R-99-11-09-10C4 - 11/9/1999RESOLUTION NO. R- 99- 11 -09- I
A RESOLUTION BY THE CITY COUNCIL OF THE CITY OF ROUND ROCK
( "CITY ") REQUESTING FINANCIAL ASSISTANCE FROM THE STATE
INFRASTRUCTURE BANK IN AN AMOUNT NOT TO EXCEED
$ r3 AUTHORIZING THE FILING OF AN APPLICATION FOR
FINANCIAL ASSISTANCE; AND MAKING CERTAIN FINDINGS IN
CONNECTION THEREWITH.
WHEREAS, the City Council of the City hereby finds and
determines that there is an urgent need for the City to construct
improvements to the City's transportation system, and
WHEREAS, such capital improvements cannot be reasonably financed
unless financial assistance is obtained from the State Infrastructure
Bank, and
WHEREAS, the City Council now desires to request financial
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assistance in an amount not to exceed $)3,79a,000., Now Therefore
BE IT RESOLVED BY THE COUNCIL OF THE CITY OF ROUND ROCK, TEXAS,
Section 1. An application to the State Infrastructure Bank is
hereby approved and authorized to be filed with the State
Infrastructure Bank seeking financial assistance in an amount not to
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exceed $13 2 to provide for the costs of construction of
improvements to the City's transportation system.
Section 2. The Mayor is hereby designated as the authorized
representative of the City for purposes for furnishing such information
and executing such documents as may be required in connection with the
preparation and filing of such application for financial assistance and
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with complying with the Rules of the State Infrastructure Bank.
Section 3. The following firms and individuals are hereby
authorized and directed to aid and assist in the preparation and
submission of such application and appear on behalf of and represent
the City before any hearing held by the State Infrastructure Bank on
such applications, to wit:
Mr. Garry Kimball
First Southwest Company
98 San Jacinto Blvd., Suite 370
Austin, Texas 78701
The City Council hereby finds and declares that written notice of
the date, hour, place and subject of the meeting at which this
Resolution was adopted was posted and that such meeting was open to the
public as required by law at all times during which this Resolution and
the subject matter hereof were discussed, considered and formally acted
upon, all as required by the Open Meetings Act, Chapter 551, Texas
Government Code, as amended, and the Act.
RESOLVED this 9th day of November, 1999.
ST: City of Round Rock, Texas
•
LAND, City Secretary
2
1
ROBERT A. STLUKA,WR., Mayor
Project Name:
Draft
Section I - Application Information
Applicant Name: Round Rock Transportation System Development Corporation
IRS Employer ID #:
Business Address: 221 East Main Street, Round Rock, Texas 78664
Business Phone: 512- 218 -5400 Business Fax: 512 - 218 -5442
Contact Person(s):
Contact's Phone: Contact's Fax:
SIB99a.doc
The City is requesting $ in SIB loan assistance. Loan terms have been detailed
below, subject to approval by TXDOT:
The $ in requested assistance represents roughly % of the $
total cost of transportation projects in the City's Transportation Master Plan which are currently in
the planning stage. The City proposes to fund its % share of such total transportation projects
with remaining 4B Sales Tax revenues, after SIB Loan payments. Descriptions of these City -
funded transportation projects and associated estimated costs have been included as an
attachment. The proposed structure of the SIB Loan is critical to the City insofar as these cash
funded projects are concerned. The SIB Loan would enable the City to maximize its 4B Sales
Tax revenues by freeing -up vital cash over the next several years, giving the City the ability to
address a larger number of important regional traffic concerns. (Tom Word to further develop)
Security for the Loan is proposed to be a lien against the City's 4B Corporation Sales Tax
revenue. The City's 4B Corporation is legally authorized to pledge the revenues derived from the
levy of a 1/2 cent Sales Tax as security for a loan entered into to construct transportation projects.
This specific revenue source is currently unencumbered. The City would propose that additional
debt of identical priority only be allowed to the extent that a 1.5:1 debt service coverage ratio
could be demonstrated (standard provision for Sales Tax Revenue Bonds).
Section II - Financial Information
Amount $
Weighted Average Maturity : 12.979 Years
Final Payment: 20 Years from 1 s` Draw
Interest Rate: 4.25%
First Interest Payment: Within 1 Year of l Draw
Interest Payment Frequency: Annual
First Principal Payment: Within 3 Years of 1st Draw
Amortization of Principal: Structured to Achieve Equal Total Principal
And Interest Between Years 4 and 20 (equates
to approximately $ per year for years
1 -3 and $ per year for years 4 -20
- please see attached estimated Debt Service
Schedule)
Prepayment Option: Prepayable Anytime without Penalty
Reserve Funds: City will maintain a minimum of $650,000 in
Sales Tax Reserves (current balance: $650,000)
through Final Maturity of the SIB Loan
Project cost estimates have been provided below:
Turnaround Lanes at IH- 35/1325 S3,175,000
US79 Improvements (phase I) 2,550,000
US79 Improvements (phase II) 4,400,000
South Mays Street Improvements 3,307,000
Total $13,432,000
S[B99a.doc
Section II - Financial Information, continued
As the City has no currently outstanding Sales Tax secured debt, there is no bond rating utilizing
the proposed pledged revenue. The City's General Obligation bond ratings were last reviewed in
June, 1998 and assigned as follows:
Half -Cent Sales Tax revenues of the 4B Corporation for the fiscal year ended 9/30/99 are
$6,722,247. This would be the revenue available and pledged as security for the proposed SIB
Loan, which would have a first estimated payment due of $ ( times coverage).
By 9/30/2004, revenue for the year is anticipated to reach $7,781,016, which would compare to a
maximum SIB loan payment of $ ( times coverage). Schedules showing
historical Sales Tax collections and projected 1/2 cent 4B Corporation Sales Tax revenues have
been included as attachments. As a reference, a recent insured Sales Tax Revenue Bond sold for
the City of DeSoto's 4B Corporation was rated AAA by Standard & Poors. This particular bond
issue had a debt service coverage ratio of 1.41 and an additional bonds test of 1.4 times maximum
annual debt service.
SIB99a.doc
Moody's Aa3
Standard & Poors AA-
Section III — Project Information
Description of project and its need including the potential impact on traffic
congestion and mobility.
A preliminary design study is to be provided which includes:
SIB99a.doc
• an initial route and potential alignments
• the project's logical termini and independent utility
• the location of all right -of -way, facilities and equipment required to make the project
functional
• revisions or changes to state highway system facilities necessitated by the project
I certify that:
The project sponsor has the authority to request and incur the debt described in this
application, and upon approval, will enter into contract for the repayment of any financial
assistance granted by the State Infrastructure Bank.
The preliminary requirements have been completed as specified by the State Infrastructure
Bank, and the project sponsor will comply with all applicable state and federal regulations
and requirements.
To the best of my knowledge all information contained in this application is valid and
accurate and the submission of this application has been authorized by the governing body
of the undersigned jurisdiction.
SIB99a.doc
Section IV — Statement of Acknowledgment and Certification
Signature Date
Print or Type name Title, Jurisdiction
DATE: November 5, 1999
SUBJECT: City Council Meeting — November 9, 1999
ITEM: 10.C.4. Consider a resolution authorizing the submittal of a loan
application to the State Infrastructure Bank for funding
transportation improvements. Staff Resource Person (s): David
Kautz, Finance Director and Tom Word, Traffic Engineer.