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R-89-1282 - 5/25/1989WHEREAS, the City of Round Rock has requested proposals to provide additional health insurance coverage for City employees, and WHEREAS, Texas Health Facility Plan has submitted a proposal, and WHEREAS, the City Council wishes to accept the proposal of Texas Health Facility Plan to provide additional health insurance coverage for the City, Now Therefore, BE IT RESOLVED BY THE COUNCIL OF THE CITY OF ROUND ROCK, TEXAS, That the proposal of Texas Health Facility Plan is hereby approved, and the Mayor is hereby authorized and directed to execute on behalf of the City a contract with Texas Health Plan to provide health insurance coverage for the City. RESOLVED this 25th day of May, 1989. ATTEST: 1 1* /t1_/ NE C42RESTEXAS y Secretary RESOLUTION NO. I'2 A MIKE ROBINSON, Mayor City of Round Rock, Texas DATE: May 23, 1989 SUBJECT: Council Agenda, May 25, 1989 ITEM: 13A. Consider a resolution authorizing the Mayor to enter into a contract with Texas Health Plan for City health insurance. STAFF RESOURCE PERSON: Linda Gunther STAFF RECOMMENDATION: Staff recommends entering into a contract with Texas Health Plan for City health insurance effective June 1, 1989. This will allow City employees an option to choose health coverage with current indemity plan, Blue Cross /Blue Shield or Texas Health Plan. Texas Health Plan will assure affordability for the City and City employees (lower out of pocket expense) and guarantee cap on premiums of 10% for the first year and 15% for the second year. The average increase per year has been in the 40% range. ECONOMIC IMPACT: Cost to the City from June 1, 1989 to September 30, 1989: $16,926.00 TEXAS HEALTH PLANS, INC. 8303 MOPAC, SUITE 450 AUSTIN, TEXAS 78759 (512) 338-6100 GROUP ENROLLMENT AGREEMENT Group# 20419 /o( K;b K. The Enrolling Group named below hereby applies to Texas Health Plans, Inc. for a Group Contract/Certificate of Coverage to be issued as follows: 1. Group Name: Cit of Round Rock Address/City/State /Zip: 214 Main Street Round Rock, Texas 78664 Billing Address/City/State/Zip: Same as Above 2. Legal Status: Corporation _ Partnership _ Proprietorship _ Trust X Other: Municipality 3. Employer Tax Identification Number: 74 - 6017485 4. Nature of Business or Industry: City Government 5. Subsidiaries: The following subsidiaries. affiliates, or other related organizations will be included under the Group Contract/Certificate of Coverage: N/A 6. Eligibility: Eligible employees of the Group and their eligible family members shall be those persons who meet the criteria set forth in the Group Contract/Certificate of Coverage and such additional requirements as are set forth below: Subscribers (Employees): All full time employees. New hires effective lst of month following date of hire. Termination: end of month. Family Members: Spouses; unmarried dependent children to age 25. 7. Initial Enrollment Period: Individuals who are not eligible on the date the Group Enrollment Agreement takes effect, and who otherwise become eligible according to the requirements specified in the Group Enrollment Agreement and Group Contract/Certificate of Coverage will be eligible for enrollment until 31st day following initial enrollment period. 8. Open Enrollment Period: The Open Enrollment Period shall commence each Sept. 1 and continue until Sept . 30 of every year this Agreement is in effect, except as Health Plan and Enrolling Group may otherwise agree to in writing. The Open Enrollment Period shall be at least 10 days duration. 9. Effective Date: The Group Contract/Certificate of Coverage will be delivered in and govemed by the laws of the State of Texas and shall take effect on June 1. 1989 but only if the following conditions are satisfied: (a) this Agreement is accepted and signed by Texas Health Plans, Inc., and (b) Enrolling Group agrees to pay the Premiums on schedule as stipulated below. The Premiums specified in this Agreement are guaranteed until Sept 30. 1989 . 10. Renewal Date: October 1, 1989 11. Coverage: Plan Code # 5NA Group ContracVCertificate of Coverage # GCC 15 - 1(R) Amendments: G4(15SFRVARE, GCCBRFATPD, AM- 25(1/89). Letter of Agreement, 0V10(1/89) Rigirgx N081)750(1/89) 12. Premium Rate Schedule: Total Monthly Premium Subscriber Contribution Group Contribution A. Employee Only $ 88.28 $ - 0 - $ 88.28 B. Employee and One Dependent $ 207.36 $ 119.08 $ 88.28 or Employee and Spouse C. Employee and Child(ren) $ 1 56.58 $ 68.30 $ 88.28 D. Employee and Family $ 264.92 $ 176.64 $ 88.28 13. Premium Due Date and Payments: Enrolling Group agrees to the terms stated on the back of this Agreement and in the Group Contract/ Certificate of Coverage. 14. Worker's Compensation Information: Policy No.: Insurance Company Name: GAB Address: P.O. Rerx 180128 Mint Texan 78718 Phone No.: 343 -1220 15. Enrolling Group hereby agrees and understands that if it fails to tarty or maintain Workers Compensation insurance, it shall be solely responsible for any resulting expenses due to work related conditions. 16. The Enrolling Group hereby agrees and understands that the Group Contract/Certificate of Coverage issued is based on this Agreement and that the acceptance of the Group Contract/Certificate of Coverage constitutes Agreement to all terms and conditions of this Agreement and the Group Contract/Certificate of Coverage. A copy of this Agreement shall be attached to and made a part of the Group Contract/Certificate of Coverage issued to the Enrolling Group. l-I- Signed at on the 1(n d �y1�1 p ay of 11 /) LLLt, 19 0 9 . (address of Enrolling Group) _ _ 11 FOR TH�LLI Authh onnzed Signature h/ l 1 l Title U GEA 12/88(8) FOR TEXA ALTH Ps� Authorized Signature Fxprntiva Vino President Title PREMIUM DUE DATE AND PAYMENTS Monthly Premium Remittance. The Enrolling Group agrees to remit the entire Premium on a monthly basis and assumes responsibility for collection of the contributory portion from the Subscriber, if any. The first Premium payment is due and payable on the effective date of this Contract. Subsequent Premiums are due and payable no later than the last business day (which excludes legal holidays, Saturdays and Sundays) preceding each Contract Month thereafter that This Contract is in effect. Retroactive Adjustments. Retroactive adjustments may, at the option of Health Plan, be made for any additions or terminations of Subscribers and changes in coverage classification not reflected in Health Plan's records at the time the monthly Premium is calculated by Health Plan. However, at no time shall Health Plan be required to make a retroactive adjustment greater than sixty (60) days. All adjustments are effective as of 12:01 a.m., Central Standard Time, on the first day of the applicable calendar month. j3ennrting Additions and Deletions. The Enrolling Group shall provide Health Plan with additions and deletions within thirty (30) days of the effective date of coverage. Additions. In the event that a Member enrolls hereunder on or before the fifteenth (15th) day of a month, the Enrolling Group agrees to remit to Health Plan on or before the next Premium Due Date an additional total monthly Premium for such Member for the month in which the Member enrolled. In the event that a Member enrolls hereunder after the fifteenth (15th) day of a month, no additional Premium payment will be due with respect to such Member for the month in which the Member enrolled. Terminations. In the month of a Member's termination, if the Members termination is effective on any given day during the respective month, then a full month's premium is due. J ate Payment Charge A late payment charge will be added to all Premium payments due and not paid to Health Plan before the first day of the coverage month. The late payment charge on late Premiums will be charged at a rate equal to eighteen percent (18 %) per year. The unpaid Premiums and the late payment charges are due and payable upon notice thereof to the Enrolling Group from Health Plan. Termination for Non-Payment of Premiums. If the Enrolling Group fails to pay Premiums within the thirty (30) day Grace Period, coverage will be cancelled after the thirtieth (30th) day. The Enrolling Group will remain liable tor all Premiums and late payment charges accrued but not paid prior to termination. If the Premiums and late payment charges are not paid within thirty (30) days of the end of the Grace Period, the Member will be liable for the cost of Health Services received during the Grace Period. 4 r LETTER OF ACS Texas Health Plans, Inc. has agreed to provide the City of Round Rock with a guarantee that the renewal premium rates, effective October 1, 1989 through September 30, 1990, will not exceed a 10% increase over the current premium rates. In addition, Texas Health Plans, Inc. will guarantee the October 1, 1990 through September 30, 1991, rates not to exceed a 15% increase over the 10% increase for the period of October 1, 1989 through September 30, 1990. Please note that the current plan might have to be altered in the following years to conform with existing Texas Health Plans, Inc. plans being marketed at that time and with changes in coverage that the State Board of Insurance might ire. Secondly, in the event the current indemnity carrier (Blue Cross /Blue Shield) terminates their contract with the City of Round Rock due to a lack of participation in the Blue Cross /Blue Shield program, Texas Health Plans, Inc. will allow those employees participating in Blue Cross /Blue Shield to enroll into Texas Health Plans, Inc. without providing evidence of insurability. FOR THE ENROLLING GROUP: FOR TEXAS HEAIBH PLANS, INC: Authorized Signature Title Title Executive Vice President provide or arrange for the provision of such health care benefits and services, taking into account the impact of the event. 35. Routine eye refractions unless provided by rider. 36. All surgical or invasive procedures intended primarily fortreatment of obesity, including gastric bypasses, jejuna) bypasses, and balloon procedures unless Authorized by Health Plan. 44 TEXAS HEALTH PLANS, INC. 8303 MoPac, Suite 450 Austin, Texas 78759 Phone (512) 338 -6100 Group Contract /Certificate of Coverage This Group Contract/Certificate of Coverage is a legal contract between the Enrolling Group and Texas Health Plans, Inc. It sets forth in detail your rights and obligations as a Member. It is therefore important that you READ your Group Contract/Certificate of Coverage CAREFULLY and familiarize yourself with its terms and condi- tions. For reference purposes, a table of contents has been included. GCC•15.1(R) BY: eter E. Kilissanly, President and Chief Executive Officer DATE: 2-1-89 A Texas Health Maintenance Organization SECTION I SECTION II SECTION III SECTION IV SECTION V SECTION VI SECTION VII TABLE OF CONTENTS Definitions 3 Eligibility and Enrollment 10 Effective Date of Coverage and Selection of a 13 Participating Primary Care Physician Procedures for Reimbursement of Eligible Expenses 15 Incurred with Non - Participating Providers Coordination of Benefits and Subrogation Complaint Procedures Termination of Coverage SECTION VIII Relationship Between Parties SECTION IX Premium Payments SECTION X General Provisions SECTION XI Schedule of Benefits 15 20 20 23 24 26 29 21. Sex change operations and reversal of elective sterilization proce- dures. 22. All costs associated with the collection and preservation of spermfor artificial insemination, including donor fees, unless provided by a separate rider to this Contract. 23. Physical, occupational, speech and hearing therapy services not approved in advance by Health Plan. 24. Services in connection with Long -Term physical medicine and reha- bilitative Therapy services (including Long -Term physical oroccupa- tional Therapy). 25. Treatment for drug abuse and drug addiction (detoxification, treat- ment of medical complications, determination of need, and referral to specialized services are covered). 26. Services in connection with long -term speech and hearing therapy. 27. Prescription medications except as provided in this Section. 28. Routine foot care such as treatment for corns and callouses and the cutting of toe nails unless approved by Health Plan. 29. All costs associated with the normal delivery of a newborn child outside the Health Plan Service Area. Complications of pregnancy for all Members are treated as any other illness. 30. Outpatient medical disposable /consumable supplies and deluxe Durable Medical Equipment such as motor driven wheelchairs and beds. 31. Any portion of the cost in excess of the Usual, Reasonable and Customary Charges for an Emergency Care Out-of -Area Service. 32. Convenience charges for after -hour physician office visit (outside of the normal office visit hours). 33. Conditions for which state or local law requires treatment in a state or local governmental facility or for services performed in an institu- tion owned or operated by the United States of America, when there is no obligation that the Subscriber or the Family Dependent pay in the absence of health care coverage. 34. To the extent a natural disaster, war, riot, civil insurrection, epidemic, or any other Emergency Care or similar event not within Health Plan's control results in the services, personnel, or financial resources of Health Plan being unavailable to provide or arrange for the provision of benefits or services otherwise available under this Contract. Health Plan shall be required only to make a good -faith effort to 13. Such services as television, telephone, barber or beauty service, guest service and similar incidental services and supplies which are not Medically Necessary. 14. Mental Health Services which are (a) extended beyond the period necessary for evaluation and diagnosis of the psychiatric portion of leaming and behavioral disabilities or for mental retardation, or (b) for marriage counseling not associated with Mental Illness, or (c) except for evaluation and crisis intervention, those Mental Health Services for psychiatric conditions which are determined by the Medical Director to be unresponsive to Short-Term Therapy. Chronic psychosis, intractable personality disorders, mental retarda- tion, psychiatric therapy on court order as a condition of parole or probation, hypnotherapy and chronic organic brain syndromes are excluded, except that Mental Health Services required as a result of an acute episode due to a chronic organic brain syndrome are covered. 15. The services of registered nurses and licensed practical nurses with the same legal residence as, or who are Members of, a family including spouse, brothers, sisters, parents or children. 16. Health Services rendered by a provider who is a Member of the family, including spouse, brothers, sisters, parents or children. 17. Physical, psychiatric, psychological examinations or testing, vacci- nations, immunizations, treatments, or testing not otherwise covered underthis Contract, when such services are for purposes of obtaining or maintaining employment or insurance, or otherwise relating to employment or insurance, or relating to judicial or administrative proceedings or orders, or which are conducted for purposes of medical research, or which are conducted 10 obtain or maintain a license of any type, orwhich are conducted forthe purposes of school physical exams. 18. Travel and transportation expenses. 19. Outpatient services (including Hospital emergency room services) not provided by a Participating Primary Care Physician and all associated expenses which may be obtained during normal physi- cian office hours, unless Authorized in advance by Health Plan or in the case of need for Emergency Care services as defined herein. 20. Prosthetic devices, medical equipment and appliances (except as provided in this Section under D.,8.,c.), including air conditioners, air filters, humidifiers, dehumidifiers, spas and the repair, replacement or duplication thereof, even though prescribed by a physician. 42 TEXAS HEALTH PLANS, INC. 8303 MoPac, Suite 450 Austin, Texas 78759 Phone (512) 338 -6100 Group Contract /Certlftcate of Coverage Texas Health Plans, Inc. (herein called Health Plan) hereby contracts with the Enrolling Group to provide the Health Services set forth herein to Members, subject to the exclusions, limitations, conditions and other terms of this Contract including applicable amendments and riders. This Contract is made in consideration of the Group Enrollment Agreement and the Subscriber's enrollment application and payment of the required Premiums as specified herein. Both the Group Enrollment Agreement and the Subscriber's enrollment application are part of this Contract. This Contract shall take effect on the date specified on the Group Enrollment Agreement and will be continued in force by the timely payment of the required Premiums when due, subject to termination of this Contract as provided herein. All coverage under this Contract shall begin and end at 12:01 a.m., Central Standard Time. This Contract is delivered in and govemed by the laws of the State of Texas. SECTION I DEFINITIONS Alcohol Dependency Treatment Facility means a facility which provides a program for the treatment of alcohol dependency pursuant to a written treatment plan approved and monitored by a physician and which facility is also: (1) affiliated with a hospital under a contractual agreement with an established system for patient referral, or (2) accredited as such a facility by the Joint Commission on Accreditation of Healthcare Organizations, or (3) licensed as an alcohol treatment program by the Texas Commission on Alcoholism, or (4) licensed, certified, or approved as an alcohol dependency treatment program orcenterby any other state agency having legal authority to so license, certify, or approve and is also an Approved Health Care Facility. Alcohol Dependency Treatment means those services and supplies cov- ered under the Contract for the diagnosis and treatment of alcoholism. 3 Alcoholism means the disease which is classified as alcoholism in the International Classification of Diseases of the U.S. Department of Health and Human Services. Approved Health Care Facility or Program means a facility or program which is licensed, certified or otherwise authorized pursuant to the laws of the State of Texas to provide health care and which is approved by Health Plan or with whom Health Plan has contracted to provide the care described in this Contract. Authorized means that Health Plan, the Medical Director or his designee has determined that the Health Services provided or to be provided are Medically Necessary. Calendar Year means January 1, 12:01 a.m. to January 1, 12:01 a.m. of the following year. Congenital Anomaly means a defective development or formation of a part of the body which is determined by a Participating Physician to have been present at the time of birth. Contract means this Group Contract/Certificate of Coverage, Subscriber's enrollment application, Group Enrollment Agreement and any applicable amendments, addenda and/or riders attached hereto. Contract Years and Contract Months are determined from the effective date of this Contract. Copayment Charge means the charge, in addition to the Premiums, which the Member is required to pay for certain Health Services and medical supplies provided under this Contract. The Member is responsible at the time of service for the payment of any Copayment Charge directly to the provider of the Health Services. The maximum amount of Copayment Charge to be paid by a Member is 50 %of Health Plan's cost forthe provider's services and shall be limited to 200% of the total annual Premiums required to be paid for coverage under this Contract in any Calendar Year. It shall be the responsibility of the Member to maintain a record of Copayment Charges which have been paid by the Member and to inform Health Plan when the maximum amount of those Copayment Charges reach such limit. In addi- tion, it is the responsibility of the Member to maintain a record of Copayment Charges which have been paid for the purpose of income tax. Health Plan will not provide the Memberwith a record of Copayment Charges which have been paid by the Member. Covered Services means the Hospital Services and Professional Services described in Section XI or any rider hereto and provided under the terms and conditions of this Contract. 4 necessary to safeguard the health of a Member because of a specific, non - dental physiological impairment. 2. Dental services in connection with the treatment of temporomandibu- lar joint dysfunction (TMJ). 3. Custodial care or rest cures. 4. Cosmetic, medical, or surgical procedures except reconstructive surgery necessary to repair a functional disorder as a result of disease, Injury, or Congenital Anomaly. The exclusions to the extent not Medically Necessary include: surgical excision or reformation of any sagging skin on any part of the body, including but not limited to, the eyelids, face, neck, abdomen, arms, legs, or buttocks; any services performed in connection with the enlargement, reduction, implantation or change in appearance in a portion of the body including, but not limited to, the breasts, face, lips, jaw, chin, nose, ears or genitals; hair transplantation; chemical face peels or abra- sions of the skin; electrolysis depilation; or any other surgical or non- surgical procedures which are primarily for cosmetic purposes. 5. In -vitro fertilization (unless provided by rider), intra- tatlopian transfer treatment and embryo transplants. 6. Experimental medical, surgical or psychiatric procedures and phar- macological regimes. As used herein, "experimental" means those procedures and/or treatments which are not generally accepted by the medical community. Health Plan reserves the right to change the coverage with respect to experimental procedures, from time to time, so as to add or delete certain medical, surgical or psychiatric procedures or treatments or pharmacological regimes. 7. Organ transplants (except kidney and cornea transplants and liver transplants in minors with biliary atresia). 8. Keratotomies, acupuncture, naturopathy, megavitamin therapy, psycho- surgery, and nutritional based therapy for Alcoholism. 9. Elective abortions. 10. Circumcisions unless medically indicated. 11. Health Services in such circumstances in which referral services not Authorized in writing in advance by Health Plan or not provided by or under the direction of the Participating Primary Care Physician except in an Emergency Care situation. 12. Vision training, eye exercises, orthoptics and radial keratotomy, eye glasses and frames, contact lenses, hearing aids orthe fitting thereof. 41 rected or monitored by a Participating Primary Care Physician, and Authorized in advance by Health Plan. Such provision of these services must be expected to result in significant improvement of a Member's condition within a period of two months, as determined by the Medical Director. 12. Family Planning Services Family Planning Services shaft be available to the None Members on a voluntary basis. These services shall include but not be limited to: a. Medical history, physical examination, related None laboratory tests, information about the use of contraceptives, and information about the pre- vention of venereal disease. b. Medical services connected with surgical sterili- zation: 1. Vasectomy $75.00 2. Tubal Ligation $200.00 13. Health Education Services Health Plan will organize, sponsor or conduct pro- None grams in health education for the benefit of all Members. Programs offered may include instruc- tions in the appropriate use of Health Services, information about the Health Services offered by Health Plan and the generally accepted medical standards for the use and frequency of such serv- ices, and/or instructions on the methods each Member can take to maintain his own health, such as personal health care measures and nutritional education and counseling. E. General Exclusions. This Contract does not cover any of the following: 1. Dental surgery, treatment or care (including treatment of overbite or underbite), or dental x -rays, supplies and appliances (including occlusal splints) and all associated expenses arising out of such dental surgery, treatment orcare (including hospitalizations), except for Hospital, dental and physician services and supplies and anes- thesiology services recommended by a Participating Primary Care Physician and approved in writing in advance by Health Plan, as are 40 Copayment Charge Crisis Stabilization Unit means a 24 hour residential program that is usually short-term in nature and that provides intensive supervision and highly structured activities to persons who are demonstrating an acute demon- strable psychiatric crisis of moderate to severe proportions. Dentist means any Doctor of Dental Surgery, "D.D.S." or "D.D.M ", who is duly licensed and qualifiedto provide dental surgery, treatment orcare under the laws of the state or other jurisdiction in which treatment is received. Durable Medical Equipment means Medically Necessary equipment which is not disposable, which is not routinely available in a physician's office and which is generally not useful to a person in the absence of illness or Injury. Eligible Expenses are fee schedules for Health Services as established by Health Plan and covered when Health Services are Medically Necessary and Authorized by Health Plan as described herein. Emergency Care means bona fide Emergency Care services provided after the sudden onset of a medical condition manifesting itself by acute symp- toms of sufficient severity, including severe pain, such that the absence of immediate medical attention could reasonably be expected to result in: (1) placing the patient's health in serious jeopardy; (2) serious impairment to bodily functions; or (3) serious dysfunction of any bodily organ or part. Heart attacks, poisonings, loss of consciousness or respiration, convulsions, excessive uncontrolled bleeding and broken bones are examples of condi- tions requiring Emergency Care. Enrolling Group means the employer or party that has entered into a Group Enrollment Agreement with Health Plan underwhich Health Plan will provide or arrange Health Services for eligible Members of the Enrolling Group who enroll hereunder. Evidence of Good Health means Health Plan's medical information appli- cation which is completed by applicant when applying for coverage at a time other than the Open Enrollment Period and/or Initial Enrollment Period when required by the Enrolling Group as stipulated in Section 11 herein and the Group Enrollment Agreement. Family Dependents means those Members of the Subscriber's family who meet the eligibility requirements of this Contract set forth in Section II and have been enrolled by the Subscriber. Grace Period means a period of thirty (30) days beyond the date monthly Premium payments are due during which period the monthly Premium payments may be made to Health Plan without lapse of coverage under this Contract. 