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CM-10-04-093NOT SPECIFIED /OTHER ASSISTANCE AGREEMENT 1. Award No. DE—SC000161 2. Modification No. 001 3. Effective Date 03/29/2010 4. CFDA No. 81.128 5. Awarded To ROUND ROCK, CITY OF Atl-n: James R. Nuse 21 E. MAIN STREET ROUND ROCK TX 786640007 3. Sponsoring Office EERE (FORS) U.S. Department of Energy Office of Energy Efficiency & Renewable Er,rrestai Building 1000 Independence Avenue, SW Washington DC 20585 Er 7. Period of Performance 09/282003 tnrough 08/27/..012 8. Type of Agreement El Grant El Cooperative Agreement El Other 9. Authority Energy Independence and Security Act (EISA) of 2007 10. Purchase Request or Funding Document No. 1052004063 11. Remittance Address ROUND ROCK, CITY OF Attn: James R. Noise 221 E. MAIN STREET ROUND ROCK TX 786640000 12. Total Amount Govt. Share: $955,400.00 Cost Share : $0.00 Total : $955,400.00 13. Funds Obligated This action: $815,049.00 Total : $955,400.00 14. Principal Investigator See Original Award Document 15. Program Manager Martha J. Kass Phone: 865-576-0717 16. Administrator Oak Ridge U.S. Department of Energy P.O. Box 2001 Oak Ridge TN 37831 17. Submit Payment Requests To OR for Oak Ridge/OSTI U.S. Department of Energy Oak Ridge Office Oak Ridge Financial Service Center P.O. Box 6017 Oak Ridge TN 37831 18. Paying Office OR for Oak Ridge/OSTI U.S. Department of Energy Oak Ridge Financial Service Center P.O. Box 6017 Oak Ridge TN 37831 19. Submit Reports To Updated Attachment 3 Reporting Requirements Checklist 20. Accounting and Appropriation Data ock Grants 21. Research Title and/or Description of Project ENERGY EFFICIENCY AND CONSERVATION BLOCK GRANT For the Recipient 22 Signature of Person Authorized to Sign 23. N and Title For the United States of America clam . ?E. -td-Olcuiletai- am-to-o-tR3 24. Date Signed AI -23. 10 25. Signature of Grants/Agreements Officer Signature on File 26. Name of Officer BEVERLY HARNESS 27. Date Signed 03/29/2010 Working Copy NOT SPECIFIED /OTHER NO: SPECIFIED , 1THEr. CONTINUATION SHEET REFERENCE NO. OF DOCUMENT BEING CONTINUED DE-SC0001619/0 1 PAGE OF 3 NAME OF OFFEROR OR CONTRACTOR ROUND RCCK, CITY OF ITEM NO. (A) SUPPLIES/SERVICES (B) DUANTITY (C) UNIT (0) UNIT PRICE (E) AMOUNT (F) DUNS Number: 102740 792 TAS::59 7331::IAS Recovery Act: Energy _.fficiency and Conservation Block Gant for ARRA Funding. Amendment -001 for City of Round Rock, Administrative Specia _sr.: Casey Willis Tel: 865-574-1322 Email: wil1isc3oro.doe.gov The administrative office for this award fs 00519 The administrative office (administrative ve contracting activity) code is needed by the contractor/recipient for reporting to FederalReporting.gcv concerning awards made with funding from the American Recovery and Reinvestment Act of 2009 (ARRA or Recovery Act). ASAP: Yes Extent Competed: NOT AVAIL FOR COMP Davis -Bacon Act: YES The purpose of this amendment is to accomplish the following: 1) Obligate the sum of $815,049.00, increasing the incrementally funded amount from $140,351.00 to $955,400.00 and fully funding this grant. 2) Revise Terms & Conditions to remove staged disbursement, and replacing it with Terms & Conditions to this amendment. 3) Incorporate new Project Activity Worksheets, Attachment 2 to this amendment. 4) Delete Attachment 3 Reporting Requirements Checklist from the grant in its entirety and replace with Attachment 3 to this amendment. 5) Update Attachment 4 Budget with Attachment 4 to this amendment. 6) Incorporate Attachment 5 Davis Bacon Wage Rates as they apply to this grant. 7) Change the Grants Specialist, Administrative Grant Officer, and Grant Negotiator to Casey Willis. 