R-89-1312 - 7/29/1989WHEREAS, the City Council wishes to develop a program for
economic development for the City of Round Rock, and
WHEREAS, PHH Fantus Corporation has submitted a Proposal For
Economic Development Consulting Assistance, and
WHEREAS, the City Council wishes to authorize Fantus to proceed
with the Core Program, Now Therefore,
BE IT RESOLVED BY THE COUNCIL OF THE CITY OF ROUND ROCK, TEXAS
That the Mayor is hereby authorized and directed to execute on
behalf of the City an authorization for the Core Program, described
in the above mentioned Proposal, a copy of such proposal being
attached hereto and incorporated herein for all purposes.
RESOLVED this 27th day of July, 1989.
ATTEST:
NE LAND, City Secretary
GbRESCORE
RESOLUTION NO. /3/t
MIKE ROBINSON, Mayor
City of Round Rock, Texas
PROPOSAL FOR ECONOMIC DEVELOPMENT
CONSULTING ASSISTANCE
PREPARED FOR:
THE CITY OF ROUND ROCK
221 East Main Street
Round Rock, Texas 78664
(512) 255 -3612
PREPARED HY:
PHH FANTUS
One Prudential Plaza
Chicago, Illinois 60601
(312) 819 -0234
REVISED:
June 14, 1989
PHH Fantus
TABLE OF CONTENTS
Page No.
LETTER OF TRANSMITTAL
KEY ISSUES 1
AN APPROACH TO MAXIMIZE IMPLEMENTATION
RESULTS 1
PHH FANTUS QUALIFICATIONS ARE
UNPARALLELED 1
SCOPE OF WORK 3
Phase One: Strengths and Weaknesses Assessment 3
Phase Two: Target Industry Identification 5
Phase Three: Development and Remedial Strategies 6
Phase Four: Development of a Three -Year Marketing Plan 7
Phase Five: Implementation Assistance 8
STAFFING 9
FEES AND TIMING 9
OPTIONAL PHASING /FEES AND TIMING 10
AUTHORIZATION 11
PHH Fantus
PHH Fantus Thomas 1. Ticknor One Prudential Plaza 312 819 0234 •
Corporation Principal Chicago, IL 60601 Fax 312 8191030
June 14, 1989
Mayor Mike Robinson
The City of Round Rock
221 East Main Street
Round Rock, Texas 78664
Dear Mayor Robinson:
PHH
It was a pleasure meeting with you and other community leaders to
discuss how Fantus can assist Round Rock's economic development
program. You have very promising economic development potential.
We appreciate very much your interest in our services, and have
prepared the accompanying proposal detailing the marketing and
implementation assistance we will provide. Please call me after
you have reviewed it to let me know if there are changes needed.
We will provide you with a practical, market -wise economic
development program. Our five -phase proposal entails an objective
appraisal of Round Rock's locational strengths and weaknesses; the
identification of target industries best suited for attraction
into the community; development and remedial strategies to improve
and enhance development activities; a three -year marketing plan to
convey in a cost- effective manner Round Rock's locational
advantages to new and existing companies; and implementation
assistance to put into action our development recommendations.
Our ability to work effectively with you is based upon the
following key strengths:
1. Unique Corporate Consulting Insight
Fantus development assistance is rooted in our rich experience
as the nation's oldest and largest corporate site selection
consultant to manufacturing and service companies. We are not
only skilled in data collection and analysis; we also know how
employers analyze communities for business growth and
locational decision making.
2. Knowledge of Development Activities In Texas
Recent site selection and economic development projects in
Texas and surrounding states means that we are thoroughly
familiar with the competitive environment in which Round Rock
is located. As you know, we are currently conducting a
regional assessment and marketing program for the Texas
Department of Commerce.
PHH Fantus One Prudential Plaza 312 819 0234
Corporation Chicago, IL 60601 Fax 312 819 1030
PHH
3. Past Client Satisfaction
Fantus economic development recommendations don't sit on the
shelf collecting dust. They are implemented and produce
results.
We look forward to working with you on this vitally important
project.