5 Group Enrollment Agreement means the agreement between Health Plan and the Enrolling Group which has been signed by both parties whereby coverage is elected by the Enrolling Group for those Subscribers and their Family Dependents enrolled hereunder. Health Services means health care services or benefits provided for in this Contract. Health Plan means Texas Health Plans, Inc., a Texas corporation licensed by the Texas State Board of Insurance under the Texas Health Maintenance Organization Act, as amended, which will arrange for Members the health care services that are set forth in the Schedule of Benefits, Section XI. HMO means Health Maintenance Organization. Home Health Agency means a tacility or program that is licensed, certified or otherwise authorized pursuant to the laws of the State of Texas as a Home Health Agency and is approved by Health Plan and Medicare, with whom Health Plan has contracted to provide certain Health Services covered under this Contract. Hospital means an acute care facility operated pursuant to state laws which (1) is accredited as a hospital by the Joint Commission on Accredita- tion of Healthcare Organizations or by the Medicare program, (2) is primarily engaged in providing, for compensation from its patients, diagnostic and surgical facilities for the care and treatment of injured or sick individuals by or under the supervision of a staff of physicians, (3) has 24 -hour nursing services by registered nurses (R.N.), and (4) is not primarily a place for rest or custodial care, nursing home, convalescent home or similar institution. Hospital Services (except as limited or excluded herein) means those acute - care services furnished and billed by a Hospital and/or Skilled Nursing Facility which are Authorized by Health Plan as set forth in Section XI, Schedule of Benefits. Individual Treatment Plan means a treatment plan with specific attainable goals and objectives appropriate to both the patient and the treatment modality of the treatment program. Initial Enrollment Period means the period of time specified in the Group Enrollment Agreement during which a Subscriber may make application for enrollment in Health Plan for self and eligible dependents without providing Evidence of Good Health satisfactory to Health Plan as specified in this Contract. Injury means bodily damage including all related conditions and recurrent symptoms. 6 (1) Braces, including necessary adjustment to shoes to accommodate braces (dental braces are excluded); (2) Oxygen and the rental of equipment for the administration of oxygen; (3) Wheelchairs; (4) A hospital -type bed. d. Mechanical equipment necessary for treatment None of chronic or acute respiratory failure (except that air conditioners, humidifiers, dehumidifiers and other personal comfort items are excluded). 9. Physical Therapy Services Short-Term Therapy services performed or ren- None dered on an outpatient basis at a Participating Hospital or other Approved Health Care Facility or Program or by a Participating Provider when di- rected and monitored by a Participating Primary Care Physician, and Authorized in advance by Health Plan. Such provision of these services must be expected to result in the significant improvement of a Member's condition within a period of two months, as determined by the Medical Director. 10. Occupational Therapy Services Short-Term Therapy services performed or ren- None dered on an outpatient basis at a Participating Hospital or other Approved Health Care Facility or Program or by a Participating Primary Care Physi- cian, and Authorized in advance by Health Plan. Such provision of these services must be expected to result in the significant improvement of a Member's condition within a period of two months, as deter- mined by the Medical Director. 11. Speech and Hearing Therapy Services Short-Term Therapy services performed or ren- None dered on an outpatient basis at a Participating Hospital or other Approved Health Care Facility or Program or by a Participating Provider when di- 39 Copayment Charge sician at the physician's off ice or other Approved Health Care Facility or Program. b. Inpatient services and supplies on a Semipri- vate Accommodation basis for drug abuse de- toxification for that period of time deemed Medi- cally Necessary by a Participating Physician, in an Approved Health Care Facility or Program. c. Physician services to determine the need for and in appropriate cases to obtain a referral to Non - Participating Provider are covered. The services provided by that Non - Participating Provider are not covered. 8. Miscellaneous Health Services a. Services and supplies provided by a Home None Health Agency, either at home orinthe Hospital, when deemed Medically Necessary by the Participating Physician and Authorized in ad- vance by Health Plan. b. Prosthetics: If provided by or under the direction of a Partici- None pating Physician, when Authorized In advance by Health Plan, for use outside a Hospital, Skilled Nursing Facility, orotherApproved Health Care Facility or Program, initial purchase of artificial limbs, artificial eyes, breast prostheses, and other Authorized prostheses made neces- sary as a result of Injury or Sickness (except that repair, replacement and duplicates are not covered). c. Durable Medical Equipment: To the extent that the maximum benefit cover- None age under this Contract payable per Contract Year per Member does not exceed $500.00, rental or purchase at Health Plan's option of the following Durable Medical Equipment (except that repair, replacement and duplicates are not covered): 38 Copayment Charge 20% of Eligible Expenses for inpatient services $20 per visit Long -Term means any therapy beyond the two (2) months as defined in the Schedule of Benefits. Maternity means ante /postpartum care, childbirth, early involuntary termination of pregnancy, or any complication arising therefrom for a Member. Medical Director means a physician designated by Health Plan to moni- tor and review the provision of Covered Services to Members. Medically Necessary means the use of services or supplies as provided by a Hospital, Skilled Nursing Facility, physician or other provider required to identify, treat or avoid an illness or Injury and which, as determined by a Participating Physician and the Medical Director or its utilization review com- mittee, are: (1) Consistent with the symptoms or diagnosis and treatment of the condition, disease, ailment or Injury; (2) Appropriate with regard to standards of good medical practice; (3) Not solely for the convenience of the Member, his or her Participating Physician, Hospital, or other health care provider; and (4) The most appropriate supply or level of service which can be safely provided to the Member. When specifically applied to an inpatient, it further means that the medical symptom or condition requires that the diagnosis or treatment cannot be safely provided to the Member as an outpatient. Medicare means the insurance program established by Title XVIII, United States Social Security Act, as originally enacted by the Social Security Amendments of 1965, or as later amended. Medicare Subscriber means an employee, retiree, spouse or dependent child who (1) meets the eligibility requirements of the Enrolling Group: and (2) is enrolled in both parts A and B of Medicare. Member means either the Subscriber or his or her eligible Family De- pendent for whom Premium payment has been made to Health Plan. Mental Health Services means those services and supplies covered under this Contract for the diagnosis and treatment of Mental Illness. Mental Illness means physical or mental condition having an emotional or psychological origin. Non - Participating Provider means any provider that is not a Participating Provider of Health Plan. Open Enrollment Period means a period of time subsequent to the Initial Enrollment Period as specified in the application of the Enrolling Group and determined periodically by Health Plan and the Enrolling Group, during which Subscribers may enroll themselves and eligible Family Dependents under this Contract without providing Evidence of Good Health satisfactory to Health Plan. Out -of -Area Services means those services provided outside Health Plan's Service Area. Covered Out -of -Area Services are limited to Emer- gency Care services and services that are arranged or Authorized by the Medical Director. Participating Hospital means a Hospital which has contracted with Health Plan to provide certain Health Services to Members. Participating Pharmacy means a pharmacy which has contracted with Health Plan to provide pharmacy services to Members. Participating Physician means a physician who, at the time of providing or arranging for services to a Member, has contracted with or on whose behalf a contract has been entered into with Health Plan to provide Professional Services to Members. Participating Primary Care Physician means a Participating Physician (general practitioner, family practitioner, internist, or pediatrician) who pro- vides primary care services to Members and is responsible for referrals of Members to Participating Referral Consultant Physicians or other Participat- ing Providers. Participating Provider means a Participating Hospital, Participating Re- ferral Consultant Physician, Participating Primary Care Physician, Psychi- atric Primary Provider, Alcohol Dependency Treatment Facility, Home Health Agency and any other health service provider who/which has been approved by Health Plan or with whom Health Plan has contracted to pro- vide Health Services to Members. A list of Participating Providers and their locations is available to each Subscriber upon request. Such list shall be revised from time to time as Health Plan deems necessary. A Participating Provider's contract may terminate and a Member may be required to utilize another Participating Provider. Participating Referral Consultant Physician means a Participating Physi- cian who is responsible for providing certain physician services upon referral by a Participating Primary Care Physician and pre - authorization by Health Plan. Premium or Premiums means a sum or sums of monies paid monthly to Health Plan by the Enrolling Group in order for the Members to receive services and benefits covered by this Contract. 8 determining policy benefits and benefit maximums. Treatment providedthrough Crisis Stabilization Units shall be reimbursed as a facility licensed or certified by the Texas Department of Mental Health and Mental Retardation. Copayment Charge 5. Medical and Hospital Services Related to Recon- structive Surgery When Authorized by Health Plan 'Reconstructive surgery and all other required Medi- None cally Necessary services provided by or under the direction of a Participating Physician in a physician's office, a Participating Hospital or other Approved Health Care Facility or Program only when the reconstructive surgery is necessary to: a. Correct Congenital Anomalies when required to restore normal physiological functioning; or b. Restore normal physiological functioning tolIow- ing an accident, Injury, disease or surgery. 6. Ambulance Service a. A Member is entitled to Medically Necessary None ambulance service within the Service Area, pro- vided such ambulance service is Authorized by the Medical Director or his designee, or the use of such ambu -lance service is determined nec- essary for Emergency Care. b. A Member is entitled to ambulance service util- None ized while outside the Service Area to transport the Member to the nearest health care facility when Authorized by the Medical Director or his designee, or the use of ambulance service is determined by Health Plan to have been re- quired because of Emergency Care. 7. Drug Abuse and Drug Addiction Detoxification The following Health Services are covered when provided and Authorized in advance by Health Plan and its Psychiatric Primary Provider: a. Outpatient diagnosis and medical treatment for $20 per drug abuse detoxification and services provided visit by or under the direction of a Participating Phy- 37 Benefits may be used only in situations in which the Member has a serious Mental Illness which substantially impairs the person's thought, per- ception of reality, emotional process orjudgment or grossly impairs behavior as manifested by recent disturbed behavior, and which would oth- erwise necessitate confinement in a Hospital if such care and treatment were not available through a Crisis Stabilization Unit or Residential Treatment Center for children and adolescents. Coverage under this Section Xl.,4.,d., is limited to sixty (60) days maximum per Contract Year. * A combination of benefits for the above- described services and inpatient services shall not exceed the maximum benefit as stated for inpatient Mental Health Services Subparagraph b. above. The services rendered pursuant to Subparagraph c. and d. above for which benefits are to be paid must be based on an Individual Treatment Plan. The benefits are subject to the same benefit maximums, durational limits, and Copayment Charges as set forth in Subparagraph 4. above. Providers of services for which benefits are to be paid must be licensed by the appropriate state agency or board to provide those services. Treatment in a Residential Treatment Center for children and adolescents shall be determined as if it were inpatient care and treatment in a Hospital, and each two days of treatment in a Residential Treat- ment Center for children and adolescents will be considered equal to one day of treatment of mental or emotional illness or disorder in a Hospital or inpatient program, necessary care and for the pur- pose of determining policy benefits and benefit maximums.Treatment provided through Crisis Sta- bilization Units shall be determined as if it were inpatient care and treatment in a Hospital, and two days in a Crisis Stabilization Unit are considered equal to one day of treatment for mental or emo- tional illness or disorder in a Hospital or inpatient program, necessary care and for the purpose of 36 Copayment Charge Professional Services (except as limited or excluded herein) means those services performed by physicians or health professionals which are Medi- cally Necessary, generally recognized as appropriate care, within the Service Area, and set forth in Section XI, Schedule of Benefits. All such services must be performed, prescribed, directed, or coordinated by a Participating Physician and to the extent required by Health Plan, Author- ized by Health Plan. Psychiatric Primary Provider means the organization or entity with whom Health Plan contracts and authorizes to evaluate, diagnose, refer and/or provide Mental Health Services and Drug Abuse and Drug Addiction Detoxification Services, as described herein. Residential Treatment Center for children and adolescents means a child care institution that provides residential care and treatment for emo- tionally disturbed children and adolescents and that is accredited as a Residential Treatment Center by the Council on Accreditation, the Joint Commission on Accreditation of Healthcare Organizations, or the American Association of Psychiatric Organizations, or the American Association of Psychiatric Services for Children. The Residential Treatment Center or Crisis Stabilization Unit must be located within Health Plan's Service Area. Semiprivate Accommodations means a two or more bed room in a Hospi- tal, Skilled Nursing Facility or other Approved Health Care Facility or Pro- gram. The semiprivate bed room charge is the maximum allowable toward private room accommodations. Charges for a private room will be paid by Health Plan only if use of a private room is deemed Medically Necessary. Service Area means a geographic area designated by Health Plan in which the Member resides and in which Covered Services are provided. The Service Area for Members residing in the Central Texas Division is com- prised of Bastrop, Burnet, Caldwell, Hays, Lee, Travis and Williamson counties, Texas. Short -Term Therapy means a Participating Physician has determined that provision of therapy will result in a significant improvement in the condition within a period of two (2) months from the start of treatment for said condition. Benefits payable for this therapy are limited to a maximum period of two (2) months from the time of onset for each Injury or diagnosis. Sickness means physical illness or disease, but does not include Mental Illness. Skilled Nursing Facility means an extended care facility which is licensed as a Skilled Nursing Facility and operated in accordance with the laws of the State of Texas, approved by Medicare and has a contract with Health Plan to provide the care described in this Contract. 9 Sound Natural Teeth means teeth that are free of active or chronic clinical decay, have at least 50% bony support, are functional in the arch, and have not been excessively weakened by multiple dental procedures. Subscriber means any employee or Member of the Enrolling Group who (1) is eligible on his or her own behalf and not by virtue of being an eligible dependent to participate in the health benefits provided under this Contract; (2) resides in the Service Area; (3) meets the group's eligibility requirements specified in the group's application and other provisions in this Contract; and (4) is enrolled for coverage under this Contract. Usual, Customary and Reasonable Charge means the amount charged or the amount Health Plan determines to be the prevailing charge, whichever is less, for a particular health service in the geographic area in which it is performed. SECTION II ELIGIBILITY AND ENROLLMENT A. Eligibility 1. Subscriber. To be eligible to enroll as a Subscriber, a person must reside in the Service Area and be: a. An employee of the Enrolling Group who is entitled on his own behalf to participate in the medical and hospital benefits arranged by Enrolling Group, including satisfaction of any probationary or wafting period established by Enrolling Group and other eligibility criteria established by Enrolling Group; and/or b. Entitled to coverage under a trust agreement or employment contract with the Enrolling Group; and/or c. A retiree who has extended coverage with the Enrolling Group. 2. Eligible Family Dependents. To be eligible to enroll as a Family Member, a person must be listed on the enrollment application form completed by the Subscriber, meet all Family Dependent eligibility criteria established by the Enrolling Group, reside in the Service Area and be: a. The Subscriber's present lawful spouse (if common law spouse, Subscriber shall provide evidence satisfactory to Health Plan). b. Any unmarried dependent child (including step - child, legally adopted child or natural child of eitherSubscriberorthe Subscriber's spouse), who is under age nineteen (19), who lives in the Service Area and resides in the household of the Subscriber orSubscriber's 10 Health Care Facility or Program unless specifically excluded in this Section, Paragraph E. "General Exclusions." 3. Maternity Services Authorized Maternity related medical, Hospital and None covered Health Services, deemed Medically Neces- sary by the Participating Physician shall be provided as any other illness and/or Injury. 4. Mental Health Services The following Mental Health Services are covered when Authorized in advance by Health Plan and its Psychiatric Primary Provider: a. Outpatient mental health evaluations and treat- $20 per ment for mental health conditions which are not visit chronic or organic in nature and which are re- sponsive to short-term treatment as determined by the Medical Director or his designee, and for crises intervention. Coverage under this Section XI.,4.,a., is limited to twenty (20) visits per Con- tract Year. A visit is not to exceed one hour in duration. b. Inpatient services and supplies on a Semiprivate Accommodation basis for that period of time deemed Medically Necessary in a Participating Hospital or other Approved Health Care Facility or Program for conditions listed in Section XI.,D.,4.,a. Coverage underthis Section XI.,4.,b., is limited to thirty (30) days per Contract Year. c. Services and supplies provided in an approved psychiatric day treatment facility under the direc- tion of a Participating Physician for that period of time deemed Medically Necessary. Each full day of services shall count as one -half of one day inpatient Mental Health Services. Coverage under this Section XI.,4.,c., is limited to sixty (60) days per Contract Year. d. Services and supplies for that period of time deemed Medically Necessary in a Residential Treatment Center or Crisis Stabilization Unit. 35 Copayment Charge 20% of Eligible Expenses * 20% of Eligible Expenses 20% of Eligible Expenses nursing care are included only when Medically Necessary and pre - Authorized by the Medical Director or his designee. b. Outpatient Services and Supplies. (1) Emergency Care Services. (a) Emergency Care services provided on an outpatient basis by a Participating Hospital or other Approved Health Care Facility or Program. (b) Outpatient prescription medications pro- None vided by a Participating Hospital or other Approved Health Care Facility in con- junction with Hospital emergency serv- ices for the same condition, not to ex- ceed a 24 -hour supply. (2) Non - Emergency Services. (a) Authorized services and supplies for pre- None scheduled outpatient surgery provided under the direction of a Participating Physician at a Participating Hospital or other Approved Health Care Facility or Program. (b) Authorized diagnostic tests provided None under the direction of a Participating Physician at a Participating Hospital or other Approved Health Care Facility or Program. (c) Authorized outpatient infertility services None and related supplies provided at a Par- ticipating Hospital or other Approved 34 Copayment Charge $25 per visit, except when admission for the same condi- tion occurs within 24 hours. However, the total amount of Copayment Charges charged shall not exceed 50% of the cost of any single visit. spouse, who is chiefly dependent upon the Subscriber for sup- port, and who is eligible to be claimed as a dependent in the most recent federal income tax retum of the Subscriber, according to the United States Internal Revenue Code and regulations. A Family Dependent shall also include a child for whom Subscriber or Subscriber's spouse is a court appointed legal guardian, provided proof of such guardianship is submitted with the pro- spective Family Dependent's enrollment application and pro- vided the above criteria are satisfied. c. Any unmarried dependent child who is between nineteen (19) and twenty -three (23) years of age provided the child is a full -time student in an accredited educational institution and is eligible to be claimed as a dependent on the Subscriber's federal income tax return. Coverage outside the Service Area, however, Is limited to Emergency Care services as described in Section Xl.,C.,2. Upon the request of Health Plan, the Subscriber agrees to provide proof of full -time student status (a minimum of twelve (12) credit hours per semester is required). The Subscriber must notify Health Plan when a Family Dependent is no longer a full -time student. d. Any unmarried child who is and continues to be both (1) incapable of self- sustaining employment by reason of mental or physical handicap, and (2) chiefly dependent upon the Subscriber for economic support and maintenance, provided proof of such incapacity and dependency is fumished to Health Plan by the Subscriber within thirty -one (31) days before the child's attain- ment of the applicable limiting age and subsequently as may be required by Health Plan, but not more frequently than annually following the child's attainment of the applicable limiting age. Health Plan's determination of eligibility shall be conclusive, subject to the grievance procedures described herein. Any such unmarried child, as defined in this Subsection, must be a Family Member enrolled hereunder prior to attaining the appli- cable limiting age of nineteen (19) or 11 a full -time student (as described in Section II) to the age of twenty-three (23). e. A foster child, a child who has been placed in the Subscriber's home, and a grandchild of Subscriber or Subscriber's spouse shall not be eligible for enrollment under this Contract unless such child otherwise qualifies as a Family Dependent under Section II.,A.,2.,b., Section II.,A.,2.,c., and Section II.,A.,2.,d., above. 11 3. If the coverage of an eligible Family Dependent, as described in Section II., A.,2., ceases under another group health plan due to the termination of employment, the Family Dependent will be eligible for enrollment in Health Plan within the thirty (30) day period from the ter- mination date of the prior group health plan coverage provided that the Evidence of Good Health form has been submitted to Health Plan as required by the Enrolling Group. 4. Coverage will be provided under this Contract for the first thirty -one (31) days from the date of birth for a newbom child of the Subscriber or Subscriber's spouse. Coverage beyond the first thirty -one (31) days is contingent upon the Subscriber enrolling the newborn as a Family Member and paying all applicable Premiums retroactive to the date of birth. B. Enrollment 1. Initial Enrollment Period. During the Initial Enrollment Period, each eligible employee of the Enrolling Group shall be entitled to apply for coverage as a Subscriber. Eligible Family Dependents must also be listed on the enrollment application provided or approved by Health Plan. No Evidence of Good Health, medical history, or physical examination shall be required during this period. 2. Newly Eligible Employees. Each new employee of the Enrolling Group who becomes eligible afterthe Enrolling Group's Initial Enroll- ment Period shall be permitted to apply without Evidence of Good Health, medical history or physical examination for coverage for himself or herself and eligible Family Dependents, within thirty -one (31) days of becoming eligible, subject to the enrollment regulations determined by the Enrolling Group in accordance with the terms of the Group Enrollment Agreement. 3. Newly Eligible Family Dependents. Any person attaining eligibility as a Family Dependent may be enrolled by the Subscriber. The Sub- scriber must complete and submit to Health Plan a signed Health Plan change application request form within thirty -one (31) days of the Family Dependent's eligibility date. No Evidence of Good Health, medical history, or physical examination shall be required. 4. Open Enrollment Period. An Open Enrollment Period shall be held at least annually at which time eligible employees and their eligible Family Dependents may enroll as Members under this Contract unless ineligible under Subsection II.,E. below. No Evidence of Good Health shall be required during this period. 5. Limitation. Persons initially or newly eligible for enrollment who do not enroll within thirty -one (31) days of becoming eligible may only be 12 Copayment Charge d. Authorized infertility services for the diagnosis None and treatment of infertility except as excluded in Section XI.,E. e. Authorized allergy testing and services. None f. Second surgical opinion from a Participating None Referral Consultant Physician when requested by Health Plan. 2. Hospital and related services and services of an Alcohol Dependency Treatment Facility which are Participating Providers, when referred by a Partici- pating Primary Care Physician or Health Plan's Psychiatric Primary Provider, except for the Hospi- tal Services identified in this Section, D.4., 5., 7., 8., and "General Exclusions ". a. Inpatient Services. When Authorized by Health Plan, Medically Nec- essary inpatient Hospital Services wilt be ar- ranged by a Participating Primary Care Physi -, cian or his designee and rendered by a Partici- pating Hospital. Services shall include semipri- vate room and board; care and services in an intensive care unit when Medically Necessary; administered drugs, medications, biologicals, fluids and chemo- therapy; special diets; dress- ings and casts; general nursing care; use of operating room and related facilities; blood, blood plasma and the administration of blood transfu- sions; x -ray, laboratory and other diagnostic services; anesthesia and oxygen services; Short- Term Therapy for rehabilitation services and physical therapy, which in the judgment of Health Plan Medical Director or his designee can be expected to result in the significant improvement of a condition within a period of two months from the date of first treatment and cannot be pro- vided on an outpatient basis; inhalation therapy; radiation therapy; and such other Medically Necessary services customarily provided in acute care Hospitals. Private room and special duty 33 None does not permit such notification within the prescribed time, he must make the notification as soon as it is reasonably possible to do so. b. The claim for reimbursement must be made in writing within sixty (60) clays of the onset of the need for Emergency Care for which payment is requested, accompanied by invoices or other appro- priate evidence of payment which indicate the diagnosis, type of treatment rendered, date of service, name and address of pro- vider, charge forcare, receipt and name of patient and Health Plan identification number. Health Plan is not liable for reimbursement of claim if claim is received by Health Plan more than sixty (60) days from either the date of service or receipt of the bill by the Member, whichever is later. D. Benefits. Health Plan will provide the following Medically Necessary Health Services, subject to the terms and conditions as stated in A of this Section and in the Group Contract/Certificate of Coverage. Copayment Charge 1. Medical Services except for the Medical Services identified in this Section under D.2., 4., 7., 8., and "General Exclusions ". a. Services provided by or under the direction of the None designated Participating Primary Care Physi- cian in the physician's office including the follow- ing: preventive medical care, voluntary family planning, well child care from birth, periodic health evaluations, vision screening, speech screening, immunizations except for allergy (see Section XI.,D.,1..e.), ear examinations to deter- mine the need for hearing correction, and Mater- nity care (see Section XI.,D.,3.). b. Authorized services and supplies ordered by None and provided by or under the direction of a Participating Referral Consultant Physician in the physician's office. c. Authorized physician services and other surgi- None cal and medical care provided by or under the direction of a Participating Physician in a Partici- pating Hospital, Skilled Nursing Facility or other Approved Health Care Facility or Program. 