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CM-13-01-025ROUND ROCK, TEXAS PURPOSE. PASSION PROSPERITY. Item Caption: Cm- QVED JAN 242013 City Manager Approval Form Fiscal Year 2013 Emergency Management Performance Grant Application Approval Date: January 25, 2013 Department Name: Fire Department Project Manager: Brad Bradford Assigned Attorney: Item Summary: The Emergency Management Performance Grant (EMPG) supports local comprehensive emergency management programs by off -setting the salaries of EMPG staff. This program is administered by the Texas Division of Emergency Management and requests for funding must be submitted annually. Participation will partially fund salaries for the Emergency Management Coordinator and the Emergency Planning Officer.. $43,182 is the expected grant funding. Remaining amount is budgeted in the General Fund. No. of Originals Submitted: 1 Project Name: Local Emergency Management Performance Grant (EMPG) Cost: Funds are budgeted for the 2 positions. Grant, if awarded, will partially offset expense. Source of Funds: General Fund Source of Funds (if applicable): Select Source Fund Account Number: 4623-100-00000 Finance Director Approval: Date: Department Director Approval: David Coatney Date: 1/17/2013 **Electronic signature by the Director is acceptable. Please only submit ONE approval form per item. ** CIP 0 0 Budget CI El N/A OK N/A OK Purchasing 111 Accounting 0 N/A OK N/A OK ITEMS WILL NOT BE PLACED ON THE COUNCIL OR CM AGENDA W/OUT PRIOR FINANCE AND/OR LEGAL APPROVAL REV. 6/20/11 Page 2 of 3 Grant Application/Proposal Review Checklist (GAPR) E Grants Coordinator Laurie Born g 671-2876 Department Name: Fire Dept. Contact Person: Dept. Contact Phone #: Charles Meserole 671-2779 PiThis grant requires cost sharing. Amount: $ 43,182 Source: General Fund MTh's grant requires a public hearing. Hearing required on/before: Ci,pyGrant Co• . ma•—: e Iv Last Updated: 12/13/2012 Due to CC/CM: 1/2/2013 In what measurable way does this project improve core services? Leverages funds available by offsetting one-half the salary of the Emergency Planning Officer, and a small portion of the EMC's salary. How does this project align with the City's strategic priorities? Top Priority: Assuring the safety of citizens NOFA online ft: htIp:llwww.bcdps.state.tx.us/demlCounciIsCommiaeesIEMPGfindex.htm Yes No E El Is this project necessary to maintain ISO ratings or accreditation? Was this project included in last year's Operating Budget? n If the grant is not awarded, will the project or service be provided? If yes, how? Budgeted salaries for two staff positions. This grant is part of a larger project with multiple sources of funding. Discuss: This project requires collaboration between multiple Departments. Discuss: Requires coordination between PD, Fire and Emergency Operations This project will require subcontracts) or consultant(s). Discuss: If this is something other than a one-time purchase, or one -day project, identify each staff person needed to accomplish the program objectives and the percent of time per month needed for each (Include accounting staff): Title Pay Grade The Department will request funding from the General Fund to continue the program when grant funding ends. Est. $/Year This project is considered a baseline program that must be continued with or without grant funding. Est. $/Year This is a pilot or demonstration program. There may be a need for a follow-up grant or supplemental funding from the General Fund for the follow-up program. Est. $/Year This project requires collaboration between multiple Departments. Discuss: Requires coordination between PD, Fire and Emergency Operations This project will require subcontracts) or consultant(s). Discuss: If this is something other than a one-time purchase, or one -day project, identify each staff person needed to accomplish the program objectives and the percent of time per month needed for each (Include accounting staff): Title Pay Grade % # of months Salary Benefits Total Emer. MgmL Coord. 15 100 12 $ 7,004 $ 32,004 $ 116,057 Enver. Planning Officer n/a 100 9 $ 4,263 $ 15,541 $ 52,650 $ TOTAL Q This project will require additional training not funded by the grant. E This project requires special licensing/certifications. This project requires travel not funded by the grant. Identify the source and amount: $ 167,449 Discuss: If funded, this grant will require reporting to: Agency Name Milestone Reports Due Financial Reports Due Reporting System Name TDEM Quarterly Semi -Annually Discuss: All EMPG-funded personnel must complete Professional Development Series courses and NIMS training. Discuss: Questions Sypecific ta'Equipmnent: Attaach a�cet y of tate eguipment speciftcat ons and This project will require new equipment not funded by the grant. riA -IR -col-fax Discuss: ric REVISED 1/172013 Grant Application/Proposal Review Checklist (GAPR) M This project will require additional training not funded by the grant. Discuss: 170 This project requires special licensing/certifications. Discuss: El This project will incur expenses for maintenance/operation/testing. Discuss: Identify the source and amount: El This equipment is necessary to maintain ISO rating or accreditation. Discuss: [=I The grant is supplying equipment rather than funding. Discuss: 0 This equipment will require an extended warranty or service agreement. Discuss: Q The life -cycle for this equipment is less than 3 years. Discuss: n The funder has an ownership interest in the equipment. Discuss: Does the Department already own this equipment or similar equipment? If so, describe the need for new/additional equipment: Identify the vendor(s) that provided pricing for the equipment: 1 Name: 2 Name: 3 Name: Miranda West: Chris Childs: Laurie Born:.' Elaine Wilson Salaries included in. FY 13 development. Contact: Contact: Contact: Website URL: www. WWW. www. COMMENTS/APPROVALS Budget, revenues added as budget revision review item, will review budgeted amount during FY 14 budget No issues Standard renewal of the EMPG. Provides salary off -set for Dorothy Miller beginning January 2013 pay period (9 months). Balance of grant funds offset Brad Bradford's salary. 