R-06-08-10-10D1 - 8/10/2006RESOLUTION NO. R -06-08-10-10D1
WHEREAS, the U.S. Department of Housing and Urban Development
("HUD") has grant funds available to cities through the Community
Development Block Grant Program, and
WHEREAS, the City of Round Rock adopted the 2004-2009 Community
Development Consolidated Plan (the "Plan") by Resolution No. R -04-07-
22-13C1 on July 22, 2004, which identified how the City would use
federal resources to meet priority community needs, and
WHEREAS, the City of Round Rock has prepared the 2006-2007 Third
Program Year Action Plan, in accordance with the Plan and in compliance
with HUD regulations, and
WHEREAS, the City wishes to adopt said 2006-2007 Third Program
Year Action Plan (the "3rd Year Action Plan") and make application for
the available grant funds for specific projects and activities
identified in the 3rd Year Action Plan, Now Therefore
BE IT RESOLVED BY THE COUNCIL OF THE CITY OF ROUND ROCK, TEXAS,
That the City Council hereby adopts the 2006-2007 Third Program
Year Action Plan, a copy of which is attached hereto as Exhibit "A" and
incorporated herein for all purposes.
BE IT FURTHER RESOLVED,
That the Mayor is hereby authorized and directed to execute on
behalf of the City the 2006-2007 Third Program Year Action Plan, which
shall serve as the application to HUD for the available grant funds
described above.
The City Council hereby finds and declares that written notice of
the date, hour, place and subject of the meeting at which this
@PFDesktop\::CDMA/WORLDOX/o:/wdOX/RESOLULI/R60910D1.WPD/[mc
Resolution was adopted was posted and that such meeting was open to the
public as required by law at all times during which this Resolution and
the subject matter hereof were discussed, considered and formally acted
upon, all as required by the Open Meetings Act, Chapter 551, Texas
Government Code, as amended.
RESOLVED this 10th day of August, 2006.
ST:
WEL , ayor
Cit % of Round Rock, Texas
CHRISTINE R. MARTINEZ, City Secre'ary
2
ROUND ROCK, TEXAS
PURPOSE. PASSION. PROSPERITY.
Community Development
Block Grant
Third Program Year Action Plan
Office of Community Development
301 West Bagdad, Suite 140
Round Rock TX 78664
512-218-5416
http://yww.roundrocktexas.gov
EXHIBIT
"An
Table of Contents
Page
Application Form 424
3
Third Year Action PIan
Executive Summary 6
Development ofthe Outcome Performance Measurement System 6
��eyC0nnponenisnfthe CPD OuicOnmePe�nrmnance/�easureunentSysteno 6
KecunnnnendedPrngrannsand Activibesfor 20O7 7
Priority Needs Determination 9
Underserved Needs 12
Managing the Process 12
Citizen Participation 13
Institutional Structure 13
Monitoring14
Lead Based Paint 15
Specific Housing Objectives 16
Needs of Public Housing 16
Barriers tnAffordable Housing 17
HOME/American DreamDown Payment Initiative 17
SPeciflcHonne|ess Prevention Elements17
Description by Matrix Codes 18
Anti Poverty Strategy 19
Non -Homeless Special Needs 20
Housing Opportunities for People with Aids 20
Specific HOPVV/\Objectives 20
Exception Grantee Status 20
CPMpNon State Certifications 21
Non State Government Certifications 22
Specific CDBCCertifications 22
Optional Certification CD8G 24
Specific HOME Certifications 26
HUpVVACertiUCatiuns 27
ESGCer(ificabons 28
Appendix ioCertifications 29
Census Tracts and Project Maps 31
Minority Concentration Map 33
Z006Low and Moderate Income Target Areas Map 34
Boundaries for City VVide Programs Map 3S
2OO6-2U07Third Year Action Plan Activity Location Map 36
Bluebonnet Trails MHMRPRIDE PrngraunLocation Map 37
Round Rock Area Serving Center Map (PreScripbVnASsis(an l 38
VVi||iaonsonBurnet CnunbeyOppnrtuni`ies/VV8CO)c�' 39
Center�l»«»dRock Area Serving ` (WBCO) Location[�aP 40
Map (Walk In Cooler) , 41
SF 424
Page 2
Version 2.0
,�,p1£Nr
b
!tj ry
``�* II I * G
G9 I 1001�x
01+
CPMP tool.
SF 424
The SF 424 is part of the CPMP Page 6 Version 2.0 Annual
Action Plan. SF 424 form fields are included in this document.
Grantee information is linked from the 1CPMP.xls document of the
Complete the fillable fields (blue cells) in the table
values from the Grantee Information Worksheet.
07/27/06
below. The other items are pre -filled with
Date Received by state
Date Received by HUD
TX484674 Round Rock
State Identifier
Federal Identifier
ApplicantInformation .
Round Rock
221 East Main Street
Type of SubmlSsion
re-applicatil
Application
er ❑ Construction
Z Non Construction
❑ Construction
❑ Non Construction
TX484674 ROUND ROCK
10-274-0792
Round Rock
TX
78664
Country U.S.A.
Employer Identification Number (EIN);'.
74-6017485
Applicant Type:
Local Government: City
City of Round Rock
Planning Department
Office of Community Development
Williamson
10/06
Specify Other Type if necessary:
Specify Other Type
Program funding
U.S. ;_v of
°using and Urbai[ eia tlpnt
Catalogue of Federal Domestic Assistance Numbers; Descriptive Title of Applicant Project(s);
Areas Affected b
Project(s) ) ct(s) (cities, Counties, localities etc.); Estimated Funding
Community Development; Biock Grarit
CDBG Project Titles
(1) Public Services'
(2) Housing Activities
(3) Code Enforcement
(4) Program Administration
(5) Public Fadlities and Improvements
14.218 Entitlement Grant
Description of Areas Affected by CDBG
Project(s)
(1) General; Elderly; Youth; Health;
Childcare; Fair Housing Activities
(2) Single Family Rehabilitation
(3) Residential Code Enforcement
(4) Salaries and overhead costs for
program administration
(5) Walk-in cooler for food pantry
$396,478 $Additional HUD Grant(s)
(Leveraged
$Additional Federal Funds Leveraged
$Locally Leveraged Funds:
$Anticipated Program Income: -0-
(Describe
$Additional, State Funds Leveraged
$Grantee Funds Leveraged
Total Funds Leveraged for CDBG-based Project(s):
Other (Describe)
2,687,491
SF 424
Page 3
Version 2.0
Home Investment Partnerships Program'
N/A
HOME Project Titles
14.239 HOME
Description of Areas Affected by HOME
Project(s)
($Additional HUD Grant(s) /Describe
Leveraged
$Additional Federal funds Leveraged
$HOME Grant Amount
$Locally Leveraged Funds
$Additional State Funds Leveraged
$Anticipated Program Income
$Grantee Funds Leveraged
Total Funds Leveraged for HOME -based Project(s)
Other (Describe)+
HOPWA Project Titles'
14.241 HOPWA
ProDescriptijects)on of AreaS Affected by HOPWA
/$Additional HUD Grant(s) /Describe
Leveraged
$Additional Federal Funds Leveraged
$HOPWA Grant Amount
$Locally Leveraged Funds
$Anticipated Program Income
$Additional State Funds Leveraged
Total FundsLeveraged for HOPWA-based Project(s)
$Grantee Funds Leveraged
Other (Describe)
ESG Project Titles
$ESG Grant Amount
$Additional Federal Funds
$Locally Leveraged Funds
14.231 ESG
Description of Areas Affected by ESG
Project(s)
$Additional HUD Grant(s) Leveraged Describe
Leveraged $Additional State Funds Leveraged
$Anticipated -Program Income
SF 424
$Grantee Funds Leveraged
Other (Describe)
Page 4 Version 2.0
Total Funds Leveraged for ESG-based Project(s)
Congressional Districts of:
31st
1 31st
Is the applicant delinquent on any federal
debt? If "Yes" please include an additional
document explaining the situation.
