R-89-1213 - 1/12/1989WHEREAS, with the passage of House Bill 1593 by the 69th
Legislature, nineteen named river authorities and their boards of
directors were made subject to limited application of the Texas
Sunset Act, with a review date of September 1, 1991; and
WHEREAS, at this time the nineteen agencies are to be reviewed
but are not subject to abolishment; however, the boards of directors
are subject to review and abolishment unless continued in office
under the Act; and
WHEREAS, the Sunset legislation allows the management of river
authorities to be removed from local boards of directors and
transferred to the State Water Commission; and
WHEREAS, this process violates both State and Federal
constitutional provisions, is unnecessarily expensive to the local
area, time consuming, potentially disruptive, and damaging to the
public interest, as more fully described in an "Outline of Sunset Act
and the Problems Created by Sunset for the Brazos River Authority ",
attached hereto and made a part hereof for all purposes as Exhibit
"A "; and
WHEREAS, the City Council of Round Rock, Texas, has considered
the matter and deems that the public interest will be best served by
repeal of the Sunset provisions as they apply to the river
authorities of Texas;
BE IT RESOLVED BY THE COUNCIL OF THE CITY OF ROUND ROCK, TEXAS,
That the City of Round Rock, Texas, acting by and through its
City Council, hereby supports repeal of the 1985 special Sunset
legislation applying to river authorities and their boards of
directors.
RESOLVED this 12th day of January, 1989.
ATTEST:
'4/ JI
Ji LAND, City Secretary
C37RESREPEAL
RESOLUTION NO. / ,U ,€
MIKE ROBINSON, Mayor
City of Round Rock, Texas
November 21, 1988
Mayor Mike Robinson
221 East Main Street
Round Rock, Texas 78664
Dear Mayor:
Enclosed is a copy of a resolution posted by the City of Temple
supporting the repeal of the 1985 Special Sunset. legislation applying to
River Authorities and their boards.
I would appreciate your consideration of a similar resolution. As a
city we are dependent on a close working relationship with the Brazos
River Authority for our water supply. Under the current Sunset
provision the board of all river authorities will be reviewed and
abolished September 1, 1991 unless specifically retained by an act of
the legislature. If the board is abolished there will be uncertainty
for customers such as Round Rock, as to how B.R.A. projects can be
legally funded, built and operated.
The enclosures 1 am sending you should offer additional information as
to the importance of amending the 1985 legislation in the upcoming
legislature.
I will be glad to have members of the Brazos River Authority staff
attend a council meeting to provide support and testimony if you would
consider the passage of a resolution supporting the amendment to the
Sunset legislation.
cc: Carson Floage
Enclosures
JHM /sab
bra /res
JAMES H. MILLS
2499 LOOP 360 SOUTH, SUITE 201
AUSTIN. TEXAS 78746
512.327.5309
Ray
4 ,71881.7
y a
;.bkl *
temple
Hr. Carson Hoge
General Manager
Brazos River Authority
P.G. Box 7555
Waco, TX 76710
Dear Sir:
November 9, 1988
Please find the enclosed Resolution passed and approved by the City
Commission of the City of Temple, Texas on November 3, 1988. This
Resolution supports repeal of the 1985 Special Sunset Legislation applying
to River Authorities and their boards of directors.
Thank you for your attention concerning this issue.
Sincerely,
Cly et t Entzminger
Assistant City Secretary
WP4035
P.O. BOX 917 TEMPLE, TEXAS 76503 • TELEPHONE 111171 770,5531
I, Clydette Entzminger, Assistant City Secretary of the City of Temple, Texas,
do hereby certify that the foregoing instrument is a true and correct copy of
the Resolution passed and approved by the City Commission of the City of
Temple, Texas onilrikmjrr 3,1�14g , and is on file in the office of the
Assistant City secretary.
h, g, I ggK
Date
% -, � inAci ¢nJ
C1y tte Entz nger'
Assistant City Secretary
P.O. BOX 987 TEMPLE, TEXAS 76503 • TELEPHONE (817( 770.5631
RESOLUTION
A RESOLUTION OF THE BOARD OF COMMISSIONERS OF THE
CITY OF TEMPLE, TEXAS, SUPPORTING REPEAL OF 1985
SPECIAL SUNSET LEGISLATION APPLYING TO RIVER
AUTHORITIES AND THEIR BOARDS OF DIRECTORS;
AUTHORIZING THE CITY SECRETARY TO FORWARD A CERTI—
FIED COPY OF THIS RESOLUTION TO THE STATE
LEGISLATORS FOR THIS DISTRICT; DECLARING FINDINGS
OF FACT; AND PROVIDING AND OPEN MEETINGS CLAUSE.