4623-100-00000 Revenues. Expenditures are in Salaries. CFDA # 97.042. Project Code will be 97042_13. REVISED 1/172013 FISCAL YEAR 2013 EMERGENCY MANAGEMENT PERFORMANCE GRANT APPLICATION 1. APPLICANT NAME (Jurisdiction): City of Round Rock 2. COUNTY: Williamson 3. DISASTER DISTRICT: 6B Program applicant 4. EMPG STATUS: L Current EMPG Program participant ❑ New EMPG 5. PROGRAM PARTICIPANTS: (List all jurisdictions that are participants in your emergency management program. Identify any jurisdictions that have joined or withdrawn from your program in the last year.) n/a 6. CHECKLIST OF APPLICATION ATTACHMENTS: (See the FY 2013 Grant (EMPG) Guide for information on completing these forms.) Emergency Management Performance form shall be signed by the EMC this form shall sign this form required for each staff member listed in the be signed by an Authorized Official Suspension, & Other Responsibility Authorized Official required only if the Number (form AP -152) - The Grant sign this form // Designation of Grant Officials (TDEM-17B) /C/ Statement of Work & Cumulative Progress Report (TDEM-17A) - This @ EMPG Staffing Pattern (IDEM -66) - The Authorized Official shall sign 0 Application for Federal Assistance (TDEM-67) -The Authorized Official L EMPG Staff Job Description (TDEM-68) - A current job description is FY 2013 EMPG Staffing Pattem (TDEM-66) FEMA Form 20-16 Summary Sheet for Assurances & Certifications - Shall Attached: A FEMA Form 20-16A, Assurances — Non -Construction Programs ./ FEMA Form 20-16C, Certifications Regarding Lobbying, Debarment, Matters; and Drug -Free Workplace Requirements ❑ FEMA Form SF LLL, Disclosure of Lobbying Activities - Signed by the applicant performs lobbying to influence federal actions @ Direct Deposit Authorization (form 74-146) or Application for Payee ID Financial Officer shall sign this form Travel Policy Certification (TDEM-69) - The Grant Financial Officer shall 7. CERTIFICATION: This Application, together with the approved EMPG Statement of Work & Cumulative Progress Report (TDEM-17A), constitutes the annual work plan for the emergency management program whose participants are listed above. The undersigned agree to exert their best efforts to accomplish all activities listed in the Statement of Work & Cumulative Progress Report • • • • ed boi.yy exas Division of Emergency Management. Authorized Official late mergency Management Coordinator Date (Original Signature) (Original Signature) Printed Name: Printed Name: Steve Norwood Thomas L. Bradford TDEM-17 10/12 Mail completed forms and application materials to: Grant Coordinator Office of Management and Budget Texas Division of Emergency Management Texas Department of Public Safety PO Box 4087 Austin, TX 78773-0223 Page 1 of 1 FISCAL YEAR 2013 DESIGNATION OF EMPG GRANT OFFICIALS APPLICANT NAME: City of Round Rock EMERGENCY MANAGEMENT COORDINATOR* NAME 1 Mr. ❑ Ms. Thomas L. Bradford, III Official Mailing Address Please include mail stop code 2701 N. Mays Round Rock, TX 78665-2412 Daytime Phone Number (512) 341-3106 Fax Number (512) 218-6681 E-mail Address bbradford(a).roundrocktexas.aov GRANT FINANCIAL OFFICER (CANNOT BE EMC) NAME ❑ Mr. 11 Ms. Sheri Crone Title Accounting Supervisor Official Mailing Address Please include mail stop code. 221 East Main St. Round Rock, TX 78664-5271 Daytime Phone Number (512) 218-5443 Fax Number (512) 218-5442 E-mail Address scroneAroundrocktexas.aov AUTHORIZED OFFICIAL (MAYOR, COUNTY JUDGE, CITY MANAGER) NAME 1 Mr. ❑ Ms. Steve Norwood Title City Manager Official Mailing Address Please imclude mail stop code. 221 East Main St. Round Rock, TX 78664-5271 Daytime Phone Number (512) 218-5410 Fax Number (512) 218-7097 E-mail Address snorwood( roundrocktexas.aov 11/12 Page 1 of 1 SFISCAL YEAR 2013 EMPG STATEMENT OF WORK & CUMULATIVE PROGRESS REPORT APPLICANT NAME (Jurisdiction): City of Round Rock Document Submitted By Date TDEM Review By Date Statement of Work Thomas L. Bradford 12.21.12 Progress Report #1 Progress Report #2 TASK 1 -WORK PLAN & SEMIANNUAL PROGRESS REPORT Our jurisdiction will submit an EMPG Application, two Progress Reports, and four Quarterly Financial Reports Our jurisdiction has appointed a NIMSCAST point of contact, established a NIMSCAST account, and is 100% compliant with FY 2009 NIMSCAST objectives and metrics J Work Plan ■ This Progress Report # 1 is being submitted to the TDEM Preparedness Section & Second Quarter Financial Reports have been submitted to TDEM Support ■ Progress Report #1 ■ First Services ■ This Progress Report # 2 is being submitted to the TDEM Preparedness Section & Fourth Quarter Financial Reports have been submitted to TDEM Support • Progress Report #2 • Third Services TASK 2 -LEGAL AUTHORITIES FOR EMERGENCY MANAGEMENT PROGRAM Our jurisdiction management will maintain current program NIMSCAST account is TRRN registration completed legal documents are current jurisdiction will prepare legal documents establishing our emergency 100% compliant with all objectives and metrics and resources entered & on file with TDEM; no additional action is required or update & submit to TDEM: Order # for: dated: t.� Our 0 Our 0 Our J Work Plan • Our • Commissioner's Court ■ City Ordinance(s) • Updated Joint Resolution • NIMS Adoption dated: • Our NIMSCAST account is TRRN registration completed legal documents are current jurisdiction completed 100% compliant with all objectives and metrics and resources entered & on file with TDEM, no additional action is required & submitted to TDEM: Order # for: dated: ■ Our • Our ■ Progress Report #1 ■ Our October 1 — March 31 MICommissioner's Court ■ City Ordinance(s) • Updated Joint Resolution ■ NIMS Adoption dated: • Our NIMSCAST account is TRRN registration completed legal documents are current jurisdiction completed 100% compliant with all objectives and metrics and resources entered & on file with TDEM, no additional action is required & submitted to TDEM: Order # dated: • Our MIOur • Progress Report #2 • Our April 1- September 30 • Commissioner's Court • City Ordinance(s) for: • Updated Joint Resolution • NIMS Adoption dated: TDEM-17A 11/2012 Mail completed form to: Page 1 of 6 Grant Coordinator Office of Management and Budget Texas Division of Emergency Management Texas Department of Public Safety P 0 Box 4087 Austin, TX 78773-0223 TASK 3-PUBLIC EDUCATION/INFORMATION lil kl Option 1: Our jurisdiction will conduct 30 hours of hazard awareness activities for local citizens — OR A COMBINATION OF — Option 2: Our jurisdiction will prepare & distribute public education/information materials to a substantial portion of the community. In the space below, describe 0 Work Plan the materials to be distributed: We will continue citizen registration of cell phone and VOIP in the Emergency Notification System Databases, allowing citizens and businesses to provide their emergency contact information for use should emergency arise in home or business. We will publish and distribute materials for "National Night Out" and during open houses. Other public education opportunities will include NWS Skywarn/Storm Spotter program. We will participate in local and regional CTCCC efforts. We will continue publication of our emergency management website and effort to provide a web-based special need assistance program. **You may provide a combination of both options. ■ Progress Report #1 October 1 — March 31 • • Our jurisdiction completed the following hazard awareness and/or public education/information activities: No Task 3 progress was made this report period. ■ April September Progress Report #2 1 — 30 • Our jurisdiction completed the following hazard awareness and/or public educationfinformation activities: • No Task 3 progress was made this report period. TASK 4-EMERGENCY MANAGEMENT PLANNING DOCUMENTS 0 Work Plan 0 Our jurisdiction and i2 Our • We NOTE: this year. NIMS emergency will • Annexes: •N ■ Plans develop, Basic Other All compliance ■O & Plans documents: annexes reviewed management Plan ■A ■P update, and •B •Q Annexes our dated or ■C emergency plan change ■R prior •D must and these ■S to ■E September be management all •T NIMS annexes planning •F ■U •G 30, compliant. are documents: ■V 2008 plan •H current must & •I annexes and ■J be revised NIMS •K for currency compliant ■L or updated •M ■ October March Progress Report #1 1 — 31 • Our jurisdiction and ■ Our • We updated NIMS emergency ■ Annexes: •N ■Other Basic compliance 10 by Plan documents: reviewed management revision ■A ■P •B •Q our or change ■C emergency plan •R •D and these ■S ■E management all planning IT annexes •F ■U •G are documents: ■V plan ■H current & ■I annexes and ■J NIMS ■K for currency compliant ■L ■M ■ April September Progress Report #2 1 — 30 ■ Our jurisdiction and IllOur emergency • We updated NIMS • Annexes: •N • Basic Other compliance ■O by Plan documents: reviewed management revision ■A ■P ■B •Q our or change ■C emergency plan DD •R •S and these ■E all IT management annexes planning ■F ■U ■G documents: •V plan are ■H & annexes current and ■I ■J NIMS ■K for currency compliant ■L UM TDEM-17A 11/2012 Page 2 of 6 TASK 5— TEP, NOTIFICATION AND EXERCISE PARTICIPATION Training and Exercise Plan Each jurisdiction must develop and submit a multi-year Training and Exercise Plan (TEP), not less than three years, to the TDEM Exercise Unit @ TDEM.EXERCISES o(7.dps.texas.gov . 0 Work Plan Each jurisdiction must submit the Pre -Exercise Notification Form to the TDEM Exercise Unit not less than 45 days prior to a planned exercise event. Each jurisdiction must submit an After Action Report (AAR) and Improvement Plan (IP) for a minimum of two (2) discussion -based exercises and one (1) operations -based exercise. All AARs/LPs all exercise activities to the TDEM Exercise unit not more than 45 days after the conclusion of the exercise. .Real world events are currently allowed. NOTE: A Full -Scale exercise must be conducted every three (3) years. REQUIRED EXERCISE SCHEDULE Performance Period Exercise Type Exercise Name & Exercise Date Quarter of Year 0 Discussion Based Wildland Fire VTTX Feb 20, 2013 • 1 0 2 ■ 3 ■ 4 Fiscal Year 2013 aDiscussion Based Flood in City VTTX March 13, 2013 III1 02 ❑ 3 ■ 4 (October 1, 2012 - L Operational Based Disorientation Drill October 17, 2012 0 1 • 2 ❑ 3 • 4 September 30, 2013) • Real World Event ❑ 1 ■ 2 0 3 ■ 4 0 Full Scale Urban Shield Dec 1&2, 2012 0 1 ■ 2 0 3 ■ 4 Our last Full -Scale exercise was conducted on (date): Dec 1&2, 2012 • October March Progress Report #1 1 — 31 We conducted the following exercises and provided documentation to TDEM: Name of Submitter: Date submitted: Exercise Type Exercise Name 1 Exercise Date 1 EMPG Funded Y/N • ■Discussion • • • Discussion Operation Real World Event Full Scale • event ■ Our jurisdiction completed NO exercise and did not request credit for an real world Exercise approved documentation attached IIProgress Report #2 April 1 — September 30 We Name conducted the following exercises and provided documentation to TDEM: of Submitter: Date Submitted Exercise Type Exercise Name 1 Exercise Date 1 EMPG Funded YIN • ■ ■ ■ • Discussion Discussion Operation Real World Event Fullll Scale Scale • event • Our jurisdiction completed NO exercise and did not request credit for an real world Exercise approved documentation attached TDEM-17A 11/2012 Page 3 of 6 TASK 6 -TRAINING FOR EMERGENCY MANAGEMENT PERSONNEL ALL EMPG-funded emergency management personnel will participate in the following training during FY 2013: Position & Name Course Name or Number Bradford, Thomas L., EMC CAPTAP MGT -310 TRA; and MGT -315 ETRA IS -100 ICS; and IS -200 ICS G-710 Mitigation PIng/Revised G-270 Recovery from Dist/Local Government G-197 Emrg Ping & Special Needs G-358 Evacuation & Re -Entry Miller, Dorothy, EPO IS -230A Principles of EM IS -235A Emrg Ping G-270 Recovery from Dist/Local Government IS -242A Effective Communication IS -244A Managing Volunteers E-948 Situational Awareness & Common Operating Picture 0 Work Plan Emergency management personnel completed the following training and documentation is attached: Position & Name Course Name or Number Date Completed • Progress Report #1 October 1 — March 31 • No training took place this report period. Emergency management personnel completed the following training and documentation is attached: Position & Name Course Name or Number Date Completed • Progress Report #2 April 1 — September 30 ■ No training took place this progress report period. TDEM-17A 11/2012 Page 4 of 6 TASK 7 -EMERGENCY MANAGEMENT TRAINING FOR OTHER PERSONNEL Our jurisdiction will conduct or arrange emergency management related training for elected officials, other local officials, & support agencies. ►5 Work Plan The following formal training courses were taught or contracted: Date Course Title 1 Class Description 1 # Trained took place this progress report period. ■ Progress Report #1 October 1 — March 31 • No training The following formal training courses were taught or contracted: Date Course Title 1 Class Description 1 # Trained took place this progress report period. • Progress Report #2 April 1 — September 30 ■ No training TASK 8 -EMERGENCY MANAGEMENT ORGANIZATIONAL DEVELOPMENT Our jurisdiction will participate in the following emergency management organizational development activities: CAPCOG Regional Homeland Security Task Force; CAPCOG Regional Preparedness Committee; CAPCOG Exercise SubCommittee; Texas Homeland Security Conference; WCEPG/LEPC; CTPG; CTCTTF; CTSSC; FBI InfraGard; FBI InfraGard Board; CASHP; CAIMT/CTIMT; Austin -Round Rock UA; BioWatch BAC/PSS; WCLTRC; CTCCC; WCC T&EPW Workshop; NWS Storm Ready Program; WILDCATS; UA CIP Program Core Working Group. 