32 enrolled during a subsequent Open Enrollment Period except for those persons who meet the requirements in Section II.,A.,4. C. Delivery of Documents. Health Plan will provide to each Subscriber upon enrollment a Group Contract/Certificate of Coverage and an identifica- tion card. D. Notice of Ineligibility. It shall be the Subscriber's responsibility to notify Health Plan of any changes which will affect his or her eligibility or that of Family Dependents for services or benefits under this Contract. E. Specific Causes for Ineligibility. A person will not be entitled to enroll as a Subscriber or a Family Dependent if: 1. The person was previously a Member of Health Plan and his membership was terminated for cause as described in Section VII.,A.,1. through 5. 2. The person was part of an Enrolling Group which had unpaid financial obligations to Health Plan arising from prior Health Plan Membership. F. Rules of Eligibility. No eligible person will be refused enrollment or re- enrollment by Health Plan because of his health status, his age, his requirements for Health Services, or the existence on the effective date of coverage under this Contract of a pre- existing physical or mental condition, including pregnancy. However, no person is eligible to re- enroll hereunder who has had coverage terminated under Section VII.,A.,1. through 5. G. Disclosure. Each Member agrees to disclose to Health Plan at the time of enrollment, at the time of receipt of services and benefits, and from time to time as requested by Health Plan the existence of other group insurance coverage, the identity of the carrier, and the group through whom provided. SECTION III EFFECTIVE DATE OF COVERAGE AND SELECTION OF A PARTICIPATING PRIMARY CARE PHYSICIAN A. Effective Date of Coverage. Subject to the payment of applicable Premium payments by the Enrolling Group for the individual, Health Plan's receipt of an application from or on behaf of each prospective Member, and the provisions of this Contract, coverage under this Contract shall become effective on the later of: (1) the date this Contract takes effect, (2) on the f irst day of the first month following the conclusion of the Initial Enrollment Period, or (3) unless otherwise specified in the Group Enrollment Agreement, as follows: 13 1. When a person makes written application and Health Plan receives such application after the date of coverage would have otherwise been effective, coverage shall take effect on the first day of the first Contract Month following the date of approval by Health Plan of such Evidence of Good Health as it may require. 2. Coverage shall become effective at birth for newborn children tor thirty-one (31) days, and continues in effect thereafter if the newborn is eligible and enrolled by the Subscriber within thirty-one (31) days of the newbom's birth and 1 Premiums are paid. 3. Except as otherwise agreed to by the Enrolling Group and Health Plan, when a person makes written application for Membership during the Open Enrollment Period, coverage will be effective on the first day of the next calendar month following the date of the Open Enrollment Period, or as otherwise agreed to by Health Plan and Enrolling Group. B. Selection of Participating Primary Care Physician 1. Members must choose (or have chosen on their behalf) a Participat- ing Primary Care Physician and identify these choices on Health Plan's enrollment application at the time of enrollment, and on Health Plan's change application at the time any such Member's Participat- ing Primary Care Physician ceases to be a Participating Provider. If the Member does not select a Participating Primary Care Physician on the enrollment application and notify Health Plan of their selection within thirty (30) days of the effective date of coverage, Health Plan will assign a Participating Primary Care Physician for the Member. Health Plan will maintain and provide to the Subscribers upon request a list of Participating Primary Care Physicians who will accept new Subscribers. 2. Members shall be entitled to Covered Services provided by or arranged by the Member's Participating Primary Care Physician and Authorized by Health Plan in accordance with their applicable Group Contract/Certificate of Coverage. 3. Afterthe Member designates a Participating Primary Care Physician, this selection may not be changed by the Member except by complet- ing Health Plan's change application request form and obtaining authorization from Health Plan. Upon Health Plan approval, the Participating Primary Care Physician selection will become effective on the first day of the following month. 4. A Member's Participating Primary Care Physician may only be changed by a Member a total of two (2) times per Contract Year. 14 Primary Care Physician or, upon authorization by Health Plan, at a Participating Hospital emergency room. Emergency Care services obtained through Non - Participating Physi- cians and non- Participating Hospitals are covered provided the incident requiring care constitutes the need for Emergency Care as defined in this Contract. Health Plan will pay for, or reimburse Members for, costs incurred for Covered Services, subject to the payment and reimbursement provisions set out in Section IV of this Contract. Coverage for treatment for Emergencies within the Service Area rendered by Non - Participating Providers is limited to the care re- quired before the Member can, without medically harmful or injurious consequences, be treated by a Participating Physician or a Participat- ing Hospital. 2. Outside the Service Area. Emergency Care services provided out- side the Service Area are covered only if the Member's health would have been jeopardized by returning to the Service Area to receive treatment and provided that the need for services could not have been anticipated before departure. The Member is responsible to pay all applicable Copayment Charges as noted in this Contract at the time the Out -of -Area Service is rendered. Coverage for treatment of Emergencies outside the Service Area is limited to the care required before the Member can, without medically harmful or injurious consequences, return to the Service Area or be treated by a Participating Physician or a Participating Hospital and provided that the need for services could not have been anticipated before departure. Other continuing or follow -up treatment shall be provided only within the Service Area. 3. Reimbursement. Payment or reimbursement for Emergency Care services (see Section IV fora complete description of reimbursement requirements and conditions) provided by physicians, Hospitals, or health professionals that have not contracted with Health Plan to provide services, whether inside or outside of the Service Area, will be at the lesser of actual costs to the Member or at Health Plan's fee schedule for comparable services, subject to the Copayment Charges and exclusions set out in this Contract (Member will be responsible for balance of charges), as well as the following additional conditions: a. The Member must notify Health Plan of the service arrangements within forty -eight (48) hours after the onset of the need for Emergency Care being rendered and receive authorization for continued services if they are indicated. If the physical condition 31 4. When the Member requires care by another physician, Hospital, Alcohol Dependency Treatment Center, or provider, such Health Services must be requested and recommended to Health Plan by the Participating Primary Care Physician and Authorized in writing in advance by Health Plan and are subject to all the terms, conditions, limitations, and exclusions of this Contract. The Participating Primary Care Physician will normally make Author- ized referrals only to Participating Physicians, Participating Hospitals, Alcohol Dependency Treatment Centers and other Participating Providers. B. Referral Health Services Rendered by Non - Participating Providers. 1. In the event that Medically Necessary Health Services cannot be provided by or through Participating Providers, a Member shall be entitled to coverage for Eligible Expenses for Medically Necessary Health Services delivered by Non - Participating Providers, subject to the terms and conditions of this Section. 2. Such Health Services must be requested of and recommended to Health Plan by a Participating Primary Care Physician and Authorized in writing in advance by Health Plan, and are subject to all the terms, conditions, limitations, and exclusions of this Contract. 3. It is the responsibility of each Member to obtain the required written approval(s) from Health Plan prior to receiving services from Non - Participating Providers, Including Hospitals. Health Plan will mail the Member a written authorization form as soon as the requested Health Service is approved by Health Plan. Upon receiving the written authorization form, the Member should then schedule the appointment with the provider and take the authorization form to the provider at the time the service is rendered. Without the required written approval(s) of Health Plan, the Member will be responsible for all associated costs. Failure of the Participating Provider to obtain the necessary prior written Health Plan approval(s) will in no way excuse the responsibility of the Member to obtain Health Plan's written approval(s), except when it is impossible for the Member to do so before seeking Emergency Care services from or through Non - Participating Providers. C. Emergency Care Services 1. Inside the Service Area. In the case of need for Emergency Care (as defined in Section I) inside the Service Area, the Member is required 10 obtain Emergency Care services fromthe designated Participating 30 SECTION IV PROCEDURES FOR REIMBURSEMENT OF ELIGIBLE EXPENSES INCURRED WITH NON - PARTICIPATING PROVIDERS A. Notice of Claim. Written notice of Injury, Sickness, Maternity, Mental Illness or any other condition for which individual claim may be made must be sent to Health Plan within sixty (60) days after the date any medical service or supplies were rendered for which Health Plan is liable hereunder. B. Payment of Claim. Claims for Covered Services will be paid within a reasonable amount of time of written receipt by Health Plan. Benefits under this Contract will be paid to the Subscriber unless paid by Health Plan to the Non - Participating Provider. C. Legal Action. No action at law or in equity shall be brought to recover under this Contract prior to the expiration of sixty (60) days after proof of loss has been filed in accordance with the requirements of this Contract, nor shall such action be brought at all unless brought within three (3) years f rom the expiration of the time within which proof of loss is required by this Contract. SECTION V COORDINATION OF BENEFITS; SUBROGATION A. Coordination of Benefits (COB). All the benefits provided under this Contract are subject to these provisions. In the case of duplicate coverage, Health Plan may recover from the Member or other group insurance program proceeds consisting of benefits payable to, or on behalf of, the Member respecting the same Covered Services, up to the amount of Health Plan's cost or obligation to the extent to which Health Plan is entitled to recover underthis Contract for such Covered Services. B. Definitions. The following definitions apply to this Section V. 1. A "Plan" is any group insurance coverage, no -fault automobile insur- ance coverage, prepayment plan, coverage under union welfare plan, other plan growing out of employer/employee relationship, and any other statutory plan. 2. "Allowable Expense" means any usual, necessary, reasonable and customary item of expense at least a portion of which is covered under at least one of the Plans covering the person for whom claim is made. When a Plan provides benefits in the form of services rather than cash payments, the reasonable cash value of each service rendered shall be deemed to be both an Allowable Expense and a benefit paid. 15 C. Non - Duplication. 1. Worker's Compensation. The benefits under this Contract are not designed to duplicate any benefit to which the Member is entitled under worker's compensation insurance or laws. Charges for Health Services arising out of job related injuries are not covered under this Contract. In the event Health Services are provided, all sums payable under worker's compensation insurance or laws shall be payable to, and retained by, Health Plan. Each Member shall complete and submit to Health Plan such consents, releases, assignments, and other documents reasonably requested by Health Plan in order to obtain or assure such reimbursement. 2. Other Plans. If any benefits to which a Member is entitled under this Contract are also covered by any other Plan, the payable benefits shall be coordinated with the benefits that are available to the Member under such other Plan, whether or not a claim is made for the same. D. Order of Benefit Determination. The order of benefit determination between this Contract and any other Plan covering the Member on whose behalf a claim it made is established as follows: 1. Whenever one Plan does not contain a coordination of benefits provision, that Plan must be primary; the primary Plan must pay its benefits before the secondary Plan pays. 2. When two or more Plans contain coordination of benefits clauses, the Plan that pays first is the primary Plan. The Plan that pays additional benefits for Allowable Expenses not covered by the primary carrier, but not to exceed 100°/ of total Allowable Expenses, is the secondary Plan. The sequence of payments is as follows: a. The Plan covering the patient as an employee pays before the Plan covering the patient as a dependent. b. The benefits of a Plan which covers the person on whose ex- penses claim is based as a dependent of a person whose date of birth, excluding year of birth, occurs earlier in a Calendar Year, shall be determined before the benefits of a Plan which covers such person as a dependent of a person whose date of birth, excluding year of birth, occurs later in a Calendar Year. If either Plan does not coordinate benefits in the same manner as in this Subparagraph 2.b. regarding dependents, and as a result each Plan determines its benefits before the other or each Plan determines its benef its afterthe other, the rule set forth in the Plan 16 SECTION XI SCHEDULE OF BENEFITS A. Health Services Rendered By Participating Providers. Each Member shall select a Participating Primary Care Physician and use the services of that Participating Primary Care Physician for coordination of Health Services. A Member shall be entitled to the Medically Necessary Health Services described in this Section it provided by or coordinated and requested by the Participating Primary Care Physician and approved by Health Plan. These Health Services are subject to (1) the limitations, exclusions and other provisions of this Contract, (2) payment by the Member of the Copayment Charge specified for any services, and (3) payment of the Premiums required for coverage under this Contract. A Member shall also be entitled to those same Medically Necessary Health Services when provided by or through Participating Referral Consultant Physicians with prior written authorization by Health Plan following a referral by the Participating Primary Care Physician. Coordination by a Participating Primary Care Physician and prior written approval by Health Plan will not be required in the case of the need for Emergency Care. However, Emergency Care services shall be subject to retrospective review, and should the symptoms at the time of presen- tation indicate that the need for Emergency Care as defined in Section I did not exist, payment will be denied and charges will be the financial responsibility of the Member. Should a Member receive non- Emergency Care from a physician other than the designated Participating Primary Care Physician, or care without necessary prior authorization and written approval from Health Plan, the Member will be responsible for all costs incurred in such care. Except in case of need for Emergency Care, services are covered only if the following conditions are met: 1. Each Member must select a Participating Primary Care Physician who will be responsible for the Member's health needs including coordination of Out -of -Area Services, Participating Referral Consult- ant Physicians, and Hospital admissions. 2. All services must be provided, directed, or coordinated by the Partici- pating Primary Care Physician. 3. When indicated or required by this Contract, Health Services must be approved by Health Plan prior to the Member receiving the Health Services. 29 Memberbeing responsible forall expenses associated with the provider's services. J. Pronouns. All personal pronouns used in fhis Contract shaif include either gender unless the context indicates otherwise. K. In- Service Area Conversion Privileges. 1. A Subscriber or Family Dependent shall be entitled to have coverage issued to him, without Evidence of Good Health, an individual conversion contract in the event coverage under this Contract termi- nates due to: a. The Subscriber's termination of full -time employment; or b. The death of the Subscriber; or c. The divorce, dissolution or annulment of marriage of the Sub- scriber; or d. The Family Dependent no longer qualifies as an eligible depend- ent, except when the termination is due to the cancellation of this Contract or the Family Dependent is eligible as a Subscriber; or e. Termination of coverage provided under the continuation of coverage option, unless such termination was based upon non- payment of Premium or Copayment Charges, fraud, failure to establish a satisfactory patient- physician relationship, misuse of identification card, or misrepresentation. Termination of the En- rolling Group's Contract shall not result in eligibility for a Sub- scriber and /or Family Dependent under the conversion plan. 2. Coverage under the individual conversion contract may be obtained by requesting in writing from Health Plan an enrollment application and a copy of the conversion contract. The completed enrollment application along with the initial quarterly Premium payment (by money order or cashier's check) for the required Premiums must be received by Health Plan within thirty-one (31) days after termination of coverage under this Contract. The effective date of coverage under the individual conversion contract wit be the first day after the date of termination of coverage under this Contract. 3. Unless otherwise provided in the conversion contract, a Member covered under the individual conversion contract will be billed quar- terly on a calendar basis. 28 which does not have the provision of this Subparagraph 2.b. shall determine the order of benefits. c. If the parents are separated or divorced and the parent with custody of the child has not remarried, the benefits of a Plan which covers the child as a dependent of the parent with custody of the child shall be determined before the benefits of a Plan which covers the child as a dependent of a parent without custody. d. If the parents are divorced and the parent with custody of the child has remarried, the benefits of a Plan which covers the child as a dependent of the parent with custody shall be determined before the benef its of a Plan which covers that child as a dependent of the step - parent, and the benefits of a Plan which covers that child as a dependent of the step -parent shall be determined before the benefits of a Plan which covers that child as a dependent of the parent without custody. e. Notwithstanding the foregoing, it there is a court decree which would otherwise establish financial responsibility for the medical, dental, or other health care expenses with respect to the child, the benefits of a Plan which covers the child as a dependent of the parent with such financial responsibility shall be determined before the benefits of any other Plan which covers the child as a dependent child. f. When the foregoing rules do not establish an order of benefit de- termination, the benefits of a Plan which has covered the person for the longer period of time shall be determined before the benefits of a Plan which has covered the person the shorter period of time, except that: (i) The benefits of a Plan covering the person on whose expenses claim is based as a laid -off or retired employee, or dependent of such person, shall be determined after the benefits of any other Plan covering such person as an active employee, other than a laid -off or retired employee, or dependent of such person; and (ii) If either plan does not have a provision regarding laid -off or retired employees, and, as a result, each Plan determines its benefits after the other, then the provisions of this Section in Subparagraph (i) above do not apply. 3. The primary Plan calculates its benefits as though duplicate coverage did not exist. The other Plans, in order as determined by Section V.,C.,2. above, will then reimburse for all Allowable Expenses not 17 covered by the other Plan, provided this amount does not exceed the benefits payable under the Plan in the absence of duplicate cover- age. E. Receipt of Services from Health Plan. None of the above provisions related to Coordination of Benefits wit be construed to limit or restrict the Member from receiving Health Services from Health Plan which are covered under this Contract. F. Information to be Furnished. Any Member claiming benefits under this provision must furnish to Health Plan all information necessary by Health Plan to implement this provision. G. Right to Receive and Release Information. For the purposes of de- termining the applicability and implementing the terms of this provision of this Contract or any provision of similar purpose of any other Plan, Health Plan may, without the consent of or notice to any other person, release to or obtain from any other insurance company or other organi- zation or person any information if permitted by law, with respect to any person, which Health Plan deems to be necessary for such purposes. Any person claiming benefits under this Contract shall fumish Health Plan such information as may be necessary to determine the benefits payable or coverage to be provided under this Contract. H. Payments to Certain Organizations. Whenever payments which would otherwise have been made under this Contract in accordance with this provision have been made under any other Plans, Health Plan shall have the right, exercisable alone and in its sole discretion, to determine whether or not to pay to any organizations making such request, and to determine the amount of such payment, to satisfy the intent of this provision, and amounts so paid shall be deemed to be benefits paid under this Contract, and, to the extent of such payments, Health Plan shall be fully discharged from liability under this Contract. I. Right of Recovery. Whenever payments have been made by Health Plan in excess of the maximum amount of payment necessary to satisfy the intent of this provision, Health Plan shall have the right to recover such payments, to the extent of such excess, from among one or more of the following, as Health Plan shall determine: any persons to, or for, or with respect to whom, such payments were made, any insurance companies, and any other person, firm, HMO or organization. J. Subrogation /Injuries Caused by Third Parties. Subrogation seeks to shift the expense for injuries suffered by Members to those responsible for causing them. In retum for Health Plan providing benefits under this Contract, each Member agrees to assign to Health Plan the right of 18 in full force and effect and in no way shall be affected, impaired, or invalidated. E. No Implied Waiver. Failure by party hereto on one or more occasions to avail itself of a right conferred by this Contract shall in no event be construed of a waiver of its rights to enforce said right in the future. F. Notice. All notices shall be in writing and shall be deemed given upon mailing by registered or certified United States mail, postage prepaid and return receipt requested, addressed as follows: If to Health Plan: Texas Health Plans, Inc. P.O. Box 9420 Austin, Texas 78766 If to the Enrolling Group or any Subscriber: At the Enrolling Group's address as designated on the Group Enrollment Agreement. Notice given by Health Plan to an authorized representative of the Enrolling Group shall be deemed notice to all affected Subscribers in the administration of this Contract, including termination of this Contract or the termination of individual coverage under this Contract. Upon receipt of notice from Health Plan, the Enrolling Group shall provide copies of such notice to all affected Subscribers in the Enrolling Group. Any writing which may be mailed pursuant to the foregoing may also be delivered by hand or transmitted by telegraph, telex or telecopier and notice given other than by mail shall be deemed effective when received by the addressee. Either party may, from time to time, specify as its address for purposes of this Contract any other address upon the giving of 10 days' notice thereof to the other party. G. Covered Benefits. In no event shall any Member be responsible to pay for benefits received in accordance with this Contract except for Copay- ment Charges and other provisions as noted in this Contract. H. Group Contract/Certificate of Coverage. Health Plan will issue to each Subscriber a copy of this Certif icate of Coverage describing the coverage to which he is entitled. I. Identification Card. Upon enrollment in Health Plan, each Memberwill be issued an identification card. It is the Member's responsibility to notify Health Plan if no identification card is received from Health Plan within three (3) weeks after the Member's effective date of coverage. In addition, it is the Member's responsibility to present the identification card to each provider at the time of service. Failure to do so could result in the 27 SECTION X GENERAL PROVISIONS A. Entire Contract. This Contract and attachments, Group Enrollment Agreement and the individual enrollment applications, if any, of the Members shall constitute the entire contract of coverage between the parties. This Contract supercedes all other prior contracts and arrange- ments between the parties. B. Alterations. No alterations or amendments of this Contract and no waiver of any of its provisions shall be valid unless evidenced by an endorse- ment or an amendment attached to this Contract which is signed by an executive officer of Health Plan. No person other than a duly authorized officer of Health Plan has authority to act on behalf of Health Plan to change this Contract, or to waive any of its provisions. C. Records. 