111 Yes
El No
Person to be contacted regarding this application
Mona
Community Development
Coordinator
mona@round-rock.tx, us
512-218-5416
Is application subject to review by state
Executive Order 12372 Process?
❑ Yes
0 No
�N/A
This application was made available to
the state EO 12372 process for review
on DATE
Program is not covered by EO 12372
Program has not been selected by the
state for review
http://www.c.round-rock.tx.us/
Signature of Authorized Representative
Ryan
512-341-3152
Other Contact
Date Signed
SF 424
Page 5 Version 2.0
Third Program Year
Action Plan
The CPMP Page 6 Version 2.0 Annual Action Plan includes the SF 424
and Narrative Responses to Action Plan questions that CDBG, HOME, HOPWA, and
ESG grantees must respond to each year in order to be compliant with the
Consolidated Planning Regulations. The Executive Summary narratives are optional.
Narrative Responses
GENERAL
Executive Summary
The City of Round Rock is faced with the challenge of measuring the outcomes of its
programs at the Federal level. The need to describe the results of its housing and
community development programs is heightened by growing public emphasis on
accountability for results. Federal legislation and executive requirements establish
specific responsibilities to measure the performance of their programs. The City must
be able to measure results in terms of a program's statutory obligations and also
show how its programs advance the city's overall mission and strategic objectives.
In response to this need, and in recognition of the complexity of the
performance measurement task for the wide variety of local programs that are
supported by Federal community development funds, a framework was
developed for an outcome performance measurement system that enables the
City to measure the impact of its programs, in order to tell the story about the
difference that community development programs make. This framework will
give both HUD and the City the capability to assemble and analyze the
necessary performance information in order to better inform stakeholders,
funding agencies, and the public about how Federally supported community
development programs impact the nation's communities.
Development of the Outcome Performance
Measurement System
Purpose of the System
The performance measurement system was developed by HUD to provide HUD and
its grantees with a standardized methodology and system to measure the outcomes
of HOME, CDBG, HOPWA, and ESG. Given the Federal requirements to measure
program performance and the strong competition for available Federal resources,
HUD and its grantees must be able to demonstrate how programs benefit low-
income families and communities.
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The Performance Measurement System provides the following benefits for HUD and
its grantees and subrecipients.
• Meets Federal performance measurement requirements
• Provides clear evidence of program results/outcomes at a national level.
• Provides grantees with performance information that they can use to inform local
officials and the public about the results of their programs
• Informs grantee decisions about program design and implementation
Key Components of the CPD Outcome Performance.
Measurement System
There are three main components to the Outcome Performance Measurement
System:
1. Objectives;
2. Outcomes; and
3. Indicators.
Objectives
The Outcome Performance Measurement System offers three possible objectives for
each activity. These objectives are based on the broad statutory purposes of the four
Community and Planning Development (CPD) programs:
• Creating Suitable Living Environments relates to activities that are
designed to benefit communities, families, or individuals by addressing issues
in their living environment. This objective relates to activities that are
intended to address a wide range of issues faced by low -and moderate -
income persons, from physical problems with their environment, such as
poor quality infrastructure, to social issues such as crime prevention,
literacy, or elderly health services.
• Providing Decent Housing covers the wide range of housing activities
that are generally undertaken with HOME, CDBG, or HOPWA funds. This
objective focuses on housing activities whose purpose is to meet
individual family or community housing needs. It does not include
programs where housing is an element of a larger effort to make
community -wide improvements, since such programs would be more
appropriately reported under Suitable Living Environments.
■ Creating Economic Opportunities applies to activities related to
economic development, commercial revitalization, or job creation.
The objectives are framed broadly to capture the range of community impacts that
occur as a result of program activities.
Outcomes
The second component of the system is designed to capture the nature of the
change or the expected result. HUD has established the following three outcomes to
use when considering funding activities:
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■ Availability/Accessibility applies to activities that make services,
infrastructure, public services, public facilities, housing, or shelter available or
accessible to low -and moderate -income people, including persons with
disabilities. In this category, accessibility does not refer only to physical
barriers, but also to making the basics of daily living available and accessible
to low -and moderate -income people where they live.
• Affordability applies to activities that provide affordability in a variety of
ways to low -and moderate -income people. It can include the creation or
maintenance of affordable housing, basic infrastructure hook-ups, or services
such as transportation or day care. Affordability is an appropriate objective
whenever an activity is lowering the cost, improving the quality, or increasing
the affordability of a product or service to benefit a low-income household.
• Sustainability applies to activities that are aimed at improving communities
or neighborhoods, helping to make them livable or viable by providing benefit
to persons of low -and moderate -income or by removing or eliminating slums
or blighted areas, through multiple activities or services that sustain
communities or neighborhoods.
Indicators
Once the City has established the program purpose (objective), and intended result
(outcome), the next step is to identify how to measure progress toward achieving
the intended results. There are common indicators that will be reported for nearly all
program activities. Others are activity -specific indicators that are relevant only for
the specific activity the City is undertaking. Data on all of the indicators that describe
the results of an activity must be reported.
Common Indicators
There are four common indicators that are relevant for most activities:
• Amount of money leveraged from other Federal, state, local, and private
sources.
• Number of persons, households, businesses, units or beds assisted, as
appropriate.
• Income levels of persons or households by 30 percent, 50 percent, 60
percent, or 80 percent of area median income.
■ Race, ethnicity, and disability data
Specific Indicators
There are eighteen activity specific indicators that are identified in Federal Register
Notice Volume 71, March 7, 2006, as part of the standardized format:
1. Public facility or infrastructure activities
2. Public service activities
3. Geographically targeted activities
a. Number of new businesses assisted
b. Number of businesses retained
c. Number of jobs created or retained
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d. Amount of money leveraged
e. Number of low or moderated income (LMI) persons served
f. Slum/blight demolition
g. Number of LMI households served
h. Number of acres of remediated brownfields
i. Number of households with new or improved access to public
facilities/services
j. Number of commercial facade treatment/business building rehab
k. Optional indicators (crime rates, property value change, housing code
violations, business occupancy rates, employment rates,
homeownership rates)
4. Number of commercial facade treatment/business building rehab (site,
not target area based
5. Number of acres of brownfields remediated (site, not target based)
6. New rental units per project or activity
7. Rental units rehabilitated
8. Homeownership units constructed, acquired and/or repaired with
rehabilitation (per project or activity)
9. Owner occupied units rehabilitated or improved
10. Direct financial assistance to homebuyers
11. Tenant based rental assistance
12. Number of persons given overnight shelter
13. Number of beds created in overnight shelter or other emergency housing
14. Homelessness prevention
15. Jobs created
16. Jobs retained
17. Businesses assisted
18. Goods or services provided by assisted business
Recommended Programs and Activities for 2007
CDBG Program Background
The City of Round Rock will receive $396,478 in CDBG entitlement funding from the
U.S. Department of Housing and Urban Development (HUD) on October 1, 2006.
This will be the ninth year of entitlement funding for Round Rock, with total funding
to date, including the 2007 allocation, of $3,991,160. The bulk of this funding has
gone into housing activities that benefit low to moderate income families.