0 Work Plan Our jurisdiction completed the following staff development activities: • Progress Report #1 October 1 — March 31 Our jurisdiction completed the following staff development activities: ■ Progress Report #2 April 1 — September 30 TDEM-17A 11/2012 Page 5 of 6 APPLICANT NAME: REMARKS (Use an Additional Sheet if Necessary) TDEM-17A 11/2012 Page 6 of 6 FISCAL YEAR 2013 EMPG STAFFING PATTERN 2. COUNTY Williamson 9. Est EM Travel Costs o o 0 o o m o o 0 o o m 16. Salary & Benefits for EM (14x15) 0.00 0.00 0.00 0 0 0 0 0 Le 8. Salary & Benefits for EM (6x7) Oo N 01 m rl 41 o o N to O l0 N e-1 O O 00 0 O to 0 0.00 0 O O1 V• cF t.0 r-1 7. % Work in EM Duties 0 0 N 0 0 N 12. Gross Annual Salary P:4 rr j 1. APPLICANT NAME (as is appears on EMPG application) City of Round Rock 6. Gross Salary & Benefits (4+5) 51,392.00 O h: 47 o 6. '-I 1-1 0.00 O O O O 0.00 CR 0 .. E.`2E.`2E2E2E Z 5. Gross Annual Benefits o 0 iiiN O 32,004.00 .. ea N 0 0. 6 CO Z E N 0 a .. ta Z e,{ 5:k SFA 4. Gross Annual Salary 38,367.00 84,053.00 3. FULL-TIME EMPLOYEES (including those who work all or only a portion of their time in emergency management duties) Name: Dorothy Miller Position: Emergency Planning Officer Name: Thomas L. Bradford, III Position: Emergency Management Coordinator .. E co Z C 0 o a Name: 1 C o 0 a 6 E Z E o IA O a Name: C o IA o a .. E Z E o to 0 a A. SUBTOTAL: 17. Est EM Travel Costs 16. Salary & Benefits for EM (14x15) 0.00 0.00 0.00 0 O 15. % Work in EM Duties 14. Gross Salary & Benefits (12+13) 0.00 0 0 O O O 0 0 0 O 13. Gross Annual Benefits 12. Gross Annual Salary 7 LL w O Zig W N E N j- 10. PART-TIME EMPLOYEES .. E.`2E.`2E2E2E Z E N O 0. 6 Z E .. aa CO N Z O a .. ea N 0 0. 6 CO Z E N 0 a .. ta Z 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 Su 0 0 0 0 0 0 0 0 O C 0 Y 0 0. Cd G R 2 c 0 M O a cd G 2 C 0 , O a B. SUBTOTAL: of N 0 0 0 0 0 N 0 ry 0 N FISCAL YEAR 2013 APPLICATION FOR FEDERAL ASSISTANCE (Instructions on Reverse) NAME OF PROGRAM/ ASSISTANCE: EMERGENCY MANAGEMENT PERFORMANCE GRANT (EMPG) 1. CFDA NUMBER: 97.042 2. APPLICANT New Applicant Renewal STATUS: ❑ @ 3. FEDERAL FISCAL YEAR: FY 2013 4. START DATE: OCTOBER 1, 2012 5. END DATE: SEPTEMBER 30, 2013 6. APPLICANT INFORMATION a. Legal Name of Applicant Organization (as it appears on the EMPG Application (TDEM-17): City of Round Rock, Texas b. Name & Telephone Number of Emergency Management Coordinator: Thomas L. Bradford, III (512)341-3106 c. Mailing Address: City Hall 221 East Main St. Round Rock, TX 78664 Employer Identification Number/Tax ID# 74-6017485 d. Physical Address (if different from Mailing Address): 2701 N. Mays Round Rock, TX 78665 7. EMPG PERSONNEL SUMMARY (include only those staff that will be paid with EMPG funds): a. Number of EMPG Staff & Percentage of Time Worked in Emergency Management Duties: # Staff Percent # Staff Percent # Staff Percent 1) Full Time: 2 100 2) Part Time b. Total Number of EMPG-Funded Personnel: 2 8. ESTIMATED EXPENSES: a. Salary & Benefits (from line 18, form TDEM-66) $168,707 b. Travel Expenses (from line 19 form TDEM-66) $6,000 c. Other Expenses (from section 11 on reverse) d. Total Expenses (A + B + C) $174,707 e. Federal Share (D x .50) $87,353 Note: If you cannot meet the cash match requirement, 2 of the Local Emergency Management Performance cash match requirement at the time of application. check Grant the box below and attach a match proposal as specified in Section Guide. TDEM must review and approve any exceptions made to the Match Exception Requested ■ Cash 9. CERTIFICATION: I certify that to the best of my knowledge and belief this application and its attachments are true and correct. a. Typed Name of Authorized Official: Steve Norwood b. Title of Authorized Official: City Manager c. Original Signature of Authorized Official: d. Date Signed: ea 2,,C7/":- TDEM-67 10/12 Page 1 of 2 INSTRUCTIONS 1. Except as indicated below, entries are self-explanatory. 2. Item 7A: Enter the legal name of your jurisdiction. Your entry should match the Applicant Name used on the EMPG Program Application (TDEM-17). 3. Item 8A: Indicate the number of full-time employees who work specific percentages of time in emergency management duties. Example: 1 staff @ 100 percent, 2 staff @ 50 percent. Also indicate the number of part- time employees. Include only staff members whose salary and benefits will be supported by EMPG funding. The data in this section should agree with the information included on the EMPG Staffing Pattern (TDEM-66). 4. Item 10 A, B, & C. This form must be signed by an Authorized Official, who is a person authorized by the governing body of the jurisdiction to apply for grants and accept grants and execute agreement and contracts on behalf of the jurisdiction. Authorized Officials are County Judges, Mayors, and many City Managers — not Emergency Management Coordinators. 11. OTHER ALLOWABLE EXPENSES: Describe the other allowable expenses of your emergency management program that you are requesting be supported by EMPG funding and provide an estimate of the amount of those expenses. These costs must comply with 2 CFR, Part 225, Cost Principles for State. Local, and Indian Tribe Governments (OMB Circular A-87). Salaries and expenses for elected officials are not allowed. Continue on a separate sheet if necessary. Transfer the Total calculated below to line 9c on the front of this form. To determine if an expense is allowable under the EMPG program, refer to the DHS Authorized Equipment List (AEL) available on the Responder Knowledge Base at httos://www.rkb.us/contentdetail.cfm?content id=210237&GetAELSELCats=1. You must be a registered user to access this listing. Please reference the appropriate Authorized Equipment List (AEL) for expenses listed below. Specific Description of Expense (Descriptions must be specific — do not use broad or general categories, such as operating or administrative expenses) Estimated Amount Total TDEM-67 10/12 Page 2 of 2 EMPG STAFF JOB DESCRIPTION Jurisdiction Name City of Round Rock Staff Member Name Thomas L. (Brad) Bradford, III Position Title Emergency Management Coordinator Description Prepared By Thomas Bradford Date Prepared 12.14.12 ❑ Current Job JOB DESCRIPTION Description Attached 0 See Below A. Provide a general description of the duties performed by this staff member. SUMMARY OF POSITION: The City of Round Rock Emergency Management Coordinator (EMC) is responsible for planning, organizing and directing activities