1. The Enrolling Group shall furnish Health Plan with all information and proof which Health Plan may reasonably require with regard to any matters pertaining to this Contract. All documents furnished to the Enrolling Group by an individual in connection with the coverage, together with the Enrolling Group's payroll records and any other records which may have a bearing on the coverage under this Contract, shall be made available for inspection by Health Plan at any reasonable time. 2. Each Member authorizes and directs any person or institution that has attended, examined or treated the Member, when permitted by law, to fumish Health Plan at any reasonable time, upon its request, any and all intormation and records and copies of records relating to attendance, examination or treatment rendered to the Member. Health Plan agrees that such information and records will be consid- ered confidential. Health Plan shall have the right to submit any and all records concerning Members' health care services to medical review bodies and /or physicians as required by law. 3. In the event of a question or dispute concerning the provision of Health Service(s) as a covered benefit(s) under this Contract, Health Plan may, in addition to any other right or remedy available to Health Plan, reasonably require that a Member be examined, at Health Plan's expense, by a Participating Physician reasonably acceptable to Health Plan and the Member. D. Severability. 11 any terrn, provision, covenant or condition of this Contract is held by a court of competent jurisdiction to be invalid, void, or unenforceable, the remainder of the provision and Contract shall remain 26 recovery against any third party to the extent of benefits received from or through Health Plan plus costs of suit and attorneys' fees. At the time such benefits are provided or thereafter as Health Plan may request, the Member agrees to: 1. Execute aformal written lnjury report and assignments 10 Heatth Plan of right to recover the reasonable value as determined by Health Plan of any benefits provided directly by Health Plan under this Contract, together with costs of suit and attorneys' fees. 2. Reimburse Health Plan for the reasonable value of any benefits and services provided by Health Plan and in an amount equal to the charges therefore together with the costs of suit and attorneys' fees, but not in excess of monetary damages collected, immediately upon receipt of any monies paid by or on behalf of athird party in settlement of any claim against such third party. In determining the reasonable value of benefits and services provided by Health Plan, Health Plan will consider charges for similar services being made by providers in the community which possess similar training or capability as well as unusual circumstances or a medical complication requiring addi- tional time, skill, experience and/or facilities in connection with a particular service. The Member hereby grants and assigns to Health Plan a lien on any recovery from such third party whether by judgment, settlement, compromise or reimbursement. 3. Execute and deliver such papers and provide such reasonable help (including authorizing bringing suit against such third party in Member's name and making court appearances) as may be necessary to enable Health Plan to recover the reasonable value of benefits and services provided by Health Plan, together with costs of suit and attorneys' fees. K. Government Programs. The benefits under this Contract are not de- signed to duplicate any benefits to which Members are, or would be, entitled under government programs for which they are eligible, includ- ing Medicare. All sums payable under such programs for services provided pursuant to this Contract shall be payable to, and retained by, Health Plan. Each Member shall submit to Health Plan such consents, releases, assignments, and other documents as may be requested by Health Plan in order to obtain or assure reimbursement under govern- ment programs for which Members are eligible. 19 SECTION VI COMPLAINT PROCEDURES A. Complaint. li a Member has a complaint conceming the provision of Health Services or benefits under this Contract, a written complaint may be directed to Texas Health Plans, Inc. at P.O. Box 9420, Austin, Texas 78766. 1. Health Plan shall contact the complainant and attempt to resolve the complaint through informal discussions, consultations or confer- ences and shall notify the complainant of the resolution of the complaint within thirty (30) days following its receipt. Complaints should be reported in writing to Health Plan within ninety (90) days of the incident or discovery which forms the basis of the complaint. 2. It further requested in writing by the Member following informal attempts to resolve the complaint, Health Plan shall direct the complaint to a Committee appointed by the President of Health Plan. 3. The Committee shall schedule a grievance hearing and advise the complainant of the date and place of the hearing. The hearing shall be held within sixty (60) days following the receipt of the written request fora hearing from the complainant. At the hearing, testimony, explanation or other intormation will be received from Members, staff persons, administrators, providers, or other persons as is deemed necessary by Health Plan for a fair appraisal of the complaint. 4. The Committee shall make a determination as to the resolution of the complaint and advise the complainant in writing of its findings within thirty (30) days of the conclusion of the hearing and of the complainant's right to further legal action. B. Release of Medical Records. Any Member who files a complaint or grievance thereby authorizes Health Plan or anyone designated by Health Plan, as permitted by law, to review or disseminate, as necessary to the resolution of the complaint or grievance, such Member's individual medical records, without notice to the Member or any other person. SECTION VII TERMINATION OF COVERAGE A. Coverage of the Member under this Contract shall terminate upon sixty (60) days written notice from Health Plan or on such date as otherwise described below: 1. In the case of a Member who fails to pay a required Copayment Charge at the time Health Services are rendered, Health Plan shall have the right to terminate the Member's coverage under this Con- 20 C. Monthly Premium Calculation. Each monthly Premium shall be calcu- lated on the basis of Health Plan's records as to the number of Subscrib- ers in each coverage classification at the time of calculation, at the rates then in effect. D. Monthly Payments. The Enrolling Group agrees to remit the entire Premium on a monthly basis and assumes responsibility for collection of the contributory portion from the Subscriber, if any. The first Premium payment is due and payable on the effective date of this Contract. Subsequent Premium payments are due and payable no later than the last business day (which excludes legal holidays, Saturdays and Sun- days) preceding each Contract Month thereafter that this Contract is in effect. E. Retroactive Adjustment. Retroactive adjustments for Premiums may, at the option of Health Plan, be made for any additions or terminations of Subscribers and changes in coverage classification not reflected in Health Plan's records at the time the monthly Premium is calculated by Health Plan. However, at no time shall Health Plan be required to make a retroactive adjustment greater than sixty (60) days prior to the time the adjustment is being made. All adjustments are effective as of 12:01 a.m., Central Standard Time, on the first day of the applicable calendar month. F. Reporting Additions and Deletions. The Enrolling Group shall provide Health Plan with additions and deletions of Members within thirty (30) days of the effective date of coverage or termination. G. Failure to Render Premium Payments. 1. Late Payment Charges. A late payment charge will be added to all Premium payments due and not paid to Health Plan before the first day of the coverage month. The late payment charge on late Premi- ums will be charged a rate equal to eighteen percent (18 %) per year. The unpaid Premiums and the late payment charges are due and payable upon notice thereof to the Enrolling Group from Health Plan. 2. Termination for Non - Payment of Premiums. If the Enrolling Group fails to pay Premiums within the thirty (30) day Grace Period, coverage will be cancelled after the thirtieth (30th) day. The Enrolling Group will remain liable for all Premiums and late payment charges accrued but not paid prior to termination. If the Premiums and late payment charges are not paid within thirty (30) days of the end of the Grace Period, the Member will be liable for the cost of Health Services received during the Grace Period. 25 treatment and Health Plan determines that no professionally accepted alternative exists, the Member shall be so advised. If the Member still refuses to acceptthe recommended procedure ortreatment, Health Plan shall not have any further obligation to arrange the health care service in question for as long as the Member refuses treatment. Members may seek other sources of health care service(s) on a self -pay basis with the full understanding that Health Plan has no obligation for further coverage of such care including cost. E. Incontestability. In the absence of fraud, all statements made by a Subscriber are considered representations and not warranties. During the first two (2) years, coverage can be voided for material misrepresen- tation contained in a written application. After two (2) years, coverage can be voided only in the event of a fraudulent misstatement contained in written application or Evidence of Good Health application, a copy of which has been provided to the Member. SECTION IX PREMIUM PAYMENTS A. Premium Charge. The charge for Premium is the base rate. If the State of Texas or any other taxing authority imposes upon Health Plan any increase in taxes or license fees which is levied upon or measured by the base rate or by Health Plan's gross receipts or any portion of either, then Health Plan may amend this Contract to increase the Premium base rate by an amount sufficient to cover all taxes or license fees rounded to the nearest cent, effective as of the date stated in a notice sent to the Enrolling Group. The effective date shall not be earlier than the date of the imposition of such tax or license fee increase. Health Plan shall notify the Enrolling Group by mailing a postage prepaid notice of amendment to the Group Enrollment Agreement stating the revised charge for Premium, such notice to be mailed to the Enrolling Group at its address of record with Health Plan at least thirty (30) days before the effective date of the amendment. B. Rate Schedule Changes. Health Plan reserves the right to change the schedule of rates for Premiums either (1) on the first renewal date specified in the Group Enrollment Agreement and on any subsequent renewal date thereafter, or (2) on any date that the provisions of this Contract are amended. Written notice of any such change in rates shall be given by Health Plan to the Enrolling Group at least thirty (30) days prior to the effective date of the change. 24 tract provided Health Plan gives the Member written notice at least thirty (30) days prior to such termination. 2. If a Member permits the use of the identification card by any other person, such card may be confiscated by Health Plan and Health Plan shall have the right to terminate the Member's coverage under this Contract provided Health Plan gives the Member written notice at least fifteen (15) days prior to such termination. 3. IT (a) a Member and a Participating Physician fail to establish a sat- isfactory patient - physician relationship; and (b) Health Plan has, in good faith, provided the Member with the opportunity to select an alternative Participating Physician; and (c) Health Plan notifies Member in writing that Health Plan considers the patient - physician relation- ship to be unsatisfactory; and (d) Health Plan specifies the changes that are necessary to avoid termination. In the event that the specified changes are not made or the situation is not otherwise made satisfac- tory to Health Plan, then Health Plan shall have the right to terminate the Member's coverage under this Contract provided Health Plan gives the Member written notice at least thirty (30) days prior to such termination. Examples of unsatisfactory patient- physician relation- ships include, but are not limited to, abusive or disruptive behavior in a physician's office, repeated refusals by the Member to accept Medically Necessary procedures or treatments recommended by a Participating Physician, or a Member securing services in a manner that impairs the ability of the Participating Primary Care Physician to coordinate the care. 4. Misconduct by a Member detrimental to Health Plan operations or the arrangements orthe delivery of services may, at Health Plan's option, result in immediate cancellation of coverage. 5. Fraud in the use of services or facilities, or misrepresentation by the Memberwill result in Health Plan terminating the Member's coverage under this Contract (except as described in Section VIII.,E.) provided Health Plan gives the Member written notice at least fifteen (15) days prior to such termination. 6. Coverage under this Contract shall terminate on the effective date of the termination of the Group Enrollment Agreement or date specified by Enrolling Group and agreed to by Health Plan it the Group Enrollment Agreement is terminated by Enrolling Group. 7. The date on which the Member moves out of the Service Area. 8. The end of the last Contract Month that the required Subscriber contribution toward the Premium has been paid, 1 the Subscriber is required to make such a contribution. 21 9. The date this Contract is terminated. 10. The last day of the Contract Month in which the Subscriber becomes retired or pensioned, unless a specific coverage classification is specified for retired or pensioned individuals in the Group Enrollment Agreement. Subscribers afforded coverage under this provision must enroll in Parts A and B of Medicare. 11. The end of the Contract Month in which the Member ceases to be eligible as a Subscriber or Family Dependent, orceasesto be eligible under the Continuation of Coverage Option (as described in Section VII.,D. below). The Member may be eligible for conversion within thirty -one (31) days of termination under this Contract. 12. Upon the death of the Member unless the Continuation of Coverage Option is requested to cover surviving dependents. 13. For a Family Dependent, the date the Subscriber's coverage termi- nates unless the Continuation of Coverage Option or conversion applies. B. Coverage of the Enrolling Group under this Contract shall terminate on the earliest of the following dates: 1. In the case of non - payment of Premium, Health Plan shall have the right to terminate coverage under this Contract at the end of the Grace Period, as stated in Section IX below, provided the Enrolling Group is given written notice prior to such termination. 2. In the case of fraud on the part of the Enrolling Group, Health Plan shall have the right to terminate coverage under this Contract pro- vided Health Plan gives the Enrolling Group written notice at least fifteen (15) days prior to such termination. C. Additional Termination Rights. In addition to any other right of termina- tion, the Health Plan or Enrolling Group may terminate this Contract at the end of any Contract Month by giving written notice of termination sixty (60) days prior to the effective date of termination. Enrolling Group shall be responsible for payment of any Premiums payable for coverage prior to the effective date of termination. Termina- tion of this Contract shall be without prejudice to any claim originating prior to the effective date of termination. D. Continuation of Coverage Option. If under the provisions of Title X of the Consolidated OMNIBUS Budget Reconciliation Act of 1985 (COBRA), Public Law 99 -272, any Member is granted the right to continuation of coverage beyond the date the Member's coverage would otherwise terminate, or, if the provisions of COBRA are inapplicable and the 22 provisions of an applicable state statue grant the Member similar rights to continuation of coverage, this Contract shall be deemed to allow continuation of coverage to the extent necessary to comply with the provisions of the applicable statutes. Contact your Enrolling Group for verification of eligibility and procedures to follow. E. Payment of Medical Services after Termination of Coverage. Upon termination of coverage, the Member shall be liable and Health Plan shall not be liable for the payment of any Health Services provided after the date of termination. SECTION VIII RELATIONSHIP BETWEEN PARTIES A. Independent Contractor. The relationship between Health Plan and Participating Providers is a contractual relationship between independ- ent contractors. Participating Providers are not agents or employees of Health Plan neither is Health Plan or any employee of Health Plan an agent or employee of Participating Providers. A Participating Provider's contract may terminate and a Member may be required to utilize another Participating Provider. The relationship between any Participating Physician or other Participat- ing Provider, and any Member, is that of a physician (or other provider) with the patient. The Participating Physician is solely responsible for the medical services provided to any Member. The Participating Hospital, Skilled Nursing Facility, Home Health Agency, other Participating Pro- vider, or any other person, firm or organization providing services hereunder is solely responsible for the services provided to any Member. B. Other Providers. Health Plan reserves the right to contract with other cor- porations, associations, partnerships, or individuals to provide the bene- fits described herein, C. Assignability. Health Plan may assign this Contract to its successor in interest or an affiliate. D. Disagreementwith Recommended Treatment. Member enrolls in Health Plan with the understanding that the Participating Physician is respon- sible for determining the treatment appropriate to the case. For personal or religious reasons, some Members may refuse to accept a procedure or treatment recommended by the Participating Physician, or a Member may demand a procedure or treatment that the Participating Physician judges to be incompatible with proper medical care. A Member has the right to refuse to accept the recommendation of the Participating Physi- cian. If a Member refuses to accept a recommended procedure or 23 MAY 24 89 12:41 Ms. Linda Gunther Personnel Manager City of Round Rock 221 East Main Street Round Rock, Texas 78664 Dear Ms. Gunther: 24 May 1989 Texas Health Plans, Inc. A healthy idea A quality choice The following would apply to Emergent, Urgent Care for members of Texas Health Plans, Inc., who present to the Emergency Department of Round Rock Community Hospital. (i) In case of a Life or Limb Threatening Emergency as determined by the Emergency Department Physician, appropriate care should be rendered by the Emergency Department while as in your usual practice, efforts are made to contact the patient's Primary Care Physician. If for medical reasons, patients are to be transferred to another Hospital, then the decision should be jointly made by the Primary Care Physician, the Emergency Room Physician and the Consulting Physician. To update you on developments relating to Orthopedic Services at Round Rock Hospital, please be informed that effective June 1, 1989 that Dr. Stephen Cord who actively practices at Round Rock Community Hospital or his on-call Associate will be the designated Orthopedic Consultant for Texas Health Plans Participating Physicians in the Round Rock area. All referrals from the Emergency Department for Emergency Consultations should therefore be made to Doctor Cord. I anticipate that the above arrangements will finally satisfy your concerns relating to the use of Round Rock Community Hospital by Texas Health Plans Participating Physicians and members. GRJ /pan Sincerely en R Johnson, M.D. Execud ve Vice President Medi l Affairs 8303 MoPac Suite 450 Austin, Texas 78759 -8370 P.O. Box 9420 Austin, Texas 78766 (512) 338 -6100 • TEXAS HEALTH PLANS, INC. 8303 MOPAC, SUITE 450 AUSTIN, TEXAS 78759 (512) 338 -6100 GROUP ENROLLMENT AGREEMENT Group t 20419 The Enrolling Group named below hereby applies to Texas Health Plans, Inc. for a Group Contract/Certificate of Coverage to be issued as follows: 1. Group Name: City of Round Rock AddreeslClty /StetetZlp• 214 Main Street Round Rock, Texas 78664 Billing Address/City/State /Zip: Same as Above 2. Legal Status: _Corporation _Partnership _Proprietorship _Trust X Other: Municipality 3. Employer Tax Identification Number: 74- 6017485 4. Nature of Business or Industry: City Government 5. Subsidiaries: The following subsidiaries, affiliates, or other related organizations will be included under the Group Contract/Certificate of Coverage: N/A 6. Eligibility: Eligible employees of the Group and their eligible family members shall be those persons who meet the criteria set forth In the Group Contract/Certificate of Coverage and such additional requirements as are set forth below: Subscribers (Employees): ' A11 full time employees. New hires effective let of month following date of hire. Termination: end of month. FamilyMembers: Spouses; unmarried dependent children to age 25. 7. Initial Enrollment Period: Individuals who are not eligible on the dale the Group Enrollment Agreement takes elect, and who otherwise become eligible according to the requirements specified In the Group Enrollment Agreement and Group Contract/Certificate of Coverage will be eligible for enrollment until 31st day following initial enrollment period. 8. Open Enrollment Period: The Open Enrollment Period shall commence each Sept. 1 and continue until Sept. 30 of every year this Agreement Is in effect, except as Health Plan and Enrolling Group may otherwise agree to in writing. The Open Enrollment Period shall be at least 10 days duration. 9. Effective Date: The Group Contract/Certificate of Coverage will be delivered in and govemed by the laws of the State of Texas and shall take effect on June 1, 1989 but only if the following conditions are satisfied: (a) this Agreement is accepted and signed by Texas • Health Plans, Inc., and (b) Enrolling Group agrees to pay the Premiums on schedule as stipulated below. The Premiums specified in this Agreement are guaranteed until Sept . 30. 1989 . 10. Renewal Date: October 1 1989 11. Coverage: Plan Code t SNA Group Contract/Certificate of Coverage t GCC 15 - 1(R) Amendments: CCC15SFRVARE, CCCBRFAT.PA, AM- 25(1/89). Letter of Agreement, 0V10(1/89), FltdeNKX HOSP250(1/89) 12, Premium Rate Schedule: Total Monthly Premlum Subscriber Contribution Group Contribution A. Employee Only $ 88.28 $ -0- $ 88.28 B. Employee and One Dependent $ 207.36 $ 119.08 $ 88.28 or Employee and Spouse C. Employee and Child(ren) $ 156.58 $ 68.30 $ 88.28 D. Employee and Family $ 264.92 $ 176.64 $ 88.28 13. Premium Due Date and Payments: Enrolling Group agrees to the terms stated on the back of this Agreement and In the Group Contract/ Certificate of Coverage. 14. Worker's Compensation Informaton: Policy No.: Insurance Company Name: GAB Address: P.O. Box 180128 Austin, Texas 78718 Phone No.: 343 - 1220 15. Enrolling Group hereby agrees and understands that If it fails to carry or maintain Workers Compensation insurance, it shall be solely responsible for any resulting expenses due to work related conditions. 16. The Enrolling Group hereby agrees and understands that the Group Contract/Certficate of Coverage issued is based on this Agreement and that the acceptance of the Group Contract/Certificata of Coverage constitutes Agreement to all terms and conditions of this Agreement and the Group Contract/Certificate of Coverage. A copy of this Agreement shall be attached to and made a part of the Group Contract/Certificate of Coverage issued to the Enrolling Group. / ' �?'1�1 ///111 ��, YG1 Signed at on the f 0 tlay of f u ` l�-4_ . 19 d / (address of Enrolling Group) o •OR THE ENRQIILIN R FOR TEXAS /LTH PLANS, r C,.