Loading...
R-98-07-09-13A1 - 7/9/19982 3 OCT 1998 Mr. Charlie Culpepper Mayor 221 East Main Street Round Rock, Texas 78664 Dear Mr. Culpepper: /- 9th o7- 09 -13111 RECEIVED PrT 7 R 1998 emit L gl® A8ig1118.TW1g a S.DsprOmmtellIsesktgarl Ulba Isnleminit Community Planning and Development San Antonio Office, Southwest Region Washington Square Building Room 306 800 Dolorosa San Antonio, Texas 78207 -4563 ( ht tp:// www.hud.gov/local/san/sanhomc.h This is to inform you that the Qty of Round Rock's five -year Consolidated Plan and One Year Action Plan is conditionally approved. The Consolidated Plan will be in effect from 1998 through 2003 and your Action Plan (AP) program year is effective as of October 1, 1998, which will run for twelve consecutive months. The amount of your Community Development Block Grant (CDBG) is $410,000. As a result of our review of your Consolidated Plan and the Action Plan, we have taken note of the proposed first year activities the Qty will be implementing and pleased to learn that these programs are consistent with the local goals and objectives identified in your five -year Consolidated Plan. In addition, we have taken note of the City's Citizen Participation Plan. This component of your Consolidated Plan and Action Plan is extremely important to the success or failure of the community's identified goals and objectives. The law requires that the Citizen Participation Plan both provide for and encourage public participation, with particular emphasis on lower income people, including residents of lower income neighborhoods and areas where CDBG funds might be spent In addition, we are providing you with information on our determination of eligibility, the meeting of the national objectives, and the importance of having your proposed activities properly classified for future reporting to the Department of milestones achieved in your CDBG program. Based on the information submitted in your Action Plan, we are offering the following comments on your first year CDBG activities. Neighborhood Revitalization Program (Public Facilities & Improvements) - This activity is for the construction of sidewalks and installation of streetlights. As identified these type of improvements are eligible type activities as specifically identified in 24 CFR 570.201(c). However, in order to be funded from CDBG funds, the City must assure that one of the three national objectives is met. Based on the information submitted, you have indicated `blight prevention in low to moderate income neighborhoods ". The appropriate national objective classification is benefit to low and moderate income persons on an area wide basis. The regulatory reference is 24CFR570.208(a)(lXv). In general, to meet the Area Benefit Test, at least 48.1 % (City of Round Rock exception criteria percentage) of the residents of the particular area must be low and moderate income people. In addition, the service area must be primarily a residential area. As a result, the City will need delineate the service area boundaries and the "area" does not have to be strictly limited to census tracts or other official boundaries. Please keep in mind, that the "area" must be the entire area served by the activity(s). To facilitate the designation of your service areas, please use the Community 2020 software program. Planning and Ca ggljy Building Aetivltles - It is unclear on what specifically the City will do under this category. As a result, we will need additional information to finalize our determination of eligibility of program administration and project administration costs. We are regrrng that you provide our office with information detailing whether these hosts will be canoed as program administration or project delivery costs. For your information, should you charge these costs under your program administration category, you will exceed the 20% cap on all planning and administration expenditures. We tend to think of "adminlstratlon" as any staff and overhead (i.e., rent, office, supplies, etc.) associated with the City. However, there is a distinction between two kinds of administration "program" administration and "project" administration. " Project" administration costs are the staff and overhead expenses directly related to carrying out a specific eligible CDBG activity. These costs are referred to as "activity delivery costs" and are pot snbieet to the 20% can on "program" administration costs. For example, if a city operates several types of busing rehab programs, it might have a number of staff who review applications for rehab assistance and a supervisor who oversees these staff. Even though the supervisor is a "manager", the cost of that supervisor's salary is not counted toward the 20% cap because the supervisor's work is considered necessary to directly carry out the rehab programs, which are specific, eligible activities. Microenternrises - This is an eligible type activity per 24CFR570.201(o). A microenferprise is defined in the law as a business that has five or fewer employees; and, at least one of those employees is the "owner". The assistance can be in the form of: • Credit (grants, loans, loan guarantees, etc.) to either start a new microenterprise, or to stabilize or expand an existing one. • Technical Assistance (business advice and support relating to developing business plans, conducting marketing, etc.) to owners of microenterprises, or to people wanting to start one. • General Support (counseling, child care, transportation, peer support, etc.) to owners of microenterprises, or to people wanting to start one. As you have slated, the national objective for this activity is benefit to the low and moderate income persons (limited clientele) and is concurred by us. (Reference 24CFR570.208(a)(2)(iii)). Homeownership Assistance - This type of activity is eligible as stipulated in 24CFR570201(n). Because the use of CDBG funds authorvcd under this category is limited to assisting low and moderate income households, any such use of funds would clearly qualify under the national objective of benefit to low and moderate income persons housing activities and no further consideration needs to be given here. (Reference 2ACFR570.208(a)(3)). Program Administration is an eligible cost as identified in the regulations at 24CFR570.206. Total costs in this area are limited up to 20% of your entitlement grant. Costs that are appropriately charged to this category are presumed to meet a CDBG national objective and no additional documentation for record keeping purposes is required. (Reference 24CFR 570208(d)(4)). In determining your Planning and Administration cap, please refer to the Guide to National Objectives & Eligible Activities for Entitlement Communities, pages 2 - 80 and 2 - 81. In the coming year, we are suggesting that the community look for opportunities to leverage its CDBG resources with other stakeholders in the City. For example, initiating and expanding partnerships with non - profit and for -profit organisations, local financial institutions, local businesses, and the local Housing Authority are, but a few examples of possible leveraging opportunities of CDBG funds. We want to reinforce the importance of maintaining a good local grants management system, i.e., record keeping for all on -going activities, financial records, procurement, environmental, and other pertinent CDBG documents, which will serve to substantiate your achievement of locally identified goals. In addition, this type of documentation, along with the input of program data into the integrated Disbursement & Information System (IDIS) will serve to confirm program compliance with the rules and regulations. Furthermore, we suggest that you maintain a file of all local program monitoring conducted throughout the year. As to form, your local grants ePDA aa9MtoN11a,1Ltiaa 2 management can be set up as you desire. The key to having a workable CDBG program compliance system is to keep track of all milestones achieved, expenditure balances, data input into the IDIS system, and local program monitoring of all techniral areas. This information is necessary for the preparation of annual end of the year reports to local citizens and the Department. Please make arrangements to contact our office as soon as possible to set up a meeting time to discuss the technical requirements of preparing and completing the required Analysis of Impediments (AI) Summary Report. Enclosed is the Funding Approval and Grant Agreement form which constitutes the cantina between the Department of Housing and Urban Development and the City of Round Rock. Please execute and return two copies of each grant agreement to our office. Failure to return the executed grant agreements within 60 days may be deemed to constitute rejection of the grant and cause for HUD to determine that funds are available for reallocation to other grantees. You will need to establish a depository account where the CDBG grant fimds are being wired to, a Direct Deposit Sign-Up form (SF- 1199A) must be completed by both the City and the involved financial institution and mailed to our office. In addition, your CDBG funds must be drawn on a first-in-first-out basis. We want to remind you that certain activities are subject to the Environmental Review Procedures for the CDBG Program, otherwise known as 24 CFR Part 58. Funds for such activities may not be obligated or expended unless there is a written Release of Funds Certification (HUD Form 7015.15) from our office. The special condition in your Grant Agreement and Funding Approval concerning the review procedures under Executive Order 12372, restricts the obligation or expenditure of funds for the planning or construction of water or sewer facilities, until the completion of the review process and receipt of written notification of release of funds from our office. (Reference: intergovernmental Review of Federal Programs [Executive Order 12372] and 24 CFR Part 52). In the event that you need to amend your Annual Plan to use funds for the planning or construction of water or sewer facilities, you must receive written release of funds for such activities. We look forward to the coming year in working in partnership with you and your staff in order to assist you in the achievement of all the community's goals and objectives. If have any questions or need additional information, please contact Richard L. Lopez., Program Manager, at (210) 475 -6800, Extension 2296. Enclosure Bob Bennett, City Manager Joe Vining. Director of Planning Tim Jenkins. CD Coordinator Sincerely, 67a BANA9TO1110. TBUIB ohn T. Maldonado Director, Community Planning and Development Division 3 RESOLUTION NO. R- 98- 07- 09 -13A1 A RESOLUTION ADOPTING THE CITY OF ROUND ROCK CONSOLIDATED PLAN FOR COMMUNITY PLANNING AND DEVELOPMENT PROGRAM FOR FY 98; AUTHORIZING THE CITY MANAGER OR HIS DESIGNEE TO SUBMIT THE CONSOLIDATED PLAN TO THE U.S. DEPARTMENT OF HOUSING AND URBAN DEVELOPMENT; AND AUTHORIZING THE CITY MANAGER OR HIS DESIGNEE TO MAKE CHANGES IN THE CONSOLIDATED PLAN IF REQUIRED BY THE U.S. DEPARTMENT OF HOUSING AND URBAN DEVELOPMENT. WHEREAS, the U.S. Department of Housing and Urban Development requires each local jurisdiction to submit a Consolidated Plan for planning and applications for the Community Development Block Grant (CDBG) program after public hearings, and WHEREAS, the Consolidated Plan was presented and public testimony was received on Thursday, June 25, 1998, during a meeting of the City Council, in the Council Chambers at City Hall in the City of Round Rock, allowing all interested persons to appear and be heard, and WHEREAS, the City of Round Rock Consolidated Plan describes housing needs and market conditions, sets out a five year strategy that establishes priorities for meeting those needs, identifies available resources, and establishes a one year action plan that outlines the intended uses of resources, and WHEREAS, the one year Action Plan for the Community Development Block Grant (CDBG) program is in conformance with and supports the five year Strategic Plan Component of the Consolidate Plan, Now Therefore R.\ WPIIOCS \RB_90LUTL \R90"/P9A1.HPDlacg TEXAS, ATTEST: BE IT RESOLVED BY THE COUNCIL OF THE CITY OF ROUND ROCK, SECTION 1. That the City Council hereby adopts the City of Round Rock Consolidated Plan for Community Development Programs for FY 98. SECTION 2. That the City Council hereby authorizes the City Manager or his designee to submit the Consolidated Plan to the U.S. Department of Housing and Urban Development. SECTION 3. That the City Council hereby authorizes the City Manager or his designee to make changes in the Consolidated Plan if required by the U.S. Department of Housing and Community Development. The City Council hereby finds and declares that written notice of the date, hour, place and subject of the meeting at which this Resolution was adopted was posted and that such meeting was open to the public as required by law at all times during which this Resolution and the subject matter hereof were discussed, considered and formally acted upon, all as required by the Open Meetings Act, Chapter 551, Texas Government Code, as amended, and the Act. RESOLVED this 9th day of July, 1 E LAND, City Secretary 2 CHARLES • PER, Mayor City of Round Rock, Texas CITY OF EtOUN[? ROCK 1998-2002 CONSOLIDATED PLAN Development The Consolidated Plan is a comprehensive planning document that identifies the City of Round Rock's overall housing and community development needs and lays out the City's strategy to address those needs. It is designed to help coordinate the use of housing and community development programs and improve citizen involvement in the planning process. TABLE OF CONTENTS EXECUTIVE SUMMARY v SECTION 1: COMMUNITY PROFILE City Overview 1 Patterns of Growth 1 Ethnic Diversity 3 Community Income Data 6 Local Rental Market 8 Local Sales Market 9 Housing Affordability 9 Physical Condition of Housing Stock 11 Public and Assisted Housing 15 Homeless Facilities 16 Special Needs Facilities/Non- homeless 22 Barriers to Affordable Housing 26 Analysis of Impediments to Affordable Housing 27 Actions to Affirmatively Further Affordable Housing 28 ii SECTION 2: COMMUNITY DEVELOPMENT STRATEGIC PLAN Justification of Priority Needs 1 Category 1: Housing 2 Strategy 1: Home Ownership Assistance Program 3 Strategy 2: Southwest Round Rock Strategy Area 4 Category 2: Community Development 7 Strategy 1: Neighborhood Revitalization Program 7 Strategy 2: Social Services 9 Category 3: Economic Development 16 Strategy 1: Job Creation and Business Support 17 Strategy 2: Job Skills Improvement and Education 19 NEEDS ANALYSIS CHARTS (2020 Templates) 20 SECTION 3: CITIZEN PARTICIPATION PROCESS Process Description 1 Fiscal Year 1998 Activities 2 Fiscal Year 1999 Citizen Participation Plan 5 SECTION 4: FISCAL YEAR 1998 -99 ACTION PLAN City's Intent 1 1998 -99 Community Development Funding Activities 2 Public Facilities and Improvements 2 iii Affordable Housing Programs 2 Planning and Capacity - building Activities 3 Special Economic Development Activities 4 Public Service Agencies 4 Program Administration 5 Funding Distribution For CDBG Activities 5 Geographic Distribution Of CDBG Funds 6 Project 1: Neighborhood Revitalization Program 8 Project 2: Economic Opportunities Strategy 15 Project 3: Home Ownership Assistance 19 Listing of Proposed Projects (2020 Template) 20 SECTION 5: FUNDING SUMMARY LEVERAGING RESOURCES FOR PROGRAM YEAR 1998- 99 1 FUNDING SOURCES (2020 Template) 2 SECTION 6: GRANT MANAGEMENT SYSTEM Requirements 1 Certifications 6 SF 424: Application for Community Development Block Grant 17 iv EXECUTIVE SUMMARY INTRODUCTION Round Rock is designated an entitlement city and is allocated $410,000 for fiscal year 1998 from the Community Development Block Grant (CDBG) program. This funding is a direct federal grant from the U.S. Department of Housing and Urban Development (HUD) and can be spent contingent upon the City producing a HUD - approved Consolidated Plan. The CDBG program allows for spending in economic development initiatives, infrastructure improvements, housing activities or building rehabilitation. Planning and administrative activities are also eligible expenses. The objective is to apply funding where it benefits low to moderate income residents, aids in preventing or eliminating slums and blight, creates jobs, or addresses an urgent community development need. Funding can be applied city-wide or to a specific area. Designation as an Entitlement City also qualifies Round Rock to apply for additional HUD grant and loan programs. Establishing the CDBG program requires the following activities: 1. Producing the 5 -year Consolidated Plan 2. Establishing a Citizen Participation Plan 3. Installing the grant management system 4. Participating in HUD training CONSOLIDATED PLAN The Consolidated Plan consists of a community needs assessment; a 5- year strategic plan to address those needs; and a one -year action plan. The one -year action plan is required every fiscal year to acquire annual funding. Community Profile Round Rock is a home rule city and operates under the council- manager form of govemment with a mayor and six council members. Round Rock has become a self- sufficient city with a strong high tech employment base. Round Rock is located about 15 miles north of downtown Austin, In Central Texas (see map below). Round Rock's current estimated population of 50,115 makes It the largest City in Williamson County and the second largest in the Austin Metropolitan Statistical Area (MSA). Round Rock's growth was a primary reason that Williamson County was the second fastest growing "urbanized" County in the nation In both 1996 and 1997. �Y sa• e .ne ® 1993 D FortHood ilt jF ai `f Killeen' npas - y Lockhart Braunf`eI5 Harwood ROUND ROCK'S LOCATION IN CENTRAL TEXAS Fifat n Bastrop Giddrn'gs w 1998 -2002 Strategic Plan The City of Round Rock is committed to encouraging the development and preservation of services and facilities which improve housing options, increase economic diversification, and improve opportunities for low - and moderate - income citizens. The primary challenge is to protect the quality of life while managing rapid growth and change. General priorities were developed based on the results of staff analysis, citizen participation and public hearings, a "round - table" discussion with local social service providers, surveys of housing and social service needs, and 1990 Census data in conjunction with Community 2020 software. Using information provided by these sources, the City identified three priorities: housing, community development and economic development. The following table summarizes the priorities and the strategies the City plans to implement over the next five years to address the priorities. ROUND ROCK'S 1998 -2002 STRATEGIC PLAN FOR COMMUNITY DEVELOPMENT vii COMPONENT NUMBER OF ACTIVITIES Community Needs Assessment 6 CDBG Program & Consolidated Plan Process 6 Neighborhood Improvement Process planning sessions 6 Action Plan information discussions and presentations 9 Citizen Participation Process The City began conducting its participation process in January 1998 after receiving official notification of entitlement in late December 1997. The process consisted of four components of involvement and information exchange. These components were community needs assessment, CDBG program and Consolidated Plan process, Neighborhood Improvement Process, and the Action Plan. The city conducted public involvement activities that included public hearings, neighborhood meetings, formal presentations, Advisory Group discussions, surveys, participatory planning sessions, public review and comment of the Consolidated Plan, and individual discussions with interested and concerned citizens. The City also provided information exchanges across the entire media spectrum to include television coverage, newspaper articles and announcements, the City's web page and e-mail, and hard copy availability of planning documents. The participation activities for each of the components are as follows: FISCAL YEAR 1998 PUBLIC INVOLVEMENT ACTIVMES The City has developed a proposed Citizen Participation Plan to guide implementing the Community Development Program beginning October 1998. 1998 -99 Action Plan During FY 1998 -99, the City of Round Rock proposes to spend $410,000 in CDBG funds from the 1998 -99 entitlement grant from the U.S. Department of Activity Description Amount Project 1: Neighborhood Revitalization Program $240,000 Project 2: Economic Opportunities Strategy $50,000 Project 3: Home Ownership Assistance $60,000 Project 4: Establish Office of Community Development $60,000 TOTAL for FY 98 Action Plan $410,000 Housing and Urban Development (HUD). The proposed Action Plan consists of projects that implement the 5 -Year Strategic Plan to address the City's priority needs which were identified through staff analysis and the citizen participation process. City leaders have chosen an ambitious approach in initiating the Round Rock's Community Development Program and intend to use the HUD allocation entirely for implementing the Action Plan. The following table describes the Action Plan's funding strategy for the $410,000 allocation available October 1, 1998. FISCAL YEAR 1998 ACTION PLAN FUNDING ALLOCATION Grant Management System The grant management system involves required certifications, the City's monitoring techniques, the CDBG grant application, staff requirements in managing the grant and using the Integrated Disbursement and Information System (IDIS), and funding for the Community Development program. PLANNING PROCESS The City began the planning process for implementing the CDBG entitlement beginning in January, 1998. As discussed earlier, City staff and citizens began the process by assessing community needs to develop our long- term strategies and then break down the strategies into Action Plan projects for implementation in this program year as depicted in the following project chart. ix C CITY OF ROUND ROCK CDBG ENTITLEMENT PROGRAM D or 2 '- Consolidated Plan (CP) 2 •. Housing Market Analysis 4 •- Housing Needs Analysis 5 , Strategic Plan • •.