for preser-
vation and development.
Park City, Utah (Department of Community Develop-
ment, Park City, Utah).
5
Guyton, Georgia (James R. Lockhart).
Why should a local government
participate in the Certified Local
Government Program?
Obtaining status as a Certified Local
Government can help a local government
encourage, develop, and maintain its local
preservation efforts in coordination with
its development plans.
No one benefits as much from the preser-
vation of local historic sites and buildings
nor suffers as much by their destruction
as the citizens of a community. It is they
who live and work in historic homes and
neighborhoods, who see the effects of
rehabilitation projects every day, and who
enjoy the economic and social benefits
that rehabilitation of the community's
historic properties bring. It is they who
feel most personally the loss of a
treasured local landmark.
Each historic building and structure
represents a community investment that
should not be discarded lightly; maintain-
ing and rehabilitating older buildings and
neighborhoods can mean savings in time,
money, and raw materials. The preserva-
tion of a community's historical resources
will enrich the lives of its inhabitants now
and in the future.
What sorts of resources must be
present in a community to make
it eligible to become a Certified
Local Government?
The national historic preservation pro-
gram is concerned with preserving the
integrity of properties significant in
American history, architecture, engineer-
ing, archeology, and culture. Properties
significant to the history, prehistory,
architecture or culture of local com-
munities are specifically included. A com-
munity's historic resources might include
a vital ethnic neighborhood, a Queen
Anne residence, a block of nineteenth
century warehouses or stores, a 1930s
bungalow, a park, a group of farms in
their rural landscape, a shipwreck in a
harbor, or the archeological remains of an
early historic commercial district or a
prehistoric Indian village. In short, the
national historic preservation program is
interested in preserving the integrity of
the history of all localities — regardless of
what that history is.
What kinds of projects can be
funded by grants to Certified
Local Governments?
Many kinds of projects can be assisted by
State grants to Certified Local Govern-
ments. Some examples are:
• survey and inventory of historic
buildings and other historic features
of a community such as parks,
fences, roads, and bridges
• survey of local prehistoric and historic
archeological resources
• preparation of nominations of local
properties to the National Register of
Historic Places.
B
• activities related to comprehensive
community planning such as:
— providing staff support for a Cer-
tified Local Government's historic
preservation commission
— developing published design
guidelines for use by historic
preservation commissions in Cer-
tified Local Governments in their
review of new construction and
alterations to properties within
historic districts
— writing or ammending preserva-
tion ordinances
— preparing preservation plans for
the protection of local historic
resources
• testing archeological sites to deter-
mine their significance
• programs for public education in
historic preservation such as:
— preparing and producing exhibits
and brochures concerning local
historical resources and their pro-
tection and the activities of the
historic preservation commission
— preparing special events that
educate the public about local
history, the community's historic
resources, and preservation issues.
Can Certified Local Govern-
ments apply for funds from
their State Historic Preservation
Officer other than funds speci-
fically earmarked for the Cer-
tified Local Governments?
bradley Building, Cleveland, Ohio (Cleveland Land-
marks Commission).
Yes, but so can other governments that
are not Certified Local Governments, as
well as non - governmental institutions,
organizations, and individuals. Status as
a Certified Local Government gives local
governments an advantage in the com-
petition for scarce funds as their pro-
grams are already coordinated with their
State Historic Preservation Office.
What is the National Register
of Historic Places, and what is
the involvement of Certified
Local Governments in the pro-
cess of nominating and review-
ing nominations to it?
The National Register is a working list of
properties determined to be of national,
State, or local significance and worthy of
preservation and consideration in plan-
ning or development decisions. The
National Register is maintained by the
National Park Service in Washington,
D.C.
9
to
Fredrick, Maryland (Harriet Wise).
Properties are listed in the National
Register primarily through nominations
by State Historic Preservation Officers.
The significance of potential entries in the
National Register are reviewed against
established criteria. These criteria,
established by the National Park Service,
are worded in a flexible manner to pro-
vide for the diversity of resources across
the country. Sources of further informa-
tion concerning the National Register are
listed at the end of this booklet.