• / Authorized Signature Authorized Signature F.xernrive Vire President Title Title GEA 12/88(8) PREMIUM DUE DATE AND PAYMENTS ylonthly Premium Rergj((ff0lx +. The Enrolling Group agrees to remit the entire Premium on a monthly basis and assumes responsibility for collection of the contributory portion from the Subscriber, if any The first Premium payment Is due and payable on the effective date of this Contract. Subsequent Premiums are due and payable no later than the last business day (which excludes legal holidays, Saturdays and Sundays) preceding each Contract Month thereafter that this Contract is in effect. Retroactive Adiustments. Retroactive adjustments may, at the option of Health Plan, be made tor any additions or terminations of Subscribers and changes in coverage classification not reflected in Health Plan's records at the time the monthly Premium is calculated by Health Plan. However, at no time shall Health Plan be required to make a retroactive adjustment greater than slaty (60) days. All adjustments are effective as of 12:01 a.m., Central Standard Time, on the first day of the applicable calendar month. Reoorina Additions and Daletinns. The Enrolling Group shall provide Health Plan with additions and deletions within thirty (30) days of the effective date of coverage. Additions. In the event that a Member enrolls hereunder on or before the fifteenth (15th) day of a month, the Enrolling Group agrees to remit to Health Plan on or before the next Premium Due Date an additional total monthly Premium for such Member for the month in which the Member enrolled. In the event that a Member enrolls hereunder after the fifteenth (15th) day of a month, no additional Premium payment will be due with respect to such Member for the month in which the Member enrolled. Terminations. In the month of a Member's termination, if the Member's termination is effective on any given day during the respective month, then a full month's premium is due. ) ate Payment Charges A late payment charge will be added to all Premium payments due and not paid to Health Plan before the first day of the coverage month. The late payment charge on late Premiums will be charged at a rate equal to eighteen percent (16 %) per year. The unpaid Premiums and the late payment charges are due and payable upon notice thereof to the Enrolling Group from Health Plan. Termination for Non - Payment of Premiu If the Enrolling Group fails to pay Premiums within the thirty (30) day Grace Period, coverage will be cancelled after the thirtieth (30th) day. The Enrolling Group will remain liable for all Premiums and late payment charges accrued but not paid prior to termination. If the Premiums and late payment charges are not paid within thirty (30) days of the end of the Grace Period, the Member will be liable for the cost of Health Services received during the Grace Period. • • • • • • Terms Health Plans, Inc. has agreed to provide the City of Round Rock with a guarantee that the renewal premium rates, effective October 1, 1989 through September 30, 1990, will not exceed a 10% increase over the current premium rates. In addition, Texas Health Plans, Inc. will guarantee the October 1, 1990 through September 30, 1991, rates not to exceed a 15% increase over the 10% increase for the period of October 1, 1989 through September 30, 1990. Please note that the current plan night have to be altered in the following years to conform with existing Texas Health Plans, Inc. plans being marketed at that time and with changes in coverage that the State Board of Insurance might require. Secondly, in the event the current indemnity carrier (Blue Cross/Blue Shield) terminates their contract with the City of Round Rock due to a lack of participation in the Blue Cross/Blue Shield program, Texas Health Plans, Inc. will allow those employees participating in Blue Cross/Blue Shield to enroll into Texas Health Plans, Inc. without providing evidence of insurability. FOR THE ENROLLING GROUP: FOR TEXAS HEALTH PLANS, INC: 241,t LETTER OF AGREEMENT Authorized Signature Authorized S Title Title Executive Vioe President • • • AMENDMENT '1'O '1'IIE GROUP CONTRACT /CERTIFICATE OF COVERAGE GCC- 15 -1(R) This Amendment shall be included as an addition to the Group Contract /Certificate of Coverage GCC- 15 -1(R) between your company and Texas health Plans, Inc. This Amendment Is in effect for all Members in accordance with the terms of such Contract. DELETE: SECTION i, DEFINITIONS, "Service Area ". ADD: SECTION I, DEFINITIONS, "Service Area" means a geographic area designated by Health Plan in which the Member resides and in which Covered Services are provided. The Service Area is comprised of Bastrop, Bell, Brazos, Burleson, Burnet, Caldwell, Coryell, Falls, Hays, Lee, McLennan, Milam, Robertson, Travis, Williamson counties and portions of Bosque, Grimes, Hamilton, Lampasas and Madison counties in Texas. A list of zip codes and Participating Providers will be provided to the Members." GCC15SERVARE TEXAS HEALTH PLANS, INC. By: Peter Kilissanly President and Chief Executive Officer • • AMENDMENT TO THE GROUP CONTRACT /CERTIFICATE OF COVERAGE GCC- 15 -1(R) This Amendment shall be included as an addition to the Group contract /Certificate of Coverage GCC- 15 -1(R) between your company and Texas Health Plans, Inc. This Amendment is in effect for all Members in accordance with the terms of such Contract. DELETE: SECTION XI, SCHEDULE OF BENEFITS, D.,8.,b., "...breast prostheses... ". ADD: SECTION XI, SCHEDULE OF BENEFITS, E., General Exclusions: • GCCBREALPD 36. "... Also excluded are protein sparing modified fasting nutritional programs and any variants thereof." TEXAS HEALTH PLANS, INC. By: Peter Kilissanly President and Chief Executive Officer • • • This is an amendment to the Group Certificate of Coverage, Section XI, Schedule of Benefits. This amendment shall be included as an addition to the Group Certificate of Coverage. This amendment is in effect for all Enrollees in accordance with the terms of such Group Certificate of Coverage. DELETE: SECTION XI, SCHEDULE OF BENEFITS, D. 1, COPAYMENT CHARGE: OV10 (1/89) AMENDMENT TO THE GROUP CERTIFICATE OF COVERAGE "NONE" "$10.00" AMBULATORY OFFICE VISIT COPAYMENT ADD: SECTION XI, SCHEDULE OF BENEFITS, D. 1, COPAYMENT CHARGE: TEXAS HEALTH PLANS, INC. BY: K Peter E. Kilissanly President and Chief Executive Officer • AMENDMENT TO THE GROUP CONTRACT /CERTIFICATE OF COVERAGE • INPATIENT HOSPITAL AND RELATED SERVICES COPAYMENT This is an amendment to the Group Contract /Certificate of Coverage, section Xi, Schedule of Benefits. • This amendment shall be included as an addition to the Group Contract /Certificate of Coverage. This amendment is in effect for all Enrollees in accordance with the terms of such Group Contract /Certificate of Coverage. DELETE: SECTION Xi, SCHEDULE OF BENEFITS, D. 2. a. and D. 5., COPAYMENT CHARGE: •0SP250:1/89 "NONE" ADD: SECTION XI, SCHEDULE OF BENEFITS, D. 2 a. and D. 5., COPAYMENT CHARGE: "For subscriber only: $50 copayment per day. $250 maximum copayment per Contract Year. For Subscriber and Family Dependent(s): $50 copayment per day. $250 maximum copayment per hospitalization for Subscriber or Dependent(s) with $500 maximum copayment per Contract Year per family." • TEXAS HEILTH PLANS, INC. BY: Peter E. Kilissanly President and Chief Executive Officer • • AMENDMENT TO THE GROUP CONTRACT /CERTIFICATE OF COVERAGE GCC- 15 -1(R) This Amendment shall be included as an addition to the Group Contract /Certificate of Coverage GCC- 15 -1(R) between your company and Texas Health Plans, Inc. This Amendment is in effect for all Members in accordance with the terms of such Contract. DELETE: SECTION II, ELIGIBILITY AND ENROLLMENT, A., 2., "Eligible Family Dependents ", Paragraphs b. and c. ADD: SECTION II, ELIGIBILITY AND ENROLLMENT, Paragraph 2, "Eligible Family Dependents ", Subparagraph b., "Any unmarried dependent child (including step - child, legally adopted child or natural child of either Subscriber or the Subscriber's spouse), who is under age twenty -five (25). A Family Dependent shall also include a child for whom Subscriber or Subscriber's spouse is a court appointed legal guardian, provided proof of such guardianship is submitted with the prospective dependent's enrollment application and provided the above criteria are satisfied. Coverage outside the Service Area, however, is limited to Emergency Care services as described in Section XI, C3 DELETE: SECTION II, ELIGIBILITY AND ENROLLMENT, Paragraph 2, "Eligible Family Dependents ", Subparagraph d., "Any such unmarried child, as defined in this subsection, must be a Family Member enrolled hereunder prior to attaining the applicable limiting age of nineteen (19) or if a full -time student (as described in Section II) to the age of twenty -three (23)." CHANGE: SECTION II, ELIGIBILITY AND ENROLLMENT, A., 2., "Eligible Family Dependents ", Paragraphs d. and e. to c. and d. • AM- 25(1/89) TEXAS HEALTH PLANS, INC. By: Peter E. Kilissanly President and Chief Executive Officer The Enrolling Group named below hereby apples to Texas Health Plans, Inc. for a Group ContracUCenificate of Coverage to be issued as follows: Group Name: City of Round Rock Address/City/State/Zip: 214 Main Street Round Rock. Texas 78664 • - Billing Address/Clty/State/Zir Same as Above 2. Legal Status: __Corporation _Partnership Proprietorship _Trust X Other: Municipality 3. Employer Tax identification Number: 74-6017485 4. Nature of Business or Industry: City Government 5. Subsidiaries: The following subsiclaries, affiliates, or other related organizations will be included under the Group Contract/Certificate of Coverage: N/A 6. Eligibility: Eligible employees of the Group and their eligible family members shall be those persons who meet the criteria set forth in the t . Group Contract/Certificate of Coverage and such additional requirements as are set forth below: Subscribers (Employees): ' All full time employees. New hires effective let of month following date of hire. Termination: end of month. PamilyMemberc Spouses; unmarried dependent children to age 25. 7. Initial Enrollment Period: Individuals who are not eligible on the date the Group Enrollment Agreement takes effect, and who otherwise become eligible according to the requirements specified in the Group Enrollment Agreement and Group Contract/Certificate of Coverage will be eligible for enrollment until 31st dav following initial enrollment period. . - 8. Open Enrollment Period: The Open Enrollment Period shall commence each Sept . 1 and continue until Sept 30 ...-,., , of every year this Agreement is in effect, except as Health Plan and Enrolling Group may otherwise agree to In writing. The Open Enrollment - Period shall be at least 10 days duration. ...:, 9. , Effective Date: The Group Contract/Certificate of Coverage will be delivered In and governed by the laws of the State of Texas and shall take effect on June 1. 1989 but only if the following conditions are satisfied: (a) this Agreement is accepted and signed by Texas ?J Health Plans, Inc., and (b) Enrolling Group agrees to pay the Premiums on schedule as stipulated below. The Premiums specified in this = Agreement are guaranteed until Sept. 30, 1989 . 10. Renewal Date: October I. 1989 ., it. Coverage: Plan Code a 5NA Group Contract/Certificate of Coverage a GCC -15-1 (R) Amendments: err15sPRvAgE, OCCBREALPD. AM-25(1/89). Letter of Agreement. OV1O(1/89). — wasor n0sp7s0c1 /Ren ...' 12. Premium Rate Schedule: Total Monthly Premium Subscriber Contribution Group Contribution A. Employee Only $ 88.28 $ -0- $ 88.28 $ 88.28 -1; or Employee and Spouse B. Employee and One Dependent $ 207.36 $ 119.08 C. Employee and Child(ren) $ 156.58 $ 68.30 g 88.28 . Employee and Family $ 264.92 $ 176.64 $ 88.28 : 13. Premium Due Dale and Payments: Enrolling Group agrees to the terms stated on the back of this Agreement and In the Group Contract/ • Cattlicate of Coverage. 14. Worker's Compensation Information: Policy No.: insurance Company Name: GAB Address: P o Rnv 180128 Anntin, TPICAR 78718 Phone No.: 343 15. Enroffing Group hereby agrees and understands that if it fails to carry or maintain Worker's Compensation insurance, it shall be solely .. . ' ,....,-1.. responsible for any resulting expenses due to work related condidons. 16. The Enrolling Group hereby agrees and understands that the Group Contract/Certificate of Coverage issued is based on this Agreement and that the acceptance of the Group Contract/Certificate of Coverage constitutes Agreement 10 011 1 terms and conditions of this Agreement and '' ''''('' the Group Contract/Certificate of Coverage. A copy of this Agreement shall be attached to and made a part of the Group Contract/Cerdficate of Coverage issued to the Enrolling Group. . Authorized Signature TEXAS HEALTH PLANS, INC. 8303 MOPAC, SUITE 450 AUSTIN, TEXAS 78759 (512) 3384100 GROUP ENROLLMENT AGREEMENT Group a 20419 Sped at on the day of 19 (address of Enrolling Group) O FOR THE ENROLLING GROUP: FOR TEXAS Authorized Signature Title TH PLANS Vvornt4waVire. Prpnident Texas Health Plans, Inc. has agreed to provide the City of Rind Rock with a fi- ;guarantee that the renewal premium rates, effective October 1, 1989 through September 30, 1990, will not exceed a 10% increase over the current premium .':-.rates. In addition, Texas Health Plans, Inc. will guarantee the October 1, 1990 through September 30, 1991, rates not to exceed a 15% increase over the 10% increase for the period of October 1, 1989 through September 30, 1990. Please note that the current plan might have to be altered in the following years to conform with existing Texas Health Plans, Inc. plans being marketed at that time and with changes in coverage that the State Board of Insurance might require. Secondly, in the event the current indemnity carrier (Blue Cross/Blue Shield) terminates their contract with the City of Round Rock due to a lack of ;articipation in the Blue Cress /Blue Shield program, Texas Health Plans, Inc. will allow those employees participating in Blue Cross/Blue Shield to enroll ' into Texas Health Plans, Inc. without providing evidence of in usability. LEITER OF AGREEMENT Authorized S PREMIUM DUE DATE AND PAYMENTS Monthly Premium Remlaance The Enrolling Group agrees to remit the entire Premium on a monthly basis and assumes responsibility for • collection of the contributory portion from the Subscriber, if any. The first Premium payment is due and payable on the effective date of this Contract Subsequent Premiums are due and payable no later than the last business day (which excludes legal holidays, Saturdays and Sundays) preceding each Contract Month thereafter that this Contract is in effect Retroactive Adiusements. Retroactive a4ustinents may, at the option of Health Plan, be made for any additions or terminations of Subscribers and changes in coverage classification not reflected In Health Plan's records at the lime the monthly Premium is calculated by Health Plan. However, at no time shall Health Plan be required to make a retroactive adjustment greater than sixty (60) days. All adjustments are effective as of 12:01 a.m., Central Standard Tune, on the first day of the applicable calendar month. Reporting Additions and Deletions. The Enrolling Group shall provide Health Plan with additions and deletions within thirty (30) days of the effective date of coverage. - - Additions. In the event that a Member enrolls hereunder on or before the fifteenth (15th) day of a month, the Enrolling Group agrees to remit to Health Plan on or before the next Premium Due Date an additional total monthly Premium for such Member for the month in which the Member enrolled. In the event that a Member enrolls hereunder after the fifteenth (15th) day of a month, no additional Premium payment will be due with .respect to such Member for the month in which the Member enrolled. Terminations. In the month of a Member's termination, if the Members termination Is efedive on any given day during the respective month, then a lull month's premium is due. - .. 1 ate Payment Champs A late payment charge wig be added to all Premium payments due and not paid to Health Plan before the first day of the coverage month. The late payment charge on late Premiums will be charged at a rate equal to eighteen percent (18 %) per year. The unpaid Premiums and the late payment charges are due and payable upon notice thereof to the Enrolling Group from Health Plan. Terminetinn for Non-Payment of Premiums. If the Enrolling Group fails to pay Premiums within the thirty (30) day Grace Period, coverage will be cancelled after the thirtieth (30th) day. The Enrolling Group will remain liable for all Premiums and late payment charges accrued but not paid prior to termination. If the Premiums and late payment charges are not paid within thirty (30) days of the end of the Grace Period, the Member will be Gable for the cost of Health Services received during the Grace Period. AMENDMENT TO '1'IIE GROUP CONTRACT /CERTIFICATE OF COVERAGE GCC- 15 -1(R) This Amendment shall be included as an addition to the Group Contract /Certificate of Coverage GCC- 15 -1(R) between your company and 'Texas Health Plans, Inc. This Amendment is in effect for all Members in accordance with the terms of such Contract. DELETE: SECTION I, DEFINITIONS, "Service Area ". ADD SECTION I, DEFINITIONS, "Service Area" means a geographic area designated by health Plan in which the Member resides and in which Covered Services are provided. The Service Area is comprised of Bastrop, Bell, Brazos, Burleson, Burnet, Caldwell, Coryell, Falls, Nays, Lee, McLennan, Milam, Robertson, Travis, Williamson counties and portions of Bosque, Grimes, Hamilton, Lampasas and Madison counties in Texas. A list of zip codes and Participating Providers will be provided to the Members." GCC15SERVARE TEXAS HEALTH PLANS, INC. By: Peter Kilissanly President and Chief Executive Officer This Amendment shall be included as an addition to the Group Contract /Certificate of Coverage GCC- 15 -1(R) between your company and Texas Health Plans, Inc. This Amendment is in effect for all Members in accordance with the terms_ of such Contract. DELETE: D: AMENDMENT TO THE GROUP CONTRACT /CERTIFICATE OF COVERAGE GCC- 15 -1(R) GCCBREALPD SECTION XI, SCHEDULE OF BENEFITS, D.,8.,b., "...breast prostheses... ". SECTION XI, SCHEDULE OF BENEFITS, E., General Exclusions: 36. "... Also excluded are protein sparing modified fasting nutritional programs and any variants thereof." TEXAS HEALTH PLANS, INC. By: Peter Kilissanly President and Chief Executive officer AMENDMENT TO THE GROUP CERTIFICATE OF COVERAGE AMBULATORY OFFICE VISIT COPAYMENT "$10.00" This is an amendment to the Group Certificate of Coverage, Section XI, Schedule of Benefits. This amendment shall be included as an addition to the Group Certificate of Coverage. This amendment is in effect for all Enrollees in accordance with the terms of such Group Certificate of Coverage. DELETE: SECTION XI, SCHEDULE OF BENEFITS, D. 1, COPAYMENT CHARGE: "NONE" ADD: SECTION XI, SCHEDULE OF BENEFITS, D. 1, COPAYMENT CHARGE: TEXAS HEALTH PLANS, INC. BY: Peter E. Kilissanly President and Chief Executive Officer 0 O OSP250: AMENDMENT TO THE GROUP CONTRACT /CERTIFICATE OF COVERAGE INPATIENT HOSPITAL AND RELATED SERVICES COPAYMENT This is an amendment to the Group Contract /Certificate of Coverage, Section xI, Schedule of Benefits.• This amendment shall be included as an addition to the Group Contract /Certificate of Coverage. This amendment is in effect for all Enrollees in accordance with the terms of such Group Contract /Certificate of ,;mss Coverage . DELETE: SECTION XI, SCHEDULE OF BENEFITS, D. 2. a. and D. 5., COPAYMENT CHARGE: "NONE" ADD: SECTION XI, SCHEDULE OF BENEFITS, D. 2 a. and D. 5., COPAYMENT CHARGE: "For Subscriber only: $50 copayment per day. $250 maximum copayment per Contract Year. For Subscriber and Family Dependent(s): $50 copayment per day. $250 maximum copayment per Hospitalization for Subscriber or Dependent(s) with $500 maximum copayment per Contract Year per family." • TEXAS HE PLANS, INC. BY: E Peter E. Kilissanly President and Chief Executive Officer AMENDMENT TO THE GROUP CONTRACT /CERTIFICATE OF COVERAGE GCC- 15 -1(R) This Amendment shall be included as an addition to the Group Contract /Certificate of Coverage GCC- 15 -1(R) between your company and Texas Health Plans, Inc. This Amendment is in effect for all Members in accordance with the terms of such Contract. SECTION II, ELIGIBILITY AND ENROLLMENT, A., 2., "Eligible Family Dependents ", Paragraphs b. and c. SECTION II, ELIGIBILITY AND ENROLLMENT, Paragraph 2, "Eligible Family Dependents ", Subparagraph b., "Any unmarried dependent child (including step - child, legally adopted child or natural child of either subscriber or the Subscriber's spouse), who is under age twenty -five (25). A Family Dependent shall also include a child for whom Subscriber or Subscriber's spouse is a court appointed legal guardian, provided proof of such guardianship is submitted with the prospective dependent's enrollment application and provided the above criteria are satisfied. Coverage outside the Service Area, however, is limited to Emergency Care Services as described in Section XI, C3." DELETE: SECTION II, ELIGIBILITY AND ENROLLMENT, Paragraph 2, "Eligible Family Dependents ", Subparagraph d., "Any such unmarried child, as defined in this subsection, must be a Family Member enrolled hereunder prior to attaining the applicable limiting age of nineteen (19) or if a full -time student (as described in section II) to the age of twenty -three (23)." CHANGE: SECTION II, ELIGIBILITY AND ENROLLMENT, A., 2., "Eligible Family Dependents ", Paragraphs d. and e. to c. and d. DELETE: AM- 25(1/89) TEXAS HEALTH PLANS, INC. BY / PIA , Peter E. Kilissanly' President and Chief Executive Officer This Group Contract/Certificate of Coverage is a legal contract between the Enrolling Group and Texas Health Plans, Inc. It sets forth in detail your rights and obligations as a Member. It is therefore important that you READ your Group Contract/CerWicate of Coverage CAREFULLY and familiarize yourself with its terms and condi- tions. For reference purposes, a table of contents has been included. . GCC- 15 -1(R) TEXAS HEALTH PLANS, INC. 8303 MoPac, Suite 450 Austin, Texas 78759 Phone (512) 338 -6100 Group Contract /Certificate of Coverage BY: // eter E. Kilissanly, President and Chief Executive Officer DATE: 2 -1 -89 A Texas Health Maintenance Organization SECTION I SECTION II SECTION III SECTION IV SECTION V SECTION VI SECTION VII SECTION VIII SECTION IX SECTION X SECTION XI Definitions 3 Eligibility and Enrollment 10 Effective Date of Coverage and Selection of a 13 Participating Primary Care Physician Procedures for Reimbursement of Eligible Expenses 15 Incurred with Non - Participating Providers Coordination of Benefits and Subrogation 15 Complaint Procedures 20 Termination of Coverage 20 Relationship Between Parties 23 Premium Payments 24 General Provisions 26 Schedule of Benefits 29 TABLE OF CONTENTS Texas Health Plans, Inc. (herein called Health Plan) hereby contracts with the Enrolling Group to provide the Health Services set forth herein to Members, subject to the exclusions, limitations, conditions and other terms of this Contract including applicable amendments and riders. This Contract is made in consideration of the Group Enrollment Agreement and the Subscriber's enrollment application and payment of the required Premiums as specified herein. Both the Group Enrollment Agreement and the Subscriber's enrollment application are part of this Contract. This Contract shall take effect onthe date specified onthe Group Enrollment Agreement and will be continued In force by the timely payment of the required Premiums when due, subject to termination of this Contract as provided herein. All coverage under this Contract shall begin and end at 12:01 a.m., Central Standard lime. This Contract is delivered in and govemed by the laws of the State of Texas. TEXAS HEALTH PLANS, INC.' 8303 MoPac, Suite 450 Austin, Texas 78759 Phone (512) 338 -6100 Group Contract/Certificate of Coverage SECTION 1 DEFINITIONS Alcohol Dependency Treatment Facility means a facility which provides a program for the treatment of alcohol dependency pursuant to a written treatment plan approved and monitored by a physician and which facility is also: (1) affiliated with a hospital under a contractual agreement with an established system for patient referral, or (2) accredited as such afacility by the Joint Commission on Accreditation of Healthcare Organizations, or (3) licensed as an alcohol treatment program by the Texas Commission on Alcoholism, or (4) licensed, certified, or approved as an alcohol dependency treatment program or center by any other state agency having legal authority to so license, certify, or approve and is also an Approved Health Care Facility. Alcohol Dependency Treatment means those services and supplies cov- ered under the Contract for the diagnosis and treatment of alcoholism. 3 Alcoholism means the disease which is classified as alcoholism in the International Classification of Diseases of the U.S. Department of Health and Human Services. Approved Health Care Facility or Program means a facility or program which is licensed, certified or otherwise authorized pursuant to the laws of the State of Texas to provide health care and which is approved by Health Plan or with whom Health Plan has contracted to provide the care described in this Contract. Authorized means that Health Plan, the Medical Director or his designee has determined that the Health Services provided or to be provided are Medically Necessary. Calendar Year means January 1, 12:01 a.m. to January 1, 12:01 a.m. of the following year. Congenital Anomaly means a defective development or formation of a part of the body which is determined by a Participating Physician to have been present at the time of birth. Contract means this Group Contract/Certificate of Coverage, Subscriber's enrollment application, Group Enrollment Agreement and any applicable amendments, addenda and/or riders attached hereto. Contract Years and Contract Months are determined from the effective date of this Contract. Copayment Charge means the charge, in addition to the Premiums, which the Member is required to pay for certain Health Services and medical supplies provided under this Contract. The Member Is responsible at the time of service for the payment of any Copayment Charge directly to the provider of the Health Services. The maximum amount of Copayment Charge to be paid bya Member is 50 %of Health Plan's cost for the provider's services and shall be limited to 200% of the total annual Premiums required to be paid for coverage under this Contract in any Calendar Year. 11 shall be the responsibility of the Member to maintain a record of Copayment Charges which have been paid by the Member and to inform Health Plan when the maximum amount of those Copayment Charges reach such limit. In addi- tion, it Is the responsibility of the Member to maintain a record of Copayment Charges which have been paid for the purpose of income tax. Health Plan will not provide the Memberwith a record of Copayment Charges which have been paid by the Member. Covered Services means the Hospital Services and Professional Services described in Section XI or any rider hereto and provided under the terms and conditions of this Contract. 4 Crisis Stabilization Unit means a 24 hour residential program that is usually short-term in nature and that provides intensive supervision and highly structured activities to persons who are demonstrating an acute demon- strable psychiatric crisis of moderate to severe proportions. Dentist means any Doctor of Dental Surgery, 'D.D.S." or "D.D.M ", who is duly licensed and qualified to provide dental surgery, treatment or care under the laws of the state or other jurisdiction in which treatment is received. Durable Medical Equipment means Medically Necessary equipment which is not disposable, which is not routinely available in a physician's office and which is generally not useful to a person in the absence of illness or Injury. Eligible Expenses are fee schedules for Health Services as established by Health Plan and covered when Health Services are Medically Necessary and Authorized by Health Plan as described herein. Emergency Care means bona fide Emergency Care services provided after the sudden onset of a medical condition manifesting itself by acute symp- toms of sufficient severity, including severe pain, such that the absence of immediate medical attention could reasonably be expected to result in: (1) placing the patient's health in serious jeopardy; (2) serious impairment to bodily functions; or (3) serious dysfunction of any bodily organ or part. Heart attacks, poisonings, loss of consciousness or respiration, convulsions, excessive uncontrolled bleeding and broken bones are examples of condi- tions requiring Emergency Care. Enrolling Group means the employer or party that has entered into a Group Enrollment Agreement with Health Plan under which Health Plan will provide or arrange Health Services for eligible Members of the Enrolling Group who enroll hereunder. Evidence of Good Health means Health Plan's medical information appli- cation which is completed by applicant when applying for coverage at a time otherthanthe Open Enrollment Period and/or Initial Enrollment Period when required by the Enrolling Group as stipulated in Section II herein and the Group Enrollment Agreement. Family Dependents means those Members of the Subscriber's family who meet the eligibility requirements of this Contract set forth in Section II and have been enrolled by the Subscriber. Grace Period means a period of thirty (30) days beyond the date monthly Premium payments are due during which period the monthly Premium payments may be made to Health Plan without lapse of coverage under this Contract. 