• Certifications 7 Monitoring Process • • -- Submit Draft CP to HUD • •.. Submit Final CP to HUD • -- Make required revisions • '' Action Plan • • -' Identify Target Needs • •..' Develop Projects • •• Coordinate Partnerships • • Design Funding Plan • • Public Involvement Process • • Stab Interviews with Service Providers • • ! Neighborhood Revitalization Program • ' -' Needs Assessment Roundtable • 2 - City Count Overview • •-! Public Headng • •- Advisory Group Follow -up Survey • •- Round Rock Housing Survey • •- Southwest Round Rode Strategy Area Outreach Neighborhood & Pubs meednge to Area &*holy • =- City Council Presentation on Adbn Plan • 2_ ■ 2.. • :- • • • ._ • .- • ._ • ti � 3.. Fri 6/18458 Task Name Notification and coordination Cliy Council Presentation on Consolldaied Plan Consolidated Plan Review and Comment City Council Presentation/Public Hearing City Council Resolutlor/Pubito Hearing Grant Management System (GMs) HUD Training In Round Rock Procurement Training HUD Meeting HUD Meeting HUD Meeting & Tabling Initiate IDIS by Oct 1(FY98) Description RouldRock's 1998.2002 LOBO PLAN Idelddy otrodia Sow tra hsing concentrated mess 5-yr estimated lousing reeds - -- - - -- Objectives/funding to address priority needs : 1¢954 Procedures to monitor program maybes 1 week prim to due date (Jul 15) 1 neck prior to due date Vol 15) Respond to HUDSA's review Aceritteafundmg for upcoming FY Done ea part of CP Gap Analysis !Components of CP Strategic Plan !Niles In deleloping profs CDB0 allocation to Projects Begin assessment of cermnandy needs Maraghng meetings & media auroamnants NE Neighborhoods Improvanard Process (NIP) Identify crammer* needs WO Advisory Group COED preseldaSm1Needs overview Priuiy Needs Assessment Continuation al needs assessment Continuation of reads assessment PresaO FY 9&99 Action Plan pmJedproposals Staharepat on con d*mang proms 30-day public review & comment on CP Real es Deft CoraoOdatod Plan Adaplon a/Consolidated Plan cDeo IdiuraganantCoarclirrafitin with HUD Richard Lop:aisl6 tram San Amdonb HUD P&CD a Flnancia1 b SeaAntonb CMG D6ees30 !AV In San Maras CD80 Direalant Mtg In Laredo CD800keelact Mtn In Carpool C11Lsn P8CD madam Cty Financial Mice Jay rebmuary MB_ch 378 3 April May Juno N% Aopul September October 1221 1226 114 1111 1118 125 211 219 2/15 20 371 115 322 3154 45 4112 4719 426 53 5110 5/17 524 5431 67 6114 621 628 75 7112 7119 726 82 89 8116 823 8/24 940 9113 920 927 10/4 10/11 415 1 as 1 1 i I 3431 3431 4114 418 PROGRAM BUFF: Act -lima Ryan SB- Sharon Bunke TJ-Tim Jenk6a JWboVWrg 430 coo 926 6118 IMMMIIIIMMINIMIIM e28 7,7 n 7118 7414 i J fans; j . 1 828 CONSOLIDATED PLAN PROCESS ! x SECTION ONE: COMMUNITY PROFILE CITY OVERVIEW Round Rock is a home rule city and operates under the council- manager form of govemment with a mayor and six council members. There are nine city departments including: Administrative, Judicial, Finance and Personnel, Police, Fire, Library, Parks and Recreation, Public Works and Planning and Community Development. The department of Planning and Community Development is the City's lead agency for planning and implementing community development activities. PATTERNS OF GROWTH Since the 1850's Round Rock has evolved from a stage coach stop along the Chisholm Trail to a sleepy farming town to a bedroom community of Austin. Since the 1980's, Round Rock has emerged as a mostly self sufficient city with a strong high tech employment base. Round Rock is located about 15 miles north of downtown Austin, in Central Texas. With a current estimated population of 49,230, Round Rock is the largest City in Williamson County. Williamson county was the second fastest growing "urbanized° (those with at least 100,000 residents) County in the nation in both 1996 and 1997. i C City of Round Rock -1998 Reflecting these trends is Figure 1 -1 (below), which shows that Round Rock's population was relatively constant from the time that it was first settled until around 1970. From 1970 to present the population has surged. 35,000 - 30.000 — • 25,000 — 0 1 20,000 — a 15,000 0 a • 10,000 5,000 0 ,660 e , , ,690 ,900 e , ,f ,9 ,960 , , ,960 ,990 Year 9 FIGURE 1 -1: CITY OF ROUND ROCK POPULATION 1850 -1990 The most rapid growth period was 1980 to 1990 when Round Rock's population increased by 160 percent, from 12,388 to 32,249. Much of the City's growth has resulted from trends in the City of Austin's development. As the vacant land that is most attractive to Austin area developers has become increasingly scarce over time, they have looked farther from the City's core to areas offering them the best retum on their investment. Round Rock, located on the northern boundary of Austin and along the IH -35 has become a prime altemative for development. 3 POPULATION 60,000 50,000 _ 40,000 - 30,000 20,000 10,000 • 0 1980 1989 1990 1995 1998 SOURCE: U.S. BUREAU OF CENSUS AND ROUND ROCK PLANNING DEPARTMENT ESTIMATES FIGURE 1 -2: POPULATION 1980 -1998 This dynamic likely is enhanced by an efficient site plan approval process and a political climate that encourages growth. Additionally, the Round Rock Chamber of Commerce has worked with the City to offer tax abatements to high tech companies to locate in Round Rock. These large high tech employers such as Dell Computers, Cypress Semiconductors and AMP Packaging Systems have created a greater demand for new housing. Also, the Round Rock Independent School District's reputation increases the City's appeal to families and businesses. The City of Round Rock has experienced significant growth over the past decade. According to the U.S. Census, the population in 1990 was 30,923. As of January 1998, the population was estimated to be 48,355, an increase of 56.4 percent from 1990. Based on the strong local and regional economy, this growth is expected to continue over the next five years. By January 2003, Round Rock's population is projected to be near 57,600. 1990 30,923 1991 32,215 1992 33,770 1993 36,140 1994 39,455 1995 41,630 1996 43,895 1997 46,485 1998 48,355 TABLE 1 -1: POPULATION GROWTH 1990 -1998 4 POPULATION GROUP 1990 TOTAL POPULATION PERCENT OF TOTAL WHITE (Non- Hispanic) 23,027 74.5% BLACK (Non- Hispanic) 1,644 5.3% HISPANIC (all races) 5,795 18.7% AMERICAN INDIAN (Non- Hispanic) 108 0.3% ASIAN & PACIFIC ISLANDER (Non- Hispanic) 325 1.1% OTHER (Non- Hispanic) 24 0.1% TOTAL 30,923 100.0% ETHNIC DIVERSITY In general Round Rock is younger and Tess ethnically diverse than the State of Texas. In terms of age, Round Rock's 1990 population had a lower median age, a greater percentage of people under eighteen years of age and a smaller percentage of people over 65 years of age than that for the State of Texas. The median age was 28.1 In Round Rock, while it was 30.9 for the State; a difference of 2.8 years. The percentage of people less than 18 years of age was 33.4% in Round Rock and 28.5% for the State while the percentage of people 65 and over was 4.7% in Round Rock and 10.1% for the State. In terms of ethnic diversity, Round Rock's population was represented by 74.5% whites, blacks at 5.3%, Asian or Pacific Islander at 1.1% and all other races combined at .93 %. Hispanics of all races were 18.7% of the population. This compares with the State which had 75.3% whites, blacks at 11.9 %, Asian or Pacific Islander at 1.9% and all other races at 11.0 %. Hispanics of all races were 25.3% of the population. SOURCE: U.S. BUREAU OF CENSUS TABLE 1 - 2: RACIALlETHNIC COMPOSITION, 1990 5 CENSUS BLOCK TOTAL POPULATION TOTAL MINORITY RESIDENTS % MINORITY RESIDENTS IN BLOCK 207.013 811 457 56.4% 207.011 1,905 872 45.8% 206.022 707 285 40.3% 205.041 1,382 528 38.2% 215.034 951 330 34.7% 206.021 1 ,792 546 30.5% Areas of Minority Concentration The current Fair Housing and Equal Opportunity's Site and Neighborhood Standards policy states that a minority impacted area Is one that "substantially exceeds" the minority population of the Jurisdiction. Although not defined, "substantially exceeds" is generally interpreted to be approximately 20 percentage points. The minority population of Round Rock in 1990 represented 25.5 percent of the total population. Two Census Blocks had a minority population which "substantially exceeded" this figure by more than 20 percentage points, Census Blocks 207.013 and 207.011 (56.4 percent and 45.8 percent). Table 1 -3 and Map 1 -2 designate those areas in Round Rock which had the highest minority concentration in 1990. SOURCE: U.S. BUREAU OF CENSUS TABLE 1-3: AREAS OF MINORITY CONCENTRATION, 1990 6 MAP 1 -2: AREAS OF MINORITY CONCENTRATION, 1990 COMMUNITY INCOME DATA The HUD Estimated Median Family Income (MFI) for Fiscal Year 1998 for Round Rock (included in the Austin MSA) is $50,800 for a family of four. This figure is approximately 12.1% above the 1998 National Estimated Median Family Income of $45,300. The estimated MFI for Williamson County is $56,700. However, since Round Rock's economy and housing market is so much a function of the urbanized region, the lower MFI for the Austin MSA will be used for this study. Areas of Low and Moderate Income Concentration An area of low and moderate income is generally defined by HUD as a 1990 Census Tract or Block whose total population consists of 51 percent or 7 more residents earning no more than 80 percent of Median Family Income, which in 1990 was $36,730. Table 1-4 and Map 1 -3 designate the Census Blocks In Round Rock which met these criteria In 1990. SOURC U.S BUREAU OF CENSUS • with incomes less than 80 percent of Median Family Income. TABLE 1 -4: CENSUS BLOCKS OF LOW INCOME, 1990 MAP 1 -3: CENSUS BLOCKS OF LOW INCOME, 1990 Table 1 -5 cross - references those areas of Low/Mod income with areas of Minority Concentration. As the table indicates, Census Blocks 207.013 and 207.011 meet the criteria for both Low/Mod and Minority Concentration. 8 TOTAL TOTAL LOW % LOW INCOME CENSUS BLOCK POPULATION INCOME POPULATION IN (relevant universe) POPULATION* BLOCK 207.013 779 604 77.5% 206.022 734 454 61.9% 215.034 918 538 58.6% 207.011 1,687 948 56.2% 215.021 2,267 1,247 55.0% 207.023 1,129 583 51.6% more residents earning no more than 80 percent of Median Family Income, which in 1990 was $36,730. Table 1-4 and Map 1 -3 designate the Census Blocks In Round Rock which met these criteria In 1990. SOURC U.S BUREAU OF CENSUS • with incomes less than 80 percent of Median Family Income. TABLE 1 -4: CENSUS BLOCKS OF LOW INCOME, 1990 MAP 1 -3: CENSUS BLOCKS OF LOW INCOME, 1990 Table 1 -5 cross - references those areas of Low/Mod income with areas of Minority Concentration. As the table indicates, Census Blocks 207.013 and 207.011 meet the criteria for both Low/Mod and Minority Concentration. 8 CENSUS BLOCK %LOW INCOME POPULATION IN BLOCK % MINORITY RESIDENTS IN BLOCK 207.013 77.5% 56.4% 206.022 61.9% 40.3% 215.034 58.6% 34.7% 207.011 56.2% 45.8% 215.021 55.0% 12.6% 207.023 51.6% 20.7% 206.021 42.9% 30.5% 205.041 24.7% 38.2% SOURCE: U.S BUREAU OF CENSUS TABLE 1-5: AREAS OF LOW INCOME & MINORITY CONCENTRATION, 1990 LOCAL RENTAL MARKET A survey conducted by Round Rock Planning and Community Development staff in February 1998 revealed a total of 25 apartment complexes in Round Rock with 3,450 multi - family units. The Round Rock Housing Authority also offers 88 units of subsidized multi- family housing in three complexes. The Housing Authority units were not included in the survey and are not included in the figures below. Housing Authority occupancy rates are discussed in the section concerning Public and Assisted Housing. In addition to the existing multi - family units, 632 units were under construction, approved for construction or scheduled for review at the time of the survey. Table 1-6 reveals the average occupancy and rental rates for 23 of the 25 existing complexes in February of 1998 (two were unavailable for comment). As the table indicates, more than half of the complexes maintained consistent rental rates throughout 1997. The majority of those complexes that did raise their rents did so on the basis of attractive amenities and the quality of their units (i.e. new or rehabilitated). 9 Overall average occupancy was 96.6 percent, down from 99 percent as reported in a 1994 survey. TOTAL MULTI - FAMILY UNITS AVERAGE OCCUPANCY AVERAGE RATE 1 BD / 1 BTH` AVERAGE RATE 2 BD / 2 BTH* NUMBER OF COMPLEXES WITH RATE INCREASE, 1997 -1998 NUMBER OF COMPLEXES WITH RATE DECREASE, 1997 -1998 NUMBER OF COMPLEXES WITH NO CHANGE IN RATE, 1997- 1998 3,450 96.6% $523 $642 9 1 12 SOURCE: CITY OF ROUND ROCK PLANNING DEPARTMENT SURVEY • these rental rates are advertised rates and do not include concessions TABLE 1-6: OCCUPANCY AND AVERAGE RENT BY UNIT SIZE, 1998 LOCAL SALES MARKET According to a recent study by American Metro /Study Corporation, Round Rock had 1,682 housing starts in 1997, the highest total of any submarket in the Austin metropolitan area. The study attributes this high total to the draw of the Round Rock school district and the affordability of housing, with the majority of home starts falling in the $85,000 to $200,000 range. The Real Estate Center at Texas A&M University reported median sales prices in Round Rock to be $114,100 in 1997, an increase of 3.4 percent from the 1996 median price of $110,200. Another means of tracking growth in housing is through Certificates of Occupancy (CO's). While this method does not provide an indication of future housing growth, it does provide the most accurate assessment of the number of single - family units occupied in Round Rock. Table 1 -7 reveals the number of new single - family units based on CO's from 1990 to 1997. 10 1990 145 1991 176 1992 458 1993 794 1994 903 1995 897 1996 951 1997 864 SOURCE CITY OF ROUND ROCK PLANNING DEPARTMENT TABLE 1 -7: SINGLE - FAMILY CERTIFICATES OF OCCUPANCY, 1990 -1997 HOUSING AFFORDABILITY The generally accepted definition of affordable housing is housing that costs no more than 30 percent of household income. Using this percentage as a standard for affordability, the minimum annual income required to lease the average one - bedroom/one -bath apartment of $523 is $20,920. For the average two - bedroom/two -bath apartment of $642/month the minimum annual income is $25,680. Applying the 30 percent affordability standard to home ownership costs, the minimum annual income required to purchase the average home of $114,100 is approximately $40,000. This figure assumes a 10 percent down - payment, an interest rate of 7% over 30 years, a tax basis of 2.36, a private mortgage insurance fee of $74 /month, and a homeowner's insurance payment of $52/month. A recent market analysis conducted by Strategic Mapping, Inc., provided 1997 estimates of median household income for each census tract in the Austin MSA. Table 1 -8 shows 1990 Census data as well as 1997 estimates for households and median household income for each census tract in the Round Rock area. Based on the 30 percent affordability standard identified above, these estimates indicate that over 38 percent of Round Rock households are currently unable to afford the average home price of $114,100, i.e. these households have incomes less than $40,000. Rental housing, on the other hand, was affordable to over 93 percent of Round Rock households. 11 CENSUS TRACT HOUSEHOLDS MEDIAN HOUSEHOLD INCOME 1990 1997 NUMBER CHANGE % CHANGE 1990' 1997 NUMBER CHANGE % CHANGE 203.10 792 1,200 408 51.5% $74,653 $89,118 $14,465 19.4% 208.01 888 1,552 664 74.8% $72,846 $80,545 87,699 10.6% 205.03 1,508 2,486 978 64.9% $69,285 $78,081 $8,796 12.7% 205.01 799 1,331 532 66.6% $62,212 $68,227 $6,015 9.7% 207.03 637 1,083 446 70.0% $52,276 $57,816 $5,540 10.6% 218.36 1,868 2,771 903 48.3% $50,840 $56,985 $6,145 12.1% 215.01 971 1,600 629 64.8% $48,958 $51,618 $2,660 5.4% 207.02 2,053 3,543 1,490 72.6% $41,892 $44,719 $2,827 6.7% 205.04 1,399 2,340 941 67.3% $39,979 $36,337 - 83,642 -9.1% 215.02 1,202 1,990 788 65.6% $37,256 $35,315 - 81,941 -5.2% 206.02 790 1,391 601 76.1% $35,712 $33,673 - 82,039 -5.7% 215.03 1,327 5,688 951 71.7% $35,267 $33,292 - $1,975 -5.6% 207.01 968 1,674 706 72.9% $25,776 $23,482 - 82,294 -8.9% While all of the census tracts identified in the market analysis exhibited significant growth in the number of households per tract, median household incomes declined in several of the lower income census tracts. These tracts include the low /mod census blocks identified in Table 1-4. In these Census Blocks, the housing cost burden for the city's low income residents has worsened over the past seven years. SOURCE: STRATEGIC MAPPING, INC. * 1990 figures have been adjusted for inflation and are presented here In 1997 dollars. TABLE 1-9: CHANGES IN HOUSEHOLDS AND MEDIAN INCOME, 1990 -1997 PHYSICAL CONDITION OF HOUSING STOCK In March 1998, City of Round Rock staff conducted a "windshield" survey of 4,342 housing units (2,125 single - family homes, 391 duplexes, 1,702 apartment units, and 124 mobile /manufactured homes). In addition to those Census Blocks listed in Table 4 having 51 percent or more low /mod residents, Blocks 205043 and 206021 were included because portions of these blocks have a high concentration of low- income households. In addition, these census 12 blocks are within census tracts Identified in Table 8 as having declining household incomes. The results of the housing survey reflect these conditions. The structural condition of each unit surveyed was classified into four categories: Standard, Conservable, Substandard or Dilapidated. Standard structures had no visible signs of damage or deterioration, or had only slight defects correctable by minimal non - professional maintenance. Conservable structures needed more repair than would be provided in the course of regular maintenance. Substandard housing units had one or more code violations requiring professional maintenance or replacement. Dilapidated structures did not provide safe and adequate shelter. Out of the 4,218 single - family, duplex and apartment units, 3,830 units were classified as standard, 278 as conservable, 82 as substandard, and 28 as dilapidated. The physical condition of the 124 mobile /manufactured homes ranged from conservable to dilapidated. Due to the nature of this type of housing, specific classification per unit was not possible without a more detailed inspection. 13 CENSUS BLOCK TYPE STANDARD CONSERVABLE SUBSTANDARD DILAPIDATED 205.043 Single Family 165 3 2 4 Two Fanty Muhl Family Manufachued 118 Housing 207.011 SF 211 84 28 9 TF 6 MF 254 MH 2 206.021 SF 959 7 9 4 TF MF MH 6 207.013 SF 27 7 24 3 TF MF 200 MH 206.022 SF 36 6 6 6 TF 12 1 MF 140 MH 207.023* SF 77 5 12 2 TF 78 MF 432 MH 215.021 415 2 1 292 2 LL = 160 215.034 10 1 `2 516 TOTAL H t = 1,900 115 82 28 388 3 1,642 180 124 TABLE 1 -9: PHYSICAL CONDITION OF LOW /MOD INCOME HOUSING STOCK Note: Eight substandard and two dilapidated SF units are Just outside the northwest comer of Census Block 207.023. These units are on Tassey Road and are included with Block 207.023 because of their poor condition. The Census Block for the Tassey homes Is not included in the study because the quality of housing elsewhere in the Block dtd not merit review. 14 CENSUS BLOCK PRESENT -5 YEARS OLD 5.10 YEARS OLD 10.15 YEARS OLD 15 -20 YEARS OLD OVER 20YEARS OLD 205.043 60% 40% 207.011 100% 206.021 20% 60% 20% 207.013 50% 50% 206.022 100% 207.023* 75% 25% 215.021 50% 50% 215.034 50% 50% MAP 1 -3: HOUSING STOCK STUDY AREA In addition to the physical condition of the housing stock, the approximate age of the housing units was also estimated by the survey. Units were classified in five year increments, from over 20 years old (pre -1978) to within the last five years (1993 - 1998). Table 1 -10 provides a general summary of the percentage of housing units in each Census Block considered to fall in these age categories. SOURCE: CITY OF ROUND ROCK PLANNING DEPARTMENT TABLE 1 -10: ESTIMATED AGE OF HOUSING STOCK AS A PERCENTAGE OF THE TOTAL WITHIN EACH CENSUS BLOCK 15 NAME OF COMPLEX 1 BEDROOM UNITS 2 BEDROOM UNITS 3 BEDROOM UNITS VACANCIES Lancehaven Apartments Handicap: 2 Elderly: 12 Family: 8 Family: 8 Family: 3 Cushing Center Handicap: 1 Elderly: 19 Handicap: 1 Elderly: 9 0 0 Westwood Center Handicap: 2 Elderly: 8 Family: 4 Elderly: 2 Family: 8 Handicap: 1 Family: 3 0 Scattered Site 0 Family: 1 Family: 5 Family: 4* PUBLIC AND ASSISTED HOUSING The Round Rock Housing Authority administers a total of 94 units, consisting of 48 one - bedroom units, 29 two-bedroom units and 17 three - bedroom units. All but six of these units are located in three projects, Lancehaven Apartments, Cushing Center and Westwood Center. SOURCE: ROUND ROCK PUBLIC HOUSING AUTHORITY * Not ready for occupancy TABLE 1 -11: PUBLIC & ASSISTED HOUSING FACILITIES While the Housing Authority does not have enough units to qualify for the HUD Comprehensive Grant Program, it did receive a HUD CIAP Grant of approximately $400,000 in 1997. The majority of this grant is being used for general building maintenance and improvements. A small portion of these funds is also being used to provide computer training for Housing Authority staff. The City has also assisted the Housing Authority financially through a waiver of PILOT per a Community Services Agreement in 1997. The Housing Authority is also responsible for the administration of Section 8 tenant based certificates. Currently 61 certificates are being utilized. 