Sincerely,
PHH FANTUS CORPORATION
Thomas J. Ticknor
Principal
KEY ISSUES
Round Rock has a number of assets for successful economic
development, including the area's close proximity to Austin,
immediate interstate highway access, available sites for
development, and strong vocational training opportunities.
Although Round Rock has undergone impressive growth in the last two
decades, growth has plateaued since 1987. Recent additions to the
community's employment base, including McNeilab, Dupont Photomasks,
Wayne Division of Dresser Industries, AMP Packaging Systems, and
Texas Nuclear, hold promise for a brighter economic future, but
leaders believe now is the time to implement a proactive growth
strategy to ensure future prosperity.
The consulting assistance described below will help the community
create even more quality job opportunities for Round Rock area
citizens, providing a stronger tax base and a more affluent
economy.
AN APPROACH TO MAXIMIZE IMPLEMENTATION RESULTS
Our approach envisions working closely with a local Steering
Committee representing a cross - section of individuals interested
in promoting the Round Rock area. This interactive approach will
rally leadership behind the development program.
Round Rock's economic development program must be clear, forward
looking, and focused to ensure its successful implementation. To
this end, we produce concise, action - oriented reports that identify
priority concerns, facilitate consensus building, and lead to
successful results.
PHH FANTUS OUALIFICATIONS ARE UNPARALLELED
PHH Fantus Corporation is uniquely qualified to assist Round Rock
develop an effective economic development program.
PHH Fantus is the leader in the field of site location analysis for
manufacturing, office and distribution facilities and is the
leading national firm in economic development and real estate
market analysis. Fantus regularly assists companies in all fields
of manufacturing, distribution, and office /clerical activities to
select the optimum location. It is estimated that Fantus performs
almost 70 percent of all corporate projects involving location
consulting.
PHH Fantus
The City of Round Rock
June 14, 1989
Page 2
The Fantus staff regularly assists corporate executives in
assessing the difficult tradeoffs in the location decision, and we
are privy to the reasoning that leads to the final selection of
communities. As a result, Fantus has unparalleled insight into the
actual factors influencing corporate location decisions.
For example, Fantus knows by industry group which companies are
expanding and what real world location factors are of importance
to them. Furthermore, during the course of our site searches for
corporate clients, Fantus investigators have visited thousands of
communities throughout the United States. As a result, Fantus is
well qualified to critically assess any given location with respect
to its locational strengths and weaknesses, and its preparedness
for economic growth.
Fantus has worked with many clients in Texas, including:
Texas Department of Commerce (ongoing)
Plano Economic Development Board
Las Colinas Corporation
Waco Chamber of Commerce
Tyler Chamber of Commerce
Houston Chamber of Commerce
Huntsville - Walker County Economic Development Council
This experience means that we are thoroughly familiar with
development issues impacting Texas, the regional context in which
you operate, and what your regional competitors are doing.
References
Provided below are several past client references. Additional
references are available upon request:
Mr. Curtis Cleveland
Vice President
Waco Chamber of Commerce
P.O. Box 1220
Waco, Texas 76703
(817) 752 -6551
Mr. A.W. Riter, Jr., President
Tyler Economic Development Council
P.O. Box 390
Tyler, Texas 75710
(214) 592 -1661
PHH Fantus
The City of Round Rock
June 14, 1989
Page 3
Mr. Robert Farley
Deputy Director of Research and Planning
Texas Department of Commerce
816 Congress, Suite 1200
Austin, Texas 78711
(512) 320 -9657
SCOPE OF WORK
We propose to assist Round Rock's economic development program
through the orderly completion of the five -phase action plan
described below and shown in the accompanying project flow chart.
Our work will begin with a project kick -off and orientation meeting
in Round Rock which will accomplish the following:
Familiarize PHH Fantus staff with Steering Committee members
and other key client personnel to form the basis for continued
creative interaction
Define and discuss major issues of procedure, data
availability, etc.
Obtain input from Steering Committee members on perceived
strengths and weaknesses of the Round Rock area and key issues
and concerns as we move forward.