Certified Local Governments participate
in the National Register nomination proc-
ess by reviewing all nominations of prop-
erties in their jurisdictions. Before a prop-
erty within the jurisdiction of a Certified
Local Government may be nominated by
the State Historic Preservation Officer for
inclusion on the National Register, the
State Historic Preservation Officer must
notify the local historic preservation com-
mission, the chief elected official, and the
owner of the property. After providing
opportunity for public comment, the
historic preservation commission can
prepare a report as to whether or not, in
its opinion, the property meets the
criteria of the National Register. Subject
to appeal, if both the chief elected official
and the local historic preservation com-
mission recommend that the property not
be nominated to the National Register,
the State Historic Preservation Officer can
take no further action on its nomination.
The property may, however, be formally
determined eligible for the National
Register, even though it may not be
nominated, to ensure that Federal agen-
cies will consider it if Federal assistance
or a Federal license is involved in projects
that will affect it.
How does listing on the Na-
tional Register benefit Certified
Local Governments?
National Register listing can enrich local
preservation efforts by publicly
establishing that local properties are
significant enough to merit national
recognition.
Federal tax law provides incentives for
the preservation of properties listed on
the National Register or included within
registered historic districts. Investment
tax credits are provided for the substan-
tial rehabilitation of certified historic
structures, and tax deductions are permit-
ted for the contribution of easements on
historic properties to qualified entities.
Current information on Federal tax incen-
tives can be obtained from your State
Historic Preservation Officer, or from the
National Park Service's Regional Office in
your area. Your State Historic Preserva-
tion Officer can also provide information
on State incentives for the preservation of
historic properties.
11
12
The National Register is central to a
number of Federal programs that en-
courage protection and improvement of
historic properties. A description of
several such programs that may be of use
to local governments can be found in Ap-
pendix II of the revised National Park
Service publication, Guidelines for Local
Survey: A Basis for Preservation Planning.
National Register status, or a determina-
tion that a property is eligible for the
National Register, identifies a property as
one whose historical value must be con-
sidered in planning by Federal agencies
and by communities using Community
Development Block Grants and other
forms of Federal assistance. These agen-
cies and communities are required by the
National Historic Preservation Act to ob-
tain the comments of the State Historic
Preservation Officer and the Advisory
Council on Historic Preservation on the
effects of their projects. Further informa-
tion on the Advisory Council can be ob-
tained from the sources listed at the end
of this booklet.
What is a Certified Local
Government required to do?
The National Historic Preservation Act re-
quires that a Certified Local Government:
• enforce State or local legislation for the
designation and protection of historic
properties,
• establish and maintain a qualified
historic preservation commission,
• maintain a system for the survey and
inventory of historic properties in coor-
dination with its State Historic Preser-
vation Office,
• provide for public participation in its
activities, and
• perform other agreed upon functions
delegated to it by its State Historic
Preservation Officer.
Local preservation ordinance
Many States require local governments to
enact historic preservation ordinances as a
condition of certification. The require-
ments of such legislation vary widely. For
example, some States require that local
governments have the authority to estab-
lish historic districts which are protected
by zoning restrictions. Other States re-
quire the delineation of historic districts
but do not require local zoning
ordinances.
The National Park Service encourages the
enactment of local preservation legislation
for the protection and designation of
historic properties. Several publications
that detail some common issues concern-
ing local preservation ordinances are
listed in the publications section below.
To find out the policy of your State
regarding local ordinances, contact your
State Historic Preservation Officer.
Historic Preservation
Commissions
Many communities already have historic
preservation commissions that designate
historic structures, sites, and districts in
accordance with criteria established by the
ordinances under whose authority they
operate. Usually these commissions also
have the authority to review proposed
changes to designated buildings and
structures and the design of new con-
struction near historic buildings or within
historic districts. The degree of authority
granted to such commissions varies wide-
ly; some commissions are basically ad-
visory bodies, while others have the
power to control alteration or prohibit the
demolition of designated properties.