for the City's Emergency Management Plan, including: Develop, review and update emergency operation plan to prepare for potential emergency or disaster situations. Coordinate staffing for the EOC with designated department personnel, and coordinates EOC activities. Prepare and submit program funding documents and coordinate grant proposal activities related to emergency preparedness. Develop, coordinate and lead emergency management training, coordinate and evaluate emergency operations drills and actual disasters; make recommendations to improve operations and/or response. Advise departments on their emergency plans and coordinate interdepartmental activities. Communicate emergency operations plans to appropriate local groups to coordinate response planning with City operations. Evaluate EOC operations during and after emergency operations exercises and/or emergencies and actual disasters; make recommendations to City Manager and appropriate departments. ORGANIZATIONAL RELATIONSHIPS 1. Reports to Fire Chief on emergency responsibilities. 2. Advises Mayor, City Council and City Manager on emergency management matters. B. If this staff member performs both emergency management duties and other duties, identify the specific emergency management duties performed. TDEM-68 Retain a copy of this description for future use. 10/12 EMPG STAFF JOB DESCRIPTION TDEM-68 Retain a copy of this description for future use. 10/12 Jurisdiction Name City of Round Rock Staff Member Name Dorothy Miller Position Title Emergency Planning Officer Description Prepared By Thomas Bradford Date Prepared 12.14.12 ❑ Current Job JOB DESCRIPTION Description Attached -1 See Below A. Provide a general description of the duties performed by this staff member. SUMMARY OF POSITION: This position assists the City's EMC and participates in regional committees such as Homeland Security Task Force, Regional Preparedness, Regional Exercise, WILCO Emergency Planning Group and Capital Area IMT (Logs Chief). Duties performed by this staff member: • Assist internal emergency management planning process, including ongoing revisions and coordination of City Emergency Management Plan and Annexes, maintaining Jurisdiction Preparedness Profile of "Advanced" as requirement of funding sources to include EMPG. • Assist training and maintenance of City's NIMS compliance. • Assist emergency management planning and response relationships between City and its partners, including schools, hospitals, county, region, state, and federal departments and agencies. • Assist development of Special Needs Assistance Program (SNAP). • Assist development and maintenance of Critical Infrastructure Protection Program. • Enhance the promotion of emergency preparedness throughout City and its broader community. • Maintain MEP certification and assist in emergency preparedness training and management of Homeland Security Exercise and Evaluation Program (HSEEP) within City and its wider community. • Assist disaster response and recovery efforts. • Maintain Emergency Management Webpage; and assist with social media efforts as required. ORGANIZATIONAL RELATIONSHIPS Reports to and advises the City's EMC on Emergency Management matters. B. If this staff member performs both emergency management duties and other duties, identify the specific emergency management duties performed. TDEM-68 Retain a copy of this description for future use. 10/12 FEDERAL EMERGENCY MANAGEMENT AGENCY SUMMARY SHEET FOR ASSURANCES AND CERTIFICATIONS O.M.B. No. 3067.0206 Expires February 26, 2007 FOR FY 2013 CA FOR (Name ofApplieany City of Round Rock, Texas This summary sheet 'ncludes Application for Fede An applicant must check Assurances and Certifications that must be read, signed, and submitted as a part of the al Assistance. each item that they are certifying to: FEMA Form 20-16A, Assurances-Nonconstruction Programs FEMA Form 20-16B, Assurances -Construction Programs FEMA Form 20-16C, Certifications Regarding Lobbying; Debarment, Suspension, and Other Responsibility Matters; and Drug -Free Workplace Requirements SF LLL, Disclosure of Lobbying Activities (If applicable) representative of the applicant, l hereby certify that the applicant will comply with the identified certifications. City Manager Part 1 X Part 11 Part III X Part IV X As the duly authorized attached assurances and Steve Norwood Typed Name of Authorized Representative Title ....- ......--0,-,-->-- ,,i'/ 2r) ----Z--? ......i_..„ ,-, Signature of Authorized Representative Date Signed NOTE: By signing the certification regarding debarment, suspension, and other responsibility matters for primary covered transaction, the applicant agrees that, should the proposed covered transaction be entered into, it shall not knowingly enter into any lower tier covered transaction with a person who is debarred, suspended, declared ineligible, or voluntarily excluded from participation in this covered transaction, unless authorized by FEMA entering into this transaction. The applicant further agrees by submitting this application that it will Include the clause titled "Certification Regarding Debarment, Suspension, Ineligibility and Voluntary Exclusion -Lower Tier Covered Transaction," provided by the FEMA Regional Once entering into this covered transaction, without modification, in all lower tier covered transactions and in all solicitations for lower tier covered transactions. (Refer to 44 CFR Part 17.) Paperwork Burden Disclosure Notice "Public reporting burden for this form Is estimated to average 1.7 hours per response. Burden means the time, effort and financial resources expended by persons to generate, maintain, retain, disclose, or to provide information to us. You may send comments regarding the burden estimate or any aspect of the form, including suggestions for reducing the burden to: Information Collections Management, Federal Emergency Management Agency, 500 C Street, SW, Washington, DC 20472, Paperwork Reduction Project (3067-0206). You are not required to respond to this collection of Information unless a valid OMB control number appears in the upper right comer of this form. Please do not send your completed form to the above address. FEMA Form 20-16, FEB 01 U.S. DEPARTMENT OF HOMELAND SECURITY ASSURANCES -NON -CONSTRUCTION PROGRAMS Note: Certain of these assurances may not be applicable to your project or program. If you have any questions, please contact the awarding agency. Further, certain Federal awarding agencies may require applicants to certify to additional assurances. If such is the case, you will be notified. As the duly authorized representative of the applicant, I certify that the applicant: 1. Has the legal authority to apply for Federal assistance, and the institutional, managerial and financial capability (including funds sufficient to pay the non -Federal share of project costs) to ensure proper planning, management and completion of the project described in this application. 