Phase One: Strengths and Weaknesses Assessment
A Fantus Strengths and Weaknesses Assessment consists of an
objective analysis from the viewpoint of a potential investor
considering the area for a new or expanded manufacturing,
distribution, or office facility. Our assessment will analyze and
evaluate key resources to determine Round Rock's competitive
advantages, thereby laying the ground work for targeting of
development efforts. The assessment will also identify those
factors where the Round Rock area can improve its competitiveness.
The end result of the Strengths and Weaknesses Assessment will be
a concise summary report evaluating the major economic development
strengths and weaknesses of the investment climate in the Round
Rock area. The identification of the area's locational assets will
be of value to the community in all of its economic development and
marketing efforts. The identification of locational weaknesses
will also focus attention on those deficiencies most in need of
upgrading, so they too can eventually become marketable assets.
A Fantus appraisal assures that no factor important to Round Rock's
future development is overlooked. We also provide insight based
PHH Fantus
The City of Round Rock
June 14, 1989
Page 4
on our corporate site selection experience so that Steering
Committee members understand why these factors are important in
attracting and retaining investment and how they affect target
marketing choices and development strategies.
Scope and Method of Appraisal
PHH Fantus will develop specially designed Project Success Factor
Questionnaires for the City to distribute and collect prior to
beginning our community fieldwork. At the same time, Fantus will
conduct a thorough review of various public and proprietary data
sources, just as we would for a Fantus corporate client considering
Round Rock.
The second step of our assessment will involve an intensive series
of interviews to gather information on Round Rock's location
attributes. A key part of this analysis will be interviews with
area employers to determine from their perspective the Round Rock
area's operating advantages and disadvantages. Fantus staff are
skilled at interpreting employer comments accurately and asking
followup questions to pinpoint needs and concerns. We will also
seek information from area employers about market and supplier
linkages.
Fantus will also interview others important in the site selection
process including:
o Key government officials
o Area educational institution administrators
o Financial institutions
o State economic development staff
o Key local economic development organizations
o Others deemed appropriate
After completion of our local interviews and a review of the
information gathered, Fantus will critically assess the area in
terms of the key locational requirements of major employment
generating facilities. Our assessment will include operating
costs, operating conditions, and quality of life factors impacting
corporate location and expansion decisions.
The assessment will reflect our "real world" experience in locating
facilities and working with other development organizations
throughout Texas. It will also provide community leaders with a
sound, highly credible basis for both marketing and remedial
efforts.
PHH Fantus
The City of Round Rock
June 14, 1989
Page 5
Phase Two: Target Industry Identification
Fantus has long believed that targeting an economic development
program is the best way for a community to achieve maximum results
from its development efforts. Some economic sectors are not likely
to grow in the Round Rock area in the future and still others are
not desirable for the community. There is little point in
expending large amounts of limited personnel and monetary
resources on low- potential or undesirable sectors. It is clearly
more effective to focus resources on those sectors with the highest
probability of expanding or locating in the area.
This phase will identify the types of businesses that offer the
best potential for recruitment and expansion. Our analysis will
include each of the major economic base sectors (e.g.,
manufacturing, administrative offices, etc.). Community leaders
will be contacted in order to ensure that community goals,
priorities, and experience are built into the target industry
analysis.
Target sectors will be selected on the basis of the Strengths and
Weaknesses Assessment contained in Phase One, on a general analysis
of growth trends nationwide and in Texas, and on an assessment of
sector desirability for the Round Rock area. Each target sector
will be selected based on the following five general criteria:
1. The prime locational advantages of the Round Rock area
should correspond to the major determining factors of facility
location selection.
2. Requirements for which Round Rock is not strongly
competitive should not be significant facility location
selection factors.
3. Growth must be expected in the sector and this growth
should be likely to occur within Texas
4. The sector must be of sufficient size to be worthy of a
concentrated development effort.
5. The sector should be desirable in terms of land use, job
quality, economic cyclicality, and long -term development
linkages.
In order to evaluate the "fit" of potential target sectors, Fantus
will evaluate each by industry grouping at the four -digit Standard
Industrial Classification (SIC) level. This evaluation will
include office - oriented and distribution activities as well as
manufacturing industry categories and will include over 500
separate SIC categories.