WHEREAS, with the passage of House Bill 1593 by the 69th Leg-
islature, nineteen named river authorities and their boards of
directors were made subject to limited application of the Texas
Sunset Act, with a review date of September 1, 1991; and
WHEREAS, at this time the nineteen agencies are to be reviewed
but are not subject to abolishment; however, the boards of
directors are subject to review and abolishment unless continued in
office under the Act; and
WHEREAS, the Sunset legislation allows the management of river
authorities to be removed from local boards of directors and trans-
ferred to the State Water Commission; and
WHEREAS, this process violates both State and Federal
constitutional provisions, is unnecessarily duplicitative, expen-
sive to the local area, time consuming, potentially disruptive, and
damaging to the public interest, as more fully described in an
"Outline of Sunset Act and the Problems Created by Sunset for the
Brazos River Authority ", attached hereto and made a part hereof for
all purposes as Exhibit "A "; and
WHEREAS, the Board of Commissioners has considered the matter
and deems that the public interest will be best served by repeal of
the Sunset provisions as they apply to the river authorities of
-1-
Texas;
NOW, THEREFORE, BE IT RESOLVED BY THE BOARD OF COMMISSIONERS
OF THE CITY OF TEMPLE, TEXAS:
SECTION 1: That the City of Temple, Texas, acting by and
through its Board of Commissioners, hereby supports repeal of the
1985 special Sunset'leg'islation applying to river authorities and
their boards of directors.
SECTION 2: That the City Secretary is hereby authorized to for—
ward a certified copy of this Resolution to the State Legislators
for this district as a request for support in the repeal of this
legislation.
SECTION 3: That it is hereby officially found and determined
that the meeting at which this resolution is passed was open to the
public as required by law and that public notice of the time,
place, and purpose of said meeting was given as required by the
Open Meetings Act, Tex.Stat.Ann.Art 6252- 17(Vernon 1988).
PASSED AND APPROVED this the 3rd day of November, 1988.
ATTEST:
11., 111 Ate
CLYIETTE ENT ING
Assistant City Secretary 1081
APPROVED AS TO FORM AND CONTENT:
1 • � .,CP:
TRUDI DA I L
Deputy City Attorney
—2—
THE CITY OF TEMPLE, TEXAS
(I
By:
W.A. PREWITT, III, Mayor
1. SUNSET ACT
Exhibit "A"
Page 1
OUTLINE OF SUNSET ACT
AND THE
PROBLEMS CREATED BY SUNSET
FOR THE BRAZOS RIVER AUTHORITY
a. Effective August 1977
b. Periodic review and evaluation of State agencies to
improve effectiveness of government. All agency programs
are evaluated.
c. Specific legislation must be enacted to recreate the
agency and its programs; if not, the "sun sets" on the
agency and it is abolished.
d. River authorities were placed under Act in 1985 by
special legislation.
e. The application of the Sunset Act to river authorities
and Boards of Directors is as follows:
(1) 19 named river authorities are subject to review
beginning September 1, 1989; but may not be
abolished.
(2) The Boards of Directors of the named river
authorities will be reviewed and abolished
September 1, 1991 unless specifically retained by an
act of the legislature.
2 WHY SUNSET REVIEW IS INAPPROPRIATE FOR RIVER AUTHORITIES
a. Sunset Act was created to review State agencies that have
a statewide function and are funded by the State
Legislature; river authorities were consciously excluded
in 1977;
b. River authorities are not State agencies but are like the
other 1,100 special purpose districts. They
(1) are governmental subdivisions of the State;
(2) are regional bodies of government;
(3) have geographic responsibilities for water resource
management; and
(4) do not receive State appropriated funds; but are
self- supporting through revenues received from
customers they serve.
c. Board of Directors
Exhibit "A"
Page 2
(1) By statute all authority rests with board; power to
contract, finance and operate.
(2) One -third appointed by Governor every two years.
(3) Experienced corporate group comprised of ranchers,
businessmen and professionals that represent citizens
of the'regibn served.
(4) Abolishment of Board leads to:
(a) Loss of experienced members;
(b) Unfounded suggestions of impropriety;
(c) Instability in policy which impacts long -term
contracts and increases costs of bonds for
customers;
(d) Uncertainty for the customers served;
(e) Unanswered legal issues.