The Community Development Advisory Commission (CDC) reviewed applications for
funding in a work session on May 23, 2006. (At the regular CDC meeting July 6,
2006, the Commission recommended Third Program Year Action Plan to City Council
for the upcoming fiscal year 2006-2007.) The programs and activities listed below
include the new required standardized outcome performance measurements in the
project section of this document.
.Action Plan
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Third Program Year Action Plan
This document was created by using HUD's
address all Federal statutory requirements,
measurements. A detailed description of all
pages. Listed below is a brief description of
Recipient
new CPMP tool and is designed to
including the new performance
activities can be found in the following
activities and recommended funding.
Program
City of Round Rock
PARD
Senior Center
Equipment
Program Description
Four new Dell computers for the
Allen R. Baca Center
Funding
6,800
City of Round Rock
PARD
Senior Program
Scholarships
City of Round Rock
Office of Community
Development
City of Round Rock
Office of Community
Development
City of Round Rock
Office of Community
Development
Fair Housing
Scholarships for memberships,
classes, and activity fees
Tenant Landlord Counseling
services pilot program
2,000
5,000
Program Administration
Administration and oversight of
the CDBG program; salaries;
overhead
79,296
City of Round Rock Code
Enforcement
City of Round Rock
PARD
WBCO Head Start
Round Rock Area
Serving Center
Home Repair Program
$20,000 grants to income
eligible homeowners to bring
substandard homes to code
245,211
Residential Code
Enforcement
Grant for mowing services,
brush pick up and lot clearing
services for income eligible
homeowners who have been
cited with code violations.
5,000
Play for Life
After School/Summer
Care Scholarship
Program
Physical activity programs to
help fight obesity in children.
Scholarships to income eligible
families for program fees.
15,000
Scholarship program for after
school and summer care for
Head Start and at risk children.
21,671
Bluebonnet Trails
CMHMRC PRIDE ECI
Round Rock Area
Serving Center
Prescription Assistance
Program
Prescription assistance for
limited clientele under 60 years
old.
5,000
Strength and Movement
Equipment
Serving Center Cooler
Purchase equipment used to
improve posture, mobility, and
strength for handicapped
children.
4,000
Purchase walk-in cooler for food
pantry
7,500
Total Program Funding $396,478
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Priority Needs Determination
The priority needs were determined primarily from consultation with City staff, public
hearings, surveys, and local service providers. Key factors affecting the
determination of the five-year priorities included: 1) the types of target income
households with greatest need for assistance; 2) those activities that will best
address their needs; and 3) the limited amount of funding available to meet those
needs.
The priority ranking system for housing and community development needs is as
follows:
• High Priority: Activities assigned high priorities are expected to be
funded during the five-year period.
• Medium Priority: As funds are available, activities that are medium
priority are expected to be funded.
• Low Priority: Activities assigned low priorities are not expected to be
funded during the five-year period. The City may support application for public
assistance by other agencies if those activities conform to the Consolidated Plan.
• No Such Need: The City has determined that there is no need for these
activities in the community. Funding will not be provided and applications by other
agencies will not be supported.
In the 2004-2009 Consolidated Plan, Tables 3-1 and 3-2 identify the priorities
assigned to the housing and community development activities anticipated to occur
during the five year period.
Underserved Needs
Despite efforts, there remain a number of significant obstacles to meeting
underserved needs. The following obstacles to meeting these needs in Round Rock
are:
• Rapid population growth
• Cut backs in state and federal funding for basic needs services
• High cost of housing
• Need for transportation to existing services and childcare exceed available
services
One of the Transportation Division goals is to enhance alternate transportation
choices available to Round Rock citizens. The city has undergone a study for mass
transit and has established scenarios for bus routes that would access the major
retail centers, hospitals, and college campus in Round Rock.
High cost of housing continues to be an obstacle for new homeowners and renters.
Round Rock will become the lead entity in a proposed HOME consortium and make
application to the Department of Housing and Urban Development for HOME dollars
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1C I,cx
in March 2006. This money will be used as gap financing for the development of
affordable housing.
Managing the Process
The City of Round Rock Office of Community Development within the Planning
Department serves as the lead agency for the Consolidated Plan and administration
of CDBG funds. The following agencies were consulted in the development of this
annual action plan: Interfaith Care Alliance, Life Steps, Williamson County and Cities
Health District, Bluebonnet Trails MHMR, The Round Rock Volunteer Center,
Williamson -Burnet Counties Opportunities, Round Rock Independent School District,
United Way of Greater Williamson County, Agape Pregnancy Resource Center, Round
Rock Housing Authority, the Round Rock Area Serving Center, and the Williamson
County Crisis Center.
Round Rock will continue to host interagency meetings on a monthly basis to
enhance coordination between public and private housing, health, and social service
agencies.
Citizen Participation
Citizen participation, an integral part of developing Round Rock's 2006-2007 Third
Program Year Action Plan, was obtained through public hearings, public meetings,
and a community needs assessment survey. The City's Citizen Participation Plan that
was adopted with the first five year Consolidated Plan, details procedures to follow
for public hearings, plan amendments, reporting information, and public
accountability.
The City held four public hearings to solicit input from residents and social services
providers on the needs in Round Rock. Those meetings were held at the following
locations:
• 2/23/06: Round Rock Housing Authority, 1007 Cushing Dr.
• 2/28/06: United Way, 101 E. Old Settlers Blvd., Round Rock
• 3/02/06: Community Development Advisory Commission, City Hall
• 3/09/05: City Council, City Hall
Notice of these public hearings was published in the local newspaper, the Round
Rock Leader, on February 16, 2006.
Fifteen service provider organizations and 23 senior residents attended the meetings.
Comments from the meetings are included in Appendix A.
According to responses received, the key needs of low and moderate income persons
in Round Rock are:
• Child care
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• Transportation (buses)
• Affordable single family homes
• Job Training
• Battered and abused spouse services
• Youth programs
• Temporary/emergency housing
• Down payment assistance for homebuyers
• Affordable housing for senior citizens
• Home repair loans
• Neighborhood parks
• Community centers
• Job creation/retention
The Third Program Year Action Plan was available for pubic review and comments for
30 days beginning June 16, 2006. Public hearings were held by the Community
Development Advisory Commission on July 6 and by the City Council on July 13.
Institutional Structure
Effective implementation of the Consolidated Plan involves a variety of agencies.
Coordination and collaboration between agencies is important to ensuring that the
needs in the community are addressed. The key agencies that are involved in the
implementation of the Plan as well as additional resources that may be available are
described below.
Public Sector
City of Round Rock, Office of Community Development
The Office of Community Development is responsible for the administration of the
City's programs funded by CDBG money. This office has primary responsibility for
managing and implementing the City's affordable housing programs, the
Consolidated Plan programs, and related documents.
Other city departments also involved in providing services include Code Enforcement,
Parks and Recreation Department, and the Public Works Department.
Williamson County and Cities Health District (WCCHD)
WCCHD offers a variety of services to Round Rock and Williamson County residents,
including:
• Alcohol and Drug Services
• Children's Services
• Family Assistance
• Public Health Services
• Senior Services
• Emergency Services
Round Rock Housing Authority
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Round Rock
The Round Rock Housing Authority administers the Housing Choice (Section 8)
Voucher Program. The City works in close consultation with the Housing Authority
regarding public housing issues in Round Rock.
The Round Rock Development Cooperation is a 501(c)(3) non-profit organization
established by the Housing Authority for the purpose of purchasing and developing
affordable housing.
Non -Profit Agencies
No community development organizations that construct housing for target income
households or provide rehabilitations services are located in the City. However,
some are located in Austin which is close proximity to Round Rock.
Private Sector
The private sector is an important collaborator in the services and programs
associated with the Consolidated Plan. The private sector brings additional resources
and expertise that can be used to supplement existing services or fill gaps in the
system.