PHH Fantus
The City of Round Rock
June 14, 1989
Page 6
Screening criteria will be designed so that Round Rock targets
industries that:
Are growing successfully in Texas
Are resistant to cyclical downturns in employment
Benefit from regional supplier /market linkages
Will have minimal negative environmental impact on the Round
Rock area
Will raise area average wage rates
Have employment characteristics that reflect Round Rock's
skill base and training resources
Have utility requirements compatible with utility capacity in
the Round Rock area
Based on this screening analysis, Fantus will recommend eight to
ten target sectors for recruitment.
Screening of potential SIC categories will be based on data in the
Fantus area development database. These include both publicly
available data and proprietary Fantus data. In addition, the
Fantus Senior Advisory Team, comprised of senior staff with
combined experience of over 60 years in site selection, will review
each recommended target for its fit with Round Rock's locational
characteristics.
For each target sector Fantus will provide a list of 25 prospect
company names. This will allow Round Rock to immediately begin
marketing to companies within the recommended target industries.
We will obtain the company names from the most up -to -date
commercially available computerized electronic databases. Community
leaders recognize that the list of target companies is not a list
of Fantus clients, and agree not to represent to any company that
Fantus has specifically recommended any location for that company.
Phase Three: Development and Remedial Strategies
This phase will concentrate on those locational factors which
emerged as most unfavorable during the Strengths and Weaknesses
Assessment and which, in the judgement of Fantus, are both in the
greatest need of improvement and possess the greatest potential for
upgrading through concerted action programs by local leaders. The
elimination of development obstacles, or at least decreasing their
PHH Fantus
The City of Round Rock
June 14, 1989
Page 7
severity, and instituting programs that make the area more
competitive, will enhance Round Rock's chances of being judged
favorably for existing industry expansion and new industry
attraction.
Suggestions for capitalizing on the community's strengths may also
be forthcoming. Remedial and development proposals may be
administrative, legislative, or resource development in nature.
Formulation of each strategy will include discussion of the
rationale behind its selection, the specific action plan need to
implement the strategy, estimated costs, and potential benefits.
Development priorities and timeframes will be established for all
recommendations. Of course, all Fantus recommendations will take
into consideration existing programs and development strategies.
Recommended strategies are possible in some of the following
categories:
o Capital and financing
o Community cooperation
o Entrepreneurism
o Incentives
o Incubators
o Infrastructure development
o Planning and zoning
As a part of this phase, Fantus will also explore economic
development organization options. These options will include the
formation of a new public /private economic development organization
as well as better definition of existing organizations active in
economic development.
Fantus will present the results of its Phase Two and Three work to
Steering Committee members at a meeting in Round Rock.
Phase Four: Development of a Three -Year Marketing Plan
Fantus will develop a cost - effective marketing plan to convey to
corporate executives Round Rock's advantages for corporate
investment. While marketing is often seen as something aimed
solely at new (outside) business, it is also necessary to alert
existing employers that the community is concerned about their
interest. Thus, the marketing program would include a variety of
retention options for community leaders to use to encourage
employers to remain and expand in the community.
PHH Fantus
The City of Round Rock
June 14, 1989
Page 8
In addition to business retention options, this plan will include
the following components:
A review of existing marketing materials to identify
additional materials needed or enhancements to existing
brochures. As apart of this review, we will provide advice
on how to capitalize on Round Rock's proximity to Austin and
at the same time differentiate Round Rock from the Austin
area. Advice on developing effective video presentations will
also be provided.
Detailed recommendations as to the most effective marketing
techniques for conveying the community's assets, including the
proper use of:
networking
direct mail
telemarketing
prospecting trips
display advertising
videotape presentations
A recommended marketing budget and implementation plan.
Included in the implementation plan will be a recommended time
frame for the marketing program as well as assigned activities
and projected expenses by major category. The emphasis in
developing a marketing budget will be on identifying cost -
effective marketing techniques and approaches. Development
of the implementation plan will allow ongoing monitoring of
marketing activities to ensure that marketing objectives are
being met.
A review of existing funding sources to determine the most
appropriate sources or methods of funding the recommended
marketing activities.