5 Group Enrollment Agreement means the agreement between Health Plan and the Enrolling Group which has been signed by both parties whereby coverage is elected by the Enrolling Group for those Subscribers and their Family Dependents enrolled hereunder. Health Services means health care services or benefits provided for in this Contract. Health Plan means Texas Health Plans, Inc., a Texas corporation licensed by the Texas State Board of Insurance under the Texas Health Maintenance Organization Act, as amended, which will arrange for Members the health care services that are set forth in the Schedule of Benefits, Section XI. HMO means Health Maintenance Organization. Home Health Agency means a facility or program that is licensed, certified or otherwise authorized pursuant to the laws of the State of Texas as a Home Health Agency and is approved by Health Plan and Medicare, with whom Health Plan has contracted to provide certain Health Services covered under this Contract. Hospital means an acute care facility operated pursuant to state laws which (1) is accredited as a hospital by the Joint Commission on Accredita- tion of Healthcare Organizations or by the Medicare program, (2) 1s primarily engaged in providing, for compensation from its patients, diagnostic and surgical facilities for the care and treatment of injured or sick individuals by or under the supervision of a staff of physicians, (3) has 24 -hour nursing services by registered nurses (R.N.), and (4) is not primarily a place for rest or custodial care, nursing home, convalescent home or similar institution. Hospital Services (except as limited or excluded herein) means those acute - care services fumished and billed by a Hospital and/or Skilled Nursing Facility which are Authorized by Health Plan as set forth in Section XI, Schedule of Benefits. Individual Treatment Plan means a treatment plan with specific attainable goals and objectives appropriate to both the patient and the treatment modality of the treatment program. Initial Enrollment Period means the period of time specified in the Group Enrollment Agreement during which a Subscriber may make application for enrollment in Health Plan for self and eligible dependents without providing Evidence of Good Health satisfactory to Health Plan as specified In this Contract. Injury means bodily damage including all related conditions and recurrent symptoms. Long -Term means any therapy beyond the two (2) months as defined in the Schedule of Benefits. Maternity means ante /postpartum care, childbirth, early involuntary termination of pregnancy, or any complication arising therefrom for a Member. Medical Director means a physician designated by Health Plan to moni- tor and review the provision of Covered Services to Members. Medically Necessary means the use of services or supplies as provided by a Hospital, Skilled Nursing Facility, physician or other provider required to identity, treat or avoid an illness or Injury and which, as determined by a Participating Physician and the Medical Director or its utilization review com- mittee, are: (1) Consistent with the symptoms or diagnosis and treatment of the condition, disease, ailment or Injury: (2) Appropriate with regard to standards of good medical practice; (3) Not solely for the convenience of the Member, his or her Participating Physician, Hospital, or other health care provider; and (4) The most appropriate supply or level of service which can be safely provided to the Member. When specifically applied to an inpatient, it further means that the medical symptom or condition requires that the diagnosis or treatment cannot be safely provic)ed to the Member as an outpatient. Medicare means the insurance program established by Title XVIII, United States Social Security Act, as originally enacted by the Social Security Amendments 011965, or as later amended. Medicare Subscriber means an employee, retiree, spouse or dependent child who (1) meets the eligibility requirements of the Enrolling Group; and (2) is enrolled in both parts A and B of Medicare. Member means either the Subscriber or his or her eligible Family De- pendent for whom Premium payment has been made to Health Plan. Mental Health Services means those services and supplies covered under this Contract for the diagnosis and treatment of Mental Illness. Mental Illness means physical or mental condition having an emotional or psychological origin. Non - Participating Provider means any provider that Is not a Participating Provider of Health Plan. Open Enrollment Period means a period of time subsequent to the Initial Enrollment Period as specified in the application of the Enrolling Group and determined periodically by Health Plan and the Enrolling Group, during which Subscribers may enroll themselves and eligible Family Dependents under this Contract without providing Evidence of Good Health satisfactory to Health Plan. Out-of -Area Services means those services provided outside Health Plan's Service Area. Covered Out -of -Area Services are limited to Emer- gency Care services and services that are arranged or Authorized by the Medical Director. Participating Hospital means a Hospital which has contracted with Health Plan to provide certain Health Services to Members. Participating Pharmacy means a pharmacy which has contracted with Health Plan to provide pharmacy services to Members. Participating Physician means a physician who, at the time of providing or arranging for services to a Member, has contracted with or on whose behalf a contract has been entered into with Health Plan to provide Professional Services to Members. Participating Primary Care Physician means a Participating Physician (general practitioner, family practitioner, intemist, or pediatrician) who pro- vides primary care services to Members and is responsible for referrals of Members to Participating Referral Consultant Physicians or other Participat- ing Providers. Participating Provider means a Participating Hospital, Participating Re- ferral Consultant Physician, Participating Primary Care Physician, Psychi- atric Primary Provider, Alcohol Dependency Treatment Facility, Home Health Agency and any other health service provider who/which has been approved by Health Plan or with whom Health Plan has contracted to pro- vide Health Services to Members. A list of Participating Providers and their bcations is available to each Subscriber upon request. Such list shall be revised from time to time as Health Plan deems necessary. A Participating Provider's contract may terminate and a Member may be required to utilize another Participating Provider. Participating Referral Consultant Physician means a Participating Physi- cian who is responsible torprovidingcertain physician services upon referral by a Participating Primary Care Physician and pre - authorization by Health Plan. Premium or Premiums means a sum or sums of monies paid monthly to Health Pfan by the Enrolling Group in order for the Members to receive services and benefits covered by this Contract. 8 Professional Services (except as limited or excluded herein) means those services performed by physicians or health professionals which are Medi- cally Necessary, generally recognized as appropriate care, within the Service Area, and set forth in Section XI, Schedule of Benefits. All such services must be performed, prescribed, directed, or coordinated by a Participating Physician and to the extent required by Health Plan, Author- ized by Health Plan. Psychiatric Primary Provider means the organization or entity with whom Health Plan contracts and authorizes to evaluate, diagnose, refer and/or provide Mental Health Services and Drug Abuse and Drug Addiction Detoxification Services, as described herein. Residential Treatment Center for children and adolescents means a child care institution that provides residential care and treatment for emo- tionally disturbed children and adolescents and that is accredited as a Residential Treatment Center by the Council on Accreditation, the Joint Commission on Accreditation of Healthcare Organizations, or the American Association of Psychiatric Organizations, or the American Association of Psychiatric Services for Children. The Residential Treatment Center or Crisis Stabilization Unit must be located within Health Plan's Service Area. Semiprivate Accommodations means a two or more bed room in a Hospi- tal, Skilled Nursing Facility or other Approved Health Care Facility or Pro- gram. The semiprivate bed room charge is the maximum allowable toward private room accommodations. Charges for a private room will be paid by Health Plan only if use of a private room is deemed Medically Necessary. Service Area means a geographic area designated by Health Plan In which the Member resides and in which Covered Services are provided. The Service Area for Members residing in the Central Texas Division Is com- prised of Bastrop, Bumet, Caldwell, Hays, Lee, Travis and Williamson counties, Texas. Short -Term Therapy means a Participating Physician has determined that provision of therapy will result in a significant improvement in the condition within a period of two (2) months f rom the start of treatment for said condition. Benefits payable for this therapy are limited to a maximum period of two (2) months from the time of onset for each Injury or diagnosis. Sickness means physical illness or disease, but does not include Mental Illness. Skilled Nursing Facility means an extended care facility which is licensed as a Skilled Nursing Facility and operated in accordance with the laws of the State of Texas, approved by Medicare and has a contract with Health Plan to provide the care described in this Contract. 9 Sound Natural Teeth means teeth that are free of active or chronic clinical decay, have at least 50% bony support, are functional in the arch, and have not been excessively weakened by multiple dental procedures. Subscriber means any employee or Member of the Enrolling Group who (1) is eligible on his or her own behalf and not by virtue of being an eligible dependent to participate in the health benefits provided under this Contract; (2) resides in the Service Area; (3) meets the group's eligibility requirements specified in the group's application and other provisions in this Contract; and (4) is enrolled for coverage under this Contract. Usual, Customary and Reasonable Charge means the amount charged or the amount Health Plan determines to be the prevailing charge, whichever is less, for a particular health service in the geographic area In which it is performed. SECTION II ELIGIBILITY AND ENROLLMENT A. Eligibility 1. Subscriber. To be eligible to enroll as a Subscriber, a person must reside in the Service Area and be: a. An employee of the Enrolling Group who is entitled on his own behalf to participate in the medical and hospital benefits arranged by Enrolling Group, including satisfaction of any probationary or waiting period established by Enrolling Group and other eligibility criteria established by Enrolling Group; and /or b. Entitled to coverage under a trust agreement or employment contract with the Enrolling Group; and/or c. A retiree who has extended coverage with the Enrolling Group. 2. Eligible Family Dependents. To be eligible to enroll as a Family Member, a person must be listed on the enrollment application form completed by the Subscriber, meet all Family Dependent eligibility criteria established by the Enrolling Group, reside in the Service Area and be: a. The Subscriber's present lawful spouse (if common law spouse, Subscriber shall provide evidence satisfactory to Health Plan). b. Any unmarried dependent child (Including step - child, legally adopted child or natural child of eitherSubscriberorthe Subscriber's spouse), who is under age nineteen (19), who lives in the Service . Area and resides in the household of the Subscribe ror Subscriber's 10 spouse, who is chiefly dependent upon the Subscriber for sup- port, and who is eligible to be claimed as a dependent in the most recent federal income tax return of the Subscriber, according to the United States Internal Revenue Code and regulations. A Family Dependent shall also Include a child for whom Subscriber or Subscriber's spouse is a court appointed legal guardian, provided proof of such guardianship is submitted with the pro- spective Family Dependent's enrollment application and pro- vided the above criteria are satisfied. c. Any unmarried dependent child who is between nineteen (19) and twenty -three (23) years of age provided the child is a full -time student in an accredited educational institution and is eligible to be claimed as a dependent on the Subscriber's federal income tax return. Coverage outside the Service Area, however, Is limited to Emergency Care services as described In Section XI.,C.,2. Upon the request of Health Plan, the Subscriber agrees to provide proof of full -time student status (a minimum of twelve (12) credit hours per semester is required). The Subscriber must notify Health Plan when a Family Dependent is no longer a full -time student. d. Any unmarried child who is and continues to be both (1) incapable of self - sustalning employment by reason of mental or physical handicap, and (2) chiefly dependent upon the Subscriber for economic support and maintenance, provided proof of such incapacity and dependency is furnished to Health Plan by the Subscriber within thirty -one (31) days before the child's attain- ment of the applicable limiting age and subsequently as may be required by Health Plan, but not more frequently than annually following the child's attainment of the applicable limiting age. Health Plan's determination of eligibility shall be conclusive, subject to the grievance procedures described herein. Any such unmarried child, as defined in this Subsection, must be a Family Member enrolled hereunder prior to attaining the appli- cable limiting age of nineteen (19) or if a full -time student (as described in Section II) to the age of twenty -three (23). e. A foster child, a child who has been placed in the Subscriber's home, and a grandchild of Subscriber or Subscriber's spouse shall not be eligible for enrollment under this Contract unless such child otherwise qualifies as a Family Dependent under Section II.,A.,2.,b., Section II.,A.,2.,c., and Section II.,A.,2.,d., above. 11 3. If the coverage of an eligble Family Dependent, as described in Section H., A.,2., ceases under another group health plan due to the termination of empbyment, the Family Dependent will be eligible for enrollment in Health Plan within the thirty (30) day period from the ter- mination date of the prior group health plan coverage provided that the Evidence of Good Healthform has been submitted to Health Plan as required by the Enrolling Group. 4. Coverage will be provided under this Contract for the first thirty-one (31) days from the date of birth for a newborn child of the Subscriber or Subscriber's spouse. Coverage beyond the first thirty -one (31) days is contingent upon the Subscriber enrolling the newborn as a Family Member and paying all applicable Premiums retroactive to the date of birth. B. Enrollment 1. initial Enrollment Period. During the Initial Enrollment Period, each eligible employee of the Enrolling Group shall be entitled to apply for coverage as a Subscriber. Eligible Family Dependents must also be listed on the enrollment application provided or approved by Health Plan. No Evidence of Good Health, medical history, or physical examination shall be required during this period. 2. Newly Eligible Employees. Each new employee of the Enrolling Group who becomes eligible after the Enrolling Group's Initial Enroll- ment Period shall be permitted to apply without Evidence of Good Health, medical history or physical examination for coverage for himself or herself and eligible Family Dependents, within thirty -one (31) days of becoming eligible, subject to the enrollment regulations determined by the Enrolling Group in accordance with the terms of the Group Enrollment Agreement. 3. Newly Eligible Family Dependents. Any person attaining eligibility as a Family Dependent may be enrolled by the Subscriber. The Sub- scriber must complete and submit to Health Plan a signed Health Plan change application request form within thirty -one (31) days of the Family Dependent's eligibility date. No Evidence of Good Health, medical history, or physical examination shall be required. 4. Open Enrollment Period. An Open Enrollment Period shall be held at least annually at which time eligible employees and their eligible Family Dependents may enroll as Members under this Contract unless ineligible under Subsection IL,E. below. No Evidence of Good Health shall be required during this period. 5.`' Limitation. Persons initially or newly eligible forenroltmentwho do not enroll within thirty-one (31) days of becoming eligible may only be 12 enrolled during a subsequent Open Enrollment Period except for those persons who meet the requirements in Section II.,A.,4. C. Dellveryot Documents. Health Plan will provide to each Subscriber upon enrollment a Group Contract/Certificate of Coverage and an identifica- tion card. D. Notice of Ineligibility. It shall be the Subscribers responsibility to notify Health Plan of any changes which will affect his or her eligibility or that of Family Dependents for services or benefits under this Contract. E. Specific Causes for Ineligibility. A person will not be entitled to enroll as a Subscriber or a Family Dependent if: 1. The person was previously a Member of Health Plan and his membership was terminated for cause as described in Section VII.,A.,1. through 5. 2. The person was part otan Enrolling Groupwhich had unpaid financial obligations to Health Plan arising from prior Health Plan Membership. F. Rules of Eligibility. No eligible person will be refused enrollment or re- enrollment by Health Plan because of his health status, his age, his requirements tor Health Services, or the existence on the effective date of coverage under this Contract of a pre- existing physical or mental condition, including pregnancy. However, no person is eligible to re- enroll hereunder who has had coverage terminated under Section VII.,A.,1. through 5. G. Disclosure. Each Member agrees to disclose to Health Plan at the time of enrollment, at the time of receipt of services and benefits, and from time to time as requested by Health Plan the existence of other group insurance coverage, the identity of the carrier, and the group through whom provided. SECTION III EFFECTIVE DATE OF COVERAGE AND SELECTION OF A PARTICIPATING PRIMARY CARE PHYSICIAN A. Effective Date of Coverage. Subject to the payment of applicable Premium payments by the Enrolling Group for the individual, Health Plan's receipt of an application from or on behalf of each prospective Member, and the provisions of this Contract, coverage under this Contract shall become effective on the later of: (1) the date this Contract takes effect, (2) on the first day of the first month following the conclusion of the Initial Enrollment Period, or (3) unless otherwise specified in the Group Enrollment Agreement, as follows: 13 1. When a person makes written application and Health Plan receives such application after the date of coverage would have otherwise been effective, coverage shall take effect on the first day of the first Contract Month following the date of approval by Health Plan of such Evidence of Good Health as it may require. 2. Coverage shall become effective at birth for newborn children for thirty-one (31) days, and continues in effect thereafter if the newborn is eligible and enrolled by the Subscriber within thirty-one (31) days of the newbom's birth and if Premiums are paid. 3. Except as otherwise agreed to by the Enrolling Group and Health Plan, when a person makes written application for Membership during the Open Enrollment Period, coverage will be effective on the first day of the next calendar month following the date of the Open Enrollment Period, or as otherwise agreed to by Health Plan and Enrolling Group. B. Selection of Participating Primary Care Physician 1. Members must choose (or have chosen on their behalf) a Participat- ing Primary Care Physician and identify these choices on Health Plan's enrollment application at the time of enrollment, and on Health Plan's change application at the time any such Member's Participat- ing Primary Care Physician ceases to be a Participating Provider. If the Member does not select a Participating Primary Care Physician on the enrollment application and notify Health Plan of their selection within thirty (30) days of the effective date of coverage, Health Plan will assign a Participating Primary Care Physician for the Member. Health Plan will maintain and provide to the Subscribers upon request a list of Participating Primary Care Physicians who will accept new Subscribers. 2. Members shall be entitled to Covered Services provided by or arranged by the Member's Participating Primary Care Physician and Authorized by Health Plan in accordance with their applicable Group ContractCertificate of Coverage. 3. After the Member designates a Participating Primary Care Physician, this selection may not be changed by the Member except by complet- ing Health Plan's change application request form and obtaining authorization from Health Plan. Upon Health Plan approval, the Participating Primary Care Physician selection will become effective On the first day of the following month. !. 4. A Member's Participating Primary Care Physician may only be changed by a Member a total of two (2) times per Contract Year. 14 SECTION IV PROCEDURES FOR REIMBURSEMENT OF ELIGIBLE EXPENSES INCURRED WITH NON - PARTICIPATING PROVIDERS A. Notice of Claim. Written notice of Injury, Sickness, Maternity, Mental Illness or any other condition for which individual claim may be made must be sent to Health Plan within sixty (60) days after the date any medical service or supplies were rendered for which Health Plan is liable hereunder. B. Payment of Claim. Claims for Covered Services will be paid within a reasonable amount of time of written receipt by Health Plan. Benefits under this Contract will be paid to the Subscriber unless paid by Health Plan to the Non - Participating Provider. C. Legal Action. No action at law or in equity shall be brought to recover under this Contract prior to the expiration of sixty (60) days after proof of loss has been filed in accordance with the requirements of this Contract, nor shall such action be brought at all unless brought within three (3) years from the expiration of the time within which proof of loss is required by this Contract. SECTION V COORDINATION OF BENEFITS; SUBROGATION A. Coordination of Benefits (COB). All the benefits provided under this Contract are subject to these provisions. In the case of duplicate coverage, Health Plan may recover from the Member or other group insurance program proceeds consisting of benefits payable to, or on behalf of, the Member respecting the same Covered Services, up to the amount of Health Plan's cost or obligation to the extent to which Health Plan is entitled to recoverunderthis Contract for such Covered Services. B. Definitions. The following definitions apply to this Section V. 1. A "Plan" is any group insurance coverage, no -fault automobile insur- ance coverage, prepayment plan, coverage under union welfare plan, other plan growing out of employer /employee relationship, and any other statutory plan. 2. "Allowable Expense" means any usual, necessary, reasonable and customary item of expense at least a portion of which is covered under at least one of the Plans covering the person for whom claim is made. When a Plan provides benefits in the form of services rather than cash payments, the reasonable cash value of each service rendered shall be deemed to be both an Allowable Expense and a benefit paid. 15 C. Non - Duplication. 1. Worker's Compensation. The benefits under this Contract are not designed to duplicate any benefit to which the Member is entitled under worker's compensation insurance or laws. Charges for Health Services arising out of job related injuries are not covered under this Contract. In the event Health Services are provided, all sums payable under worker's compensation insurance or laws shall be payable to, and retained by, Health Plan. Each Member shall complete and submit to Health Plan such consents, releases, assignments, and other documents reasonably requested by Health Plan in order to obtain or assure such reimbursement. 2. Other Plans. If any benefits to which a Member is entitled under this Contract are also covered by any other Plan, the payable benefits shall be coordinated with the benefits that are available to the Member under such other Plan, whether or not a claim is made for the same. D. Order of Benefit Determination. The order of benefit determination between this Contract and any other Plan covering the Member on whose behalf a claim if made is established as follows: 1. Whenever one Plan does not contain a coordination of benefits provision, that Plan must be primary; the primary Plan must pay its benefits before the secondary Plan pays. • 2. When two or more Plans contain coordination of benefits clauses, the Plan that pays first is the primary Plan. The Plan that pays additional benefits for Allowable Expenses not covered by the primary carrier, but not to exceed 100 %of total Allowable Expenses, is the secondary Plan. The sequence of payments is as follows: a. The Plan covering the patient as an employee pays before the Plan covering the patient as a dependent. b. The benefits of a Plan which covers the person on whose ex- penses claim is based as a dependent of a person whose date of birth, excluding year of birth, occurs earlier in a Calendar Year, shall be determined before the benefits of a Plan which covers such person as a dependent of a person whose date of birth, excluding year of birth, occurs later in a Calendar Year. If either Plan does not coordinate benefits in the same manner as In this Subparagraph 2.b, regarding dependents, and as a result 161 - each Plan determines its benefits before the other or each Plan determines itsbenefits after the other, the rule set forth in the Plan ,^. tr; 16 which does not have the provision of this Subparagraph 2.b. shall determine the order of benefits. c. If the parents are separated or divorced and the parent with custody of the child has not remarried, the benefits of a Plan which covers the child as a dependent of the parent with custody of the child shall be determined before the benefits of a Plan which covers the child as a dependent of a parent without custody. d. If the parents are divorced and the parent with custody of the child has remarried, the benefits of a Plan which covers the child as a dependent of the parent with custody shall be determined before the benef its of a Plan which covers that child as a dependent of the step - parent, and the benefits of a Plan which covers that child as a dependent of the step -parent shall be determined before the benefits of a Plan which covers that child as a dependent of the parent without custody. e. Notwithstanding the foregoing, it there is a court decree which would otherwise establish financial responsibility for the medical, dental, or other health care expenses with respect to the child, the benefits of a Plan which covers the child as a dependent of the parent with such financial responsibility shall be determined before the benefits of any other Plan which covers the child as a dependent child. f. When the foregoing rules do not establish an order of benefit de- termination, the benefits of a Plan which has covered the person for the longer period of time shall be determined before the benefits of a Plan which has covered the person the shorter period of time, except that: (1) The benefits of a Plan covering the person on whose expenses claim is based as a laid -off or retired employee, or dependent of such person, shall be determined after the benefits of any other Plan covering such person as an active employee, other than a laid -off or retired employee, or dependent of such person; and (ii) If either plan does not have a provision regarding laid -off or retired employees, and, as a result, each Plan determines its benefits after the other, then the provisions of this Section in Subparagraph (1) above do not apply. 