Lenders, affordable housing developers, business and economic development
organizations, and private sector providers offer a variety of assistance to residents
such as health care, small business assistance, home loan programs, and assisted
housing, among others. Some of these organizations include the Round Rock
Development Corporation which has been active in purchasing affordable housing
and the Small Business Development Center which provides resources to local and
start up businesses.
Coordination
The City is committed to continuing its participation and coordination with federal,
state, county, and local agencies, as well as with the private and non-profit sector, to
serve the needs of target income individuals and families I the community.
In particular, the City will continue to work in close coordination with area service
providers for the provision of services. The City will also work with the building
industry to address housing needs.
Monitoring
The City of Round Rock has developed a monitoring system to ensure that the
activities carried out in the Plan are done so in a timely manner in accordance with
the federal monitoring requirements of 24 CFR 570.501(V) and 24 CFR 85.40 and all
other applicable laws, regulations, policies, and sound management and accounting
practices. The objectives of monitoring are:
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• To assure that subrecipients are carrying out their program/project as
described;
• To assure that subrecipients are implementing the program/project in a
timely manner;
• To assure that subrecipients are assessing costs to the program/ project
which are eligible under CDBG regulations and the contract;
• To assure that subrecipients are conforming with other applicable laws,
regulations, and terms of he agreement;
• To assure that the program/project is operating in a manner that minimizes
the opportunity for fraud, waste, and mismanagement;
• To assure that subrecipients have the capacity to carry out the approved
project/ project;
• To assure that subrecipients are carrying out their program/project as
described.
The City will track and report on its progress toward meeting its housing and
community development goals. On an annual basis, City staff will prepare a
Consolidated Annual Performance and Evaluation Report (CAPER) that summarizes
progress on goals and priorities in the Consolidated Plan and Annual Action Plan.
Lead-based Paint
The majority of residential housing development in Round Rock occurred after the
use of lead-based paint was banned; however, some areas of the community may
have some homes with lead based paint.
With the implementation of the Minor Home Repair program, the program policy and
procedures manual address compliance with the Residential Lead Based Paint Hazard
Reduction Act of 1992 (Title X) and subsequent changes in September, 1999. The
procedures include:
• Notification
• Identification
• Treatment (if necessary)
Specific Housing Objectives
Round Rock will continue its down payment and closing costs assistance for first time
homebuyers. The Minor Home Repair Program will be used to assist families in
bringing their property up to code. Priorities for home repair assistance have been
established and will be implemented when there is a waiting list for future projects.
Both programs have residency requirements that will trigger repayment of loans if
property sells, leases, or transfers title within the five year note period.
IS4a16,111 alai"
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Needs of Public Housing
The City of Round Rock appoints a public housing tenant as a board member to the
Housing Authority governing board. In addition to monthly board meetings, Housing
Authority staff holds resident council meetings to get input from residents on what
improvements they would like to see in their facilities.
The Lancehaven family housing development has a small playground that is
maintained by the City of Round Rock. This playground will be upgraded with CDBG
and matching Housing Authority funds in fiscal year 2006.
Plans to renovate the Westwood family development are being explored. This duplex
project may become a two story multi family development in the future. A campaign
to educate the public on public housing needs will kick off in 2006. Equipment
needed for this campaign will be purchased with CDBG and matching Housing
Authority funds.
Barriers to Affordable Housing
The City is committed to removing or reducing barriers to affordable housing
whenever possible. Zoning standards for multifamily tracts have been amended that
will allow redevelopment of existing multifamily public housing. Prior to the zoning
amendment, all three public housing developments had density and acreage that did
not meet the current standards. The Round Rock Housing Authority can now
proceed with its plans to redevelop its properties.
HOME/ American Dream Down payment Initiative (ADDI)
Round Rock does not receive HOME/ADDI funds at this time. If these funds were
available to Round Rock, they would be combined with private funds to make an
investment with the Round Rock Housing Authority to maintain current affordable
units and develop additional units.
The City Council amended the city's zoning ordinance regarding minimum lot size for
multi -family tracts. This previous barrier to affordable housing prevented the Round
Rock Development Cooperation (part of the Round Rock Housing Authority) from
expanding their existing properties. The minimum 5 acre tract requirement for a fr
multi -family development has been reduced to 1 acre. Each of the three housing
authority properties is less than 5 acres.
The Round Rock Housing Authority will take the lead to outreach to residents and
tenants of public housing and to other families assisted by public housing agencies,
for the purposes of ensuring that the ADDI funds are used to provide down payment
assistance for such residents, tenants, and families. Families receiving ADDI funds
would take classes related to all aspects of homeownership. Housing counseling
would be mandatory homebuyers. City staff and Round Rock Housing Authority staff
have received certification in teaching Homebuyer Education and Financial Fitness.
These certification programs were administered by the Texas Department of Housing
and Community Affairs (TDHCA) and NeighborWorks America.
Action Plan
Page 17 Version 2.0
Specific Homeless Prevention Elements
Homeless Strategy
Though Round Rock has a very small visual homeless population, the loss of a job, a
raise in rent, an eviction or domestic violence can easily lead to homelessness for
many low income individuals and families. Accordingly, the City's high priority
activities are concentrated on homeless prevention.
Priority Homeless Needs
With a focus on homeless prevention, the City and local service providers have
identified the provision of direct assistance (e.g., food and clothing) as well as
supportive services to help those potentially at risk of becoming homeless as the key
priorities for homeless assistance and prevention over the five year period.
Homelessness is a regional issue and is best addressed countywide through the
efforts of both Williamson and Travis Counties and local jurisdictions. Since Round
Rock's emergency shelters only provide temporary facilities for displaced women and
children, the City will work with area providers to address its share of the homeless
need through facilities and services provided at the regional level.
Homeless Assistance Goals
A primary goal to address the issue of homelessness and homeless prevention is to
encourage a range of supportive services to help those at risk of becoming homeless
and those who are without shelter.
The City will continue work with service providers to address its goal and the local
needs of the homeless.
Homeless Assistance and Prevention
Homeless Assistance
The City will work with service agencies to provide emergency shelters, transitional
housing, and other support services that address the City's fair share of homeless
need at the regional level.
Homeless Services
In order to help those who are homeless or at risk of becoming homeless, the City
will assist with the provision of supportive services which may include free food and
clothing, counseling, emergency housing assistance, referral, or temporary shelter.
Job Training Program
To provide better economic opportunities to target income residents, the City will
assist with the provision of job training and workforce development services by
improving communication within the community.
Action Plan
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Round Rock
Housing Choice Voucher Homeownership
The Housing Choice (Section 8) Voucher Rental Assistance Program provides
vouchers to very low and extremely low income households that are in need of
housing and are potentially at risk of becoming homeless or have special needs. The
City will provide down payment assistance and homeownership counseling to
participants in the Round Rock Housing Authority (RRHA) voucher homeownership
program.
