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CM-09-08-152ROUND ROCK, TEXAS PURPOSE. PASSION. PROSPERITY. Mayor Alan McGraw Mayor Pro -Tem Joe Clifford Councilmembers Rufus Honeycutt George White Carlos T. Salinas John Moman Kris Whitfield City Manager James R. Nuse, P.E. City Attorney August 4, 2009 ECHO -WEB USER ACCESS AUTHORIZATION AND CERTIFICATION (Si;: . ► e of Authorizing Official) Date This is to certify that the above is the signature of: James R. Nuse, P.E. City Manager (Type Name) (Title) City of Round Rock 74-6017485 — (Name of Recipient Organization) (Tax Identification Number) Who is duly authorized to approve payment requests submitted to the Federal Transit Administration on behalf of City of Round Rock (name of organization). There has not been a change in the signatory authorizing official for this ECHO Control Number 69086148 (enter ECN). In addition, Laurie Born (Name of Contact Person) is authorized to receive an ECHO User -ID for View only access (performs inquiries only). In addition, Elaine Wilson (Name of Contact Person) is authorized to receive an ECHO User -ID for Update access (performs draw -downs). In addition, Lynn Olsen (Name of Contact Person) is authorized to receive an ECHO User -ID for Update access (backs up primary draw -down person). tL (gnatur Si Recipient �f Recpent Org zataon Official) Cheryl Delaney, Finance Director Stephan L. Sheets (Typed Name and Title) Date CITY OF ROUND ROCK FINANCE DEPARTMENT, 221 East Main Street • Round Rock, Texas 78664 Phone 512.218.5400 • www.roundrocktexas.gov Ukrocvoilsa. ECHO Web User Change / Modify Form Organization Name: ?,>' d/ /f42De� Note: To complete thea_ ECN: 4. 0'6 /7if Authorizing Official signature: User Names to Remove r Names to Add User Access Types Name of User to Remove: ehefy/ ZDe/ars�/ Name of User to Add: Lauf,/ e' °i%/7 Type of Access: Inquiry: Update: El / Name of User to Remove: Name of User to Add: Type of Access: Inquiry: E Update: ❑ Name of User to Remove: Name of User to Add: Type of Access: Inquiry: E Update: ❑ Authorizing Names to Remove. Authorizing Names to Add Authorizing Access Types Authorizing Official Name to Remove: Authorizing Official Name to Add: Type of Access: Inquiry: Li No Access: 11 _ ve orm, either type or handwrite the information. If typing the information, the check boxes can be shaded instead of checked Instructions for ECHO -Web Registration Change/Modify Forms This form should be used to change or modify users who currently have access to the system, add new users to the system and delete existing users from the system. It should also be used for modification of the Authorizing Official. Please note that if a contact person is being added, the limit of three users (one with view only access and two with update access) still applies. When adding a new user or Authorizing Official with ECHO access, a User Access Request form and a Rules of Conduct form for each new user must be provided with this form. If adding an Authorizing Official with "No Access", then a new Authorization and Certification form is required with this form. (The Authorization and Certification form can be obtained from the ECHO Web manual online). If replacing an Authorizing Official, then the new Authorizing Official must sign this form where designated. NOTE: Forms may be faxed to the attention of ECHO -Web at 202-493-2935, emailed to echo_web@fta.dot.gov, or sent through the mail to: Federal Transit Administration Office of Financial Systems (E54-455) AWN: ECHO Web 1200 New Jersey Ave, SE Washington, DC 20590 ECHO User Change/Modify Rev 2.0 08 APR 2008 ECHO Recertification ' / �j User Access ‘,ECN# 9a1�j/AA 1. USER INFORMATION L z Pie.. .00/1r2 ,s'i —4?/ —0ZY 76 &a —J'/ —.330/ First Name Mil 'Last Name 'Office Phone No. FAX Phone No. /j � Gender M {�F/(Optional) l�^I%(,�,i i�s C�oo/1/inaJor Mom@ro o id rock, fir, as 'Title *Email Address eii- ai to zei!d 12o('' i 7y *Orgapazation Name 'Mailing Address (Street Number, City, State and ZIP Code) /�%�, c.?fh -- a / , �- t1.Gl Z'% S->L All fields marked with an * must be completed to establish the user account in ECHO Web. The form will be return if any • field is left blank. kipaitd le D e.,6l %x 7RZ z/Ya2ii.Z. 11. ACCESS TYPE - CHECK ONLY ONE (1) BOX BELOW UPDATE - User can initiate a request for funds--i.e. "draw-down" against availability funding. INQUIRY - User can view and perform inquiries, but is not allowed to perform updates. 111. AUTHORIZING OFFICIAL MUST COMPLETE-THIS SECTION ` june,,S iZ . /Tif 1145E 12, Cjty za er- '(Au I *Official Printed Name) '(Title) e . q- . ci � (A Official Signature) *(Date Signed)� L 5e a !.e td f 08e , i • 1e.5 L516?— , /f .