16 Section 202 Facilities Trinity Place is the only Section 202 project in Round Rock. It has a total of 68 units, comprised of 17 efficiencies and 51 one - bedroom units. Seven of these units are equipped for the disabled. Trinity Place is consistently at 100% occupancy and carries a wait list of approximately 25-30 persons, with a one and a half to two year wait. In addition to providing low income housing, Trinity Place operates a limited van service to assist residents in shopping trips and medical appointments. Occasional recreational outings are also included as often as possible. HOMELESS FACILITIES Housing Facilities and Services Round Rock does not have an emergency shelter specifically designated for the homeless. However, the Williamson County Crisis Center does provide temporary (30 day) shelter for battered women, some of whom are homeless or at risk of becoming homeless. The shelter has room for approximately 25 women and children. In addition to providing a safe haven for women and their children, staff assists victims in finding counseling, housing, and employment. The Center also provides some supplemental housing income to women with exceptional needs even after they have left the shelter. There are no transitional housing or permanent housing facilities for the homeless in Round Rock. Supportive Services for the Homeless Job training services in Round Rock are offered by the Texas Workforce Center of Williamson County (TWC) and the Texas Rehabilitation Commission 17 (TRC). While neither organization Is designed specifically for the homeless, their services are available for this population. The TWC offers a variety of employment services, including individualized services available for persons with special needs. The center serves a diverse group of people, some of whom are homeless. The TRC provides employment services specifically for the disabled and requires a mailing address from those individuals seeking assistance. While this requirement can be met by homeless individuals simply by using the address of a case worker or of the Salvation Army, the majority of persons served by the TRC have a residence of their own. Case management services are available for homeless persons in Round Rock through a new program begun by Williamson -Bumet Counties Opportunities (WBCO). In this program, funding from a state Emergency Shelter Grant will be used to subsidize housing for the homeless over a period of several months. During this time, WBCO staff assists these persons in establishing sustainable independence. In addition to WBCO's case management efforts, the Williamson County & Cities Health District Social Services Department also attempts to track those individuals who call for assistance and to steer them toward the appropriate service of facility. Child care services for the homeless are available at the Baptist Children's Home. Their Family Cottage Program provides temporary housing (average of four months) for single mothers and children in "crisis." This includes battered women, emotionally troubled women, women in financial trouble, etc. While only a portion of these women are homeless, most are at risk of becoming homeless. In addition to the housing, the Home offers therapist counseling and support groups, even after the family has left the grounds. They currently have the capacity to house 13 families. The Home also offers grocery assistance to families with exceptional needs. 18 Child care services are also available through the Services To At Risk Youth (STARY) program. The STARY program offers counseling and emergency shelter for troubled youth. While this program is not designed to provide child care for the homeless, some of the youth served by this program, particularly In the 13 to 17 year old range, are homeless or at risk of becoming homeless. Substance abuse treatment is available through the Williamson County Council on Drug and Alcohol Abuse in Georgetown. The Council offers alcohol & drug awareness classes; basic drug screening; assessment, evaluation & referral for treatment services; in- school group counseling and parenting education; teacher training; community outreach; and individual counseling. The Council does not offer specific services for the homeless, but does serve individuals who are homeless to some degree through these programs. Mental health care is provided by the Williamson County Mental Health Center at Round Rock. The Center is under the direction of Bluebonnet Trails Community MHMR Center. Center services are provided first to those persons who have required psychiatric hospitalization in the past and to those persons who are at risk of becoming hospitalized for psychiatric treatment because of mental illness. Some of the services offered by the Center include: twenty-four hour screening, assessment, and crisis resolution; multidisciplinary team assessment; crisis stabilization; medical related services; case management services; psychosocial rehabilitation; community based residential programs; supported housing services; limited counseling; and information, referral, coordination with other community service providers. Qualified mental health staff is available on a 24 -hour basis for emergency evaluation and intervention. Although the majority of the Center's patients are not homeless, the Center is available to serve this population and specifically states that no one is refused service due to inability to pay. 19 While no agency or organization exists in Round Rock specifically to provide housing placement services for the homeless, all of the service providers assist in referring those in need to appropriate and available services. Traditionally, housing placement has meant a referral to the Williamson County Crisis Center, the Baptist Children's Home, the Round Rock Housing Authority or other housing options available in Austin, depending on the circumstances. Life skills training for the homeless is available to some degree through all of the service providers in Round Rock, in that the services they provide are intended to address more than the immediate physical needs of their clients. More specifically, the Child and Family Services program offers psychotherapy and counseling, including consumer credit counseling. Again, this program is not designed for the homeless and does not serve as an emergency crisis center. However, the program is available to persons who are homeless. In addition, the Texas Workforce Center of Williamson County provides some services related to financial management and general education, primarily through the welfare to work program. Homeless Sub - Populations Chronic substance abusers can be served through the Williamson County Council on Drug and Alcohol Abuse in Georgetown. The Council offers: Alcohol & Drug Awareness Classes; Basic Drug Screening; Assessment, Evaluation & Referral for Treatment Services; In- school Group Counseling and Parenting Education; Teacher Training; Community Outreach; and Individual Counseling. The Council does not offer specific services for the homeless but does serve individuals who are homeless through the existing programs. Seriously mental ill individuals can be served through the Williamson County Mental Health Center at Round Rock. The Center is under the direction 20 of Bluebonnet Trails Community MHMR Center. Center services are provided first to those persons who have in the past required psychiatric hospitalization and to those persons who because of mental illness are at risk of becoming hospitalized for psychiatric treatment. Some of the services offered by the Center include: Twenty-four hour screening, assessment, and crisis resolution; multidisciplinary team assessment; crisis stabilization; medical related services; case management services; psychosocial rehabilitation; community based residential programs; supported housing services; limited counseling; and information, referral, coordination with other community service providers. Qualified mental health staff is available on a 24 -hour basis for emergency evaluation and intervention. Although the majority of the Center's patients are not homeless, the Center is available to serve this population and specifically states that no one is refused service due to inability to pay. Persons with HIV /AIDS and those dually diagnosed can receive case management services through the Rural AIDS Services Program in Georgetown. The Program provides free anonymous or confidential HIV counseling and testing, case management services, transportation to medical appointments, home health care, medical equipment, and some financial assistance. The Program currently serves 15 persons in Round Rock; five of these clients are dually diagnosed. Of these individuals, seven are disabled, three have substance abuse issues, one has mental health issues, one is a youth and two are victims of domestic violence. The Program anticipates the addition of eight clients in Round Rock over the next year. While none of these individuals is currently homeless, the Program has provided five clients with housing assistance and several are receiving Section 8 assistance. In addition, the medical expenses incurred in treating HIV /AIDS place many of these persons in financial difficulty and at risk of being homeless. 21 The Williamson County & Cities Health District Communicable Disease Services Department offers education, testing, and counseling for HIV at their Round Rock clinic. Those who are HIV+ are referred to a case manager to assist them In obtaining medical care and other services This service is not specifically for the homeless but is available to the public in general. There are no services specifically catering to the needs of homeless veterans in Round Rock. Victims of domestic violence can receive assistance through the Williamson County Crisis Center, which provides temporary (30 day) shelter for battered women. The shelter has room for approximately 25 women and children. In addition, the Crisis Center provides some supplemental housing income to women with exceptional need even after they have left the shelter. Homeless youth can receive assistance through the Services To At Risk Youth (STARY) program. The STARY program offers counseling and emergency shelter for troubled youth. Additional Social Services for the Homeless The Williamson County & Cities Health District Social Services Department provides information and referral services to answer questions and direct people to the resources in the community to meet their needs for services such as medical care, housing, food, dependent care, counseling, employment, support groups, etc. The Round Rock Serving Center operates primarily as a food bank, but also provides monetary assistance for utility and medical bills. In addition, the Serving Center has access to Salvation Army funds to pay for special needs, 22 such as ovemight lodging or bus fare. While the monetary assistance does assist some of the homeless population, the majority of people served by the Serving Center are not homeless; rather, they are low income and perhaps at risk of becoming homeless. Williamson -Bumet County Opportunities (WBCO) provides emergency assistance through programs such as the Emergency Homeless Program, Emergency Crisis Intervention Program, FEMA (Federal Emergency Management Assistance), Comprehensive Emergency Assistance Program, and the Temporary Emergency Relief Program. All emergency crisis programs provide assistance to families encountering situations that could potentially deprive them of housing, utilities, food, medical or general health and safety. Staff members also work with families on budgeting issues. WBCO also operates the Round Rock Neighborhood Center, which offers emergency food and monetary assistance with utilities. The majority of the people served by the Neighborhood Center are low income households who are at risk of becoming homeless. The St. Vincent DePaul Society offers emergency food and limited monetary assistance. As with the Serving Center and Neighborhood Center, the majority of persons seeking assistance from the Society are low income and at risk of becoming homeless, rather than actually being homeless. SPECIAL NEEDS FACILITIES /NON- HOMELESS The following information summarizes the facilities and services available to assist persons who are not homeless but who require supportive housing, including the elderly, frail elderly, persons who are mentally, physically, and 23 developmentally disabled, and persons diagnosed with AIDS and related diseases. Currently, there are 12 private and semi- private units of supportive housing for the elderly and frail elderly available in Round Rock at Altenhelm- Personal Care. This is not a low- income facility, but is the only assisted living housing in the city. Support facilities for the elderly and frail elderly are provided by several organizations: The Volunteer Center offers free lunches and a variety of recreational and healthy activities for seniors. Center lunches and activities are available to anyone who wishes to attend. The Center is a joint program between the City of Round Rock Parks and Recreation Department and WBCO. The Neighborhood Center of Round Rock, also operated by WBCO, provides home - delivered meals for those elderly people who are too ill or frail to come to the Volunteer Center. Commodity foods are also distributed at the Center to income - eligible families. In addition, the Center provides information referral. Staff members respond to inquiries about assistance, complete applications for people who are unable to read and write, arrange transportation, set up appointments and make referrals to appropriate agencies. The Round Rock Adult Day /Health Care center provides day /health care for elderly or handicapped adults. The center provides meals, recreation, exercise, education, transportation for appointments, and other activities of interest. The Center accepts subsidized or private pay clients and is operated by WBCO. 24 Round Rock Caregivers for the Elderly helps persons 60 and older remain independent In their homes by offering services such as transportation for medical appointments and shopping trips. They also have a "CareRinger" program which provides a weekly telephone visit to lonely and isolated persons. In addition, Caregivers offers °handyman° services which provide minor household repairs and yard work. Caregivers is an Interfaith organization and is made up of volunteers from a coalition of area congregations and from the community. There are no income criteria to receive Caregiver service. The Department of Human Services provides a variety of services through the Community Care program. These services include: in -home services assisting with basic household duties, meal preparation and personal care; community-based altemative services providing nursing care in the home; assistance with payments to adult day care; respite care providing short-term relief for primary care- givers; and Medicaid services. All services are income/resource based. The Williamson County Health District Social Services office in Round Rock serves primarily as an information referral resource, but also offers an indigent medical program based on income. There is no supportive housing for the mentally, physically, and developmentally disabled or for persons with AIDS and related diseases. Persons in these circumstances are referred to housing and service options available in Austin. Supportive facilities for the mentally, physically, and developmentally disabled are offered by the Round Rock Adult Day /Health Care center which provides day /health care for elderly or handicapped adults. The center provides meals, recreation, exercise, education, transportation for 25 appointments, and other activities of interest The Center accepts subsidized or private pay clients and is operated by WBCO. The Williamson County Health District Social Services office in Round Rock offers an indigent medical program based on income and provides information referral. The Texas Rehabilitation Commission provides employment services for the disabled and also offers short term medical assistance on an individual basis if the medical needs are work related. The Williamson County Mental Health Center at Round Rock provides a number of services for the mentally disabled, including: Twenty -four hour screening, assessment, and crisis resolution; multidisciplinary team assessment; crisis stabilization; medical related services; case management services; psychosocial rehabilitation; community based residential programs; supported housing services; limited counseling; and information, referral, coordination with other community service providers. Qualified mental health staff is available on a 24 -hour basis for emergency evaluation and intervention. Supportive facilities for persons with AIDS and related diseases are available through the Rural AIDS Services Program in Georgetown. The Program provides free anonymous or confidential HIV counseling and testing, case management services, transportation to medical appointments, home health care, medical equipment, and some financial assistance. The Program currently serves 15 persons in Round Rock; five of these clients are dually 26 BARRIERS AND IMPEDIMENTS TO AFFORDABLE HOUSING The following were identified as barriers and impediments to affordable housing through analysis, surveys and perceptions of the Citizen Advisory Group community needs discussion: • Lack of housing options • Lack of transitional support assistance needed for move - in costs/deposits, particularly in light of credit/debt problems and other "baggage" • Land prices • Lack of community involvement and creativity in problem - solving • Real estate professionals and other members of the community who influence the market and keep housing costs high • Lack of community awareness • NIMBYism; negative neighborhood perceptions regarding low income housing • Resistance from school districts • Inadequate job training with respect to jobs available in Round Rock • Lack of public transportation • Lack of education/illiteracy • HUD regulations requiring public housing to be administered in same manner as private facility; reduction in HUD funding for public housing The City staff and citizens are involved in activities to assess how Round Rock can affirmatively further fair housing. The City of Round Rock currently is 27 revising the City's General Plan. As part of that revision, a Housing Options Workshop Is being conducted July 18, 1998. Citizens involved in this workshop will craft recommended goals for the City to integrate into the General Plan that will be published in late 1998 or early 1999. The City staff also is in the process of rewriting the subdivision ordinance. This process includes review of City development practices and whether there are needed changes to encourage fair and affordable housing. 