13
14
To participate as a Certified Local
Government, a local government must
establish a historic preservation commis-
sion according to State or local law, and
give the commission responsibilities and
authorities coordinated with those of the
State Historic Preservation Officer.
What is a historic preservation
commission required to do?
Historic preservation commissions of Cer-
tified Local Governments are established
in coordination with State Historic Preser-
vation Office procedures. They are
designed to meet the needs of individual
communities and to complement the
preservation program administered by the
State Historic Preservation Officer. All
historic preservation commissions of Cer-
tified Local Governments review nomina-
tions of local resources to the National
Register.
Some States require that commissions
review and make decisions on alteration
or demolition of designated historic prop-
erties, and that they establish and use
written guidelines for their review. In
other States, such reviews are optional.
In others, the primary activity of a local
historic preservation commission is de-
fined by the State as educating the
citizens within its jurisdiction about
historic preservation. To find out what is
required of local historic preservation
commissions in the Certified Local
Government program in your State, con-
tact your State Historic Preservation
Officer.
Who is qualified to serve on
historic preservation commis-
sions of the Certified Local
Governments?
National Park Service regulations define
an "adequate and qualified" historic
preservation review commission as one in
which all members have demonstrated in-
J
serest, competence, or knowledge in
historic preservation. The regulations say
that professionals from among the fields
of architecture, history, architectural
history, planning, archeology, or some
historic preservation disciplines, such as
urban planning, American Studies,
American Civilization, cultural geography,
or cultural anthropology, should be ap-
pointed to the commission to the extent
available in the community.
The kinds of expertise needed on historic
preservation review commissions will
vary to some extent with the nature of
local historic properties. For example, if a
community was once the site of signifi-
cant developments in prehistory, it would
be well to include a prehistoric arche-
ologist. If a community contains many
buildings representing different architec-
tural styles and periods, the presence of
an architectural historian on the commis-
sion would be important.
Union National Bank, Eau Claire, Wisconsin (Mary
Taylor).
15
16
What if there are no profes-
sionals in the fields recommend-
ed by the regulations who live
in a community or are willing
to serve on a historic preserva-
tion commission?
The regulations for Certified Local
Governments stipulate only that all
members of a local historic preservation
commission must have demonstrated in-
terest, competence, or knowledge of
historic preservation. Certified Local
Governments are required to appoint pro-
fessionals from the disciplines listed to
the extent available in the community.
However, subject to some restrictions,
each State may specify the minimum
number and type of professional
members that the local government must
appoint to its commission. If a local
government is certified with a historic
McLoughlin Historic District, Oregon City, Oregon
(Oregon City Planning Department).
preservation commission lacking the full
range of professional expertise required
by the regulations, the State must require
that the community obtain specific exper-
tise as necessary. For example, if a
historic preservation commission is to
consider a prehistoric archeological site
for nomination to the National Register,
and the commission has no member with
expertise in that field, the State must re-
qure that it consult with a professional
prehistoric archeologist before its decision
is forwarded to the State Historic Preser-
vation Officer.
Archeological test excavation, Baltimore County,
Maryland (Maryland Historic Trust).
Preservation Publications and
Information
The following is a partial list of publications, some free and some
for sale, that may be helpful to local governments. For further in-
formation, you are encouraged to write your State Historic Preser-
vation Officer, your regional office of the National Park Service,
the National Trust for Historic Preservation, or the Advisory
Council on Historic Preservation.
Procedures for Approved State and Local Government Historic Preserva-
tion Programs, Final Rule. 36 C.F.R. Part 61, Department of the In-
terior, National Park Service, Federal Register, Vol. 49, No. 73, Part
V., pages 14890- 14906, April 13, 1984.
Arrheologi Survey: Methods and Uses. Thomas F. King. National
Park Service, U.S. Department of the Interior, Washington, D.C.
The Brown Book: o Directory of Preservation Information, Dane Mad-
des, editor, with Ellen R. Marsh, The Preservation I'ress. National
Trust for Historic Preservation, Washington, D.C., 1983.
17