3. The primary Plan calculates its benefits as though duplicate coverage did not exist. The other Plans, in order as determined by Section V.,C.,2. above, will then reimburse for all Allowable Expenses not 17 covered by the other Plan, provided this amount does not exceed the benefits payable under the Plan in the absence of duplicate cover- age. E. Receipt of Services from Health Plan. None of the above provisions related to Coordination of Benefits will be construed to limit or restrict the Member from receiving Health Services from Health Plan which are covered under this Contract. F. information to be Fumished. Any Member claiming benefits under this provision must f urnish to Health Plan all information necessary by Health Plan to implement this provision. G. Right to Receive and Release Information. For the purposes of de- termining the applicability and implementing the terms of this provision of this Contract or any provision of similar purpose of any other Plan, Health Plan may, without the consent of or notice to any other person, release to or obtain from any other insurance company or other organi- zation or person any information if permitted by law, with respect to any person, which Health Plan deems to be necessary for such purposes. Any person claiming benefits under this Contract shall fumish Health Plan such information as may be necessary to determine the benefits payable or coverage to be provided under this Contract. H. Payments to Certain Organizations. Whenever payments which would otherwise have been made under this Contract in accordance with this provision have been made under any other Plans, Health Plan shall have the right, exercisable alone and in its sole discretion, to determine whether or not to pay to any organizations making such request, and to determine the amount of such payment, to satisfy the intent of this provision, and amounts so paid shall be deemed to be benefits paid under this Contract, and, to the extent of such payments, Health Plan - shall be fully discharged from liability under this Contract. I. Right of Recovery. Whenever payments have been made by Health Plan in excess of the maximum amount of payment necessary to satisfy the intent of this provision, Health Plan shall have the right to recover such payments, to the extent of such excess, from among one or more of the following, as Health Plan shall determine: any persons to, or for, or with respect to whom, such payments were made, any insurance companies, and any other person, firm, HMO or organization. J. Subrogation/lnjuries Caused by Third Parties. Subrogation seeks to shift the expense for injuries suffered by Members to tfifb8e responsible for causing them. In retum for Health Plan providing benefits under this Contract, each Member agrees to assign to Health Plan the right of to. , 18 recovery against any third party to the extent of benefits received from or through Health Plan plus costs of suit and attorneys' fees. At the time such benefits are provided orthereafter as Health Plan may request, the Member agrees to: 1. Execute aformal written tnjury report and assignmentsto Health Plan of right to recover the reasonable value as determined by Health Plan of any benefits provided directly by Health Plan under this Contract, together with costs of suit and attomeys' fees. 2. Reimburse Health Plan for the reasonable value of any benefits and services provided by Health Plan and in an amount equal to the charges therefore together with the costs of suit and attorneys' fees, but not in excess of monetary damages collected, Immediately upon receipt of any monies paid by or on behalf of a third party in settlement of any claim against such third party. In determining the reasonable value of benefits and services provided by Health Plan, Health Plan will consider charges for similar services being made by providers in the community which possess similar training or capability as well as unusual circumstances or a medical complication requiring addi- tional time, skill, experience and/or facilities in connection with a particular service. The Member hereby grants and assigns to Health Plan a lien on any recovery from such third party whether by judgment, settlement, compromise or reimbursement. 3. Execute and deliver such papers and provide such reasonable help (including authorizing bringing suit against such third party in Member's name and making court appearances) as may be necessary to enable Health Plan to recover the reasonable value of benefits and services provided by Health Plan, together with costs of suit and attorneys' fees. K. Government Programs. The benefits under this Contract are not de- signed to duplicate any benefits to which Members are, or would be, entitled under government programs for which they are eligible, includ- ing Medicare. All sums payable under such programs for services provided pursuant to this Contract shall be payable to, and retained by, Health Plan. Each Member shall submit to Health Plan such consents, releases, assignments, and other documents as may be requested by Health Plan in order to obtain or assure reimbursement under govern- ment programs for which Members are eligible. 19 SECTION VI COMPLAINT PROCEDURES A. Complaint. If a Member has a complaint conceming the provision of Health Services or benefits under this Contract, awritten complaint may be directed to Texas Health Plans, Inc. at P.O. Box 9420, Austin, Texas 78766. 1. Health Plan shall contact the complainant and attempt to resolve the complaint through informal discussions, consultations or confer- ences and shall notify the complainant of the resolution of the complaint within thirty (30) days following its receipt. Complaints should be reported in writing to Health Plan within ninety (90) days of the incident or discovery which forms the basis of the complaint. 2. If further requested in writing by the Member following informal attempts to resolve the complaint, Health Plan shall direct the complaint to a Committee appointed by the President of Health Plan. 3. The Committee shall schedule a grievance hearing and advise the complainant of the date and place of the hearing. The hearing shall be held within sixty (60) days following the receipt of the written request fora hearing from the complainant. At the hearing, testimony, explanation or other information will be received from Members, staff persons, administrators, providers, or other persons as is deemed necessary by Health Plan for a fair appraisal of the complaint. 4. The Committee shall make a determination as to the resolution of the complaint and advise the complainant in writing of its findings within thirty (30) days of the conclusion of the hearing and of the complainant's right to further legal action. B. Release of Medical Records. Any Member who files a complaint or grievance thereby authorizes Health Plan or anyone designated by Health Plan, as permitted by law, to review or disseminate, as necessary to the resolution of the complaint or grievance, such Member's individual medical records, without notice to the Member or any other person. SECTION VII TERMINATION OF COVERAGE A. Coverage of the Member under this Contract shall terminate upon sixty (80) days written notice from Health Plan or on such date as otherwise descf rI DOOM: 1. In the case of a Member who fails to pay a required Copayment Charge at the time Health Services are rendered, Health Plan shall have the right to terminate the Member's coverage under this Con- 20 tract provided Health Plan gives the Member written notice at least' thirty (30) days prior to such termination. 2. If a Member permits the use of the identification card by any other person, such card may be confiscated by Health Plan and Health Plan shall have the right to terminate the Member's coverage under this Contract provided Health Plan gives the Member written notice at least fifteen (15) days prior to such termination. 3. If (a) a Member and a Participating Physician fail to establish a sat- isfactory patient- physician relationship; and (b) Health Plan has, in good faith, provided the Member with the opportunity to select an alternative Participating Physician; and (c) Health Plan notif ies Member in writing that Health Plan considers the patient- physician relation- ship to be unsatisfactory; and (d) Health Plan specifies the changes that are necessary to avoid termination. In the event that the specified changes are not made or the situation is not otherwise made satisfac- tory to Health Plan, then Health Plan shall have the right to terminate the Member's coverage under this Contract provided Health Plan gives the Member written notice at least thirty (30) days prior to such termination. Examples of unsatisfactory patient- physician relation- ships include, but are not limited to, abusive or disruptive behavior in a physician's office, repeated refusals by the Member to accept Medically Necessary procedures or treatments recommended by a Participating Physician, or a Member securing services in a manner that impairs the ability of the Participating Primary Care Physician to coordinate the care. 4. Misconduct by a Member detrimental to Health Plan operations or the arrangements orthe delivery of services may, at Health Plan's option, result in immediate cancellation of coverage. 5. Fraud in the use of services or facilities, or misrepresentation by the Member will result in Health Plan terminating the Member's coverage under this Contract (except as described in Section VIII.,E.) provided Health Plan gives the Member written notice at least fifteen (15) days prior to such termination. 6. Coverage under this Contract shall terminate on the effective date of the termination of the Group Enrollment Agreement or date specified by Enrolling Group and agreed to by Health Plan if the Group Enrollment Agreement is terminated by Enrolling Group. 7. The date on which the Member moves out of the Service Area. 8. The end of the last Contract Month that the required Subscriber contribution toward the Premium has been paid, if the Subscriber is required to make such a contribution. 21 9. The date this Contract is terminated. 10. The last day of the Contract Month in which the Subscriber becomes retired or pensioned, unless a specific coverage classification is specified for retired or pensioned individuals in the Group Enrollment Agreement. Subscribers afforded coverage under this provision must enroll in Parts A and B of Medicare. 11. The end of the Contract Month in which the Member ceases to be eligible as a Subscriber or Family Dependent, orceases to be eligible under the Continuation of Coverage Option (as described in Section VII.,D. below). The Member may be eligible for conversion within thirty-one (31) days of termination under this Contract. 12. Upon the death of the Member unless the Continuation of Coverage Option is requested to cover surviving dependents. 13. Fora Family Dependent, the date the Subscriber's coverage termi- nates unless the Continuation of Coverage Option or conversion applies. B. Coverage of the Enrolling Group under this Contract shall terminate on the earliest of the following dates: 1. In the case of non - payment of Premium, Health Plan shall have the right to terminate coverage under this Contract at the end of the Grace Period, as stated in Section IX below, provided the Enrolling Group is given written notice prior to such termination. 2. In the case of fraud on the part of the Enrolling Group, Health Plan shall have the right to terminate coverage under this Contract pro- vided Health Plan gives the Enrolling Group written notice at least fifteen (15) days prior to such termination. C. Additional Termination Rights. In addition to any other right of termina- tion, the Health Plan or Enrolling Group may terminate this Contract at the end of any Contract Month by giving written notice of termination sixty (60) days prior to the effective date of termination. Enrolling Group shall be responsible for payment of any Premiums payable for coverage prior to the effective date of termination. Termina- tion of this Contract shall be without prejudice to any claim originating prior to the effective date of termination. D. Continuation of Coverage Option. It under the provisions of Title X of the Consolidated OMNIBUS Budget Reconciliation Act of 1985 (COBRA), Public Law 99 -272, any Member is granted the right to continuation of coverage beyond the date the Members coverage would otherwise terminate, or, if the provisions of COBRA are inapplicable and the 22 1 J provisions of an applicable state statue grant the Member similar rights to continuation of coverage, this Contract shall be deemed to allow continuation of coverage to the extent necessary to comply with the provisions of the applicable statutes. Contact your Enrolling Group for verification of eligibility and procedures to follow. E. Payment of Medical Services after Termination of Coverage. Upon termination of coverage, the Member shall be liable and Health Plan shall not be liable for the payment of any Health Services provided atter the date of termination. SECTION VIII RELATIONSHIP BETWEEN PARTIES A. Independent Contractor. The relationship between Health Plan and Participating Providers is a contractual relationship between independ- ent contractors. Participating Providers are not agents or employees of Health Plan neither is Health Plan or any employee of Health Plan an agent or employee of Participating Providers. A Participating Provider's contract may terminate and a Member may be required to utilize another Participating Provider. The relationship between any Participating Physician or other Participat- ing Provider, and any Member, is that of a physician (or other provider) with the patient. The Participating Physician is solely responsible for the medical services provided to any Member. The Participating Hospital, Skilled Nursing Facility, Home Health Agency, other Participating Pro- vider, or any other person, firm or organization providing services hereunder is solely responsible for the services provided to any Member. B. Other Providers. Health Plan reserves the right to contract with other cor- porations, associations, partnerships, or individuals 10 provide the bene- fits described herein. C. Assignability. Health Plan may assign this Contract to its successor in interest or an affiliate. D. Disagreement with Recommended Treatment. Member enrolls in Health Plan with the understanding that the Participating Physician is respon- sible for determining the treatment appropriate to the case. For personal or religious reasons, some Members may refuse to accept a procedure or treatment recommended by the Participating Physician, or a Member may demand a procedure or treatment that the Participating Physician judges to be incompatible with proper medical care. A Member has the right to refuse to accept the recommendation of the Participating Physi- cian. If a Member refuses to accept a recommended procedure or 23 treatment and Health Plan determines that no professionally accepted alternative exists, the Member shall be so advised. If the Member still refuses to accept the recommended procedure or treatment, Health Plan shall not have any further obligation to arrange the health care service in question for as long as the Member refuses treatment. Members may seek other sources of health care service(s) on a self -pay basis with the full understanding that Health Plan has no obligation for further coverage of such care including cost. E. Incontestability. In the absence of fraud, all statements made by a Subscriber are considered representations and not warranties. During the first two (2) years, coverage can be voided for material misrepresen- tation contained in a written application. After two (2) years, coverage can be voided only in the event of a fraudulent misstatement contained in written application or Evidence of Good Health application, a copy of which has been provided to the Member. SECTION IX PREMIUM PAYMENTS A. Premium Charge. The charge for Premium is the base rate. If the State of Texas or any other taxing authority imposes upon Health Plan any increase in taxes or license fees which is levied upon or measured by the base rate or by Health Plan's gross receipts or any portion of either, then Health Plan may amend this Contract to increase the Premium base rate by an amount sufficient to cover all taxes or license fees rounded to the nearest cent, effective as of the date stated in a notice sent to the Enrolling Group. The effective date shall not be earlier than the date of the imposition of such tax or license fee increase. Health Plan shall notify the Enrolling Group by mailing a postage prepaid notice of amendment to the Group Enrollment Agreement stating the revised charge for Premium, such notice to be mailed to the Enrolling Group at its address of record with Health Plan at least thirty (30) days before the effective date of the amendment. B. Rate Schedule Changes. Health Plan reserves the right to change the schedule of rates for Premiums either (1) on the first renewal date specified in the Group Enrollment Agreement and on any subsequent renewal date thereafter, or (2) on any date that the provisions of this Contract are amended. Written notice of any such change in rates shall be given by Health Plan to the Enrolling Group at least thirty (30) days prior to the effective date ;; of the change. 24 C. Monthly Premium Calculation. Each monthly Premium shall be calcu lated on the basis of Health Plan's records as to the number of Subscrib- ers in each coverage classification at the time of calculation, at the rates then in effect. D. Monthly Payments. The Enrolling Group agrees to remit the entire Premium on a monthly basis and assumes responsibility for collection of the contributory portion from the Subscriber, if any. The first Premium payment is due and payable on the effective date of this Contract. Subsequent Premium payments are due and payable no later than the last business day (which excludes legal holidays, Saturdays and Sun- days) preceding each Contract Month thereafter that this Contract is in effect. E. Retroactive Adjustment. Retroactive adjustments for Premiums may, at the option of Health Plan, be made for any additions or terminations of Subscribers and changes in coverage classification not reflected in Health Plan's records at the time the monthly Premium is calculated by Health Plan. However, at no time shall Health Plan be required to make a retroactive adjustment greater than sixty (60) days prior to the time the adjustment is being made. All adjustments are eff ective as of 12:01 a.m., Central Standard Time, on the first day of the applicable calendar month. F. Reporting Additions and Deletions. The Enrolling Group shall provide Health Plan with additions and deletions of Members within thirty (30) days of the effective date of coverage or termination. G. Failure to Render Premium Payments. 1. Late Payment Charges. A late payment charge will be added to all Premium payments due and not paid to Health Plan before the first day of the coverage month. The late payment charge on late Premi- ums will be charged a rate equal to eighteen percent (18 %) per year. The unpaid Premiums and the late payment charges are due and payable upon notice thereof to the Enrolling Group from Health Plan. 2. Termination for Non - Payment of Premiums. If the Enrolling Group fails to pay Premiums within the thirty (30) day Grace Period, coverage will be cancelled after the thirtieth (30th) day. The Enrolling Group will remain liable for all Premiums and late payment charges accrued but not paid prior to termination. If the Premiums and late payment charges are not paid within thirty (30) days of the end of the Grace Period, the Member will be liable for the cost of Health Services received during the Grace Period. 25 SECTION X ,U: '..,.. GENERAL PROVISIONS "- : -=1 "t A. Entire Contract. This Contract and attachments, Group Enrollment Agreement and the individual enrollment applications, if any, of the Members shall constitute the entire contract of coverage between the parties. This Contract supercedes all other prior contracts and arrange- ments between the parties. B. Alterations. No alterations or amendments of this Contract and no waiver of any of its provisions shall be valid unless evidenced by an endorse- ment or an amendment attached to this Contract which is signed by an executive officer of Health Plan. No person other than a duly authorized officer of Health Plan has authority to act on behalf of Health Plan to change this Contract, or to waive any of its provisions. C. Records. 1. The Enrolling Group shall furnish Heafth Plan with all information and proof which Health Plan may reasonably require with regard to any matters pertaining to this Contract. All documents furnished to the Enrolling Group by an individual in connection with the coverage, together with the Enrolling Group's payroll records and any other records which may have a bearing on the coverage under this Contract, shall be made available for inspection by Health Plan at any reasonable time. 2. Each Member authorizes and directs any person or institution that has attended, examined or treated the Member, when permitted by law, to furnish Health Plan at any reasonable time, upon its request, any and all information and records and copies of records relating to attendance, examination or treatment rendered to the Member. Health Plan agrees that such information and records will be consid- ered confidential. Health Plan shall have the right to submit any and all records concerning Members' health care services to medical review bodies and/or physicians as required by law. 3. In the event of a question or dispute conceming the provision of Health Service(s) as a covered benefit(s) underthis Contract, Health Plan may, in addition to any other right or remedy available to Health Plan, reasonably require that a Member be examined, at Health Plan's expense, by a Participating Physician reasonably acceptable to Health Plan and the Member. e'. D. Severability. If any term, provision, covenant or condition of this Contract is held by a court of competent jurisdiction to be invalid, void, or unenforceable, the remainder of the provision and Contract shall remain 26 in full force and effect and in no way shall be affected, impaired, or invalidated. E. No Implied Waiver. Failure by party hereto on one or more occasions to avail itself of a right conferred by this Contract shall in no event be construed of a waiver of its rights 10 enforce said right in the future. F. Notice. All notices shall be In writing and shall be deemed given upon mailing by registered or certified United States mail, postage prepaid and return receipt requested, addressed as follows: If to Health Plan: Texas Health Plans, Inc. P.O. Box 9420 Austin, Texas 78766 If to the Enrolling Group or any Subscriber: At the Enrolling Group's address as designated on the Group Enrollment Agreement. Notice given by Health Plan to an authorized representative of the Enrolling Group shall be deemed notice to all affected Subscribers in the administration of this Contract, including termination of this Contract or the termination of individual coverage under this Contract. Upon receipt of notice from Health Plan, the Enrolling Group shall provide copies of such notice to all affected Subscribers in the Enrolling Group. Any writing which may be mailed pursuant to the foregoing may also be delivered by hand or transmitted by telegraph, telex or telecopier and notice given other than by mail shall be deemed effective when received by the addressee. Either party may, from time to time, specify as its address for purposes of this Contract any other address upon the giving of 10 days' notice thereof to the other party. G. Covered Benefits. In no event shall any Member be responsible to pay for benefits received in accordance with this Contract except for Copay- ment Charges and other provisions as noted in this Contract. H. Group Contract/Certificate of Coverage. Health Plan will issue to each Subscriber a copy of this Certificate of Coverage describing the coverage to which he is entitled. I. Identification Card. Upon enrollment in Health Plan, each Member will be issued an identification card. it Is the Member's responsibility to notify Health Plan if no identification card is received from Health Plan within three (3) weeks after the Member's effective date of coverage. In addition, it is the Member's responsibility to present the identification card to each provider at the time of service. Failure to do so could result in the 27 Member being responsible for all expenses associatedwIththe provider's services. J. Pronouns. All personal pronouns used in this Contract shall include either gender unless the context indicates otherwise. K. In-Service Area Conversion Privileges. 1. A Subscriber or Family Dependent shall be entitled to have coverage issued to him, without Evidence of Good Health, an individual conversion contract in the event coverage under this Contract termi- nates due to: a. The Subscriber's termination of full -time employment; or b. The death of the Subscriber; or c. The divorce, dissolution or annulment of marriage of the Sub- scriber; or d. The Family Dependent no longer qualifies as an eligible depend- ent, except when the termination is due to the cancellation of this Contract or the Family Dependent is eligible as a Subscriber; or e. Termination of coverage provided under the continuation of coverage option, unless such termination was based upon non- payment of Premium or Copayment Charges, fraud, failure to establish a satisfactory patient - physician relationship, misuse of identification card, or misrepresentation. Termination of the En- rolling Group's Contract shall not result in eligibility for a Sub- scriber and/or Family Dependent under the conversion plan. 2. Coverage under the individual conversion contract may be obtained by requesting in writing from Health Plan an enrollment application and a copy of the conversion contract. The completed enrollment application along with the initial quarterly Premium payment (by money order or cashier's check) for the required Premiums must be received by Health Plan within thirty-one (31) days after termination of coverage under this Contract. The effective dale of coverage under the individual conversion contract will be the first day after the date of termination of coverage under this Contract. 3. Unless otherwise provided In the conversion contract, a Member covered under the individual conversion contract will be billed guar- , terly on a calendar basis. 28 SECTION XI SCHEDULE OF BENEFITS . A. Health Services Rendered By Participating Providers. Each Member shall select a Participating Primary Care Physician and use the services of that Participating Primary Care Physician for coordination of Health Services. A Member shall be entitled to the Medically Necessary Health Services described in this Section if provided by or coordinated and requested by the Participating Primary Care Physician and approved by Health Plan. These Health Services are subject to (1) the limitations, exclusions and other provisions of this Contract, (2) payment by the Member of the Copayment Charge specified for any services, and (3) payment of the Premiums required for coverage under this Contract. A Member shall also be entitled to those same Medically Necessary Health Services when provided by or through Participating Referral Consultant Physicians with prior written authorization by Health Plan following a referral by the Participating Primary Care Physician. Coordination by a Participating Primary Care Physician and prior written approval by Health Plan will not be required in the case of the need for Emergency Care. However, Emergency Care services shall be subject to retrospective review, and should the symptoms at the time of presen- tation indicate that the need for Emergency Care as defined in Section I did not exist, payment will be denied and charges will be the financial responsibility of the Member. Should a Member receive non - Emergency Care from a physician other than the designated Participating Primary Care Physician, or care without necessary prior authorization and written approval from Health Plan, the Member will be responsible for all costs incurred in such care. Except in case of need for Emergency Care, services are covered only it the following conditions are met: 1. Each Member must select a Participating Primary Care Physician who will be responsible for the Member's health needs including coordination of Out -of -Area Services, Participating Referral Consult- ant Physicians, and Hospital admissions. 2. All services must be provided, directed, or coordinated by the Partici- pating Primary Care Physician. 3. When indicated or required by this Contract, Health Services must be approved by Health Plan prior to the Member receiving the Health Services. 29 4. When the Member requires care by another physician, Hospital, Alcohol Dependency Treatment Center, or provider, such Health Services must be requested and recommended to Health Plan by the Participating Primary Care Physician and Authorized in writing in advance by Health Plan and are subject to all the terms, conditions, limitations, and exclusions of this Contract. The Participating Primary Care Physician will normally make Author- ized referrals only to Participating Physicians, Participating Hospitals, Alcohol Dependency Treatment Centers and other Participating Providers. B. Referral Health Services Rendered by Non - Participating Providers. 