28 SECTION 2: 1998 -2002 COMMUNITY DEVELOPMENT STRATEGIC PLAN The City of Round Rock is committed to encouraging the development and preservation of services and facilities which improve housing options, increase economic diversification, and improve opportunities for low- and moderate- income citizens. Our challenge is to protect the quality of life Round Rock citizens demand in the face of tremendous growth and change. JUSTIFICATION OF PRIORITY NEEDS ROUND ROCK'S STRATEGIC VISION General priorities for allocating investment were established on the basis of staff analysis; public input from interviews with local caregivers, public hearings and a "round- table" discussion with local social service providers; a general survey of housing and social service needs; and 1990 Census data in conjunction with Community 2020 software. Using information provided by these sources, City staff identified three primary priority categories: housing, community development and economic development. CATEGORY 1: HOUSING Priority: High Increased home - ownership opportunity Is considered a high priority for all households eaming no more than 80 percent of Median Family Income (MFI). As discussed in the Community Profile, over 38 percent of Round Rock households are currently unable to afford the median -level Round Rock home of $114,000. In fact, 80 percent of the MFI fora family of four, roughly $40,000, Is on the cusp of the affordability benchmark (i.e. an income of $40,000 is required to purchase a $114,000 house without paying more than 30 percent of income on home -owner expenses). In addition, of the thirteen census tracts in the Round Rock area, five have actually experienced a decline in median household income (see Table 1-8 on page 11). The continued rise of house prices coupled with declining household Incomes has resulted in fewer home - ownership opportunities for Round Rock households who are currently renting. While rental housing is affordable to a greater number of households than home - ownership, there are still a number of low and very low- income households that are struggling to find affordable rental housing. As noted in the Community Profile, the average two - bedroom/two -bath apartment in Round Rock requires a minimum annual income of $25,680 to be considered affordable. This is slightly higher than 50 percent of MFI for a family of four. For this reason, renters with incomes no more than 50 percent of MFI are considered to have a high need level. According to local social service providers, many of these low - income households are at risk of becoming homeless if their incomes decrease or they experience an increase in expenses. In fact, all of the applicants seeking assistance from the Housing Authority are considered very low- income, with incomes no more than 30 percent of MFI. 2 Of particular concem among renters are elderly households who face rising rental rates while living on a fixed Income. All elderly households with incomes Tess than 80 percent of MFI are considered to have a high need level. As Indicated in the Community Profile, there are only 50 units available for elderly through the Housing Authority and only 68 units available at Trinity Place, Round Rock's only subsidized elderly housing complex. According to the Director of the Housing Authority, °elderly housing Is the most pressing housing need in Round Rock" STRATEGY 1: Home Ownership Assistance Program This program's mission is to help Round Rock working families become homebuyers instead of renters. Strategic objective: Provide down payment/closing cost grant assistance to 10 to 15 LMI working families per year for a total of 50 to 75 over the Five Year period. Compliance with National Objective: Conduct limited clientele activities benefiting low- and moderate - income persons. CDBG- ELIGIBLE ACTIVITIES STRATEGIES TO ADDRESS HOUSING NEEDS Homebuyers Assistance FCFR 570.201(n) Homeownership assistance): CDBG funds will be used to provide direct homeownership assistance to low- and moderate - income households to: (1) Provide up to 50 percent of any down payment required from a low- and moderate - income homebuyer; or (2) Pay reasonable closing costs (normally associated with the purchase of a home) incurred by a low- and moderate - income homebuyer. 3 Program Implementation The City has defined five steps to Initiate the Home Ownership Assistance Program as follows: 1: Conduct Feasibility Study 2: Design Grant program and eligibility criteria 3: Allocate CDBG funds to sub - recipients 4: Notify public of grant availability These activities will be conducted during the last quarter of FY 1998 and through FY 1999 and are discussed in further detail under Project 3 of the Action Plan beginning on page 65. STRATEGY 2: Southwest Round Rock Strategy Area The mission of this strategy is to address an area contiguous to Round Rock's city limits that has deficient infrastructure and declining overall housing stock. The City's goals are: 1. Take wastewater treatment facility off-line. 2. Preserve area for residential use. 3. Provide opportunities for renters to become homeowners 4. Create more senior housing options. 5. Ensure any and all relocations are voluntary based on fair agreements between the developer and owners or tenants. Strategic objective: Enable the redevelopment of approximately 80 acres with 280 senior housing rental units and 200 affordable single- family homes by Program Year 2002. 4 Compliance with National Objectives: Implement activities which ald In the prevention or elimination of slums or blight Potential Eligible Activities Relocation [CFR 570.201(1)1: Relocation payments and other assistance for permanently and temporarily relocated individuals, families, businesses, nonprofit organizations, and farm operations where the assistance is (1) required under the provisions of CFR 570.606 — Displacement, relocation, acquisition, and replacement of housing ; or (2) determined by the City to be appropriate under the provisions of CFR 570.606. Loss of rental income iCFR 570.2010)]: Payments to housing owners for losses of rental income incurred in holding, for temporary periods, housing units to be used for the relocation of individuals and families displaced by program activities assisted under this part. Homebuyers assistance [CFR 570.201(n) Homeownership assistance): CDBG funds might be used to provide direct homeownership assistance to low- and moderate - income households to: (1) Provide up to 50 percent of any down payment required from a low- and moderate - income homebuyer, or (2) Pay reasonable closing costs (normally associated with the purchase of a home) incurred by a low- and moderate - income homebuyer. Public facilities and improvements [CFR 570.201(c)]: • City Water/Wastewater service • Street improvements 5 Acquisition, construction, reconstruction, rehabilitation or installation of public facilities and improvements carried out by the recipient or other public or private nonprofit entities. Such activities may also include the execution of architectural design features, and similar treatments intended to enhance the aesthetic quality of facilities and improvements receiving CDBG assistance. Public facilities and improvements eligible for assistance under this paragraph are subject to the policies in CFR 570.200(b) - Special policies goveming facilities. I Feet o imm MAP 4 -1: SOUTHWEST ROUND ROCK STRATEGY AREA 6 CATEGORY 2: COMMUNITY DEVELOPMENT Priority: High Community development is considered a high priority based on staff analysis of 1990 Census data in conjunction with Community 2020 software and 1997 market research; neighborhood participatory planning sessions; and input from the Round Rock Public Works Department. STRATEGIES TO ADDRESS COMMUNITY DEVELOPMENT NEEDS The City is pursuing two strategies in addressing the needs under community development. The goal of the first strategy is to improve and sustain low- and moderate - income residential neighborhoods in order to have a measurable, long -term impact. The process involves all levels of city govemment as well as outside agencies. The major component of the process is participatory planning sessions to determine what residents perceive to be the strengths and weaknesses of their neighborhood. The second strategy addresses the City's support to social service providers for Round Rock. STRATEGY 1: Neighborhood Revitalization Program From the sources identified above, City staff has determined that certain neighborhoods in Round Rock should undergo a revitalization process. This process entails the identification of community needs through staff analysis and public input, and the allocation of CDBG funding to address those needs. Specific priorities for each neighborhood will be identified during the neighborhood revitalization process. Strategic objective: Conduct at least one Neighborhood Improvement Process each program year and conducting at least one in each of the 7 City's Identified low- to moderate- Income census tracts (see Table 2 -1) by Program Year 2002. Compliance with National Objective: Conduct activities which aid in the prevention or elimination of slums or blight. Eligible Activities Planning and capacity building activities [CFR 570.205(a)(4) Other plans and studies: Planning activities which consist of all costs of data gathering, studies, analysis, and preparation of plans and the identification of actions that will implement such plans. Public facilities and improvements [CFR 570.201(c)1: Acquisition, construction, reconstruction, rehabilitation or installation of public facilities and improvements carried out by the recipient or other public or private nonprofit entities. Such activities may also include the execution of architectural design features, and similar treatments intended to enhance the aesthetic quality of facilities and improvements receiving CDBG assistance. Public facilities and improvements eligible for assistance under this paragraph are subject to the policies in CFR 570.200(b) - Special policies goveming facilities. Neighborhoods qualify for assistance through this process based on staff analysis of income levels and the condition of housing and infrastructure, and based on the willingness of neighborhood residents to participate in identifying community needs and proposing solutions. Neighborhoods within census tracts having a Median Family Income (MFI) no more than 80 percent of the citywide MFI will be given first consideration for the neighborhood revitalization process. 8 LOW/MOD CENSUS BLOCKS NEIGHBORHOOD PRIORITY JUSTIFICATION 205.043 Blessing / Chisholm Valley HIGH Condition of housing/infrastructure 206.021 Old Town Meadows / West Side Addition HIGH Condition of West Side Addition housing / Age of Old Town Meadows 206.022 Old Town HIGH Condition and Age of Old Town housing 207.011 Downtown MEDIUM Condition and Age of Downtown housing 207.013 Rubio HIGH Condition of housing 207.022 Tassey HIGH Condition of housing 207.023 Cushing Center (H.A.) / Trinity Place (202) LOW Primarily subsidized rental property 215.021 Foxfire Apartments / Duplexes LOW Primarily rental property Currently, city staff has identified candidate neighborhoods for the process. These neighborhoods will be given top priority for the neighborhood revitalization process based on the income level threshold of the census blocks in which the neighborhoods are located. Further analysis identified particular reasons each neighborhood could benefit from the Neighborhood Revitalization Program and the priority levels for the neighborhoods. TABLE 2 - 1: ELIGIBLE NEIGHBORHOODS FOR REVITALIZATION PROGRAM STRATEGY 2: Social Services Compliance with National Objective: Implement activities benefiting low- and moderate - income persons on either an area benefit basis or a limited clientele basis. 9 Eligible Activities Public services 1CFR 570.201(e1: Provision of public services (Including labor, supplies, and materials) including but not limited to those concemed with employment, crime prevention, child care, health, drug abuse, education, fair housing counseling, energy conservation, and welfare. To be eligible for CDBG assistance, a public service must be either a new service or a quantifiable increase in the level of an existing service above that which has been provided by or on behalf of the unit of general local government (City of Round Rock) in the 12 calendar months before the submission of the action plan. (An exception to this requirement may be made if HUD determines that any decrease in the level of a service was the result of events not within the control of the unit of general local govemment.) The amount of CDBG funds used for public services shall not exceed 15 percent of each grant. Two important considerations about CDBG support to social services must be emphasized at this point. The first consideration is that the City already provides donations to local social service providers ($182,900 in Fiscal year 1998). The second consideration is that, given the City's allocation of $410,000, the 15 percent limitation allows only $61,500 for public services. Therefore, because the available amount of CDBG for public services is considerably Tess than what the City donated in the past 12 months, CDBG donations to social services will be ineligible until the annual allocation is raised to $1.22 million for the 15 percent available funding to be greater than the City's current donation. Priorities for social service needs were derived primarily from discussions with the local caregivers. These priorities are designated for the homeless and non - homeless in the Continuum of Care: Gaps Analysis and Special Needs/Non- I0 Homeless tables. As noted previously, the figures In the Gaps Analysis Table are estimates only and were not the only factors in determining the need level. Because other factors were considered besides these estimates, the magnitude of the number in the Unmet Need/Gap column may not necessarily correspond with the Relative Priority. In addition to the estimated needs, priorities were derived from personal conversations and group discussions with local service providers in conjunction with a general survey of social service needs. The general consensus regarding homeless needs was to give high priority to emergency shelter, transitional housing and permanent housing. While an accurate count of homeless individuals in Round Rock is virtually impossible to obtain, social service providers are convinced that there are a significant number of homeless persons needing shelter. Currently, Round Rock has no emergency shelter specifically for the homeless. Some transitional units are available though the Baptist Children's Home, but these are reserved only for single mothers in "crisis." The length of the wait list evidences the need for subsidized permanent housing for the Round Rock Housing Authority and the very low- income level of those households on the wait list. High priority was also given to case management services, job training and life skills training. The reason for assigning a high priority to these supportive services is to emphasize the importance of going beyond "hand- outs" and "Band -Aid" solutions and providing useful services over a period of time that help those in need establish sustainable independence. Case management, job training and life skills training all work to achieve this overriding goal. Victims of domestic violence were also given high priority. The feeling among local caregivers was that many of the social service needs stemmed from the problem of domestic abuse. Women fleeing abusive circumstances often find themselves homeless or at risk of becoming homeless and in a precarious 11 financial situation. The objective in assigning high priority to victims of domestic violence is to focus on the source of the problem rather than solely addressing the resulting circumstances. Assistance for homeless veterans was assigned a medium priority based on the number of calls received by local veteran organizations. Although the number of homeless veterans is hard to estimate, the calls for assistance indicate that a need exists. Currently there are no services designated for homeless veterans. Substance abuse treatment was also assigned a medium priority. While substance abuse treatment is available for homeless individuals through the Williamson County Council on Drug and Alcohol Abuse, the need for treatment is significantly greater than the available services. Although the number of homeless persons seeking these services is estimated as a small percentage of the overall population needing substance abuse services, there still appears to be a relatively significant need. Local caregivers also noted that homelessness is often closely associated with alcohol or substance abuse. Similarly, homelessness is also often the result of some degree of mental illness. While mental health care Is a concem for the homeless, the unmet need for mental health care did not appear to be as great as the need for substance abuse treatment. Mental health care was therefore assigned a low priority. Persons with HIV /AIDS were also given a low priority. While Rural AIDS Services Program is not currently serving any homeless persons in Round Rock, local caregivers emphasize that medical expenses incurred in treating HIV /AIDS place many of these persons in financial difficulty and at risk of being homeless. 12 Housing placement was also assigned a low priority. Although no agency or organization exists In Round Rock specifically to provide housing placement services for the homeless, all of the service providers assist in referring those in need to appropriate and available services. In this sense, the need for housing placement is being met. However, because the housing options are extremely limited In Round Rock, the majority of homeless individuals seeking shelter are referred to housing options in Austin. In other words, the need for housing placement is being met primarily by relying on facilities in Austin. In the non - homeless categories, high priority was given to the elderly and frail elderly. While there is currently a variety of services available for the elderly, those caregivers providing these services stress that the demand for services is still great. Because most services are provided by non - profit organizations, the number of available volunteers often limits the availability of these services. There is a particular need for in -home care and visitation. Currently there are only 12 private and semi - private units of supportive housing for the elderly and frail elderly available in Round Rock. These units are unsubsidized and represent the only assisted Irving available in the city. Persons with severe mental illness, persons with alcohol /other drug addiction, persons with HIV /AIDS, persons who are developmentally disabled, and persons who are physically disabled were all assigned a medium priority. The priorities for these non - homeless categories were assigned based on discussions with local service providers and on the actual overall numbers of persons needing and receiving services. Although these populations did not appear to have as great a need for assistance as the elderly, there does appear to be sufficient demand for services to merit a medium priority. 13 Agency Name Title Address CSZ Phone Senior Community Center Pods Atkins Recreation Supervisor 221 E Main Street Round Rock, TX 78664 210-5499 Child and Family Services Judy Sustare Office Manager 1300 N Mays Round Rock, TX 78004 244-3681 Child and Family Services Pat Booker Case Work Supervisor 1300 N Mays Round Rock, TX 78664 244-3681 Child and Family Services Nancy Bolitho Director of Education Services 1300 N Mays Round Rock, TX 78664 244-3681 Texas Workforce Center of Williamson County Janet Girard Career Specialist 2107 N. Mays Round Rock, TX 78664 244 -2267 Round Rock Housing Authority Bruce GM Executive Director PO Box 781 Round Rock, TX 78680 255-9159 WIIDamson County Council on Drug & Alcohol Abuse Kathie Hammon Administrative Assistant PO Box 1279 Georgetown, TX 78627 -1279 930-535 Trinity Place Apartments Diane Hurrtlngham Manager 1203 Cushing Drive Round Rock TX 78664 244 -0366 Texas Rehabirnatlorn Commission Sylvia Johnson Counselor 2000 N. Mays, 9110 Round Rock TX 78684 388 HIV Outreach Kauil Halbert Case Manager PO Box 1616 Georgetown, TX 78827 -1279 930 -4388 Round Rock Caregivers for the Elderly Jeannie McCrea Director 1200 N. Georgetown St Round Rock TX 78664 310 -1060 Williamson County Mental Health Center Vickie Hall Center Director 212 Commerce Round Rock TX 78864 255-4480 Texas Baptist Children's Home Buddy West Director of Operations PO Box 7 Round Rock TX 78680 255-3682 Williamson County Crisis Center Lisa Ferrero Program Director 211 Commerce Blvd., #103 Round Rock TX 78664 255-1212 WGGamson County & Cities Health District Bride Roberts Assistant Director of Social Services 211 Commerce Cove Round Rock TX 78664 248 -3252 Williamson County Social Services Helen Klingensmith 211 Commerce Cove, Ste 109 248 -3252 Round Rock Serving Center Doug Scowden 10 Chisholm Trail #A Round Rock TX 78681 255 -6181 Pathways Community Counseling Ran Amrbrus ter Program Director 2525 WaObrgwood Dr. Austin, TX 78746 327-8018 Youth Options Steve Bewsey Director of Housing 447-5943 Williamson Burnet Counties Opportunities Robert Howard Executive Director PO box 740 Georgetown. TX 78627 930-9011 Round Rock has a number of social service providers offering a wide range of services. Unfortunately, these service providers are often so focused on their own efforts in their particular field of expertise that they lose contact with other local caregivers. Because so many persons in need of social services have a variety of needs requiring a number of different services, the relative isolation of caregivers limits the options available to those in need. Finding the appropriate and available service for persons in need, then, is dependent on the knowledge of each individual caregiver. TABLE 2 -1: ROUND ROCK SERVICE PR 14 Rather than rely on private initiative to create a comprehensive case management organization, and rather than attempting to create a city service devoted to coordinating social services, the City is recommending greater interaction between local social service providers and city staff. During the development of the 1998 Consolidated Plan, city staff and local caregivers participated in a "round- table" meeting to discuss community needs and to assign relative priorities for homeless and non - homeless populations and various service categories. In addition to achieving these goals, the meeting also provided a significant opportunity for networking and interaction among service providers. Because of the successful exchange of ideas and opinions among participants, city staff feels that meetings of this nature should be convened on a regular basis. Additionally, local service representatives participating in these meetings should be given a significant level of influence in determining social service projects sponsored by the city and involving HUD funding. More specifically, the city proposes that a group of local social service representatives be convened on a semi - annual basis to identify the most pressing social service needs in the community. Based on these discussions, this committee will propose feasible projects to address those needs identified by the committee as being the highest priority for the community. The intent of organizing a social services committee is not to have the participants develop detailed action plans for proposed projects, but rather for the committee to provide city staff with guidance as to how best to allocate HUD funding. In this capacity, committee participants will be able to voice their concerns in a meaningful forum that will help direct funding to those areas in the community that need assistance the most. They will also have the opportunity to interact with other caregivers and will be exposed to a wide range of social services operating in the community. 