— ,L5'S4).2 'Email Address JUSTIFICATION FOR USER ACCESS: (Provide brief explanation of why this individual *Office Phone Number needs access to ECHO Web). er,Ly C/'af?iS &m fa fir, Information collected used to recertify ECHO Web users. IV. TO BE COMPLETED BY THE OFFICE OF FINANCIAL SYSTEMS (TBP-40) Date: ECHO Web System Administrator (signature) Date: FTA Security ECN Number: User Name: Suspend User: Administrator (signature) Comments: ECHO -WEB System Rules of Conduct I understand that the ECHO -Web system is an official U.S. Federal Government web based application, and that my signature below expressly gives assurance that I will comply with all U.S. Federal Government and Department of Transportation (DOT) regulations, policies, and procedures governing the protection, handling, processing, transmission, distribution, and destruction of sensitive unclassified information utilized by the ECHO -Web system. I understand that the Department of Transportation monitors the ECHO -Web site to ensure that all users comply with U.S. Federal Government information system security guidelines for the protection of the Federal computer resources. I also understand that by using the ECHO -Web, I expressly consent to such monitoring activities. I understand that I must not knowingly introduce malicious code into the ECHO -Web system or the network in which it resides. I understand that doing so may subject me to criminal prosecution under the Computer Fraud and Abuse Act of 1984, as amended codified at section 1030 of Title 18 of the United States Code, or other applicable criminal laws. I understand that attempts to defeat or circumvent the ECHO -Web system or the network in which it resides, use either for other than the intended purposes for which I have been granted access rights, deny service to authorized users, obtain, alter, damage, or destroy information, or otherwise interfere with the ECHO -Web system or its operation is prohibited. I also understand that evidence of such acts will be disclosed to law enforcement authorities and may result in criminal prosecution under the Computer Fraud and Abuse Act of 1984, as amended codified at section 1030 of Title 18 of the United States Code, or other applicable criminal laws. I understand that I am required to protect all initial passwords issued to me, and those, later created by me for the purpose of accessing the ECHO -Web system. I understand that the sharing and disclosure of passwords, or the use of another user's identification code (ID) is prohibited. I also understand that I am required to change my password whenever prompted by the system, and whenever I suspect that my password may have been compromised. In addition, I understand that I am prohibited from embedding my password in log -on scripts. That is, I must respond "no" when asked by the system whether I wish to save my password in the login screen. I understand that I am required to immediately report all security incidents, including any breach of appropriate system use by another ECHO -Web user, discovery of computer viruses or errors in ECHO -Web system to the Federal Transit Administration promptly. I understand that I am required to immediately notify the Federal Transit Administration when I no longer require access to the ECHO -Web system. I understand that failure to comply with any of the above security requirements could result in the Toss of system privileges and/or criminal penalties under law. L&(/'/e 2'4"),(1/2 Printed Name ECHO Recertification User Access ECN # 1p 10,1? 6%71g I. USER INFORMATION First/ir7N me �H lleOf,U?7lQ.fi7L *Title • *Org. M/I ova -a/Y-,5137 ,.5/42-J1/-, 34' *Last Name *Office Phone No. /G '/ poteid-roe , /i. 2.5 *Email Address zation Name *Mailing Address (Street Number, City, State and ZIP Code) c7ZR/ foto 4an,fr, i 7f -/?1 FAX Phone No. Gender M /(Optional) All fields marked with an " must be completed to establish the user account In ECHO Web. The fon» will be return 1f any * field Is left blank. IL ACCESS TYPE - CHECK ONLY ONE (1) BOX BELOW UPDATE - User can initiate a request for funds--i.e. "draw -down" against availability funding. INQUIRY - User can view and perform inquiries, but is not allowed to perform updates. 111. AUTHORIZING OFFICIAL MUST CO PULITE THIS SECTION a7/2015 /. /65e e . 1 �. (Auth, izin. Official Printed Name) (A Official Signature) I1 ase rowd r'oc'k, tx. des *Em I Address *(Title) C/may kuictier *(Date Signed) *Office Phone Number JUSTIFICATION FOR USER ACCESS: (Provide brief explanation of why this individual needs access to ECHO Web). Iv. Information collected used to recertify ECHO Web users.o46yj fa - /,,r 1 ptfie ,5 TO BE COMPLETED BY THE OFPIC! OF FINANCIAL SYSTEMS (TBP -40) ECHO Web System Administrator (signature) FTA Security Administrator (signature) ECN Number: User Name: Suspend User: Date: Date: Comments: ECHO -WEB System Rules of Conduct I understand that the ECHO -Web system is an official U.S. Federal Government web based application, and that my signature below expressly gives assurance that I will comply with all U.S. Federal Government and Department of Transportation (DOT) regulations, policies, and procedures governing the protection, handling, processing, transmission, distribution, and destruction of sensitive unclassified information utilized by the ECHO -Web system. I understand that the Department of Transportation monitors the ECHO -Web site to ensure that all users comply