3. PROBLEMS CREATED BY APPLYING SUNSET TO THE BRAZOS RIVER
AUTHORITY
a. Inability to provide needed services because of the
threat to stability and continuity.
(1) The people of the Basin rely on Brazos River
Authority to put together the kinds of large scale,
basin -wide or regional projects necessary to provide
for local water resource needs.
(a) To furnish needed water supplies that cannot be
obtained by any other practicable means.
(b) To provide wastewater treatment and disposal that
can most effectively be accomplished, and in some
cases, can only effectively be accomplished,
through the regionalization Brazos River
Authority makes possible.
(c) To accomplish water quality protection programs
that require a manager that can apply experienced
management and coordinate a regional effort.
(2) The development of such projects has to be based upon
contracts between Brazos River Authority and the
project beneficiaries that involve very serious
commitments on the part of all parties.
r
Exhibit "A"
Page 3
(a) Brazos River Authority commits to furnishing the
resources and providing the services.
(b) The beneficiaries commit to paying the costs.
(c) In connection with water supplies and wastewater
treatment, the commitments on both sides are
major, long -term commitments.
(1)'BRA commits itself to incur long -term debt,
develop projects, acquire staff and operate
projects to meet the beneficiaries needs.
(2) The beneficiaries commit themselves
unconditionally to make payments to BRA to
retire capital costs of the development
whether or not BRA can deliver the
contracted -for benefits, and in effect,
commit themselves to reliance on BRA for an
absolutely essential service.
(3) The threat to continuity inherent in Sunset
undermines the confidence in the continuing stability
of BRA that is absolutely essential for either side
to be comfortable with or willing to enter into these
kinds of relationships and commitments.
(4) This threat of instability and uncertainty with
regard to future policies and capabilities will also
seriously erode and perhaps eliminate BRA ability to
finance projects to serve the people of the Basin.
b. Inability to function if the BRA Board is actually
sunsetted.
(1) Board, by law, sets policy, approves budgets,
authorizes contracts, undertakes financing and
approves expenditures.
(2) Within a very short period without a Board, BRA
activities would all come to a halt.
(3) Past experience indicates that a minimum of six
months would be required to get a new Board in
place, and with a possibility of more than 200
appointments having to be made, the required time
could be much greater.
c. Sunset represents a major cost in money and resources.
(1) Two -year process involving expense for legal counsel,
trips, etc.
Exhibit "A"
Page 4
(2) Already contacted by consultants to help prepare a
self- review report that requires 26 pages of
instruction.
(3) Costs have to be passed on to customers.
(a) Estimates of $200,000 to $400,000 per year.
(b) Staff will be doing Sunset rather than serving
customers.
d. Sunset creates major problems and we need help to repeal
the applicability of Sunset to river authorities.
1. SUNSET ACT
OUTLINE OF
REASONS FOR REPEAL OF,
AND SUGGESTED ALTERNATIVES FOR,
SUNSET REVIEW OF RIVER AUTHORITIES
a. Effective August 1977
b. Periodic review and evaluation of State agencies to improve
effectiveness of government. All agency programs are evaluated.
c. Specific legislation must be enacted to recreate the agency and
its programs; if not, the "sun sets" on the agency and it is
abolished.
d. River authorities were placed under Act in 1985 by special
legislation.
e. The application of the Sunset Act to river authorities and
Boards of Directors is as follows:
(1) 19 named river authorities are subject to review beginning
September 1, 1989; but may not be abolished.
(2) The Boards of Directors of the named river authorities will
be reviewed and abolished September 1, 1991 unless
specifically retained by an act of the legislature.
2. WHY SUNSET REVIEW IS INAPPROPRIATE FOR RIVER AUTHORITIES
a. Sunset Act was created to review State agencies that have a
statewide function and are funded by the State Legislature;
river authorities were consciously excluded in 1977;
b. River authorities are not State agencies but are like the other
1,100 special purpose districts. They
(1) are governmental subdivisions of the State;
(2) are regional bodies of government;
(3) have geographic responsibilities for water resource
management; and
(4) do not receive State appropriated funds; but are
self - supporting through revenues received from customers
they serve.
c. The Board of Directors provide for a direct channel of
responsibility to the public served by river authorities.
(1) By statute all authority rests with board; power to
contract, finance and operate.
Brazos River Authority
October 17, 1988
(2) One -third appointed by Governor every two years.
(3) Experienced corporate group comprised of ranchers,
businessmen and professionals that represent citizens
region served.