15 City staff will also participate In these meetings, primarily serving as a "sounding board" regarding the feasibility of proposed projects. City staff will also be responsible for organizing the meetings and recruiting participants. The Initial phase in the formation of this committee will involve gauging interest and recruiting participants. City staff anticipates a positive reception given the fact that actual funding will be associated with the committee's activity. However, the limited amount of funding available for social service projects may temper enthusiasm to some degree. While the city would like to empower the committee as much as possible, the feasibility and scope of proposed projects will necessarily be limited to the availability of HUD funding. In other words, the success of the committee, both in terms of participation and results, is directly tied to the city's annual appropriation. Goals for the next five years include: 1. Increased interaction between city staff and service providers; 2. Formation of the Citizen's Advisory Group; and 3. Creation of social service project proposals based on the Group's discussions and recommendations, staff analysis, availability of funding, and the continuing of the City's donations program. CATEGORY 3: ECONOMIC DEVELOPMENT Priority: Medium The City's goal for addressing this category is to expand economic opportunities for low- and moderate - income individuals through enhanced skills training and small business assistance programs. The first -year activities are focused on establishing the capabilities and roles of the Community Development staff. The staff will initiate the program in coordination with the 16 Round Rock Chamber of Commerce and the Community Development Committee. The Committee and the staff will design strategic objectives for each strategy during this Program Year for review and recommendation for Inclusion in the Consolidated Plan. STRATEGIES TO ADDRESS ECONOMIC DEVELOPMENT NEEDS STRATEGY 1: Job creation and business support Conduct community analysis to Identify target businesses and industries that can provide or support economic opportunity initiatives to help low- and moderate- income citizens. Compliance with National Objective: Conduct limited clientele activities benefiting low- and moderate - income persons. Potential Eligible Activities Planning and capacity building activities fCFR 570.205(a)(3)(iii) Economic development: Planning activities which consist of all costs of data gathering, studies, analysis, and preparation of plans and the identification of actions that will implement such plans. Special economic development activities fCFR 570.2031: The City may use CDBG funds for special economic development activities in addition to other activities that may be carried out as part of an economic development project. The City must ensure that the appropriate level of public benefit will be derived before obligating funds. Special economic development activities include: 17 (a) The acquisition, construction, reconstruction, rehabilitation or installation of commercial or industrial buildings, structures, and other real property equipment and improvements, including railroad spurs or similar extensions. Such activities may be carried out by the recipient or public or private nonprofit subrecipients. (b) The provision of assistance to a private for-profit business, including, but not limited to, grants, loans, loan guarantees, interest supplements, technical assistance, and other forms of support, for any activity where the assistance is appropriate to carry out an economic development project. In selecting businesses to assist under this authority, the recipient shall minimize, to the extent practicable, displacement of existing businesses and jobs in neighborhoods. (c) Economic development services in outreach efforts to market available forms of assistance; screening of applicants; reviewing and underwriting applications for assistance; preparation of all necessary agreements; management of assisted activities; and the screening, referral, and placement of applicants for employment opportunities generated by CDBG- eligible economic development activities, including the costs of providing necessary training for persons filling those positions. 18 STRATEGY 2: Job skills Improvement and education To conduct this strategy, the City will Identify opportunities to support skill improvement or educational programs for low- and moderate - income residents. Compliance with National Objective: Implement activities benefiting low- and moderate- income persons on either an area benefit basis or a limited clientele basis. Eligible Activities Planning and capacity building activities (CFR 570.205(a)(3)(iii) Economic development: Planning activities which consist of all costs of data gathering, studies, analysis, and preparation of plans and the identification of actions that will implement such plans. Assistance to institutions of higher leaming [CFR 570.201(0): Provision of assistance by the City to institutions of higher learning when the City determines that such an institution has demonstrated a capacity to carry out eligible CDBG activities. 19 Housing Needs Renter r Small Related 0 - 30% of MFI 31 - 50% of MFI 61 - 80% of MFI Large Related 0 - 30% of MFI 31 -50 %of MFI 51 -80 %of MFI Elderly 0 - 30% of MFI 31 - 60% of MFI 51 - 80% of MFI All Other 0 - 30% of MFI 31 - 50% of MFI 51 - 80% of MFI Need Level Units I rugn 1 Low 'LOW Imp Low 'Low I Hlgn ' Hign 'H1gn 'H1gn ' Low 'None 'Zb '1u I � 11 'TLU 114U '14U I b 'b Iu Estimated $ multiu E::vxnuI� hsi,1,1,1,1,- ti=u2nn- �R' L rlUggAaWM , wuIO1 8 1 1 WPM E IaPAQWlWM ' OZbU,U UU Own 0 - 30% of MFI 31 -50 %of MFI 51 -80 %of MFI (Hign H�gn ' Hugn IOU 'bu IOU I1 14,25U,000 U 1 Community Needs r Anti-Crime Programs Overall Sub - Categories Crime Awareness (051) Eoonomio Dovelopment Infrastructure Overall Sub - Categories Flood Drain Improvements (031) Water /Sewer Improvements (03J) Street Improvements (03K) Sidewalks (03L) Tree Planting (03N) Removal of Architectural Barriers (10) Privately Owned Utilities (11) Planning and Administration Need Level Units Estimated None 0 $0 None 0 so Need Level Units Estimated $ Overall Med 0 $250,000 Sub - Categories Rehab; Publicly or Privately -Owned Commer (14E) None $0 CI Land Acquisition/Disposition (17A) Med $75,000 CI Infrastructure Development (17B) None $0 CI Building Acquisition, Construction, Re (17C) None $0 Other Commercial/Industrial Improvements (17D) None $0 ED Direct Financial Assistance to For -Pro (18A) None $0 ED Technical Assistance (18B) Med $50,000 Micro- Enterprise Assistance (18C) High $125,000 Need Level Units Estimated High 0 $1,200,000 High Med Med High Low None None 0 $500,000 0 $100,000 0 $100,000 0 $400,000 0 $100,000 0 $0 0 $0 Overall Sub - Categories HOME Admin/Planning Costs of PJ (not part (19A) None Planning (20) High General Program Administration (21A) High Indirect Costs (21 B) None Public Information (21C) High Fair Housing Activities (subject to 20% A (21 D) Low Submissions or Applications for Federal P (21E) Med HOME Admin /Planning Costs of PJ (subject (21H) None HOME CHDO Operating Expenses (subject to (211) None Need Level Units Estimated $ High 0 $300,000 $0 $100,000 $100,000 so $100,000 $0 $0 $0 $0 Community Needs (Page 2) Public Fao1 Overall Need Level Units Estimated 0 None 0 $0 Sub - Categories Public Facilities and Improvements (Goner (03) None 0 $0 Handicapped Centers (03B) None 0 $0 Neighborhood Facilities (03E) None 0 $0 Parks, Recreational Facilities (03F) None 0 $0 Parking Facilities (03G) None 0 $0 Solid Waste Disposal Improvements (03H) None 0 $0 Fire Stations/Equipment (030) None 0 $0 Health Facilities (03P) None 0 $0 Asbestos Removal (03R) None 0 $0 Clean -up of Contaminated Sites (04A) None 0 $0 Interim Assistance (06) None 0 $0 Non - Residential Historic Preservation (16B) None 0 $0 Public Scrvioc Need Level Units Estimated 0 High 0 $330,000 Overall Sub - Categories Public Services (General) (05) None 0 $0 Handicapped Services (05B) Med 0 $50,000 Legal Services (05C) None 0 $0 Transportation Services (05E) High 0 $100,000 Substance Abuse Services (06F) Med 0 $50,000 Employment Training (05H) High 0 $50,000 Health Services (05M) Low 0 $40,000 Mental Health Services (050) Low 0 $40,000 Screening for Lead -Based Paint/Lead Hazar (05P) None 0 $0 cnior rrograms Overall Need Level Units Estimated 0 High 0 $200,000 Sub - Categories Senior Centers (03A) Med 0 $80,000 Senior Services (05A) High 0 $120,000 Community Needs (Page 3) outs Programs Overall Sub - Categories Youth Centers (03D) None Child Care Centers (03M) None Abused and Neglected Children Facilities (03Q) None Youth Services (05D) Med Child Care Services (05L) Low Abused and Neglected Children (05N) Med Need Level Unite Estimated $ Med 0 $50,000 0 $0 0 $0 0 $0 0 $20,000 0 $10,000 0 $20,000 Othor Need Level Units Estimated $ None 0 $0 Overall Sub - Categories Urban Renewal Completion (07) None 0 $0 CDBG Non - profit Organization Capacity Bul (19C) None 0 $0 CDBG Assistance to Institutes of Higher E (19D) None 0 $0 Repayments of Section 108 Loan Principal (19F) None 0 $0 Unprogrammed Funds (22) None 0 $0 Continuum of Care: Gaps Analysis - Individuals Beds/Units r Emergency Shelter Transitional Housing Permanent Housing Total Estimated Current Unmet Need/ Relative Needs Inventory Gap Priority 1 .1' ira 191 Iu 1 5 1115 121 L:jim IzU 70 IMign IMmgn IMign Estimated Sub Populations vo S dca Slots nrnatod s Job Training Case Management Substance Abuse Treatment Mental Health Care Housing Placement Life Skills Training 1 1 Isu [1 I5U 1 Is 1 1U Iu IbU fs 1 IZU 1 Iu Iz IMugn IMign IMed ' Low I LOW IMign Chronic Substance Abusers Seriously Mentally III Dually- Diagnosed Veterans Persons with HIV /AIDS Victims of Domestic Violence Youth 11 ft Iu 11u Iu 11UU I1U 1 Iu 1 Iu 1 Ids 1 11u 1u I 10 Io 115 11U IMetl ' Low I LOW I Med I Low IHIgn Continuum of Care: Gaps Analysis - Persons In Families with Children caslun Emergency Shelter Transitional Housing Permanent Housing Total Estimated Current Unmet Need/ Relative Needs Inventory Gap Priority 11U I U CiLi♦ 374 lu 1 1 1 Ilt1a 166 11U 1 LAMM 11ui 1 208 lrtign 1 LilEILMI I I amatoa su Job Training Case Management Child Care Substance Abuse Treatment Mental Health Care Housing Placement Life Skills Training a 111 Om 113 1luu 1 Ib Ib WS Oa Iu put) 1 6 11u Ib i 173 lu 1s !limn lrugn 1 reign lima 1 LoW 1 LoW 'High Estimatcd Sub Population S oca Slots Chronic Substance Abusers Seriously Mentally III Dually- Diagnosed Veterans Persons with HIV /AIDS Victims of Domestic Violence Fsu 113 Iu 12u lu Izuu 1 lu 1 Iu 1 Iu 1 1 1 bb 1 IZu Ili Iu (ZU lu 135 'meta 'Low 1 LOW I meta 'Low 1 HIgn Special Needs/Non- Homeless Sub - Populations r Elderly Frail Elderly Severe Mental Illness Developmentally Disabled Physically Disabled Persons with Alcohol/Other Drug Addiction Persons with HIV /AIDS Priority Need Estimated $ RIVITAID IMign I Mign I lu[ I Imes Imo I mes I TOTAL J7 E_.�,A,1,1,)_ ISSU,uuu s,r�anm— COMPONENT NUMBER OF ACTIVES Community Needs Assessment 6 CDBG Program & Consolidated Plan Process 6 Neighborhood Improvement Process planning sessions 6 Action Plan information discussions and presentations 9 SECTION 3: CITIZEN PARTICIPATION PROCESS PROCESS DESCRIPTION The City began conducting its participation process in January 1998 after receiving official notification of entitlement in late December 1997. The process consisted of four components of involvement and information exchange. These components were community needs assessment, CDBG program and Consolidated Plan process, Neighborhood Improvement Process, and the Action Plan. The city conducted public involvement activities that included public hearings, neighborhood meetings, formal presentations, Advisory Group discussions, surveys, participatory planning sessions, public review and comment of the Consolidated Plan, and individual discussions with interested and concemed citizens. The City also provided information exchanges across the entire media spectrum to include television coverage, newspaper articles and announcements, the City's web page and e-mail, and hard copy availability of planning documents. The public involvement activities for each of the components are as follows: TABLE 3 -1: FISCAL YEAR 1998 CITIZEN PARTICIPATION ACTIVITIES FISCAL YEAR 1998 CITIZEN PARTICIPATION ACTIVITIES LIST 1. Entitlement letter from Saul Ramirez, Community Development Director for HUD - Dec 29, 1997 2. Staff interviews with social service providers to assess community needs Dec- Apr 98 3. Neighborhood Revitalization Program: Participatory planning session #1 - Northeast NIP Jan 29, 1998 4. Northeast NIP planning session #2 Feb 11, 1998 5. Northeast NIP planning session #3 Feb 25, 1998 6. Citizen's Advisory Group (identify community needs) - Mar 5, 1998 7. Northeast NIP planning session #4 Mar 11, 1998 8. Northeast NIP planning session #5 Mar 25, 1998 9. Northeast NIP planning session #6 Apr 8, 1998 10. CDBG program/community needs assessment presentation to City Council - Apr 9, 1998 11. Public Hearing for input on needs analysis - Apr 14, 1998 12. Citizen Advisory Group follow -up Survey Mar 15 - Apr 15 1998 2 13. Round Rock Housing and Social Services Survey - Apr 1998 14. Chisholm Valley Neighborhood Information Meeting on Action Plan Project 2 concept (Southwest Round Rock Redevelopment Area) - Apr 16, 1998 15. Presentation to City Council on Action Plan Project 2 Concept (Southwest Round Rock Redevelopment Area) - Apr 23, 1998 16. Presentation to City Council on Action Plan Project 1 Results (Neighborhood Revitalization Program) - Apr 23, 1998 17. Blessing Neighborhood Information Meeting - May 7, 1998 18.Joint Blessing Neighborhood Representative group /City staff/Round Rock Partners meeting - May 19, 1998 19. Chisholm Valley Neighborhood Association Brainstorming session on Action Plan Project 2 concept - May 21, 1998 20. Chisholm Valley Neighborhood Information Meeting to discuss brainstorming issues - May 26, 1998 21. Presentation to City Council on Consolidated Plan process and Action Plan - May 29, 1998 22.Approximately 200 in- person, telephonic consultations (average length: 30 minutes), and letters with City and Blessing neighborhood residents by City staff - May — July 1998 3 23. Draft Concept Plan for Public Review - June 15 - July 14, 1998 24. Presentation of Consolidated Plan to City Council - June 25, 1998 25.Round Rock West Neighborhood Information Meeting on CDBG Program and Action Plan -June 16,1998 26. Public Hearing on Consolidated Plan - June 25, 1998 27. Public Hearing and City Council Resolution on Consolidated Plan — July 9, 4 1998 FISCAL YEAR 1999 CITIZEN PARTICIPATION PLAN Encouraging Public Participation INTRODUCTION The City of Round Rock Is required by law to have a Citizen Participation Plan which contains the City's policies and procedures for public involvement in the Consolidated Plan process and the use of CDBG money. This Citizen Participation Plan will be available to the public when it goes into effect October 1, 1998. The law requires that our Citizen Participation Plan both provide for and encourage public participation, emphasizing involvement by low and moderate income people - especially those living in low and moderate income neighborhoods. Also, the U.S. Department of Housing and Urban Development (HUD) expects the City of Round Rock to take whatever actions are appropriate to encourage participation of minorities, people who do not speak English, and people with disabilities. Copies of this Citizen Participation Plan, as well as summaries of basic information about CDBG and the Consolidated Planning process are available in the languages of residents who comprise a significant portion of the low- and moderate - income population. Residents needing materials in other languages are encouraged to contact City staff. The Role of Low and Moderate Income People The law declares that the primary purpose of the programs covered by this Citizen Participation Plan is to improve communities by providing: decent housing, a suitable living environment, and growing economic opportunities — all principally for low to moderate income people. The Various Stages of the Consolidated Plan Process The policies and procedures in this Citizen Participation Plan relate to several stages of action mentioned in law or regulation. In general, these stages or events include: 1. Identification of housing and community development needs. 5 2. Preparation of a draft use of funds for the upcoming year, called the proposed Annual Action Plan. Sometimes there might also be the development of a proposed new Five -Year Strategic Plan. 3. Formal approval by elected officials of a final Annual Action Plan or Five - Year Strategic Plan. 4. On occasion during the year, it might be necessary to change the use of the money already budgeted in an Annual Action Plan, or to change the priorities established in the Five -Year Strategic Plan. In that case, a formal Substantial Amendment will be proposed, considered, and acted upon. 5. After a "program year" is complete, an Annual Performance Report must be drafted for public review and comment and then sent to HUD. The Program Year The first Annual Action Plan for the City of Round Rock actually covers activities from January 1, 1998 to September 30, 1999. All program years from then on will start on October 1 and end twelve months later on September 30. PUBLIC NOTICE Items Covered by the Public Notice Requirement There shall be advanced public notice once a federally required document is available, such as the Proposed Annual Action Plan or Five -Year Consolidated Plan, any proposed Substantial Amendment to the Action Plan or Consolidated Plan, and the Annual Performance Report. In addition, there shall be advanced public notice of all public hearings and all public meetings relating to the funds or planning process covered by this Citizen Participation Plan. "Adequate' Public Notice Adequate advance notice is "timely'; it is given with enough lead time for the public to take informed action. The amount of lead time can vary, depending on the event. Specific amounts of time are given for different events later in this Citizen Participation Plan. The content of notices will give residents a clear understanding of the event being announced. 6 Forms of Public Notice 1. a. Public notices will be published in the Round Rock Leader as display advertisements in a non -legal section of the newspaper. 2. Display ads and press releases will also be placed in convenient locations in neighborhoods such as schools, churches, shopping centers, and community centers. 3. Notifications and documents also will be posted on the City's Internet web page 4. Notice will also be given through letters to neighborhood organizations, public housing resident groups, religious organizations and agencies providing services to low- to moderate - income people. 