8) Update Payment Terms to STD :Immediate. This is an .internal administrative change only and does not affect in any way the current payment process for this grant. Continued ... NOT SPECIFIED /OTHER NOT SPECIFIED /OTHER CONTINUATION SHEET REFERENCE NO. OF DOCUMENT BEING CONTINUED DE-3C0001618/U31 NAME OF OFFEROR OR CONTRACTOR ROUND RCCK, CITY OF PAGE OF 3 I 3 ITEMNO. (A) SUPPLIES/SERVICES (8) DUANTITY (C) UNIT (D) UNIT PRICE (E) AMOUNT (F) All other terms and conditions remain unchanged. Fund: 05796 Appr Year: 2009 Allcttee: 3C Report Entity: 47199 Object Class: 41000 Program: 1005115 Project: 2004350 WFO: 0000000 Local Use: 0000000 TAS Agency: 89 TAS Account: 0331 Working Copy JULY 2004 NOT SPECIFIED /OTHER ROUND ROCK, TEXAS PURPOSE. PASSION. PROSPERITY. City Manager Approval Summary Sheet Item Caption: Consider executing "Assistance Agreement" with U.S. Department of Energy Approval Date: April 23, 2010 Department: Project Manager: EDS / PP&A Jacquelyn Smith/Tom Word Item Summary: As part of the American Reinvestment and Recovery Act of 2009, an Energy Efficiency and Conservation Block Grant (EECBG), a population based grant, was awarded to the City of Round Rock by the Department of Energy for $955,400.00. The Department of Energy (DOE) requires the City's authorizing officer, Mr. Jim Nuse, to sign an assistance agreement for the EECBG awards. This document is required to accept the award from the DOE. The purpose of the EECBG Program and this grant is to assist local governments with creating and implementing strategies to: • Reduce fossil fuel emissions in a manner that is environmentally sustainable and to the maximum extent practicable for local communities; • Reduce the total energy use; and • Improve energy efficiency in the building sector, the transportation sector, and other appropriate sectors. Strategic Plan Relevance: Goal No. 7.0: Develop an environmentally friendly, sustainable community. Goal No. 14.0: Support further development of the clean and renewable energy fields. Cost: $0.00 (City's Portion) and $955,400.00 (Federal Obligation) Source of Funds: Energy Efficiency and Conservation Block Grant/Department of Energy REV. 3/8/10 101909 Request for City Council/City Manager Action ® City Council IID City Manager Submit completed form for all City Manager and City Council approvals. Department Name: Engineering & Development Services / PP&A Contact Person: Chaz Gordon / Kathy Michna For 1 dminlstrationItJse ONLY ) Received: yy���� q Tag #: ervi- ID -014-095 I3 Original Documents Received: 2 Project Name: Energy Efficiency and Conservation Block Grant ContractorNendor: Department of Energy Project Mgr/Resource: Jacquelyn Smith/Tom Word Funding Source: Additional funding Source: Amount: Account Number: Project Coordinator: N/A Assigned Attomey: Steve Sheets City Council or City Manager Approval Date: Agenda Wording April 23, 2010 50.00 Consider executing "Assistance Agreement" with U.S. Department of Energy. Finance Information Is Funding Required? Yes pi No Initial Construction Contract O Construction Contract Amendment x O Change Order =Change in Quantity =Unforeseen Circumstances O Initial Professional Services Agreement O Supplemental Professional Service Agreement # Purchasing/Service Agreement Purchase Order Item(s) to be purchased Other (Please clearly identify action below) Amount APPROVALS (to be completed ONLYbyFinance) Final Finance Approval Required Approved FINANCE N/A Approved O O Finance/CIP Date OFinance/Acct Date OO Purchasing Date O O Budget Date Finance Director Date Once approvals have been obtained, please forward the RFA, blue sheet, backup information and originals to City Secretary, Sara White. ITEMS WILL NOT BE PLACED ON THE COUNCIL AGENDA WITHOUT FINANCE AND LEGAL APPROVAL PRIOR TO SUBMISSION. Required for Submission of ALL City Council and City Manager Items Project Mgr. Signature: Dept. Director Signature:1:�' ,k.e, *City Attorney Signature: City Manager Signature: Date: Date Date: 4-O3-10 Date: '4`,:93-10 "City Attorney signature is required for all items. REVISED 4/19/2010 LEGAL DEPARTMENT APPROVAL FOR CITY COUNCIL/CITY MANAGER ACTION Required for Submission of ALL City Council and City Manager Items Department Name: PUBLIC WORKS Project Mgr/Resource: TOM WORD Council Action: ORDINANCE Agenda Wording ENERGY EFFICIENCY AND CONSERVATION Project Name: BLOCK GRANT ASSISTANCE AGREEMENT ContractorNendor: US DEPARTMENT OF ENERGY El RESOLUTION City Manager Approval CMA Wording Consider executing "Assistance Agreement" with U.S. Department of Energy Attorney Approval Attorney Date Notes/Comments V O:\wdox\SCClnts10125\10011 MlSC100190040.XLS Updated 6/3/08