(4) Abolishment of Board leads to:
(a) Loss of experienced members;
(b) Unfounded suggestions of impropriety;
(c) Instability in policy which impacts long -term contrac_s
and increases costs of bonds for customers;
(d) Uncertainty for the customers served;
(e) Unanswered legal issues.
of the
d. The Sunset process is not an effective means for either state
coordination of water resource management or for providing
oversight of the management policies and practices relating to
water resources
(1) There are more than 1,100 regional water agencies created
under the same provisions of the Texas Constitution and with
the same kinds of programs and responsibilities as river
authorities, and some 6,000 governmental, corporate and
individual water rights holders in the State; sunset review
of nineteen river authorities addresses only a small
fragment of the over -all picture.
(2) Without substantial additional personnel and resources, the
Sunset Commission staff cannot adequately review the total
programs of even the nineteen named river authorities at
less than the 12 year maximum interval allowed under the
Sunset Act, and reviews at 12 year intervals will be totally
ineffectual for purposes of coordination and for addressing
real or perceived management of policy problems that may
arise from time to time.
3. PROBLEMS CREATED BY APPLYING SUNSET TO THE BRAZOS RIVER AUTHORITY
a. Inability to provide needed services because of the threat to
stability and continuity.
(1) The people of the Basin rely on Brazos River Authority to
put together the kinds of large scale, basin -wide or
regional projects necessary to provide for local water
resource needs.
(a) To furnish needed water supplies that cannot be obtained
by any other practicable means.
2
Brazos River Authority
October 17, 1988
(b) To provide wastewater treatment and disposal that can
most effectively be accomplished, and in some cases,
can only effectively be accomplished, through the
regionalization Brazos River Authority makes possible.
(c) To accomplish water quality protection programs that
require experienced management to coordinate regional
efforts.
(2) The development'of such projects has to be based upon
contracts between Brazos River Authority and the project
beneficiaries that involve very serious commitments on the
part of all parties.
(a) Brazos River Authority commits to furnishing the
resources and providing the services.
(b) The beneficiaries commit to paying the costs.
(c) In connection with water supplies and wastewater
treatment, the commitments on both sides are major,
long -term commitments.
(1) BRA commits itself to incur long -term debt, develop
projects, acquire staff and operate projects to meet
the beneficiaries needs.
(2) The beneficiaries commit themselves unconditionally
to make payments to BRA to retire capital costs of
the development whether or not BRA can deliver the
contracted -for benefits, and in effect, commit
themselves to reliance on BRA for an absolutely
essential service.
(3) The threat to continuity inherent in Sunset undermines the
confidence in the continuing stability of BRA that is
absolutely essential for either side to be comfortable with
or willing to enter into these kinds of relationships and
commitments.
(4) This threat of instability and uncertainty with regard to
future policies and capabilities will also seriously erode
and perhaps eliminate BRA ability to finance projects to
serve the people of the Basin.
b Inability to function if the BRA Board is actually sunsetted.
(1) Board, by law, sets policy, approves budgets, authorizes
contracts, undertakes financing and approves expenditures.
(2) Within a very short period without a Board, BRA activities
would all come to a halt.
3
Brazos River Authority
October 17, 1988
(3) Past experience indicates that a minimum of six months would
be required to get a new Board in place, and with a
possibility of more than 200 appointments having to be made,
the required time could be much greater.
(4) An entirely new board would require at least a year to gain
the understanding necessary for it to effectively direct the
activities of the Authority.
c. Sunset represents a major cost in money and resources.
(1) Two -year process involving expense for legal counsel, trips,
etc.
(2) Already contacted by consultants to help prepare a
self - evaluation report that requires 26 pages of
instruction.
(3)
(3)
(3)
Costs have to be passed on to customers.
(a) Estimates of $200,000 to $400,000 per year for
self - evaluation process alone (probably less than half
of total costs).
(b) Staff will be doing Sunset rather than serving
customers.
4. EXISTING STATE LAWS PROVIDE OVERSIGHT OF AUTHORITIES BY:
a. Requiring authorities to:
(1) Comply with Open Meetings Act.
(2) Comply with Open Records Act.
Have annual audits and to submit copies to Texas Water
Commission, State Auditor and county of location (in
addition, submitted to Attorney General, Bond holders, most
contract customers, and to any others showing interest)
[Texas Water Code, 50.374]
(4) Adopt code of ethics and procedures to assure proper
conduct and adequate internal and external control of
administration, fiscal affairs and policy. [Texas Water Code
50.381a]
b. Providing Texas Water Commission with authority to
(1) Continually supervise districts /authorities. [Texas Water
Code 5.013(a)(2)]
(2) Issue, enforce and cancel for cause permits for water rights
and use of water. [Texas Water Code 5.013(a)(1)]
Issue, enforce and cancel for cause permits for any and all
activities relating to water quality. [Texas Water Code
5.013(a)(3)]
4 Brazos River Authority
October 17, 1988
(4) Review, and approve or disapprove and require changes to
rates charged for services relating to water resources.