Community Development
The following categories are identified in the 2004-2009 Consolidated Plan and are
eligible for funding:
Description by Matrix Codes
01 Acquisition of Real Property 570.201(a)
02 Disposition 570.201(b)
03 Public Facilities and Improvements (General) 570.201(c)
03D Youth Centers 570.201(c)
03E Neighborhood Facilities 570.201(c)
03F Parks, Recreational Facilities 570.201(c)
03I Flood Drain Improvements 570.201(c)
03K Street Improvements 570.201(c)
03L Sidewalks 570.201(c)
03M Child Care Centers 570.201(c)
04 Clearance and Demolition 570.201(d)
05 Public Services (General) 570.201(e)
05A Senior Services 570.201(e)
058 Handicapped Services 570.201(e)
O5D Youth Services 570.201(e)
O5E Transportation Services 570.201(e)
05F Substance Abuse Services 570.201(e)
05G Battered and Abused Spouses 570.201(e)
05H Employment Training 570.201(e)
05I Crime Awareness 570.201(e)
05L Child Care Services 570.201(e)
O5M Health Services 570.201(e)
O5N Abused and Neglected Children 570.201(e)
050 Mental Health Services 570.201(e)
13 Direct Homeownership Assistance 570.201(n)
14A Rehab; Single -Unit Residential 570.202
14H Rehabilitation Administration 570.202
14I Lead-Based/Lead Hazard Test/Abate 570.202
15 Code Enforcement 570.202(c)
17D Other Commercial/Industrial Improvements 570.203(a)
21A General Program Administration 570.206
21D Fair Housing Activities (subject to 20% Admin cap) 570.206
Action Plan
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.ouncl Rock
Antipoverty Strategy
The City's anti -poverty strategy is based on attracting a range of businesses and
providing workforce development including job -training services for low income
residents. In addition, the City's strategy is to provide supportive services for target
income residents, such as childcare services.
Planned economic development and anti -poverty programs include:
• Development of a One -Stop Center
• Job Training services
• Commercial rehabilitation
• Childcare center and services
• Homeless services
Non -homeless Special Needs (91.220 (c) and (e))
Priority housing and supportive service needs of persons who are not homeless but
require supportive housing (i.e., elderly, frail elderly, persons with disabilities
(mental physical, developmental) persons with alcohol or other drug addiction
persons with HIV/AIDS and their families, and public housing residents are available
through a limited amount of resources provided through Bluebonnet Trails MHMR,
Trinity Care Nursing Home, Round Rock Housing Authority, Williamson -Burnet
Counties Opportunities, and the Williamson County Health District.
Housing Opportunities for People with AIDS
Round Rock does not receive HOPWA funding. Any housing in this area for persons
with HIV/AIDS is funded privately or assisted through the Interfaith Care Alliance.
Specific HOPWA Objectives
Round Rock will continue dialogs with the Interfaith Care Alliance and other local
agencies who deal directly with housing issues for this target population and assist
when possible with housing needs with its Home Repair Program.
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Rouna Rock
Other Narrative
Exception Grantee Status
The CDBG program requires that each CDBG funded activity must either principally
benefit low- and moderate -income persons, aid in the prevention or elimination of
slums or blight, or meet a community development need having a particular urgency
because existing conditions pose a serious and immediate threat to the health or
welfare of the community and other financial resources are not available to meet
that need. With respect to activities that principally benefit low- and moderate -
income persons, at least 51 percent of the activity's beneficiaries must be low and
moderate income.
However, in some communities, such as Round Rock, there are none or very few
areas in which 51 percent of the residents are low and moderate income. For these
grantees, the CDBG law authorizes an exception criterion in order for such grantees
to be able to undertake area benefit activities.
For Round Rock, the low -moderate income threshold for any area benefit activity is
47.4%. Section 105(c)(2)(A)(ii) at 24 CFR 570.208(a)(1)(ii), identifies the
methodology to calculate a grantee's "exception" threshold.
Action Plan
Page 21 Version 2.0
Sft£N70ee,
U
*I II* CPMP Non -State Grantee
4.e �Illae Certifications
Many elements of this document may be completed electronically,
however a signature must be manually applied and the document must be submitted
in paper form to the Field Office.
NON -STATE GOVERNMENT CERTIFICATIONS
In accordance with the applicable statutes and the regulations governing the consolidated
plan regulations, the jurisdiction certifies that:
Affirmatively Further Fair Housing -- The jurisdiction will affirmatively further fair housing, which
means it will conduct an analysis of impediments to fair housing choice within the jurisdiction, take
appropriate actions to overcome the effects of any impediments identified through that analysis, and
maintain records reflecting that analysis and actions in this regard.
Anti-displace
ent and
ocation Plan -- It will comply with the acquisition and relocation
requirements of the Uniform elRelocation Assistance and Real Property Acquisition Polices Act of 1970, as
amended, and implementing regulations at 49 CFR 24; and it has in effect and is following a residential
antidisplacement and relocation assistance plan required under section 104(d) of the Housing and
Community Development Act of 1974, as amended, in connection with any activity assisted with funding
under the CDBG or HOME programs.
Drug Free Workplace -- It will or will continue to provide a drug-free workplace by:
1. Publishing a statement notifying employees that the unlawful manufacture, distribution, dispensing,
possession, or use of a controlled substance is prohibited in the grantee's workplace and specifying
the actions that will be taken against employees for violation of such prohibition;
2. Establishing an ongoing drug-free awareness program to inform employees about -
a. The dangers of drug abuse in the workplace;
b. The grantee's policy of maintaining a drug-free workplace;
c. Any available drug counseling, rehabilitation, and employee assistance programs; and
d. The penalties that may be imposed upon employees for drug abuse violations occurring in the
workplace;
3. Making it a requirement that each employee to be engaged in the performance of the grant be given
a copy of the statement required by paragraph 1;
4. Notifying the employee in the statement required by paragraph 1 that, as a condition of employment
under the grant, the employee will -
a. Abide by the terms of the statement; and
b. Notify the employer in writing of his or her conviction for a violation of a criminal drug statute
occurring in the workplace no later than five calendar days after such conviction;
5. Notifying the agency in writing, within ten calendar days after receiving notice under subparagraph
4(b) from an employee or otherwise receiving actual notice of such conviction. Employers of
convicted employees must provide notice, including position title, to every grant officer or other
designee on whose grant activity the convicted employee was working, unless the Federal agency has
designated a central point for the receipt of such notices. Notice shall include the identification
number(s) of each affected grant;
6. Taking one of the following actions, within 30 calendar days of receiving notice under subparagraph
4(b), with respect to any employee who is so convicted -
a. Taking appropriate personnel action against such an employee, up to and including termination,
consistent with the requirements of the Rehabilitation Act of 1973, as amended; or
Action Plan
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1
Round Rock
b. Requiring such employee to participate satisfactorily in a drug abuse assistance or rehabilitation
program approved for such purposes by a Federal, State, or local health, law enforcement, or
other appropriate agency;
7. Making a good faith effort to continue to maintain a drug-free workplace through implementation of
paragraphs 1, 2, 3, 4, 5 and 6.
Anti -Lobbying -- To the best of the jurisdiction's knowledge and belief:
8. No Federal appropriated funds have been paid or will be paid, by or on behalf of it, to any
person for influencing or attempting to influence an officer or employee of any agency, a Member
of Congress, an officer or employee of Congress, or an employee of a Member of Congress
in connection with the awarding of any Federal contract, the making of any Federal grant, the making
of any Federal loan, the entering into of any cooperative agreement, and the extension,
continuation, renewal, amendment, or modification of any Federal contract, grant, loan, or
cooperative agreement;
9. If any funds other than Federal appropriated funds have been paid or will be paid to any
person for influencing or attempting to influence an officer or employee of any agency, a Member of
Congress, an officer or employee of Congress, or an employee of a Member of Congress in connection
with this Federal contract, grant, loan, or cooperative agreement, it will complete and submit
Standard Form -LLL, "Disclosure Form to Report Lobbying," in accordance with
its instructions; and
10. It will require that the language of paragraph 1 and 2 of this anti -lobbying certification be
included in the award documents for all subawards at all tiers (including subcontracts, subgrants,
and contracts under grants, loans, and cooperative agreements) and that all
subrecipients shall certify and disclose accordingly.