5. Notice will be sent to any person or organization requesting to be on a mailing list. PUBLIC ACCESS TO INFORMATION As required by law, the City of Round Rock will provide the public with reasonable and timely access to information and records relating to the data or content of the Consolidated Plan as well as the proposed, actual, and past use of funds covered by this Citizen Participation Plan. Regarding the past use of funds, the law requires reasonable public access to records about any uses of these funds during the previous five years. Also, as required by law, the City of Round Rock will provide the public with reasonable and timely access to local meetings relating to the proposed or actual use of funds. Standard Documents Standard documents include: D The proposed and final Annual Action Plans. D The proposed and final Five -Year Strategic Plan (the "Consolidated Plan"). D Proposed and final Substantial Amendments to either an Annual Action Plan or the Five -Year Strategic Plan. 7 b. In addition, press releases will be sent to the Austin American Statesman. Annual Performance Reports. The Citizen Participation Plan. Availability of Standard Documents In the spirit of encouraging public participation, copies of standard documents will be provided to the public at no cost and within two working days of a request. These materials will be available in a form accessible to persons with disabilities, when requested. Places Where Standard Documents Are Available Standard documents will be available at the Round Rock Library and the Planning and Community Development (P &CD) Department. These documents also will be posted on -line on the City of Round Rock P &CD web page (httpl/www.ci.round- rock.tx. us /planning/). PUBLIC HEARINGS Public hearings are required by law in order to obtain the public's views and to provide the public with the City's responses to public questions and proposals. The law requires public hearings at all stages of the process, including at least a hearing about community needs, a public hearing to review proposed uses of funds, and a public hearing to assess how funds were spent during the previous program year. (More about these specific hearings is in the sections of this Citizen Participation Plan relating to each of the "stages. ") Access To Public Hearings Public hearings will be held only after there has been adequate notice as described in the Public Notice part of this Citizen Participation Plan, including a display advertisement in the non -legal section of the newspaper 14 days prior to the public hearing. Public hearings will be held at a time and location convenient to most people who might benefit from the use of funds. Public Hearings and Populations with Unique Needs All public hearings will be held at locations accessible to people with disabilities, and provisions will be made for people with disabilities when requests are made at least five working days prior to a hearing. Translators will be provided for people who do not speak English when requests are made at least ten working days prior to a hearing. 8 The Conduct of Public Hearings To ensure that public hearings are meaningful to residents, each public hearing will be conducted in the presence of the Mayor and City Council. Also, each resident choosing to speak will be allowed to make a verbal presentation. Prepared presentations over five minutes must be coordinated with City staff five days prior to public hearing to ensure audio - visual support is available. Presentations will be limited to a maximum of 15 minutes. THE STAGES IN THE PROCESS A. Identifying Needs Because the housing and community development needs of low and moderate income people are so great and so diverse, priorities must be set in order to decide which needs should get more attention and more resources than other needs. This is the basic reason the Consolidated Plan exists. The laws and regulations require a public hearing each year to obtain residents' opinions about needs, and what priority those needs have. In order to encourage public involvement, 2 public hearings will be held to determine the specific needs and priorities identified by low and moderate income people. Public hearings about needs will be completed 60 days before a draft Annual Ac- tion Plan is published for comment, so that the needs identified can be considered by the City and addressed in the draft Annual Action Plan. B. The "Proposed" Annual Action Plan (and /or Five -Year Strategy) The law providing the funds covered by this Citizen Participation Plan calls for improved accountability of jurisdictions to the public. In that spirit and in compliance with the terms of the law, the City of Round Rock will use the following procedures. General Information At the beginning of this stage, the City of Round Rock will provide the public with an estimate of the amount of CDBG funds it expects to receive in the upcoming year, along with a description of the range of types of activities that can be funded with these resources. Also, the public will be given an estimate of the amount of these funds which will be used in ways that will benefit low and moderate income people. The plans of the City of Round Rock to minimize the extent to which low and moderate income people will have to leave their homes as a result of the use of 9 these federal dollars (called "displacement") will also be available at this time. This "anti- displacement plan" will also describe how the City of Round Rock will compensate people who are actually displaced as a result of the use of these funds, specifying the type and amount of compensation. Technical Assistance City staff will work with organizations and individuals representative of low and moderate income people who are interested in submitting a proposal to obtain funding for an activity. All potential applicants for funding are encouraged to contact City staff for technical assistance before completing a proposal form. Availability of a Proposed Annual Action Plan Sixty days after the last public hearing about housing and community development needs, the City of Round Rock will notify the public that a Proposed Annual Action Plan is available. The means of "notice" described earlier in the section on "Public Notice" will be used. Also, the date the Proposed Annual Action Plan is available to the public will be at least 45 prior to the date a Final Annual Action Plan is approved by the Mayor and City Council so that low and moderate income people will have a reasonable opportunity to examine it and to submit comments Copies of the Proposed Annual Action Plan will be made available to the public for free and without delay. In addition, copies will be available at the locations specified above in the section, "Public Access to Information." A summary of the Proposed Annual Action Plan will also be written and provided free of charge to those requesting it. So that low and moderate income people can determine the degree to which they might be affected, they will be provided complete copies of the Proposed Annual Action Plan, containing: all HUD - required sections, the HUD - required Priorities Table, and a written description of all proposed uses of CDBG. At a minimum, this description shall include the type of activity, its location, and the amount of federal money to be allocated to it. Public Hearing and Further Action A public hearing about the Proposed Annual Action Plan will be conducted by the Mayor and City Council 30 days after it is available to the public. In addition, this public hearing will be held so that there are another 14 days before a Final Annual Action Plan is approved by the Mayor and City Council so that the elected officials can consider the public's comments from the public hearing. 10 In preparing a Final Annual Action Plan, careful consideration will be given to all comments and views expressed by the public. whether given as verbal testimony at the public hearing or submitted in writing during the review and comment period. The Final Annual Action Plan will have a section that presents all comments and explains why any comments were not accepted. C. The "Final" Annual Action Plan (and/or Five -Year Strategy) Copies of the Final Annual Action Plan and a summary of it will be made available to the public for free and within two days of a request. In addition, copies will be available at the locations specified above in the section, "Public Access to Information." D. "Amendments" to the Annual Action Plan (and/or Five -Year Strategy) The Final Annual Action Plan will be amended any time there is: a change in one of the Priorities presented on the HUD - required Priority Table; a change in the use of money to an activity not mentioned in the Final Annual Action Plan; or, a change in the purpose, location, scope, or beneficiaries of an activity (described more fully later). The public will be notified whenever there is an amendment. "Substantial" Amendments The following will be considered "substantial" amendments: 1. A change in the use of CDBG money from one activity to another. 2. The elimination of an activity originally described in the Annual Action Plan. 3. The addition of an activity not originally described in the Annual Action Plan. 4. A change in the purpose of an activity, such as a change in the type of activity or its ultimate objective -for example, a change in a construction project from housing to commercial. 5. A meaningful change in the location of an activity. 6. A change in the type or characteristics of people benefiting from an activity. Among the "characteristics" are: 11 a. The HUD - recognized income levels of 0 -30 percent of area median income, between 31 percent and 50 percent of AMI; and between 51 percent and 80 percent of AMI. b. Race or ethnicity. 12 c. Renter or homeowner d. Single households, small ones (two to four persons), large ones (five or more persons). 7. A 20 percent decrease in the number of low or moderate income people ben- efiting from an activity. 8. A change In the scope of an activity such that there is a 20 percent increase or decrease in the amount of money allocated to the activity. Public Notice and Public Hearing for Substantial Amendments There must be reasonable notice of a proposed Substantial Amendment so that residents will have an opportunity to review it and comment on it. Notice will be made according to the procedures described earlier in this Citizen Participation Plan, with the addition of the following procedures specifically for Substantial Amendments: 1. There will be 30 days advance notice of and availability of a proposed Substantial Amendment before there is a public hearing about it. 2. A detailed written description of the proposed Substantial Amendment will be made available to the public at no cost within two working days of a request. Also, copies will be available at the locations indicated earlier in this Citizen Participation Plan under " Public Access to Information." 3. There will be a public hearing regarding the proposed Substantial Amendment conducted by the Mayor and City Council. This public hearing will not take place until the public has had 30 days to review the proposed Substantial Amendment. 4. The public hearing will be held no sooner than two weeks prior to submission to HUD. 5. In preparing a Final Substantial Amendment, careful consideration will be given to all comments and views expressed by the public, whether given as verbal testimony at the public hearing or submitted in writing during the review and comment period. The Final Substantial Amendment will have a section that presents all comments and explains why any comments were not accepted. E. The Annual Performance Report Every year, the City of Round Rock must send into HUD an Annual Performance Report within 90 days of the close of the program year. In general, the Annual Performance Report must describe how funds were actually used and the extent to which these funds were used for activities that benefited low- and moderate - income people. Public Notice and Public Hearing for Annual Performance Report There must be reasonable notice that an Annual Performance Report is available so that residents will have an opportunity to review it and comment on it. Notice will be made according to the procedures described earlier In this Citizen Participation Plan, with the addition of the following procedures specifically for Annual Performance Reports: 1. There will be 30 days advance notice of and availability of an Annual Performance Report before there is a public hearing about it. 2. A complete copy of the Annual Performance Report will be made available to the public at no cost within two working days of a request. Copies will be available at the locations indicated earlier in this Citizen Participation Plan under "Public Access to Information." 3. There will be a public hearing regarding the Annual Performance Report. 4. This public hearing will be conducted by the Mayor and City Council in the interest of public accountability. It will not take place until the public has had 30 days to review the Annual Performance Report. 5. In preparing an Annual Performance Report for submission to HUD, careful consideration will be given to all comments and views expressed by the public, whether given as verbal testimony at the public hearing or submitted in writing. The Annual Performance Report sent to HUD will have a section that presents all comments and explains why any comments were not accepted. Contents of the Annual Performance Report The Annual Performance Report presented to the public will contain at least as much detail as was required by HUD for CDBG Grantee Performance Reports. The Annual Performance Report will have an accounting for each activity in any Action Plan, until an activity is officially "closed -out" with HUD by the jurisdiction. For each activity the details presented will include, but not be limited to: 13 1. Activity Number from the Action Plan. 2. Name of the Activity plus its HUD "Activity Title " with regulation reference. 3. A description of the activity that is In enough detail for the public to have a clear understanding of the nature of the activity. 4. The name of the entity carrying out the activity. 5. The location of the activity. a. Generally, this will be a street address or some other information showing specifically where the activity was (or is) being carried out. b. For public facility activities such as street reconstruction not located at a specific street address, the beginning and ending points of the activity will be indicated. c. For activities claiming to meet the "area -wide benefit test." the location will also include the census tracts and /or block groups making up the service area of the activity. Also, the percentage of low /mod income persons in the service area will be indicated. d. For multifamily housing activities, the address of each building and the number of units in the building both before and after assistance will be given. 6. The description of economic development activities will include the amount of the loan, the interest rate, and the length of the loan. It will also indicate the number of permanent, full -time jobs to be created or retained, with the number of such jobs to be held by or available to low /mod income people indicated in parentheses. The same information will be provided for part-time jobs, stating the number of hours per week the part -time jobs offer. 7. "Float Loan Funded" activities and "Section 108 Loan Guaranteed" activities should be clearly identified as such. 8. The date the activity was initially funded. 9. The "national objective" the activity claims to meet. 10. The status of an activity, such as whether it is completed, underway, or canceled. 14 11. The amount of CPD dollars "budgeted" and the amount "spent." The amount "spent" shall be given for the year, and separately or the life of the activity to date. 12. For public service activities, the amount of money which meets HUD's definition of "unliquidated obligation " will be reported. 13. If "program income" dollars and/or "revolving loan fund" dollars are being used for an activity, this will be indicated. 14. The accomplishments for the activity will be a description of what was actually done, including numerical measures when appropriate, such as number of units of housing rehabbed and number of Individuals or- households served. For economic development activities, the report will show (when applicable) the total number of jobs created or retained, plus the number of these held by or available to low /mod income people. 15. For activities that provide a direct benefit to Individuals or households, the report will show: the number of individuals or households served; the number which were "moderate" income; and the number which were "low" income. COMPLAINT PROCEDURES Written complaints from the public will receive a meaningful, written reply within 15 working days. CHANGING THE CITIZEN PARTICIPATION PLAN This Citizen Participation Plan can be changed only after the public has been notified of any intent to modify it, and only after the public has had a reasonable chance to review and comment on proposed substantial changes to it. THE COMMUNITY ADVISORY GROUP The City of Round Rock will create a Community Advisory Group (CAG) in the spirit of the law, which calls for increased accountability to the public, as well as the encouragement of active participation by low and moderate income people. The CAG is a 10- member body that contributes to public participation by helping to: identify housing and community development needs; establish priorities relating to those needs; propose activities and projects to address high -priority 15 needs; and, suggest the amount of federal, state, and local monies to be allocated to those activities. At any given time, no Tess than 70 percent of the CAG membership shall be comprised of individuals representing low income people and/or organizations which serve low income people. All CAG meetings are open to the public and are advertised as described above in the "Public Notice" section of this Citizen Participation Plan. All CAG meetings will be held at times convenient for lower income people, so that as many people can participate as possible. The CAG will receive quarterly performance updates which shall also be available to the public. Performance updates will be provided to the CAG seven days prior to a quarterly meeting. The CAG will develop recommendations to the Mayor and City Council how to allocate CDBG funds, including "program income " associated with these, monies left unspent and unobligated from the previous program year and any additional (not previously anticipated) federal fund allotments. 16 City Project Description CDBG Activities Amount Project 1: Neighborhood Revitalization Program > Public Facilities and Improvements ($120,000) > Planning and Capacity- building Activities ($120,000) $240,000 Project 2: Economic Opportunities Strategy > Technical and Grant Assistance $50,000 Project 3: Home Ownership Assistance Program > Homeownership Assistance $60,000 Project 4: Establish Office of Community Development > Program Administration $60,000 TOTAL $410,000 SECTION 4: FISCAL YEAR 1998 -99 ACTION PLAN CITY'S INTENT During FY 1998 -99, the City of Round Rock proposes to spend $410,000 in CDBG funds from the 1998 -99 entitlement grant from the U.S. Department of Housing and Urban Development (HUD). The proposed Action Plan consists of projects that implement the 5 -Year Strategic Plan to address the City's priority needs which were identified through staff analysis and citizen participation. The Action Plan is structured into projects that are designed to support the strategies that address the priorities identified in the 5 -Year Strategic Plan. This year's Action Plan consists of four projects that are composed of implementation activities for the City staff to conduct. The Action Plan actually accounts for activities conducted since January, 1998 and activities to be conducted through FY 1999. Table 4 -1 identifies the Action Plan's funding strategy for these projects. Table 4 -1 does not include CDBG eligible activities being conducted by the City in its support to public service agencies from its general fund. TABLE 4-1: FY 1998 CDBG ALLOCATION PLAN 1998 -99 COMMUNITY DEVELOPMENT FUNDING ACTIVITIES Public Facilities and Improvements Northeast Neighborhoods Improvement Process. This activity involves Installing sidewalks and streetlights along streets (see map 4-4) and locations (see map 4-5) identified through the neighborhood improvement planning process the city conducted with citizens in three neighborhoods in northeast Round Rock. Funding Source: CDBG Funding Provided (assuming full funding): $120,000 Program Delivery and Management: Office of Community Development, P & CD Department; Public Works Department; Northeast Neighborhoods Planning Team. Benefit to Residents: Blight prevention in low- to moderate - income neighborhoods 1998 -2002 Strategic Plan Priority: Community Development 1998 -99 Action Plan Project Category: Project 1: Neighborhood Revitalization Affordable Housing Programs Homeownership assistance. This activity involves providing 50% down payment and reasonable closing costs for low- to moderate - income first -time homebuyers. Funding Source: CDBG Funding Provided (assuming full funding): $60,000 Program Delivery and Management: Office of Community Development, P & CD Department; Designated financial institutions. 2 Benefit to Residents: Low- to moderate - income working families capable of making mortgage payments but needing assistance with down payments and closing costs. The program will be applied city-wide. 1998 -2002 Strategic Plan Priority: Housing 1998 -99 Action Plan Proiect Cateaorv: Project 3: Home Ownership Assistance Program Planning and Capacity - Building Activities Neighborhood Improvement Process. Spring 1999. This activity involves conducting the neighborhood improvement planning process with citizens in an eligible neighborhood that lies in an identified low- to moderate - income census tract in Round Rock. Funding Source: CDBG Funding Provided (assuming full funding): $120,000 Program Delivery and Management: Office of Community Development, P & CD Department; Public Works Department; Parks and Recreation Department; Police Department; Neighborhood Planning Team. Benefit to Residents: Blight prevention in low- to moderate - income neighborhoods. 1998 -2002 Strategic Plan Priority: Community Development 1998 -99 Action Plan Project Category: Project 1: Neighborhood Revitalization 3 Special Economic Development Activities Technical Assistance /Grant assistance. These activities provides funding for to support the Community Development Committee which will identify initiatives that will improve opportunities for low- to moderate - income individuals In either training or micro- business (5 or less employees) assistance. Funding Source: CDBG Funding Provided (assuming full funding): $50,000 Program Delivery and Management: Office of Community Development, P & CD Department in conjunction with Chamber of Commerce Benefit to Residents: Economic opportunities for low- to moderate - Income residents. 