with U.S. Federal Government information system security guidelines for the protection of the Federal computer resources. I also understand that by using the ECHO -Web, I expressly consent to such monitoring activities. I understand that I must not knowingly introduce malicious code into the ECHO -Web system or the network in which it resides. I understand that doing so may subject me to criminal prosecution under. the Computer Fraud and Abuse Act of 1984, as amended codified at section 1030 of Title 18 of the United States Code, or other applicable criminal laws. I understand that attempts to defeat or circumvent the ECHO -Web system or the network in which it resides, use either for other than the intended purposes for which I have been granted access rights, deny service to authorized users, obtain, alter, damage, or destroy information, or otherwise interfere with the ECHO -Web system or its operation is prohibited. I also understand that evidence of such acts will be disclosed to law enforcement authorities and may result in criminal prosecution under the Computer Fraud and Abuse Act of 1984, as amended codified at section 1030 of Title 18 of the United States Code, or other applicable criminal laws. I understand that I am required to protect all initial passwords issued to me, and those, later created by me for the purpose of accessing the ECHO -Web system. I understand that the sharing and disclosure of passwords, or the use of another user's identification code (ID) is prohibited. I also understand that I am required to change my password whenever prompted by the system, and whenever I suspect that my password may have been compromised. In addition, I understand that I am prohibited from embedding my password in log -on scripts. That is, I must respond "no" when asked by the system whether I wish to save my password in the login screen. I understand that I am required to immediately report all security incidents, including any breach of appropriate system use by another ECHO -Web user, discovery of computer viruses or errors in ECHO -Web system to the Federal Transit Administration promptly. I understand that I am required to immediately notify the Federal Transit Administration when I no longer require access to the ECHO -Web system. I understand that failure to comply with any of the above security requirements could result in the loss of system privileges and/or criminal penalties under law. *//6(4_0,1J Signatu Date i --YAM M Q(SEA✓ Printed Name / / S) / 0 ECN # j Q4,57, pie 1. USER INFORMATION ECHO Recertification User Access cel . e. I)r/mon t ? -. /f-s'4W d'i2 -d'/-. v/ s'/ *First Name M/I *Last Name Office Phone No. FAX Phone No. Gender M // F,( Optional) Pwa/2d i 9 ,1: ( )J /�or) Piotj"�i(- '/C Y. 'Title ✓ 'Email Address / 4 un ,o rP, 7P s /A . 'Organi ion Name ./2 *Mailing Address (Street Number, City, State and ZIP Code) "a / >a;� �� /t't All fields marked with an' must be completed to establish the user account In ECHO Web. The form will be return if any* field is left blank. )`01d /Pog,&, `7- ' vs — sa 11. ACCESS TYPE - CHECK ONLY ONE (1) BOX BELOW` UPDATE - User can initiate a request for funds--i.e. "draw -down" against availability funding. INQUIRY - User can view and perform inquiries, but is not allowed to perform updates. 111. AUTHORIZING OFFICIAL MUST COMPLETE THIS SECTION jannes /( Wase— PC . /1 -(al Lai eri • 1 '(Auth. ing cial Printed Name) •(Title) fficial *(Author. ✓r2ase 'Email Signature) (Date Signed) 'nom -roe,, /'x. lt(s 6.`/c2 -,VF -,'/lDat. Address JUSTIFICATION FOR USER ACCESS: (Provide brief explanation of why this individual 'Office Phone Number needs access to ECHO Web). 'e/'U/Se5 a8 Cieet/2 ,c7 Information collected used to recertify ECHO Web users.de (f IV. TO BE COMPLETED BY THE OFFICE OF FINANCIAL SYSTEMS (TBP -40) Date: ECHO Web System Administrator (signature) Date: FTA Security ECN Number: User Name: Suspend User: Administrator (signature) Comments: ECHO -WEB System Rules of Conduct I understand that the ECHO -Web system is an official U.S. Federal Government web based application, and that my signature below expressly gives assurance that I will comply with all U.S. Federal Government and Department of Transportation (DOT) regulations, policies, and procedures governing the protection, handling, processing, transmission, distribution, and destruction of sensitive unclassified information utilized by the ECHO -Web system. I understand that the Department of Transportation monitors the ECHO -Web site to ensure that all users comply with U.S. Federal Government information system security guidelines for the protection of the Federal computer resources. I also understand that by using the ECHO -Web, I expressly consent to such monitoring activities. I understand that I must not knowingly introduce malicious code into the ECHO -Web system or the network in which it resides. I understand that doing so may subject me to criminal prosecution under the Computer Fraud and Abuse Act of 1984, as amended codified at section 1030 of Title 18 of the United