1. In the event that Medically Necessary Health Services cannot be provided by or through Participating Providers, a Member shall be entitled to coverage for Eligible Expenses for Medically Necessary Health Services delivered by Non - Participating Providers, subject to the terms and conditions of this Section. 2. Such Health Services must be requested of and recommended to Health Plan by a Participating Primary Care Physician and Authorized in writing in advance by Health Plan, and are subject to all the terms, conditions, limitations, and exclusions of this Contract. 3. It is the responsibility of each Member to obtain the required written approval(s) from Health Plan prior to receiving services from Non - Participating Providers, including Hospitals. Health Plan will mail the Member a written authorization form as soon as the requested Health Service is approved by Health Plan. Upon receiving the written authorization form, the Member should then schedule the appointment with the providerand take the authorization form to the provider at the time the service is rendered. Without the required written approval(s) of Health Plan, the Member will be responsible for all associated costs. Failure of the Participating Provider to obtain the necessary prior written Health Plan approval(s) will in no way excuse the responsibility of the Member to obtain Health Plan's written approval(s), except when it is impossible for the Member to do so before seeking Emergency Care services from or through Non - Participating Providers. C. Emergency Care Services 1. Inside the Service Area. In the case of need for Emergency Care (as rti:,.,„1 defined in Section I) inside the Service Area, the Member is required to obtain Emergency Care services tromthe designated Participating 30 Primary Care Physician or, upon authorization by Health Plan, at a Participating Hospital emergency room. - Emergency Care services obtained through Non - Participating Physi- cians and non- Participating Hospitals are covered provided the incident requiring care constitutes the need for Emergency Care as defined in this Contract. Health Plan will pay for, or reimburse Members for, costs incurred for Covered Services, subject to the payment and reimbursement provisions set out in Section IV of this Contract. Coverage for treatment for Emergencies within the Service Area rendered by Non - Participating Providers is limited to the care re- quired before the Member can, without medically harmful or injurious consequences, be treated by a Participating Physicianora Participat- ing Hospital. 2. Outside the Service Area. Emergency Care services provided out- side the Service Area are covered only if the Member's health would have been jeopardized by returning to the Service Area to receive treatment and provided that the need for services could not have been anticipated before departure. The Member is responsible to pay all applicable Copayment Charges as noted in this Contract at the time the Out -of -Area Service is rendered. Coverage for treatment of Emergencies outside the Service Area is limited to the care required before the Member can, without medically harmful or injurious consequences, return to the Service Area or be treated by a Participating Physician or a Participating Hospital and provided that the need for services could not have been anticipated before departure. Other continuing or follow -up treatment shall be provided only within the Service Area. 3. Reimbursement. Payment or reimbursement for Emergency Care services (see Section IV fora complete description of reimbursement requirements and conditions) provided by physicians, Hospitals, or health professionals that have not contracted with Health Plan to provide services, whether inside or outside of the Service Area, will be at the lesser of actual costs to the Member or at Health Plan's fee scheduleforcomparable services, subject to the Copayment Charges and exclusions set out in this Contract (Memberwill be responsible for balance of charges), as well as the following additional conditions: a. The Member must notify Health Plan of the service arrangements within forty -eight (48) hours after the onset of the need for Emergency Care being rendered and receive authorization for continued services if they are indicated. If the physical condition 31 does not permit such notification within the presorted time, he must make the notification as soon as it is reasonably possible to do so. b. The claim for reimbursement must be made in writing within sixty (60) days of the onset of the need for Emergency Care for which payment is requested, accompanied by invoices or other appro- priate evidence of payment which indicate the diagnosis, type of treatment rendered, date of service, name and address of pro- vider, charge for care, receipt and name of patient and Health Plan identification number. Health Plan is not liable for reimbursement of claim if claim is received by Health Plan more than sixty (60) days from either the date of service or receipt of the bill by the Member, whichever is later. D. Benefits. Health Plan will provide the following Medically Necessary Health Services, subject to the terms and conditions as stated in A of this Section and in the Group Contract/Certilicate of Coverage. Copayment Charge 1. Medical Services except for the Medical Services identified in this Section under D.2., 4., 7., 8., and "General Exclusions ". a. Services provided by or underthe direction of the . None designated Participating Primary Care Physi- cian in the physician's office including the follow- ing: preventive medical care, voluntary family planning, well child care from birth, periodic health evaluations, vision screening, speech screening, immunizations except for allergy (see Section XI.,D.,1.,e.), ear examinations to deter- mine the need for heating correction, and Mater- nity care (see Section XI.,D.,3.). b. Authorized services and supplies ordered by None and provided by or under the direction of a Participating Referral Consultant Physician in the physician's office. c. Authorized physician services and other surgi- None cal and medical care provided by or under the direction Of a Paf IClptiting Physician In a Partici- pacing Hospital, Skilled Nursing Facility or other Approved Health Care Facility or Program. 32 Copayment, Charge d. Authorized infertility services for the diagnosis None and treatment of infertility except as excluded in Section Xl.,E. e. Authorized allergy testing and services. None 1. Second surgical opinion from a Participating None Referral Consultant Physician when requested by Health Plan. 2. Hospital and related services and services of an Alcohol Dependency Treatment Facility which are Participating Providers, when referred by a Partici- pating Primary Care Physician or Health Plan's Psychiatric Primary Provider, except for the Hospi- tal Services identified in this Section, D.4., 5., 7., 8., and "General Exclusions ". a. Inpatient Services. When Authorized by Health Plan, Medically Nec- essary inpatient Hospital Services will be ar- ranged by a Participating Primary Care Physi -, cian or his designee and rendered by a Partici- pating Hospital. Services shall include semipri- vate room and board; care and services in an intensive care unit when Medically Necessary; administered drugs, medications, biologicals, fluids and chemo- therapy; special diets; dress- ings and casts; general nursing care; use of operating room and related facilities; blood, blood plasma and the administration of blood transfu- sions; x -ray, laboratory and other diagnostic services; anesthesia and oxygen services; Short- Term Therapy for rehabilitation services and physical therapy, which in the judgment of Health Plan Medical Director or his designee can be expected to result in the significant improvement of a condition within a period of two months from the date of first treatment and cannot be pro- vided on an outpatient basis; inhalation therapy; radiation therapy; and such other Medically Necessary services customarily provided in acute care Hospitals. Private room and special duty 33 None Copayment Charge nursing care are included only when Medically Necessary and pre - Authorized by the Medical Director or his designee. b. Outpatient Services and Supplies. (1) Emergency Care Services. (a) Emergency Care services provided on an outpatient basis by a Participating Hospital or other Approved Health Care Facility or Program. (b) Outpatient prescription medications pro- None vided by a Participating Hospital or other Approved Health Care Facility in con- junction with Hospital emergency serv- ices for the same condition, not to ex- ceed a 24 -hour supply. (2) Non - Emergency Services. (a) Authorized services and supplies f or pre- None scheduled outpatient surgery provided under the direction of a Participating Physician at a Participating Hospital or other Approved Health Care Facility or Program. (b) Authorized diagnostic tests provided None under the direction of a Participating Physician at a Participating Hospital or other Approved Health Care Facility or Program. (c) Authorized outpatient infertility services None and related supplies provided at a Par- ticipating Hospital or other Approved 34 $25 per visit, except when admission for the same condi- tion occurs within 24 hours. However, the total amount of Copayment Charges charged shall not exceed 50% of the cost of any single visit. Health Care Facility or Program unless specifically excluded in this Section, Paragraph E., "General Exclusions." 3. Maternity Services Authorized Matemity related medical, Hospital and None covered Health Services, deemed Medically Neces- sary by the Participating Physician shall be provided as any other illness and/or Injury. 4. Mental Health Services The following Mental Health Services are covered when Authorized in advance by Health Plan and its Psychiatric Primary Provider: a. Outpatient mental health evaluations and treat- $20 per ment for mental health conditions which are not visit chronic or organic in nature and which are re- sponsive to short-term treatment as determined by the Medical Director or his designee, and for crises intervention. Coverage under this Section XI.,4.,a., is limited to twenty (20) visits per Con- tract Year. A visit is not to exceed ohe hour in duration. b. Inpatient services and supplies on a Semiprivate 20% of Accommodation basis for that period of time Eligible deemed Medically Necessary in a Participating Expenses Hospital or other Approved Health Care Facility or Program for conditions listed in Section XI.,D.,4.,a. Coverage underthis Section Xl.,4.,b., is limited to thirty (30) days per Contract Year. c. Services and supplies provided in an approved " 20% of psychiatric day treatment f acility underthe direc- Eligible tion of a Participating Physician for that period of Expenses time deemed Medically Necessary. Each full day of services shall count as one -half of one day inpatient Mental Health Services. Coverage under this Section XI.,4.,c., is limited to sixty (60) days per Contract Year. d. Services and supplies for that period of time • 20% of deemed Medically Necessary in a Residential Eligible Treatment Center or Crisis Stabilization Unit. Expenses 35 Copayment Charge Benefits may be used only in situations in which the Member has a serious Mental Illness which substantially impairs the person's thought, per - ceptionof reality, emotional processorjudgment or grossly impairs behavior as manifested by recent disturbed behavior, and which would oth- erwise necessitate confinement in a Hospital if such care and treatment were not available through a Crisis Stabilization Unit or Residential Treatment Center for children and adolescents. Coverage under this Section XI.,4.,d., is limited to sixty (60) days maximum per Contract Year. • A combination of benef its for the above- described services and inpatient services shall not exceed the maximum benefit as stated for inpatient Mental Health Services Subparagraph b. above. The services rendered pursuant to Subparagraph c. and d. above for which benefits are to be paid must be based on an Individual Treatment Plan. The benefits are subject to the same benefit maximums, durational limits, and Copayment Charges as set forth in Subparagraph 4. above. Providers of services for which benefits are to be paid must be licensed by the appropriate state agency or board to provide those services. Treatment in a Residential Treatment Center for children and adolescents shall be determined as if it were inpatient care and treatment in a Hospital, and each two days of treatment in a Residential Treat- ment Center for children and adolescents will be considered equal to one day of treatment of mental or emotional illness or disorder in a Hospital or inpatient program, necessary care and for the pur- pose of determining policy benefits and benefit maximums.Treatment provided through Crisis Sta- bilization Units shall be determined as if it were inpatient care and treatment in a Hospital, and two days in a Crisis Stabilization Unit are considered equal to one day of treatment for mental or emo- tional illness or disorder in a Hospital or inpatient program, necessary care and for the purpose of 36 Copayment Charge determining policy benefits and benefit maximums. Treatment provided through Crisis Stabilization Units shall be reimbursed as a facility licensed or certified by the Texas Department of Mental Health and Mental Retardation. Copayment- Charge 5. Medical and Hospital Services Related to Recon- structive Surgery When Authorized by Health Plan Reconstructive surgery and all other required Medi- None cally Necessary services provided by or under the direction of a Participating Physician in a physician's office, a Participating Hospital or other Approved Health Care Facility or Program only when the reconstructive surgery is necessary to: a. Correct Congenital Anomalies when required to restore normal physiological functioning; or b. Restore normal physiological functioning follow- ing an accident, Injury, disease or surgery. 6. Ambulance Service a. A Member is entitled to Medically Necessary None ambulance service within the Service Area, pro- vided such ambulance service is Authorized by the Medical Director or his designee, or the use of such ambu -lance service Is determined nec- essary for Emergency Care. b. A Member is entitled to ambulance service util- None ized while outside the Service Area to transport the Member to the nearest health care facility when Authorized by the Medical Director or his designee, or the use of ambulance service is determined by Health Plan to have been re- quired because of Emergency Care. 7. Drug Abuse and Drug Addiction Detoxification The following Health Services are covered when provided and Authorized in advance by Health Plan and its Psychiatric Primary Provider: a. Outpatient diagnosis and medical treatment for $20 per drug abuse detoxification and services provided visit by or under the direction of a Participating Phy- 37 sician at the physician's office or other Approved 'f Health Care Facility or Program. b. Inpatient services and supplies on a Semipri - 20% of vate Accommodation basis for drug abuse de- Eligible toxification forthat period of time deemed Medi- Expenses cally Necessary by a Participating Physician, in for inpatient an Approved Health Care Facility or Program. services c. Physician services to determine the need for $20 per and in appropriate cases to obtain a referral to visit Non - Participating Provider are covered. The services provided by that Non - Participating Provider are not covered. 8. Miscellaneous Health Services a. Services and supplies provided by a Home None Health Agency, either at home or in the Hospital, when deemed Medically Necessary by the Participating Physician and Authorized in ad- vance by Health Plan. b. Prosthetics: If provided by or under the direction of a Partici- None pacing Physician, when Authorized in advance by Health Plan, for use outside a Hospital, Skilled Nursing Facility, orotherApproved Health Care Facility or Program, initial purchase of artificial limbs, artificial eyes, breast prostheses, and other Authorized prostheses made neces- sary as a result of Injury or Sickness (except that repair, replacement and duplicates are not covered). c. Durable Medical Equipment: To the extent that the maximum benefit cover- None age under this Contract payable per Contract Year per Member does not exceed $500.00, rental or purchase at Health Plan's option of the following Durable Medical Equipment (except that repair, replacement and duplicates are not covered): 38 Copayment Charge (1) Braces, including necessary adjustment to shoes to accommodate braces (dental braces are excluded); (2) Oxygen and the rental of equipment for the administration of oxygen; (3) Wheelchairs; (4) A hospital -type bed. d. Mechanical equipment necessary for treatme nt None of chronic or acute respiratory failure (except that air conditioners, humidifiers, dehumidifiers and other personal comfort items are excluded). 9. Physical Therapy Services Short-Term Therapy services performed or ren- None dered on an outpatient basis at a Participating Hospital or other Approved Health Care Facility or Program or by a Participating Provider when di- rected and monitored by a Participating Primary Care Physician, and Authorized in advance by Health Plan. Such provision of these services must be expected to result in the significant improvement of a Member's condition within a period of two months, as determined by the Medical Director. 10. Occupational Therapy Services Short-Term Therapy services performed or ren- None dered on an outpatient basis at a Participating Hospital or other Approved Health Care Facility or Program or by a Participating Primary Care Physi- cian, and Authorized in advance by Health Plan. Such provision of these services must be expected to result in the significant improvement of a Members condition within a period of two months, as deter- mined by the Medical Director. 11. Speech and Hearing Therapy Services Short-Term Therapy services performed or ren- None dered on an outpatient basis at a Participating Hospital or other Approved Health Care Facility or Program or by a Participating Provider when di- 39 Copayment Charge rected or monitored by a Participating Primary Care Physician, and Authorized in advance by Health Plan. Such provision of these services must be expected to result in significant improvement of a Member's condition within a period of two months, as determined by the Medical Director. 12. Family Planning Services Family Planning Services shall be available to the None Members on avoluntary basis. These services shall include but not be limited to: a. Medical history, physical examination, related None laboratory tests, information about the use of contraceptives, and information about the pre- vention of venereal disease. b. Medical services connected with surgical sterili- zation: 1. Vasectomy 2. Tuba! Ligation 13. Health Education Services 40 Copayment Charge necessary to safeguard the health of a Memberbecause of a specific, non - dental physiological impairment. 2, Dental services in connection with the treatment of temporomandibu- lar joint dysfunction (TMJ). 3. Custodial care or rest cures. 4. Cosmetic, medical, or surgical procedures except reconstructive surgery necessary to repair a functional disorder as a result of disease, Injury, or Congenital Anomaly. The exclusions to the extent not Medically Necessary include: surgical excision or reformation of any sagging skin on any part of the body, including but not limited to, the eyelids, face, neck, abdomen, arms, legs, or buttocks; any services performed in connection with the enlargement, reduction, implantation or change in appearance in a portion of the body including, but not limited to, the breasts, face, lips, jaw, chin, nose, ears or genitals; hair transplantation; chemical face peels or abra- sions of the skin; electrolysis depilation; or any other surgical or non- surgical procedures which are primarily for cosmetic purposes. 5. In -vitro fertilization (unless provided by rider), intra- fallopian transfer $75.00 treatment and embryo transplants. $200.00 Health Plan will organize, sponsor or conduct pro- None grams in health education for the benefit of all Members. Programs offered may include instruc- tions in the appropriate use of Health Services, information about the Health Services offered by Health Plan and the generally accepted medical standards for the use and frequency of such serv- ices, and/or instructions on the methods each Member can take to maintain his own health, such as personal health care measures and nutritional education and counseling. E. General Exclusions. This Contract does not cover any of the following: 1. Dental surgery, treatment or care (including treatment of overbite or underbite), or dental x -rays, supplies and appliances (including occlusal splints) and all associated expenses arising out of such dental surgery, treatment or care (including hospitalizations), except for Hospital, dental and physician services and supplies and anes- thesiology services recommended by a Participating Primary Care Physician and approved in writing in advance by Health Plan, as are 6. Experimental medical, surgical or psychiatric procedures and phar- macological regimes. As used herein, "experimental" means those procedures and /or treatments which are not generally accepted by the medical community. Health Plan reserves the right to change the coverage with respect to experimental procedures, from time to time, so as to add or delete certain medical, surgical or psychiatric procedures or treatments or pharmacological regimes. 7. Organ transplants (except kidney and cornea transplants and liver transplants in minors with biliary atresia). 8. Keratotomies, acupuncture, naturopathy, megavitamin therapy, psycho- surgery, and nutritional based therapy for Alcoholism. 9. Elective abortions. 10. Circumcisions unless medically indicated. 11. Health Services in such circumstances in which referral services not Authorized in writing in advance by Health Plan or not provided by or under the direction of the Participating Primary Care Physician except in an Emergency Care situation. 12. Vision training, eye exercises, orthoptics and radial keratotomy, eye glasses and frames, contact lenses, hearing aids or the fitting thereof. 41 13. Such services as television, telephone, barber or beauty service, guest service and similar incidental services and supplies which are not Medically Necessary. 14. Mental Health Services which are (a) extended beyond the period necessary for evaluation and diagnosis of the psychiatric portion of leaming and behavioral disabilities or for mental retardation, or (b) for marriage counseling not associated with Mental Illness, or (c) except for evaluation and crisis intervention, those Mental Health Services for psychiatric conditions which are determined by the Medical Director to be unresponsive to Short-Term Therapy. Chronic psychosis, intractable personality disorders, mental retarda- tion, psychiatric therapy on court order as a condition of parole or probation, hypnotherapy and chronic organic brain syndromes are excluded, except that Mental Health Services required as a result of an acute episode due to a chronic organic brain syndrome are covered. 15. The services of registered nurses and licensed practical nurses with the same legal residence as, or who are Members of, a family including spouse, brothers, sisters, parents or children. 16. Health Services rendered by a provider who is a Member of the family, including spouse, brothers, sisters, parents or children. 17. Physical, psychiatric, psychological examinations or testing, vacci- nations, immunizations, treatments, or testing not otherwise covered under this Contract, when such services are for purposes of obtaining or maintaining employment or insurance, or otherwise relating to employment or insurance, or relating to Judicial or administrative proceedings or orders, or which are conducted for purposes of medical research, or which are conducted to obtain or maintain a license of any type, or which are conducted forthe purposes of school physical exams. 18. Travel and transportation expenses. 19. Outpatient services (including Hospital emergency room services) not provided by a Participating Primary Care Physician and all associated expenses which may be obtained during normal physi- cian office hours, unless Authorized in advance by Health Plan or in the case of need for Emergency Care services as defined herein. 20. Prosthetic devices, medical etUutphtent and appliances (except as provided in this Section under D.,8.,c.), including air conditioners, air I y `, filters, humidifiers, dehumidifiers, spas and the repair, replacement or duplication thereof, even though prescribed by a physician. 42 21. Sex change operations and reversal of elective sterilization proce- dures. 22. All costs associated with the collection and preservation of sperm for artificial Insemination, including donor fees, unless provided by a separate rider to this Contract. 23. Physical, occupational, speech and hearing therapy services not approved in advance by Health Plan. 24. Services in connection with Long -Term physical medicine and reha- bilitative Therapy services (including Long -Term physical oroccupa- tional Therapy). 25. Treatment for drug abuse and drug addiction (detoxification, treat- ment of medical complications, determination of need, and referral to specialized services are covered). 26. Services in connection with long -term speech and hearing therapy. 27. Prescription medications except as provided in this Section. 28. Routine foot care such as treatment for corns and callouses and the cutting of toe nails unless approved by Health Plan. 29. All costs associated with the normal delivery of a newborn child outside the Health Plan Service Area. Complications of pregnancy for all Members are treated as any other illness. 30. Outpatient medical disposable /consumable supplies and deluxe Durable Medical Equipment such as motor driven wheelchairs and beds. 31. Any portion of the cost in excess of the Usual, Reasonable and Customary Charges for an Emergency Care Out -of -Area Service. 32. Convenience charges for after -hour physician office visit (outside of the normal office visit hours). 33. Conditions for which state or local law requires treatment in a state or local governmental facility or for services performed in an institu- tion owned or operated by the United States of America, when there is no obligation that the Subscriber or the Family Dependent pay in the absence of health care coverage. 34. To the extent a natural disaster, war, riot, civil insurrection, epidemic, or any other Emergency Care or similar event not within Health Plan's control results in the services, personnel, or financial resources of Health Plan being unavailable to provide or arrange for the provision of benefits or services otherwise available under this Contract. Health Plan shall be required only to make a good -faith effort to 43 provide or arrange for the provision of such health care benefits and services, taking into account the impact of the event. 35. Routine eye refractions unless provided by rider. 36. All surgical or invasive procedures intended primarily for treatment of obesity, including gastric bypasses, jejuna) bypasses, and balloon procedures unless Authorized by Health Plan. 44 GCC- 15 -1(R) TEXAS HEALTH PLANS, INC. 8303 MoPac, Suite 450 Austin, Texas 78759 Phone (512) 338 -6100 Group Contract/Certificate of Coverage This Group Contract/Certificate of Coverage is a legal contract between the Enrolling Group and Texas Health Plans, Inc. It sets forth in detail your rights and obligations as a Member. It is therefore important that you READ your Group Contract/Certificate of Coverage CAREFULLY and familiarize yourself with its terms and condi- tions. For reference purposes, a table of contents has been included. BY: ete rEV �nI • id eter E. Kllissanly, President and Chief Executive Officer DATE: 2-1 -89 A Texas Health Maintenance Organization