Authority of Jurisdiction -- The consolidated plan is authorized under State and local law (as applicable)
and the jurisdiction possesses the legal authority to carry out the programs for which it is seeking funding,
in accordance with applicable HUD regulations.
Consistency with plan -- The housing activities to be undertaken with CDBG, HOME, ESG, and HOPWA
funds are consistent with the strategic plan.
Section 3 -- It will comply with section 3 of the Housing and Urban Development Act of 1968, and
implementing regulations at 24 CFR Part 135.
Signature/Authorized Official
James R. Nuse, P.E.
Name
1 City Manager
Title
1 221 East Main Street
Address
1 Round Rock TX 78664
City/State/Zip
1512-218-5400
Telephone Number
Date
Action Plan
Page 23 Version 2.0
P:und Rock
n This certification does not apply.
® This certification is applicable.
Specific CDBG Certifications
The Entitlement Community certifies that:
Citizen Participation -- It is in full compliance and following a detailed citizen participation plan that
satisfies the requirements of 24 CFR 91.105.
Community Development Plan -- Its consolidated housing and community development plan identifies
community development and housing needs and specifies both short-term and long-term community
development objectives that provide decent housing, expand economic opportunities primarily for persons
of low and moderate income. (See CFR 24 570.2 and CFR 24 part 570)
Following a Plan -- It is following a current consolidated plan (or Comprehensive Housing Affordability
Strategy) that has been approved by HUD.
Use of Funds -- It has complied with the following criteria:
1. Maximum Feasible Priority - With respect to activities expected to be assisted with CDBG funds, it
certifies that it has developed its Action Plan so as to give maximum feasible priority to activities
which benefit low and moderate income families or aid in the prevention or elimination of slums or
blight. The Action Plan may also include activities which the grantee certifies are designed to meet
other community development needs having a particular urgency because existing conditions pose a
serious and immediate threat to the health or welfare of the community, and other financial resources
are not available);
2. Overall Benefit - The aggregate use of CDBG funds including section 108 guaranteed loans during
program year(s) 2, 2, 2 (a period specified by the grantee consisting of one, two, or three
specific consecutive program years), shall principally benefit persons of low and moderate income in a
manner that ensures that at least 70 percent of the amount is expended for activities that benefit
such persons during the designated period;
3. Special Assessments - It will not attempt to recover any capital costs of public improvements assisted
with CDBG funds including Section 108 loan guaranteed funds by assessing any amount against
properties owned and occupied by persons of low and moderate income, including any fee charged or
assessment made as a condition of obtaining access to such public improvements.
However, if CDBG funds are used to pay the proportion of a fee or assessment that relates to the
capital costs of public improvements (assisted in part with CDBG funds) financed from other revenue
sources, an assessment or charge may be made against the property with respect to the public
improvements financed by a source other than CDBG funds.
The jurisdiction will not attempt to recover any capital costs of public improvements assisted with
CDBG funds, including Section 108, unless CDBG funds are used to pay the proportion of fee or
assessment attributable to the capital costs of public improvements financed from other revenue
sources. In this case, an assessment or charge may be made against the property with respect to the
public improvements financed by a source other than CDBG funds. Also, in the case of properties
owned and occupied by moderate -income (not low-income) families, an assessment or charge may be
made against the property for public improvements financed by a source other than CDBG funds if the
jurisdiction certifies that it lacks CDBG funds to cover the assessment.
Excessive Force -- It has adopted and is enforcing:
4. A policy prohibiting the use of excessive force by law enforcement agencies within its jurisdiction
against any individuals engaged in non-violent civil rights demonstrations; and
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Page 24 Version 2.0
Round Rock
5. A policy of enforcing applicable State and local laws against physically barring entrance to or exit from
a facility or location which is the subject of such non-violent civil rights demonstrations within its
jurisdiction;
Compliance With Anti -discrimination laws -- The grant will be conducted and administered in
conformity with title VI of the Civil Rights Act of 1964 (42 USC 2000d), the Fair Housing Act (42 USC
3601-3619), and implementing regulations.
Lead -Based Paint -- Its activities concerning lead-based paint will comply with the requirements of
part 35, subparts A, B, J, K and R, of title 24;
Compliance with Laws -- It will comply with applicable laws.
Signature/Authorized Official
James R. Nuse, PE
Name
City Manager
Title
221 East Main Street
Address
Round Rock TX 78664
City/State/Zip
512-218-5400
Telephone Number
Date
Action Plan
Page 25 Version 2.0
f( lied P.00k
® This certification does not apply.
This certification is applicable.
OPTIONAL CERTIFICATION
CDBG
Submit the following certification only when one or more of the activities in the
action plan are designed to meet other community development needs having a
particular urgency as specified in 24 CFR 570.208(c):
The grantee hereby certifies that the Annual Plan includes one
or more specifically identified CDBG-assisted activities, which
are designed to meet other community development needs
having a particular urgency because existing conditions pose a
serious and immediate threat to the health or welfare of the
community and other financial resources are not available to
meet such needs.
Signature/Authorized Official
Name
Title
Address
City/State/Zip
Telephone Number
Date
Action Plan
Page 26 Version 2.0
1
Round Rock
® This certification does not apply.
This certification is applicable.
11
Specific HOME Certifications
The HOME participating jurisdiction certifies that:
Tenant Based Rental Assistance -- If the participating jurisdiction intends to provide tenant -based
rental assistance:
The use of HOME funds for tenant -based rental assistance is an essential element of the
participating jurisdiction's consolidated plan for expanding the supply, affordability, and
availability of decent, safe, sanitary, and affordable housing.
Eligible Activities and Costs -- it is using and will use HOME funds for eligible activities and costs, as
described in 24 CFR § 92.205 through 92.209 and that it is not using and will not use HOME funds for
prohibited activities, as described in § 92.214.
Appropriate Financial Assistance -- before committing any funds to a project, it will evaluate the
project in accordance with the guidelines that it adopts for this purpose and will not invest any more
HOME funds in combination with other Federal assistance than is necessary to provide affordable housing;
Signature/Authorized Official
Name
Title
Address
City/State/Zip
Telephone Number
Date
Action Pian
Page 27 Version 2.0
Round Rock
® This certification does not apply.
This certification is applicable.
HOPWA Certifications
The HOPWA grantee certifies that:
Activities -- Activities funded under the program will meet urgent needs that are not being met by
available public and private sources.
Building -- Any building or structure assisted under that program shall be operated for the purpose
specified in the plan:
1. For at least 10 years in the case of assistance involving new construction, substantial rehabilitation, or
acquisition of a facility,
6. For at least 3 years in the case of assistance involving non -substantial rehabilitation or repair of a
building or structure.
Signature/Authorized Official
Name
Title
Address
City/State/Zip
Telephone Number
Date
----
Version ?.0
This certification does not apply.
n This certification is applicable.
ESG Certifications
1, , Chief Executive Officer of Error! Not a valid link., certify that the local government will
ensure the provision of the matching supplemental funds required by the regulation at 24 CFR 576.51. I
have attached to this certification a description of the sources and amounts of such supplemental funds.
1 further certify that the local government will comply with:
1. The requirements of 24 CFR 576.53 concerning the continued use of buildings for which Emergency
Shelter Grants are used for rehabilitation or conversion of buildings for use as emergency shelters for
the homeless; or when funds are used solely for operating costs or essential services.
2. The building standards requirement of 24 CFR 576.55.
3. The requirements of 24 CFR 576.56, concerning assurances on services and other assistance to the
homeless.
4. The requirements of 24 CFI? 576.57, other appropriate provisions of 24 CFR Part 576, and other
applicable federal laws concerning nondiscrimination and equal opportunity.