States Code, or other applicable criminal laws. I understand that attempts to defeat or circumvent the ECHO -Web system or the network in which it resides, use either for other than the intended purposes for which I have been granted access rights, deny service to authorized users, obtain, alter, damage, or destroy information, or otherwise interfere with the ECHO -Web system or its operation is prohibited. I also understand that evidence of such acts will be disclosed to law enforcement authorities and may result in criminal prosecution under the Computer Fraud and Abuse Act of 1984, as amended codified at section 1030 of Title 18 of the United States Code, or other applicable criminal laws. I understand that I am required to protect all initial passwords issued to me, and those, later created by me for the purpose of accessing the ECHO -Web system. I understand that the sharing and disclosure of passwords, or the use of another user's identification code (ID) is prohibited. I also understand that I am required to change my password whenever prompted by the system, and whenever I suspect that my password may have been compromised. In addition, I understand that I am prohibited from embedding my password in log -on scripts. That is, I must respond "no" when asked by the system whether I wish to save my password in the login screen. I understand that I am required to immediately report all security incidents, including any breach of appropriate system use by another ECHO -Web user, discovery of computer viruses or errors in ECHO -Web system to the Federal Transit Administration promptly. I understand that I am required to immediately notify the Federal Transit Administration when I no longer require access to the ECHO -Web system. I understand that failure to comply with any of the above security requirements could result in the loss of system privileges and/or criminal penalties under law. Signature Date Printed Name DATE: August 2, 2009 SUBJECT: City Manager Approval — ITEM: Consider executing the ECHO -Web User Access Authorization and Certification forms with the Federal Transit Administration. Department: Finance Staff Person: Cheryl Delaney, Finance Director Justification: The City has received a letter from the U.S. Department of Transportation, Federal Transit Administration (dated July 6, 2009), directing all ECHO Web users to recertify user access (see attached). The required ECHO Web User Access and Rules of Conduct forms are attached. This authorization will allow the City to process draw -downs and monitor grants activity for its transportation grants. Funding: Cost: N/A Source of funds: N/A Outside Resources: N/A Background Information: This program was approved by the council on Resolution no. R -05- 10-13-10C1. When appropriated funding becomes available, the City of Round Rock processes its grant draw -downs, and monitors financial status using the ECHO system. Public Comment: N/A UPDATED APRIL 2008 5/11/2009 Request for City Council/City Manager Action City Council5 City Manager Submit completed form for all City Manager and City Council approvals. Department Name: Finance Contact Person: Cheryl Delaney / Misty Gray Project Mgr/Resource: Project Coordinator: Laurie Bom Assigned Attorney: J. Kay Gayle City Council or City Manager Approval Date: Agenda Wording For Vcinggtgrga ONLY AUG 0 5 ?_009 Received: Tag #: Original Documents Received: i ELECTRONIC CLEARING HOUSE OPERATION SYSTEM Project Name: (ECHO) RECERTIFICATION ContractorNendor: Funding Source: Additional funding Source: 8/7/2009 Amount: N/A Account Number: Consider executing the ECHO -Web User Access Authorization and Certification forms with the Federal Transit Administration Finance Information Is Funding Required? Yes No Initial Construction Contract Q Construction Contract Amendment Change Order OChange in Quantity Unforeseen Circumstances ED Initial Professional Services Agreement Supplemental Professional Service Agreement Purchasing/Service Agreement Ei Purchase Order Item(s) to be purchased 1:=1 Other (Please clearly identify action on lines below) Recertification required by U.S. Department of Transportation Amount Required for Submission of ALL C' Council an City Manager Items _ Y Project Mgr. Signature: Dept. Director Signature: ". Date: *City Attomey Signatu . �. Date: City Manager Signature: Date:% fDC( *City Attomey signature is required for all items. Date: REVISED 8/5/2009 LEGAL DEPARTMENT APPROVAL FOR CITY COUNCIL/CITY MANAGER ACTION Required for Submission of ALL City Council and City Manager items Department Name: FINANCE Project Mgr/Resource: LAURIE BORN Council Action: ORDINANCE Agenda Wording ELECTRONIC CLEARING HOUSE OPERATION Project Name: SYSTEM (ECHO) RECERTIFICATION ContractoriVeridOr: FEDERAL TRANSIT ADMINISTRATION ED RESOLUTION El City Manager Approval CMA Wording Consider executing the ECHO -Web User Access Authorization and Certification forms with the Federal Transit Administration. Attorney Approval fZIAttorney Notes/Comments Date 0Awdox‘SCCInts10117109021MISC100167333 Updated 8/3/08