[Texas Water Code 12.0131
(5) Review and approve annual audits of districts and
authorities. [Texas Water Code 50.375]
(6) Notify State Attorney General, County or District Attorney
and the governing Board of Directors of any impropriety in a
district or authority's affairs and to require correction.
[Texas Water Code 50.375]
(7) To hold hearings, issue subpoenas and require submission of
evidence and testimony on any matter it believes is needed
to carry out its responsibilities. [Texas Water Code 5.102]
c. Assigning responsibility to Texas Water Development Board to:
(1) Prepare and maintain State's complete water management plan.
[Texas Water Code 6.012(a)]
(2) Participate in Texas Water Commission proceedings to assure
proper attention to plan. [Texas Water Code 6.189]
(3) To require water conservation and proper fiscal management
when State funds are involved. [Texas Water Code 15.106 b]
5. ACCEPTABLE ALTERNATIVES TO REPLACE THE EXISTING FRAGMENTARY USE OF
SUNSET TO ACCOMPLISH OVERSIGHT AND COORDINATION:
a. If additional oversight is considered necessary:
(1) Amend Section 12.081 of the Water Code to extend supervision
by the Texas Water Commission to all governmental
subdivisions of the State created under Article XVI, Section
59 of the Texas Constitution.
(2) Amend Section 50.381 of the Water Code to require that the
Texas Water Commission and State Auditor set standards for
and review for compliance the policies and procedures
required to be established thereunder and to make the
section applicable to all governmental subdivisions created
under Article XVI, Section 59.
(3) Amend Section 50.375 of the Water code to:
(a) Add the Governor to the list of those to whom the
Executive Director of the Texas Water Commission is
required to report any impropriety discovered as a
result of the reviews he is responsible for making under
Section 50.375.
(b) Provide for the Governor to remove and replace any
director of any covered subdivision found guilty, after
due process, of misconduct in office.
5
Brazos River Authority
October 17, 1988
b. If additional coordination is considered necessary:
(1) Strengthen both the Water Development Board's responsibility
for maintaining the State's water resources management plan
current and its capabilities for meeting this
responsibility.
(2) Require the Texas Water Development Board to be a party to
all proceedings, before the Texas Water Commission regarding
the granting, modification or cancellation of water rights,
and require the Commission to rely on the testimony of the
Board as to whether action requested of or proposed by the
Commission is consistent with the State's water resources
management plan.
(3) Prohibit any grant or modification of water rights not
consistent with the State's water resources management plan.
(4) Authorize the Texas Water Commission to make modifications
to the State's water resources management plan that the
commission finds to be in the public interest after due
process.
c. To assure that the overall program continuously operates
effectively and in the public interest, establish a permanent
Water Resources Oversight Commission:
(1) Membership: Composed of state senators, state
representatives and private citizens. State senators are to
be appointed by the Lt. Governor; representatives by the
Speaker; and private citizens by the Governor.
(2) Duties:
(a) Conduct annual hearings to review and evaluate
performance and effectiveness of all aspects of the
management and use of the state's water resources at the
state, regional, and local level by both public agencies
and private interests.
(b) Prepare an annual report on its findings, including as
appropriate, policy and /or legislative recommendations
to the Governor and the Legislature.
(3) Staff: Existing staff from the Governor's Office and from
the House and Senate Committees working water resource
matters would be used to assist the Commission in carrying
out their duties.
6
Brazos River Authority
October 17, 1988
DATE: January 10, 1989
SUBJECT: Council Agenda, January 12, 1989
ITEM: 8A. Consider a resolution supporting the repeal of the 1985
Special Sunset legislation applying to River Authorities
and their boards.
STAFF RESOURCE PERSON: Bob Bennett
STAFF RECOMMENDATION: This legislation supposed that River Authorities
in the State could be sunsetted out of existance and their
responsibilities.
ECONOMIC IMPACT: Transferred to other State Agencies such as the
Texas Water Commission. The legislation actually intended
to give the State Legislature leverage over the water
authorities, e.g., if the State Legislature couldn't control
a River Authority, it would do away with it.