1998 -2002 Strategic Plan Priority: Economic Development 1998 -99 Action Plan Project Category: Project 2: Economic Opportunities Strategy Public Service Agencies Public Service Agency Funding Program. This program provides funding to specific service agencies in Round Rock. Funding Source: City General Fund Funding Provided (assuming full funding): $182,900 Program Delivery and Management: City Finance Department, Selected service agencies Benefit to Residents: Expanded public services for low- income persons in need. 1998 -2002 Strategic Plan Priority: Community Development 4 Program Administration This activity Involves the oversight and administration of CDBG funds and activities, ensuring compliance with applicable regulations and program effectiveness. The Office of Community Development also provides technical assistance to community -based organizations, conducts neighborhood planning activities, coordinates advisory groups for implementation projects, coordinates public outreach and citizen participation in community development, provides analytical support to community and economic development initiatives, and acts as the staff coordination office for implementation projects and activities. Funding Source: CDBG Funding Provided (assuming full funding): $60,000 Program Delivery and Management: Office of Community Development, P & CD Department. Benefit to Residents: Low- to moderate - income residents, areas, and neighborhoods. 1998 -2002 Strategic Plan Priority: Housing, Community Development, and Economic Development 1998 -99 Action Plan Project Category: Project 4: Establish Office of Community Development FUNDING DISTRIBUTION FOR CDBG ACTIVITIES Figure 4 -1 portrays how Round Rock intends to allocate CDBG funding to implement the Action Plan. This allocation does not include the City's contribution to Public Service Agencies from the General Fund. 5 ❑ Public Improvements (NE NIP) $120,000 ® Affordable Housing (Homebuyer's assistance) $60,000 ❑ Planning /Capacity - building (Spring 99 NIP) $120,000 • Tech/grant Assistance (Economic Opportunities) $50,000 ® Program Admin (Office of Community Development) $60,000 FIGURE 4-1: CDBG BUDGET GEOGRAPHIC DISTRIBUTION OF CDBG FUNDS Map 4 -1 on the following page identifies the City's census tracts where area activities are eligible based on low- to moderate - income designation. Also identified are the locations of activities identified for low- to moderate - income area activities. This Action Plan allocates $240,000 for area specific eligible activities which are manifested in Project 1: Neighborhood Revitalization Program. The blue house on the map identifies the Northeast NIP and the two darkest shades of purple identify the eligible areas for the next NIP. The remaining $170,000 will be applied to city -wide limited clientele activities or for program administration. 6 MEDIAN HOUSEHOLD INCOME BY CENSUS TRACT MN $15,000 to $27,999 ® $28,000 to $39,999 ISM $40,000 to $51,999 $52,000 to $65,000 PROJECT 1: NEIGHBORHOOD REVITALIZATION PROGRAM Mission Statement This Program is designed to improve and sustain low- and moderate - income residential neighborhoods in order to have a measurable, Tong -term impact. The process involves all levels of city govemment as well as outside agencies. The major component of the process is participatory planning sessions to determine what residents perceive to be the strengths and weaknesses of their neighborhood. This list is presented at meetings of City staff to ensure that all departments are aware of the needs of the neighborhood. The Neighborhood team conducts inventories of the priority needs they identify. Needs can include help in establishing or reinforcing neighborhood associations, awareness programs, infrastructure improvements, traffic control measures, or other eligible activities. The assessments produced through the participatory planning process help city departments coordinate the delivery of services to provide the greatest impact. Implementation Activity 2 -1: Northeast Round Rock Neighborhood Improvement Process In January, 1998 the City of Round Rock initiated a stream -lined neighborhood planning process called the Neighborhood Improvement Process (NIP) as part of the Neighborhood Revitalization Program. The NIP area identified as Northeast Round Rock consists of Egger's Acres, Mesa Village and Mesa Ridge neighborhoods. 8 .0 j1 ►1111111111 i upma•1i:1,3:774$: � �1 ► �IIIIIIP p .. m �ig ii ► +11111 r � �i•1 • • % I ► jji f i i l % \1111111 „ .. iir1.g4U Ili ` plll�fi ii�11'r1 �pll rll � 11 1 1 1 ' midi _ �r/l fl fir ` !r r iu V ,,lage 01111111111111V 1111111111 �umlm� . p MAP 4 -2: NORTHEAST NIP STRATEGY AREA Egger's Acres and Mesa Village are in Census Tract 215.03 which is classified Low Income. Mesa Ridge is in Census Tract 215.01 which is classified Low to low- and moderate - income. See Map 4-3 for census tract locations. 9 ❑ <15,000 • 15- 25,000 • 25. 40,000 • 40- 55,000 • 55,000 + FIGURE 4 -1: INCOME DISTRIBUTION OF NORTHEAST NIP STRATEGY AREA FIGURE 4 -2: RESIDENTIAL TENURE OF NORTHEAST NIP STRATEGY AREA The NIP process consisted of six neighborhood meetings held every two weeks in the Round Rock City Council Chambers and televised on the local govemment channel. It is an educational seminar with guest speakers from the various City departments who discuss how their departments address 10 neighborhood issues, answer questions and resolve specific neighborhood concerns brought up in the NIP meetings. Also in this particular NIP, a sidewalk plan (see MAP 4-4), a street lighting plan (see MAP 4-5) and a parks inventory resulted from the process. To develop these plans, the neighborhood residents performed an inventory of these features in their area. They provided the P&CD staff with Information on the existing sidewalks, street lights and park facilities and where they would like to see new sidewalks, street lights and park facilities. PIM IQ 333 3[0 MAP 4 -4: SIDEWALK PROPOSAL FOR NORTHEAST NIP 11 011111 llllllll 'sv MAP 4-5: STREET LIGHT PROPOSAL FOR NORTHEAST NIP City staff created the Geographic Information Systems (GIS) maps that show the existing and proposed features and these issues were addressed at the NIP meetings. The Director of Public Works addressed the sidewalks plan, representatives of TU Electric addressed the street lighting plan and the Director of Parks and Recreation addressed the parks inventory. Finally, City staff is developing a neighborhood self -help guidebook, which will be provided to neighborhood residents who attended the NIP meetings. This provides information on how neighborhood residents can work with the various City departments to resolve neighborhood issues and concems. It provides useful telephone numbers to call to speak with the appropriate City staff. 12 LOW/MOD CENSUS BLOCKS NEIGHBORHOOD PRIORITY JUSTIFICATION 205.043 Blessing / Chisholm Valley HIGH Condition of housing/infrastructure 206.021 Old Town Meadows / West Side Addition HIGH Condition of West Side Addition housing / Age of Old Town Meadows 206.022 Old Town HIGH Condition and Age of Old Town housing 207.011 Downtown MEDIUM Condition and Age of Downtown housing 207.013 Rubio HIGH Condition of housing 207.022 Tassey HIGH Condition of housing 207.023 Cushing Center (HA) / Trinity Place (202) LOW Primarily subsidized rental property 215.021 Foxfire Apartments / Duplexes LOW Primarily rental property Implementation Activity 2 -2: FY 1999 Nelahborhood Improvement Process The City intends to continue the Neighborhood Revitalization Program in the next program year. City Staff has identified eligible neighborhoods throughout the community based on the income level of the census blocks in which the neighborhoods are located. Further analysis identified particular reasons each neighborhood could benefit from the Neighborhood Revitalization Program and the priority levels for the neighborhoods. TABLE 4 -2: ELIGIBLE NEIGHBORHOODS FOR REVITALIZATION PROGRAM 14 I DIAN HOUSEHOLD INCOM BY CENSUS TRACT 515,000 to 527,999 000 to 579,999 000 to 551,999 652,000 to SS65,000 Note: Census Tracts ranging between $15,000 to $39,000 contain eligible neighborhoods MAP 4-6: MEDIAN HOUSEHOLD INCOME BY CENSUS TRACT PROJECT 2: Economic Opportunities Strategy As discussed in the Strategic Plan under Priority 3: Economic Development, the City's goal is to expand economic opportunities for low- and moderate - income individuals through enhanced skills training and small business/ microenterprise assistance programs. Eligible Activities: Microentererise Assistance (1) The provision of assistance either through the recipient (City of Round Rock) directly or through public and private organizations, 15 agencies, and other subreclpients (including nonprofit and for -profit subrecipients) to facilitate economic development by: (i) Providing credit, including, but not limited to, grants, loans, loan guarantees, and other forms of financial support, for the establishment, stabilization, and expansion of microenterprises; (ii) Providing technical assistance, advice, and business support services to owners of microenterprises and persons developing microenterprises; and (iii) Providing general support, including, but not limited to, peer support programs, counseling, child care, transportation, and other similar services, to owners of microenterprises and persons developing microenterprises. (3) Persons developing microenterprises means such persons who have expressed interest and who are, or after an initial screening process are expected to be, actively working toward developing businesses, each of which is expected to be a microenterprise at the time it is formed. (4) Assistance may also include training, technical assistance, or other support services to increase the capacity of the recipient or subrecipient to carry out defined activities. 16 Assistance to Institutions of higher education Provision of assistance by the recipient to institutions of higher education when the grantee determines that such an institution has demonstrated a capacity to carry out eligible activities. Special economic development activities A recipient may use CDBG funds for special economic development activities in addition to other activities which may be carried out as part of an economic development project. The recipient must ensure that the appropriate level of public benefit will be derived before obligating funds under this authority. Special activities do not include assistance for the construction of new housing. Special economic development activities include: (1) The acquisition, construction, reconstruction, rehabilitation or installation of commercial or industrial buildings, structures, and other real property equipment and improvements, including railroad spurs or similar extensions. Such activities may be carried out by the recipient or public or private nonprofit subrecipients. (2) The provision of assistance to a private for-profit business, including, but not limited to, grants, loans, loan guarantees, Interest supplements, technical assistance, and other forms of support, for any activity where the assistance is appropriate to carry out an economic development project. In selecting businesses to assist under this authority, the recipient shall minimize, to the extent practicable, displacement of existing businesses and jobs in neighborhoods. 17 (3) Economic development services In connection with eligible activities including, but not limited to, outreach efforts to market available forms of assistance; screening of applicants; reviewing and underwriting applications for assistance; preparation of all necessary agreements; management of assisted activities; and the screening, referral, and placement of applicants for employment opportunities generated by CDBG - eliglble economic development activities, including the costs of providing necessary training for persons filling those positions. Round Rock's first -year activities are focused on establishing the capabilities and roles of the Community Development staff. The staff will initiate the program in coordination with the Round Rock Chamber of Commerce and the Community Development Committee. The program will be implemented through the following activities: Implementation Activity 2 -1: Staff training in economic development and analysis Implementation Activity 2 -2: Memorandum of Understanding with Community Development Committee Implementation Activity 2-3: Conduct community analysis to identify target businesses and industries that can provide or support to economic opportunity initiatives to help low- and moderate - income citizens Implementation Activity 2-4: Identify opportunities to support skill improvement or educational programs for low /mod income residents 18 PROJECT 3: Home Ownership Assistance This program's mission is to help Round Rock working families become homebuyers instead of renters. Eligible Activities: CDBG funds will be used to provide direct homeownership assistance to low - and moderate - income households to: (1) Provide up to 50 percent of any down payment required from a low- and moderate - income homebuyer; or (2) Pay reasonable closing costs (normally associated with the purchase of a home) incurred by a low- and moderate - income homebuyer. Implementation Activity 3 -1: Conduct Feasibility Study Implementation Activity 3 -2: Select participating financial institutions as sub - recipients Implementation Activity 3-3: Design Grant program, eligibility criteria and allocate CDBG funds 19 0001 Public Facilities and Improvements Infrastructure To use neigborhood infrastructure Improvements to 2 Public Facilities prevent neighborhood blight Northeast Neighborhood Improvement Process involving the Installation of sidewalks and streetlights. Help the Homeless? No Start Date: 10/01/98 Help those with HIV or AIDS? No Completion Date: 07/31/99 Eligibility: 570.208(a)(1) - Low / Mod Area Subreclpient: Local Government Location(s): CT & BG's CT: 021503 BG: 0 County: 48491 U.S. Department of Housing & Urban Development CPD Consolidated Plan Listing of Proposed Projects 03L Sidewalks 570.201(c) CDBG ESG HOME HOPWA ASSISTED HOUSING PHA TOTAL $ 120,000 $ 0 $0 $0 $ o $0 $120,000 Total Prior Funding $ 0 0003 Affordable Housing Program Housing U.S. Department of Housing & Urban Development CPD Consolidated Plan Listing of Proposed Projects Homeownership Assistance providing 50% down payment and reasonable dosing costs for low- to moderate- Income first -tlme homebuyers. Help the Homeless? No Start Date: 10/01/98 Help those with HIV or AIDS? No Completion Date: 07/31/99 Eligibility: 570.208(a)(2) - Low / Mod Limited Clientele Subredpient: Subredpient Private 570.500(c) Location(s): Community Wide 05R HomebuyerpownpaymeM CMG ESG HOME HOPWA Assistance 570.201(e) To help Round Rods working families become homebuyers ASSISTED HOUSING instead of renters and to assist In the provision of 8 Households (General) PHA affordable housing for the elderly. TOTAL Total Prior Funding $ 80,000 $0 $0 $0 $o $o $ 60,000 $0 0005 Planning and Capacity- Building Activities Infrastructure To use neigborhood infrastructure Improvements to 3 Public Facilities prevent neighborhood blight. Neighborhood Improvement Process planning and coordination. Help the Homeless? Help those with HIV or AIDS? No Start Date: 10/01/98 No Completion Date: 07/31/99 Eligibility: 570.208(a)(1) - Low 1 Mod Area Subredplent: Local Govemment Location(s): N/A U.S. Department of Housing & Urban Development CPD Consolidated Plan Listing of Proposed Projects 031 Flood Drain Improvements 570201(c) CDBG ESG HOME HOPWA ASSISTED HOUSING PHA TOTAL $ 120,000 $0 $0 $0 $0 $0 $ 120,000 Total Prior Funding $ 0 U.S. Department of Housing & Urban Development CPD Consolidated Plan Listing of Proposed Projects 0002 Special Economic Development Activities Economic Development To expand economic opportunities for low- and moderate- 10 Businesses Income Individuals through enhanced skills training and small business assistance programs. Technical Assistance/Grant Assistance providing support to the Community Development Committee which will Identify Initiatives that will Improve opportunities for low- to moderate - Income Individuals In either training or micro-business assistance. Help the Homeless? Help those with HIV or AIDS? No Start Date: 10/01/98 No Completion Date: 07/31/99 Eligibility: 570.208(a)(2) - Low / Mod Limited Clientele Subreciplent: Local Government Location(s): Community Wide 18C Micro-Enterprise Assistance CDBG ESG 570.201(0) HOME HOPWA ASSISTED HOUSING PHA TOTAL Total Prior Funding $ 50,000 $0 $0 $0 $ o $0 $ 50,000 $o U.S. Department of Housing & Urban Development CPD Consolidated Plan Listing of Proposed Projects 0004 Program Administration Planning and Administration To establish an Office of Community Development to provide technical assistance to community -based organizations, conducts neighborhood planning activities, coordinates advisory groups for Implementation projects, coordinates analytical support to community and economic development initiatives, and ads as the staff coordination office for implementation projects and activities. Program Administration involving the oversight and administration of CDBG funds and activities. Help the Homeless? Help those with HIV or AIDS? No Start Date: 10/01/98 No Completion Date: 07/31/99 Eligibility: 570.208(c) - Urgent Need Subredpient: Local Govemment Location(s): N/A 21A General Program Administration CDBG ESO 570.208 HOME HOPWA ASSISTED HOUSING PHA TOTAL 5 Organizations Total Prior Funding $ 60,000 $0 $0 $0 $0 $0 $ 80,000 $o SECTION 5: FUNDING SUMMARY FUNDING CATEGORY Salaries/Benefits Contracted Services Materials & Supplies Support to Social Service Providers Capital Outlay SUBTOTALS CITY'S FUNDING MATCH Combination of percentages of FTEs involved In community devel••ment • •,ram 441 ` $50,000 Chamber of Commerce for economic development `$2,200 Production costs for public meetings, rintin_ etc. $182,900 City donations to local car liters '$1,166 Partial purchase of new computer used for community develo • ment $295,618 $1,066,704 Street/drainage Improvements in Egger's Acres during Neighborhood Revitalization Pr. .ram $1,066,704 ad. 'estimated TABLE 5-1: LEVERAGING RESOURCES FOR PROGRAM YEAR 1998 -99 THROUGH SEPTEMBER 1998 1 Funding Sources Entitlement Grant (Includes reallocated funds) CDBG $410,000 ESG $0 HOME $0 HOPWA $0 Total Prior Years' Program Income NOT previously programmed or reported CDBG $0 ESG $0 HOME $0 HOPWA $0 Total Reprogrammed Prior Years' Funds CDBG $0 ESG $0 HOME $0 HOPWA $0 Total $0 Total Estimated Program Income $0 Section 108 Loan Guarantee Fund $0 TOTAL FUNDING SOURCES $410,000 Other Funds City donation Total Submitted Proposed Projects Totals Un- Submitted Proposed Projects Totals $182,900 $41 0,000 $0 $182,900 $410,000 $0 SECTION 6: GRANT MANAGEMENT SYSTEM REQUIREMENTS The City of Round Rock's Fair Housing Administrator is the Director of Planning and Community Development. A copy of Round Rock's Resolution conceming Fair Housing is attached as an Appendix. Copies of other certifications required under 91.225 and submitted to HUD are also included. Other Required Submissions Other submission required by HUD to be included in the One -Year Action Plan attached following Certifications. Presentations /Public Hearings /Citizen Comments A. Comments from Citizen Advisory Committee meeting held at the Chamber of Commerce, 212 E. Main Street, on March 5,1 998. A meeting of local social workers and other caregivers was held to identify and rank community needs. Seventeen representatives from various agencies attended and presented information on services needed. From information received at this meeting, staff prepared a list of housing and social services to be prioritized by need. This survey was made available to the public for comment. B. Presentation to City Council concerning funding to be received from the U.S. Department of Housing and Urban Development for fiscal 1 year 1998 /99 through the Community Development Block Grant (CDBG) grant program on April 9, 1998. Joe Vining, Director of Planning and Community Development, made the staff presentation and explained that the City of Round Rock is designated as an Entitlement City and is allocated $410,000 for Fiscal year 1998 from the CDBG program. This funding is a direct federal grant form the U.S. Department of Housing and Urban Development (HUD) and can be spent upon the City producing a HUD - approved Consolidated Plan. The CDBG program allows for spending in economic development initiatives, infrastructure improvement, housing activities or building rehabilitation. Planning and administrative activities are also eligible expenses The objective is to apply for funding where it benefits low- and moderate - income residents, aids in preventing or eliminating slums and blight, creates jobs, and addresses an urgent community development need such as watedwastewater, streets, drainage or other capital improvements. Funding can be applied city -wide or to a specific area. Mr. Vining explained that the Planning Department will manage the program in accordance with a HUD approved work plan and can successfully accomplish the required tasks to establish the program and acquire funding allocation in October 1998. C. Minutes of the Community Needs Assessment public hearing held at the Council Chambers located at 221 East Ma In Street on Tuesday, April 14, 1998 at 9:00 a.m. A public hearing conceming community needs assessment for the purpose of developing a 5 -Year Consolidated Plan was held on April 14, 1998. 