5. The requirements of 24 CFR 576.59(b) concerning the Uniform Relocation Assistance and Real Property
Acquisition Policies Act of 1970.
6. The requirement of 24 CFR 576.59 concerning minimizing the displacement of persons as a result of a
project assisted with these funds.
7. The requirements of 24 CFR Part 24 concerning the Drug Free Workplace Act of 1988.
8. The requirements of 24 CFR 576.56(a) and 576.65(b) that grantees develop and implement procedures
to ensure the confidentiality of records pertaining to any individual provided family violence prevention
or treatment services under any project assisted with ESG funds and that the address or location of any
family violence shelter project will not be made public, except with written authorization of the person or
persons responsible for the operation of such shelter.
9. The requirement that recipients involve themselves, to the maximum extent practicable and where
appropriate, homeless individuals and families in policymaking, renovating, maintaining, and operating
facilities assisted under the ESG program, and in providing services for occupants of these facilities as
provided by 24 CFR 76.56.
10. The requirements of 24 CFR 576.57(e) dealing with the provisions of, and regulations and procedures
applicable with respect to the environmental review responsibilities under the National Environmental
Policy Act of 1969 and related authorities as specified in 24 CFR Part 58.
11. The requirements of 24 CFR 576.21(a)(4) providing that the funding of homeless prevention activities
for families that have received eviction notices or notices of termination of utility services will meet the
requirements that: (A) the inability of the family to make the required payments must be the result of a
sudden reduction in income; (8) the assistance must be necessary to avoid eviction of the family or
termination of the services to the family; (C) there must be a reasonable prospect that the family will be
able to resume payments within a reasonable period of time; and (D) the assistance must not supplant
funding for preexisting homeless prevention activities from any other source.
12. The new requirement of the McKinney-Vento Act (42 USC 11362) to develop and implement, to the
maximum extent practicable and where appropriate, policies and protocols for the discharge of
persons from publicly funded institutions or systems of care (such as health care facilities, foster care
or other youth facilities, or correction programs and institutions) in order to prevent such discharge
from immediately resulting in homelessness for such persons. I further understand that state and
local governments are primarily responsible for the care of these individuals, and that ESG funds are
it (lion Plan --- -
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knond Rock
not to be used to assist such persons in place of state and local resources.
13. HUD's standards for participation in a local Homeless Management Information System (HMIS) and
the collection and reporting of client -level information.
I further certify that the submission of a completed and approved Consolidated Plan with its certifications,
which act as the application for an Emergency Shelter Grant, is authorized under state and/or local law, and
that the local government possesses legal authority to carry out grant activities in accordance with the
applicable laws and regulations of the U. S. Department of Housing and Urban Development.
Signature/Authorized Official
Name
Title
Address
City/State/Zip
Telephone Number
Date
Action Plan Page 30
Version 2.0
Ii This certification does not apply.
® This certification is applicable.
APPENDIX TO CERTIFICATIONS
Instructions Concerning Lobbying and Drug -Free Workplace Requirements
Lobbying Certification
This certification is a material representation of fact upon which reliance was placed when
was made or entered into. Submission of this certification is a prerequisite for making or
this transaction imposed by section 1352, title 31, U.S. Code. Any person who fails to file
certification shall be subject to a civil penalty of not less than $10,000 and not more than
each such failure.
this transaction
entering into
the required
$100,000 for
Drug -Free Workplace Certification
(1) By signing and/or submitting this application or grant agreement, the grantee is providing the
certification.
(2) The certification is a material representation of fact upon which reliance is placed when the agency
awards the grant. If it is later determined that the grantee knowingly rendered a false certification,
or otherwise violates the requirements of the Drug -Free Workplace Act, HUD, in addition to any other
remedies available to the Federal Government, may take action authorized under the Drug -Free
Workplace Act.
(3) Workplaces under grants, for grantees other than individuals, need not be identified on the
certification. If known, they may be identified in the grant application. If the grantee does not identify
the workplaces at the time of application, or upon award, if there is no application, the grantee must
keep the identity of the workplace(s) on file in its office and make the information available for
Federal inspection. Failure to identify all known workplaces constitutes a violation of the grantee's
drug-free workplace requirements.
(4) Workplace identifications must include the actual address of buildings (or parts of buildings) or other
sites where work under the grant takes place. Categorical descriptions may be used (e.g., all vehicles
of a mass transit authority or State highway department while in operation, State employees in each
local unemployment office, performers in concert halls or radio stations).
(5) If the workplace identified to the agency changes during the performance of the grant, the grantee
shall inform the agency of the change(s), if it previously identified the workplaces in question (see
paragraph three).
(6) The grantee may insert in the space provided below the site(s) for the performance of work done in
connection with the specific grant: Place of Performance (Street address, city, county, state, zip code)
Check if there are workplaces on file that are not identified here. The certification with regard to the
drug-free workplace is required by 24 CFR part 21.
Place Name
McConico Bldg.
City Hall
Street
301 W Bagdad
221 E Main St
City
Round Rock
Round Rock
County
Williamson
Williamson
State
TX
TX
Zip
78664
78664
(7) Definitions of terms in the Nonprocurement Suspension and Debarment common rule and Drug -Free
Workplace common rule apply to this certification. Grantees' attention is called, in particular, to the
following definitions from these rules: "Controlled substance" means a controlled substance in
Action Plan
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Round Rock
Schedules I through V of the Controlled Substances Act (21 U.S.C. 812) and as further defined by
regulation (21 CFR 1308.11 through 1308.15); "Conviction" means a finding of guilt (including a plea
of no/o contendere) or imposition of sentence, or both, by any judicial body charged with the
responsibility to determine violations of the Federal or State criminal drug statutes; "Criminal drug
statute" means a Federal or non -Federal criminal statute involving the manufacture, distribution,
dispensing, use, or possession of any controlled substance; "Employee" means the employee of a
grantee directly engaged in the performance of work under a grant, including:
All "direct charge" employees;
all "indirect charge" employees unless their impact or involvement is insignificant to the performance of
the grant; and
a. temporary personnel and consultants who are directly engaged in the performance of work under
the grant and who are on the grantee's payroll. This definition does not include workers not on
the payroll of the grantee (e.g., volunteers, even if used to meet a matching requirement;
consultants or independent contractors not on the grantee's payroll; or employees of
subrecipients or subcontractors in covered workplaces).
Note that by signing these certifications, certain documents must completed, in use, and on file for
verification. These documents include:
1. Analysis of Impediments to Fair Housing
2. Citizen Participation Plan
3. Anti -displacement and Relocation Plan
Signature/Authorized Official
1 James R. Nuse, PE
Name
1 City Manager
Title
1 221 East Main Street
Address
1 Round Rock TX 78664
City/State/Zip
512-218-5400
Telephone Number
Date
Action Plan
Page 32 Version 2.0
Census Tract
And Project Maps
Action Plan
Page 33 Version 2.0
pcwirir Rock
Action Plan
Page 34
Version 2.0
Pui r d Rock
Action Plan
Page 35
Version 2.0
City of Round Rock
Boundaries for City -Wide Programs
%r
100
%
18
u
•
2006 Map Information
CITY LIMITS
7J
Action Plan
Page 36
Version 2.0
2006-2007 Third Program Year Action Plan Activity Locations
eas
0.sR;+�;;: * r•
.J=;
Round Rock Housing Authority
l - Prescription Program
Food Pantry; Walk in Cooler ;,
Senior Scholarships 1{1
on Plan
Page 37 Version 2.0
Bluebonnet Trails MHMR PRIDE Program
0215:03
0215 01
0207,
9,
0207 04
2006 Map Information
Block Group Boundary
rl Census Tract
Streets
Low & Moderate Target Areas
Action Plan
Page 38 Version 2.0
Round Rock Area Serving Center
Prescription Assistance Project
Food Pantry Walk In Cooler Project
Map Information
LMI Target Areas
Se re ing Center
Action Plan
Page 39 Version 2.0
'
s
-tion P;._in
Williamson Burnet Counties Opportunities
Head Start After School & Summer Child Care Program
2CE
Map Information
CLMI Target keas
_. .!'v"t.BCO
Page 40
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Round Rock Area Serving Center
Prescription Assistance Project
Food Pantry Walk In Cooler Project
Map Information
■, LMI Target Areas
Ser; ing Center
Action Plan
Page 41 Version 2.0
DATE: August 3, 2006
SUBJECT: City Council Meeting - August 10, 2006
ITEM: 10.D.1. Consider a resolution adopting the 2006-2007 Third Program Year Action
Plan, and authorizing the Mayor to make the necessary application to the
Department of Housing and Urban Development (HUD) for Community
Development Block Grant (CDBG) funds.