2. Will give the awarding agency, the Comptroller General of the United States, and if appropriate, the State, through any authorized representative, access to and the right to examine all records, books, papers, or documents related to the award; and will establish a proper accounting system in accordance with generally accepted accounting standards or agency directives. 3. Will establish safeguards to prohibit employees from using their positions for a purpose that constitutes or presents the appearance of personal gain. 4. Will initiate and complete the work within the applicable time frame after receipt of approval of the awarding agency. 5. Will comply with the Intergovernmental Personnel Act of 1970 (42 U.S.C. Section 4728-4763) relating to prescribed standards for merit systems for programs funded under one of the nineteen statutes or regulations specified in Appendix A of OPM's Standards for a Merit System of Personnel Administration) 5 C.F.R. 900, Subpart F). 6. Will comply with all Federal statutes relating to nondiscrimination. These include but are not limited to: (a) Title VI of the Civil Rights Act of 1964 (P.L. 88-352) which prohibits discrimination on the basis of race, color or national origin; (b) Title IX of the Education Amendments of 1972, as amended (20 U.S.C. Sections 1681-1683, and 1685-1686), which prohibits discrimination on the basis of sex; (c) Section 504 of the Rehabilitation Act of 1973, as amended (29 U.S.C. Section 794), which prohibits discrimination on the basis of handicaps; (d) the Age Discrimination Act of 1975, as amended (42 U.S.C. Sections 6101-6107), which prohibits discrimination on the basis of age; (e) the Drug Abuse Office and Treatment Act of 1972 (P.L. 92-255), as amended, relating to nondiscrimination on the basis of drug abuse; (f) the Comprehensive Alcohol Abuse and Alcoholism Prevention, Treatment and Rehabilitation Act of 1970 (P.L. 91-616), as amended, relating to nondiscrimination on the basis of alcohol abuse or alcoholism; (g) Sections 523 and 527 of the Public Health Service Act of 1912 (42 U.S.C. 290-dd-3 and 290-ee-3), as amended, relating to confidentiality of alcohol and drug abuse patient records; (h) Title VIII of the Civil Rights Acts of 1968 (42 U.S.C. Section 3601 et seq.), as amended, relating to nondiscrimination in the sale, rental or financing of housing; (i) any other nondiscrimination provisions in the specific statute(s) under which application for Federal assistance is being made; and (j) the requirements of any other nondiscrimination statute(s) which may apply to the application. 7. Will comply, or has already complied, with the requirements of Title II and III of the Uniform Relocation Assistance and Real Property Acquisition Policies Act of 1970 (P.L. 91-646) which provide for fair and equitable treatment of persons displaced or whose property is acquired as a result of Federal or Federally assisted programs. These requirements apply to all interest in real property acquired for project purposes regardless of Federal participation in purchases. 8. Will comply with provisions of the Hatch Act (5 U.S.C. Sections 1501-1508 and 7324-7328) which limit the political activities of employees whose principal employment activities are funded in whole or in part with Federal funds. 9. Will comply, as applicable, with the provisions of the Davis -Bacon Act (40 U.S.C. Sections 276a to 276a- 7), the Copeland Act (40 U.S.C. Section 276c and 18 U.S.C. Sections 874), and the Contract Work Hours and Safety Standards Act (40 U.S.C. Sections 327-333), regarding labor standards for federally assisted construction subagreements. 10. Will comply, if applicable, with flood insurance purchase requirements of Section 102(a) of the Flood Disaster Protection Act of 1973 (P.L. 93-234) which requires recipients in a special flood hazard area to participate in the program and to purchase flood insurance if the total cost of insurable construction and acquisition is $10,000 or more. Form 20-16A, JUN 94 11. Will comply with environmental standards which may be prescribed pursuant to the following: (a) institution of environmental quality control measures under the National Environmental Policy Act of 1969 (P.L. 91-190) and Executive Order (EO) 11514; (b) notification of violating facilities pursuant to EO 11738; (c) protection of wetlands pursuant to EO 11990; (d) evaluation of flood hazards in floodplains in accordance with EO 11988; (e) assurance of project consistency with the approved State management program developed under the Coastal Zone Management Act of 1972 (16 U.S.C. Section 1451 et seq.); (1) conformity of Federal actions to State (Clean Air) Implementation Plans under Section 176(c) of the Clean Air Act of 1955, as amended (42 U.S.C. Section 7401 et seq.); (g) protection of underground sources of drinking water under the Safe Drinking Water Act of 1974, as amended, (P.L. 93-523); and (h) protection of endangered species under the Endangered Species Act of 1973, as amended, (P.L. 93-205). 12. Will comply with the Wild and Scenic Rivers Act of 1968 (16 U.S.C. Section 1271 et seq.) related to protecting components or potential components of the national wild and scenic rivers system. 13. Will assist the awarding agency in assuring compliance with Section 106 of the National Historic Preservation Act of 1966, as amended (16 U.S.C. 470), EO 11593 (identification and protection of historic properties), and the Archaeological and Historic Preservation Act of 1974 (16 U.S.C. 469a-1 et seq.). 14. Will comply with P.L. 93-348 regarding the protection of human subjects involved in research, development, and related activities supported by this award of assistance. 15. Will comply with the Laboratory Animal Welfare Act of 1966 (P.L. 89-544, as amended, 7 U.S.C. 2131 et seq.) pertaining to the care, handling, and treatment of warm blooded animals held for research, teaching, or other activities supported by this award of assistance. 16. Will comply with the Lead -Based Paint Poisoning Prevention Act (42 U.S.C. Section 4801 et seq.) which prohibits the use of lead based paint in construction or rehabilitation of residence structures. 