2 At 9:20 a.m the public hearing officially opened. Two citizens attended the hearing. Joe Vining, Director of Planning and Community Development, explained to the citizens how and why the city would receive the $410,000 allocation from HUD. An overview of the Community Development Block Grant objectives was presented, followed by the components of the Round Rock Program: 5-year consolidated plan, public involvement process, grant management system, training, HUD approved work plan. Mr. Vining explained that the consolidated plan would be an assessment of needs identified by a citizens action committee made up of persons from social services and other caregiver organizations. The 5 -year strategic plan will address those needs identified in the public involvement, include a 1 -year action plan, monitoring process, and certifications. Citizen Mario Carlin asked if the money would be used for Round Rock only and the criteria for identifying areas. Mr. Vining confirmed that the funds would be used for Round Rock and then explained how target areas were identified and qualified. There was no further discussion or comments. D. Presentation to City Council on April 23, 1998 conceming the FY 99 CDBG One -Year Action Plan. Joe Vining, Director of Planning and Community Development, made the staff presentation. He explained that the City must complete a Consolidated Plan to acquire its Community Development Block Grant (CDBG) from the U.S. Department of Housing and Urban Development (HUD). The one year action plan is required every fiscal year to acquire the City's annual funding allocation from HUD. 3 He explained to Council that the Action Plan is a description of the activities the City will undertake during the next year to address priority needs in terms of local objectives from the Consolidated Plan. This description of activities will estimate the number and type of families that will benefit from the proposed activities, the specific objectives that will be addressed by the activities using CDBG grant funds during the program year, proposed accomplishments, and target date for completion of the activity. E. Blessing Neighborhood Meeting, Thursday, May 7, 1998 concerning proposed redevelopment. The purpose of this meeting was to address questions and concems of the residents who would be affected by the proposed Southwest Neighborhood Redevelopment and Preservation action. Joe Vining, Director of Planning and Community Development, opened the meeting by explaining what the City would like to see for this area. The plan to annex and redevelop the Blessing area with affordable single family homes, senior citizen housing, and improved infrastructure was met with much opposition by the residents. The developer, Gene Watkins of Round Rock Partners, explained how the redevelopment would benefit the residents and offered to take any interested parties on a tour of a similar development in Austin. Residents of the similar development were present to offer testimony to the benefits of redevelopment. 4 F. Chisholm Valley/Blessing Neighborhood Meeting, Tuesday, May 26, 1998 conceming proposed redevelopment. The purpose of this meeting was to address questions and concerns of the residents of the adjacent Chisholm Valley subdivision who would be affected by the proposed Southwest Neighborhood Redevelopment and Preservation action. Joe Vining, Director of Planning and Community Development, opened the meeting by explaining that this was meant to be an information meeting for Chisholm Valley residents, even though a number of Blessing residents were in attendance. The plan to annex and redevelop the Blessing area with affordable single family homes, senior citizen housing, and improved infrastructure was met with much opposition by the residents. Residents of Chisholm Valley were concerned about the impact the development would have on their property values, the elementary school, the issue of eminent domain, and additional apartments. The perceived inability to get answers to questions posed to Gene Watkins of Round Rock Partners became an issue. Chisholm Valley residents demanded that the City make improvements in their subdivision first, such as sidewalks, before annexing an area and spending CDBG money on unwanted redevelopment. 5 CERTIFICATIONS In accordance with the applicable statues and the regulations goveming the consolidated plan regulations, the jurisdiction certifies that Affirmatively Further Fair Housing - The jurisdiction will affirmatively further fair housing, which means It will conduct an analysis of impediments to fair housing choice within the jurisdiction, take appropriate actions to overcome the effects of any impediments Identified through that analysis, and maintain records reflecting that analysis and actions in this regard. Anti- displacement and Relocation Plan - It will comply with the acquisition and relocation requirements of the Uniform Relocation Assistance and Real Property Acquisition Policies Act of 1970, as amended, and implementing regulations at 49 CFR 24; and it has in effect and is following a residential anti - displacement and relocation assistance plan required under section 104(d) of the Housing and Community Development Act of 1974, as amended, in connection with any activity assisted with funding under the CDBG or HOME programs. Drug Free Workplace - It will or will continue to provide a drug -free workplace by: 1. Publishing a statement notifying employees that the unlawful manufacture, distribution, dispensing, possession, or use of a controlled substance is prohibited in the grantee's workplace and specifying he actions with will be taken against employees for violation of such prohibition; 2. Establishing an ongoing drug -free awareness program to inform employees about - 6 (a) The dangers of drug abuse In the workplace; (b) the grantee's policy of maintaining a drug -free workplace; (c) Any available drug counseling, rehabilitation, and empl9oyee assistance programs; and (d) The penalties that may be imposed upon employees for drug abuse violations occurring in the workplace; 3. Making it a requirement that each employee to be engaged in the performance of the grant to be given a copy of the statement required by paragraph 1; 4. Notifying the employee in the statement required by paragraph 1 that, as a condition of employment under the grant, the employee will - (a) Abide by the terms of the statement; and (b) Notify the employer in writing of his or her conviction for a violation of a criminal drug statute occurring in the workplace no later than five calendar days after such conviction. 5. Notifying the agency in writing, within ten calendar days after receiving notice under subparagraph 4(b) from an employee or otherwise receiving actual notice of such conviction. Employers of convicted employees must provide notice, including position title, to every grant officer or other designee on whose grant activity the convicted employee was working, unless the Federal agency has designated a central point for the receipt of such notices. Notice shall include the identification numbers(s) of each affected grant; 6. Taking one of the following actions, within 30 calendar days of receiving notice under subparagraph 4(b), with respect to any employee who is so convicted - 7 (a) (b) Taking appropriate personnel action against such an employee, up to and including termination, consistent with the requirements of the Rehabilitation Act of 1973, as amended; or Requiring such employee to participate satisfactorily In a drug abuse assistance or rehabilitation program approved for such purposes by a Federal, State, or local health, law enforcement, or other appropriate agency. 7. Making a good faith effort to continue to maintain a drug -free workplace through implementation of paragraphs 1, 2, 3, 4, 5 and 6. Antl- Lobbying - To the best of the jurisdiction's knowledge and belief: 1. No Federal appropriated funds have been paid or will be paid, by or on behalf of it, to any person for influencing or attempting to influence an officer or employee of any agency, a Member of Congress, an officer or employee of Congress, or an employee of a Member of Congress in connection with the awarding of any Federal contract, the making of any Federal grant, the making of any Federal loan, the entering into of any cooperative agreement, ant the extension, continuation, renewal, amendment, or modification of any Federal contract, grant, loan, or cooperative agreement; 2. If any funds other than Federal appropriated funds have been paid or will be paid to any person for influencing or attempting to influence an officer or employee of any agency, a Member of Congress, an officer to employee of Congress, or an employee of a Member of congress in connection with this Federal contract, grant, loan, or cooperative agreement, it will complete and submit Standard Form -LLL, "Disclosure Form to Report Lobbying," in accordance with its instructions; and 8 3. It will require that the language of paragraph 1 and 2 of this anti - lobbying certification be included in the award documents for all subawards at all tiers (including subcontracts, subgrants, and contracts under grants, loans, and cooperative agreements) and that all subrecipients shall certify and disclose accordingly. Authority of Jurisdiction - The consolidated plan is authorized under State and local law (as applicable) and the Jurisdiction possesses the legal authority to carry out the programs for which it is seeking funding, in accordance with applicable HUD regulations. Consistency with plan - The housing activities to be undertaken with CDBG funds are consistent with the strategic plan. Section 3 - It will comply with section 3 of the Housing and Urban Development Act of 1968, and implementing regulations at 24 CFR Part 135. Sldnature/Authorized Official Date Assistant City Manaaer Title 9 -x,91 9 Specific CDBG Certifications The Entitlement Community certifies that: Citizen Participation - It is in full compliance and following a detailed citizen participation plan that satisfies the requirements of 24 CFR 91.105. Community Development Plan - Its consolidated housing and community development plan identifies community development and housing needs and specifies both short -term and long -term community development objectives that provide decent housing, expand economic opportunities primarily for persons of low- and moderate - income. (See CFR 24 570.2 and CFR 24 part 570) Following a Plan - It is following a current consolidated plan (or Comprehensive Housing Affordability Strategy) that has been approved by HUD. Use of Funds - It has complied with the following criteria: 1. Maximum Feasible Priority. With respect to activities expected to be assisted with CDBG funds, it certifies that it has developed its Action Plan so as to give maximum feasible priority to activities that benefit low- and moderate - income families or aid in prevention or elimination of slums or blight. The Action Plan may also include activities which the grantee certifies are designed to meet other community development needs having a particular urgency because existing conditions pose a serious and immediate threat to the health or welfare of the community, and other financial resources are not available; 2. Overall Benefit. The aggregate use of CDBG funds including section 108 guaranteed loans during program year 1999 shall principally benefit 10 persons of low- and moderate - Income in a manner that ensures that at least 70 percent of the amount Is expended for activities that benefit such persons during the designated period; 3. Special Assessments. It will not attempt to recover any capital costs of public improvements assisted with CDBG funds including Section 108 loan guaranteed funds by assessing any amount against properties owned and occupied by persons of low- and moderate - income, including any fee charged or assessment made as a condition of obtaining access to such public improvements. However, if CDBG funds are used to pay the proportion of a fee or assessment that relates to the capital costs of public improvements (assisted in part with CDBG funds) financed from other revenue sources, an assessment or charge may be made against the property with respect to the public improvements financed by a source other than CDBG funds. The jurisdiction will not attempt to recover any capital costs of public improvements assisted with CDBG funds, including Section 108, unless CDBG funds are used to pay the proportion of fee or assessment attributable to the capital costs of public improvements financed from other revenue sources. In this case, an assessment or charge may be made against the property with respect to the public improvements financed by a source other than CDBG funds. Also, in the case of properties owned and occupied by low- and moderate- income (not low - income) families, an assessment or charge may be made against the property for public improvements financed by a source other than CDBG funds If the jurisdiction certifies that it lacks CDBG funds to cover the assessment. 11 Excessive Force - It has adopted and Is enforcing: 1. A policy prohibiting the use of excessive force by law enforcement agencies within its jurisdiction against any individuals engaged In non- violent civil rights demonstrations; and 2. A policy of enforcing applicable State and local laws against physically barring entrance to or exit from a facility or location which is the subject of such non - violent civil rights demonstrations within its jurisdiction; Compliance With Anti- discrimination laws - The grant will be conducted and administered in conformity with title VI of the Civil Rights Act of 1964 (42 USC 2000d), the Fair Housing Act (42 USC 3601- 3619), and implementing regulations. Lead -Based Paint - Its notification, Inspection, testing and abatement procedures concerning lead -based paint will comply with the requirements of 24 CFR 570.608; Compliance with Laws - It will comply with applicable laws. nature /Authorized Official Date Assistant City Manager Title 9/49, 12 APPENDIX TO CERTIFICATIONS INSTRUCTIONS CONCERNING LOBBYING AND DRUG -FREE WORKPLACE REQUIEMENTS: A. Lobbying Certification This certification is material representation of fact upon which reliance was placed when this transaction was made or entered into. Submission of this certification is a prerequisite for making or entering into this transaction imposed by section 1352, title 31, U.S. Code. Any person who fails to file the required certification shall be subject to a civil penalty of not less than $10,000 and not more than $100,000 for each such failure. B. Drug -Free Workplace Certification 1. By signing and/or submitting this application or grant agreement, the grantee is providing the certification. 2. The certification is a material representation of fact upon which reliance is placed when the agency awards the grant. If it is later determined that the grantee knowingly rendered a false certification, or otherwise violates the requirements of the Drug - Free Workplace Act, HUD, in addition to any other remedies available to the Federal Govemment, may take action authorized under the Drug -Free Workplace Act 3. For grantees other than individuals, Altemate 1 applies. (This is the information to which jurisdictions certify). 13 4. For grantees who are individuals, Alternate II applies. (Not applicable jurisdictions. 5. Workplaces under grants, for grantees other than Individuals, need not be identified on the certification. If known, they may be identified in the grant application. If the grantee does not identify the workplaces at the time of application, or upon award, if there is no application, the grantee must keep the identity of the workplace(s) on file in its office and make the information available for Federal inspection. Failure to identify all known places constitutes a violation of the grantee's drug -free workplace requirements. 6. Workplace identifications must include the actual address of buildings (or parts of buildings) or other sites where work under the grant takes place. Categorical descriptions may be used (e.g., all vehicles of a mass transit authority or State highway department while in operation, State employees in each local unemployment office, performers in concert halls or radio stations). 7. If the workplace identified to the agency changes during the performance of the grant, the grantee shall inform the agency of the change(s), if it previously identified the workplaces in question (see paragraph 5). 8. The grantee may insert in the space provided below the site(s) for the performance of work done in connection with the specific grant: 14 Place of Performance (Street address, city, county, state, zip code) Check _ if there are workplaces on file that are not identified here; The certification with regard to the drug free workplace required by 24 CFR part 24, subpart F. 9. Definitions of terms in the Nonprocurement Suspension and Debarment common rule and Drug -Free Workplace common rule apply to this certification. Grantees attention is called, in particular, to the following definitions from these rules: "Controlled substance" means a controlled substance in Schedules I through V of the Controlled Substance Act (21 U.S.C. 812) and as further defined by regulation (21 CFR 130811 through 1308.15); "Conviction" means a finding of guilt (including a please of nolo contendere) or imposition of sentence, or both, by any judicial body charged with the responsibility to determine violations of the Federal or State criminal drug statutes; "Criminal drug statue" means a Federal or non - Federal criminal statue involving the manufacture, distribution, dispensing, use, or possession of any controlled substance; 15 °Employee° means the employee of a grantee directly engaged in the performance of work under a grant, including: (i) All 'direct charge" employees; (ii) all "indirect charge" employees unless their impact or involvement is insignificant to the performance of the grant; and (iii) temporary personnel and consultants who are directly engaged in the performance of work under the grant and who are on the grantee's payroll. This definition does not include workers not on the payroll of the grantee (e.g., volunteers, even if used to meet a matching requirement consultants or independent contractors not on the grantee's payroll; or employees of subrecipients or subcontractors in covered workplaces.) 16 Application for Federal Assi 2. Date Submitted 07/15/98 Applicant Identifier 484874 1. Type of submission: Application: Non - Construction 'reaPPitcalom Non - Construction 3. Date Received by State State Application Identifier 4. Date Received by Federal Agency Federal Identifier 5. Applicant Informal= Legal Name City of Round Rock Organizational Unft Deparbnent of Planning and Community Developm Address 221 East Main Street Round Rock, TX 78664 Williamson Contact Tim Jenkins 512- 218.6421 8. Employer Identification Number (EIN): 74-601748 7. Type of Applicant Municipal 8. Type of Application: Type: New 9. Name of Federal Agency: Department of Housing and Urban Development 10. Catalog of Federal Domestic Assistance Number. Catalog Number. 14-21, 0 Assistance Title: 11. Descriptive Title of Applicant's Project City off Rock Community Development Block Grant 12. Areas Affected by Project City 13. Proposed Project 14. Congressional Districts of Start Date 10/01/98 Start Date 07/31/99 a. Applicant 21 I b. Project 21 15. Estimated Funding: 18. Is Application Subject to Review by State Executive Order 12372 Process? Review Status: Program not Covered a. Federal $410,000 b. Applicant $182,900 c. State 50 d. Local 17. Is the Applicant Delinquent on Any Federal Debt? No e. Other 50 1. Program Income $U g. Total $ 592,900 18. To the best of my knowledge and beef, all data in this apptcatton/preapplicaton are true and correct, the document has been duly authorized by the governing body of the applicant and the applicant w0 comply wlh the attached assurances if the assistance is awarded. a. Typed Name of Authorized Representative I Robert Bennett b. Title City Manager c. Telephone Number 512 - 218-5402 d. Sign of A Representative e. Date Signed 09/18/98 Application for Federal Assi DATE: July 6, 1998 SUBJECT: City Council Meeting - July 9, 1998 ITEM: 13.A.1. Consider a resolution authorizing the Mayor to submit the Consolidated Plan to the U.S Department of Housing and Urban Development The Consolidated Plan describes housing needs and market conditions, sets out a five year strategy that establishes priorities for meeting those needs, identifies available resources, and establishes a one year action plan that outlines the intended uses of annual Community Development Block Grant (CDBG) allocation. Staff Resource Person: Joe Vining, Planning Director.