Phase Five: Implementation Assistance
As a part of this proposal, Fantus will spend four additional
consultant days working with community leaders in Round Rock or in
Chicago to help implement the marketing program and the remedial
and development strategies. This is in addition to the
implementation assistance we will be providing in Round Rock
throughout the proceeding phases of our work.
PHH Fantus
The City of Round Rock
June 14, 1989
Page 9
Flexibility will be the keynote of this assistance process.
Examples of potential assistance include the following:
o Facilitate implementation of specific development strategies
o Review new promotional materials
o Work with advertising or public relations firm retained by
the community
o Conduct training for local development officials in the site
selection process
o Give speeches to appropriate audiences to inform community
of economic development program recommendations
STAFFING
Tom Ticknor, Principal, will serve as project manager. Mr.
Ticknor's resume is provided in an appendix to this proposal.
Additional junior staff will also be assigned to the project.
FEES AND TIMING
Our fee for the consulting services detailed in this proposal is
$51,000. In addition, we will be reimbursed for out -of- pocket
travel expenses, the cost of computer usage, communication
services, package delivery, and reproduction costs in an amount not
to exceed 15 percent of the professional fee ($7,650). This price
quotation is valid for work authorized by August 1, 1989. Fees and
the reimbursement cap increase 10% for work authorized between
August 1, 1989 and February 1, 1990.
The work outlined can be completed within 120 days of the project
kick -off meeting.
We request a 30 percent payment at the time of contract
authorization. An additional 30 percent will be due and payable
after the completion of Phase Three, and the balance after the
completion of Phase Five. Expenses will be billed monthly.
PHH Fantus
The City of Round Rock
June 14, 1989
Page 10
OPTIONAL: PHASING /FEES AND TIMING
Should you choose, you may proceed with the program in discrete,
separately priced and authorized phases as follows:
Core Program ($27,000, plus expenses)
Phase One: Strengths and Weaknesses
Phase Three: Development and Remedial Strategies
Optional Elements:
Phase Two: Target Industry Identification ($9,000,
plus expenses
Phase Four: Three -Year Marketing Plan ($13,000, plus
expenses)
Phase Five: Implementation Assistance ($6,000, plus
expenses)
These fees are valid for work authorized prior to August 1, 1989.
Fees for any work contracted after August 1, 1989 and before
February 1, 1990 would be 10 percent higher.
In addition, Fantus would be reimbursed for out -of- pocket travel
expenses, cost of computer usage, communication services, package
delivery, and reproduction costs not to exceed the following
amounts.
Core Program
Optional Elements
Phase Two:
Phase Four:
Phase Five:
$5,000
$1,500
$2,500
$2,500
(Note: These ceiling amounts surpass the originally proposed level
of 15 percent of consulting fees, reflecting that travel costs for
phased engagements are generated higher than unified ones.)
We request a 30 percent retainer at the time of authorization of
each phase. An additional 30 percent would be due one month after
the beginning of work on each phase, and the balance upon
completion of each phase. Expenses will be billed monthly.
PHH Fantus
The City of Round Rock
June 14, 1989
Page 11
You may authorize this project by signing and returning a copy of
this proposal.
We look forward to undertaking this exciting and challenging
assignment.
Work Authorized
Total Program
Sincerely,
PHH FANTUS CORPORATION
Thomas J. 'Ticknor
Principal
AUTHORIZATION
Before After
August 1 August 1
$51,000 $56,000
X Core Program 27,000 29,700
Target Industry Identification 9,000 9,900
Three -Year Marketing Plan 13,000 14,300
Implementation Assistance 6,000 6,600
(Name)
Mayor
(Title)
AUTHOR RD BY:
City of Rrnind Rork
(Organization)
July 27. 19R9
(Date)
PHH Fantus
DATE: July 24, 1989
SUBJECT: Council Agenda, July 27, 1989
ITEM: 10H. Consider a resolution authorizing the Mayor to enter into an
agreement with PHH Fantus.
STAFF RESOURCE PERSON: Kathy Mayfield
STAFF RECOMMENDATION: Approval. A presentation was made concerning Fantus and
their proposal to develop an overall economic development plan for Round
Rock at the last Council Meeting. This is an action item requested by
the Council at that meeting.