17. Will cause to be performed the required financial and compliance audits in accordance with the Single Audit Act of 1984. 18. Will comply with all applicable requirements of all other Federal laws, executive orders, regulations and policies governing this program. 19. It will comply with the minimum wage and maximum hours provisions of the Federal Fair Labor Standards Act (29 U.S.C. 201), as they apply to employees of institutions of higher education, hospitals, and other non-profit organizations. Form 20-16A (BACK) U. S. DEPARTMENT OF HOMELAND SECURITY FEDERAL EMERGENCY MANAGEMENT AGENCY CERTIFICATIONS REGARDING LOBBYING• DEBARMENT SUSPENSION AND OTHER RESPONSIBILITY MATTERS; AND DRUG-FREE WORKPLACE REQUIREMENTS 0.M.B. No. 1660-0025 Expires July 31, 2007 PAPERWORK BURDEN DISCLOSURE NOTICE Public reporting burden for this form is estimated to average 1.7 hours per response. The burden estimate includes the time for reviewing instructions and searching existing data sources, gathering and maintaining the data needed and completing, and submitting the form. You are not required to respond to this collection of information unless a valid OMB control number appears in the upper right comer of this form. Send comments regarding the accuracy of the burden estimate and any suggestions for reducing the burden to: Information Collections Management, U.S. Department of Homeland Security, Federal Emergency Management Agency, 500 C Street, SW, Washington, DC 20472, Paperwork Reduction Project (1660-0001). NOTE: Do not send your completed form to this address. Applicants should refer to the regulations cited below to determine the certification to which they are required to attest. Applicants should also review the instructions for certification included in the regulations before completing this form. Signature of this form provides for compliance with certification requirements under 44 CFR Part 18, "New Restrictions on Lobbying" and 28 CFR Part 17, "Govemment-wide Debarment and Suspension (Nonprocurement) and Govemment-wide Requirements for Drug -Free Workplace (Grants),." The certifications shall be treated as a material representation of fact upon which reliance will be placed when the Federal Emergency Management Agency (FEMA) determines to award the transaction, grant, or cooperative agreement. 1. LOBBYING As required by section 1352, Title 31 of the U.S. Code, and implemented at 44 CFR Part 18, for persons entering into a grant or cooperating agreement over $ 100,000, as defined at 44 CFR Part 18, the applicant certifies that: (a) No Federal appropriated funds have been paid or will be paid, by or on behalf of the undersigned, to any person for influencing or attempting to influence an officer or employee of any agency, a Member of Congress, an officer or employee of Congress, or an employee of a Member of Congress in connection with the making of any Federal grant, the entering into of any cooperative agreement, and the extension, continuation , renewal, amendment, or modification of any Federal grant or cooperative agreement. (b) If any other funds than Federal appropriated funds have been paid or will be paid to any other person for influencing or attempting to influence an officer or employee of any agency, a member of Congress, an officer or an employee of Congress, or employee of a member of Congress in connection with this Federal Grant or cooperative agreement, the undersigned shall complete and submit Stand Form -LLL, "Disclosure of Lobbying Activities," in accordance with its instructions (c) The undersigned shall require that the language of this certification be included in the award documents for all subawards at all tiers (including subgrants, contracts under grants and cooperative agreements, and subcontracts) and that all subrecipients shall certify and disclose accordingly. ✓❑ Standard Form -LLL "Disclosure of Lobbying Activities" attached (This form must be attached to certification if nonappropriated funds are to be used to influence activities.) 2. DEBARMENT,SUSPENSION, AND OTHER RESPONSIBILITY MATTERS (DIRECT RECIPIENT) As required by Executive Order 12549, Debarment and Suspension, and implemented at 44 CFR Part 67, for prospective participants in primary covered transactions, as defined at 44 CFR Part 17, Section 17.510-A. The applicant certifies that it and its principals: (a) Are not presently debarred, suspended, proposed for debarment, declared ineligible, sentenced to a denial of Federal benefits by a State or Federal court, or voluntarily excluded from covered transactions by any Federal department or agency; (b) Have not within a three-year period preceding this application been convicted of a or had a civilian judgment rendered against them for commission of fraud or a criminal offense in connection with obtaining, attempting to obtain, or perform a public a public (Federal ,State, or local) transaction or contract under a public transaction; violation of Federal or State antitrust statutes or commission of embezzlement, theft, forgery, bribery, falsification or destruction of records, making false statements, or receiving stolen property; FEMA Form 20-16C, OCT 04 (c) Are not presently indicted for otherwise criminally or civilly charged by a governmental entity (Federal, State, or local) with commission of any of the offenses enumerated in paragraph (1) (b) of this certification; and (d) Have not within a three-year period preceding this application had one or more public transactions (Federal, State, or local) terminated for cause of default; and B. Where the applicant is unable to certify to any of the statements in this certification, he or she shall attach an explanation to this application. 3. DRUG-FREE WORKPLACE (GRANTEE OTHER THAN INDIVIDUALS) As required by the Drug -Free Workplace Act of 1988, and implemented at 44 CFR Part 17, Subpart F, for grantees, as defined at 44 CFR Part 17.615 and 17.620- A. The applicant certifies that it will continue to provide a drug-free workplace by; (a) Publishing a statement notifying employees that the unlawful manufacture, distributions (b) Establishing an on-going drug free awareness program to inform employees about - (1) The dangers of drug abuse in the workplace; (2) The grantee's policy of maintaining a drug-free workplace; (3) Any available drug counseling, rehabilitation, and employee assistance programs; and (4) The penalties that may be imposed upon employees for drug abuse violations occurring in the workplace; (c) Making it a requirement that each employee to be engaged in the performance of the grant to be given a copy of the statement required by paragraph (a); (d) Notifying the employee in the statement required by paragraph (a) that, as a condition of employment under the grant, the employee will - (1) Abide by the term of the statement; and (2) Notify the employee in writing of his or her conviction for a violation of a criminal drug statute occurring ion the workplace no later than five calendar days after such convections; (e) Notifying the agency, in writing, with 10 calendar days after receiving notice under subparagraph (d)(2) from an employee or otherwise receiving actual notice of such conviction. Employers of convicted employees must provide notice, including position, title, to the applicable FEMA awarding office, i.e., regional office or FEMA office. PREVIOUS EDITION OBSOLETE (f) Taking one of the following actions, within 30 calendar days of receiving notice under subparagraph (d)(2), with respect to any employee who is convicted - (1) Taking appropriate personnel action against such an employee, up to and including termination, consistent with the requirements of the Rehabilitation act of 1973, as amended; or (2) Requiring such an employee to participate satisfactorily in a drug abuse assistance or rehabilitation program approved for such purposes by a Federal, State, or local health, law enforcement, or other appropriate agency; (g) Making a good faith effort to continue to maintain a drug free workplace through implementation of paragraphs (a),(b),(c),(d),(e) and (f). B. The grantee may insert in the space provided below the site(s) for the performance of work done in connection with the specific grant: Place of Performance (Street address, City, County, State, Zip code) 221 East Main Street Round Rock, TX 78664 Check ❑ If there are workplaces on file that are not identified here. Section 17.630 of the regulations provide that a grantee that is a State may elect to make one certification in each Federal fiscal year. A copy of which should be included with each application for FEMA funding. States and State agencies may elect to use a state wide certification. )'77,7r 74-176 (Rev.5-12)12) Direct Deposit Authorization / Advance Payment Notification This form may be used by vendors, individual recipients or state employees to receive payments from the state of Texas by direct deposit or to change/cancel existing direct deposit information. Transaction Type For Comptroller's Use Only 1 1 Z 0 U w rn New setup (Sections 2, 3, 4 and 5 - Section 6 is optional) ❑ Change financial institution (Sections 2, 3, 4 and 5- Section 6 is optional) ❑ Change account number (Sections 2, 3, 4 and 5- Section 6 is optional) ❑ Change account type (Sections 2, 3, 4 and 5 - Section 6 is optional) o Cancellation (Sections 2 and 4 - Sections 7 and 8 for state agency use) Payee Identification c„ z O h N • Texas Identification Number (TIN) ( 1 1 71 4 , 6 , 01 1, 71 41 81 5 , 11 Customer account number maximum 17 characters) 4 5 6 8 9 1 3 8 6 I 1 1 1 1 I 1 I I 1 Mail code (!foot known, leave blank) 1 0 1 01 11 V Employer Identification Number (EIN) •■ Social Security Number (SSN)` - Larne!! Camus Payee name (Business/Individual/Employee) City of Round Rock Senior Vice President Financial representative signature (optional) `� "rte I 4..1(2"-1‘11a11 Phone number (optional) ( ) ext. Phone number ( 512 ) 218-5400 ext. 1 1 Mailing address 221 E Main Street 1 I City Round Rock Stale TX ZIP code 78664 Financial Institution (Completion by financial institution is recommend r) p [-.3: w rn Financial institution name JPMorgan Chase,N.A. City Austin 1 further understand that the Texas Comptroller of Public Accounts will comply at all times with the National Automated Clearing House Association's Slate TX Routing transit number (9 digits) 1 1 1 1 1 1 1 0 - 0 0 6 I 1 1 I 1 1 4 I �� Customer account number maximum 17 characters) 4 5 6 8 9 1 3 8 6 I 1 1 1 1 I 1 I I 1 1 Type of account Checking ■ Savings Financial representative name (optional) - Larne!! Camus Title (optional) Senior Vice President Financial representative signature (optional) `� "rte I 4..1(2"-1‘11a11 Phone number (optional) ( ) ext. Dale (optional) Authorization for Setup, Changes or Cancellation (required, "* z I authorize the Texas Comptroller of Public Accounts to deposit my payments from the state of Texas to my financial institution electronically. I understand that the Texas Comptroller of Public Accounts will reverse any payments made to my account in error. 0 1 further understand that the Texas Comptroller of Public Accounts will comply at all times with the National Automated Clearing House Association's wrules. (For further information on these rules, please contact your financial institution.) co sign Aul d signat Panted name Dale Comments here '� Elaine Wilson 12/14/12 International Payments Verification (required) w cn Will these payments be forwarded to a financial institution outside the United States? If TES," also complete the ACH (Direct Deposit) Payment Destination Confirmation (Fonn 74-227). ❑ YES WINO Advance Payment Notification Setup for Vendor/Employee Travel SECTION 6 I request the Texas Comptroller of Public Accounts to send an email notification one business day prior to the payment posting to my account. Data Contact nam (Please pont) t. /3in� C (.1�J. , 1So". ) Contact phone number // ( 't Z-) 2I$ , stitfiext. Agency number Agency name Comments Email address. 14101 1 1 (jS 11 s t e l A t et rl 01,-04-.11 "I o 1 `� "rte I 4..1(2"-1‘11a11 (i 5 1 • 1 `�4 I b 1\11 1 1 1 1 1 1 1 1 1 I Cancellation by Agency (for state agency use) 0 U u1 in Reason Date Authorized Signature (for state agency use SECTION 8 I Signature sign here Data Phone number ( ) ext. Agency number Agency name Comments Please return your completed form to: TRAVEL POLICY CERTIFICATION Jurisdiction Name: City of Round Rock, Texas Check one of the two blocks below This jurisdiction has no qualifying travel regulations. EMPG participants requesting reimbursement for travel expenditures will do so in accordance with State of Texas travel regulations and reimbursement rates as published by the Texas Comptroller of Public Accounts. State travel regulations are available at https://fmx.cpa.state.tx.us/fmx/travelltextravellindex.php OR This jurisdiction has its own qualifying travel policy, a copy of which is attached. EMPG participants requesting reimbursement for travel expenditures will do so in accordance with that policy. Name of Grant Financial Officer (Printed or Typed) Sherri Crone Original Signature of Grant Financial Officer ( Date Signed (a.- I Z.- l a. TDEM-69 10/12