Department: Planning and Community Development
Staff Person: Mona Ryan, Community Development Coordinator
Justification:
In order to receive the annual Community Development Block Grant (CDBG) entitlement, the City
must submit an annual plan.
Funding:
Cost: $396,478 (Funding available for 2006-2007 Program Year)
Source of funds: CDBG HUD Entitlement Fund
Outside Resources: N/A
Background Information:
Programs identified in the plan will be implemented in the 2006-2007 fiscal year. This is the 9`h
year the City has received CDBG funds and the third program year of the 2004-2009 consolidated
plan that was adopted by Resolution No. R -04-07-22-13C1 on July 22, 2004. The funds will be
used for program administration, public facilities improvements, housing activities, and public
services.
Public Comment:
All requirements for public hearings have been satisfied during the development of this plan.
Hearings were held by the Community Development Advisory Commission on July 6, 2006 and
City Council on July 13, 2006. Public hearings on community needs were held February 23, 2006
at the Round Rock Housing Authority; February 28, 2006 at the United Way office with public
service providers; March 2, 2006 by the Community Development Advisory Commission; and
March 9, 2006 by the City Council.
EXECUTED
DOCUMENT
FOLLOWS
ROUND ROCK, TEXAS
PURPOSE. PASSION. PROSPERITY
Community Development
Block Grant
Third Program Year Action Plan
Office of Community Development
301 West Bagdad, Suite 140
Round Rock TX 78664
512-218-5416
http://www.roundrocktexas.gov
R-O/o - DS• /O- /OD!
Table of Contents
Page
Application Form 424
3
Third Year Action Plan 6
Executive Summary 6
Development of the Outcome Performance Measurement System 6
Key Components of the CPD Outcome Performance Measurement System 7
Recommended Programs and Activities for 2007 9
Priority Needs Determination 12
Underserved Needs 12
Managing the Process 13
Citizen Participation 13
Institutional Structure 14
Monitoring 15
Lead Based Paint
Specific Housing Objectives 16
Needs of Public Housing 16
Barriers to Affordable Housing 17
HOME/American Dream Down Payment Initiative 17
18
Specific Homeless Prevention Elements 18
Description by Matrix Codes 19
Anti Poverty Strategy 20
Non -Homeless Special Needs 20
Housing Opportunities for People with Aids 20
Specific HOPWA Objectives 20
Exception Grantee Status 21
CPMP Non State Certifications 22
Non State Government Certifications 22
Specific CDBG Certifications 24
Optional Certification CDBG 26
Specific HOME Certifications 27
HOPWA Certifications 28
ESG Certifications
29
Appendix to Certifications 31
Census Tracts and Project Maps 33
Minority Concentration Map 34
2006 Low and Moderate Income Target Areas Map 35
Boundaries for City Wide Programs Map 36
2006-2007 Third Year Action Plan Activity Location Map 37
Bluebonnet Trails MHMR PRIDE Program Location Map 38
Round Rock Area Serving Center Map (Prescription Assistance) 39
Williamson Burnet Counties Opportunities (WBCO) Location Map 40
Round Rock Area Serving Center Map (Walk In Cooler) 41
SF 424
Page 2 Version 2.0
1p1E NTO.c,
r
* 101» * SF 424
�Ilnll g
w The SF 424 is part of the CPMP Page 6 Version 2.0 Annual
4. II
�EVQ�09 Action Plan. SF 424 form fields are included in this document.
Grantee information is linked from the 1CPMP.xls document of the
CPMP tool.
Complete the fillable fields blue cells) in the table below. The other items are pre -filled with
values from the Grantee Information W k h
or s eet.
07/27/06
TX484674 Round Rock
Type of Submission
Date Received by state
State Identifier
Application
Pre -application
Date Received by HUD
Federal Identifier
0 Construction
0 Construction
/1 Non Construction
❑ Non Construction
Applicant Information
Round Rock
TX484674 ROUND ROCK
221 East Main Street
10-274-0792
City of Round Rock
Round Rock
TX
Planning Department
78664
Country U.S.A.
Office of Community Development
Employer Identification Number (EIN):
Williamson
74-6017485
10/06
Applicant Type:
Specify Other Type if necessary:
Local Government: City
Specify Other Type
Program Funding
U.S. Department of
Housing
Catalogue of Federal Domestic Assistance Numbers; Descriptive Title of Applicant anntProject(s)Development;
Areas Affected by Project(s) (cities, Counties, localities etc.); Estimated Funding
Community Development Block Grant
14.218 Entitlement Grant
CDBG Project Titles
(1) Public Services
(2) Housing Activities
(3) Code Enforcement
(4) Program Administration
(5) Public Facilities and Improvements
Description of Areas Affected by CDBG
Project(s)
(1) General; Elderly; Youth; Health;
Childcare; Fair Housing Activities
(2) Single Family Rehabilitation
(3) Residential Code Enforcement
(4) Salaries and overhead costs for
program administration
(5) Walk-in cooler for food pantry
396,478 ($Additional HUD Grant(s)
Leveraged
Describe
;Additional Federal Funds Leveraged
$Additional State Funds Leveraged
;Locally Leveraged Funds: .
$Grantee Funds Leveraged
Anticipated Program Income: -0-
Other (Describe)
ged fCDBG
or -based Project(s): $2,687,491
SF 424
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Home Investment Partnerships
N/A
Program
14.239 HOME
HOME Project Titles
Description of Areas
Project(s)
Affected by HOME
$HOME Grant Amount
J
$Additional HUD Grant(s)
Leveraged
Describe
$Additional Federal Funds Leveraged
$Additional State
Funds Leveraged
$Locally Leveraged Funds
$Grantee Funds
Leveraged
$Anticipated Program Income
Other (Describe)
Total Funds Leveraged for HOME-based
Project(s)
Housing Opportunities for People
N/A
with AIDS
14.241 HOPWA
HOPWA Project Titles
Description of Areas
Project(s)
Affected by HOPWA
$HOPWA Grant Amount $Additional
(Leveraged
HUD Grant(s) (Describe
$Additional Federal Funds Leveraged
$Additional State
Funds Leveraged
$Locally Leveraged Funds
$Grantee Funds Leveraged
$Anticipated Program Income
Other (Describe)
Total Funds Leveraged for HOPWA-based
Project(s)
Emergency Shelter Grants Program
N/A
14.231 ESG
ESG Project Titles
Description of Areas
Project(s)
Affected by ESG
$ESG Grant Amount
$Additional
HUD Grant(s) Leveraged (Describe
$Additional Federal Funds Leveraged
$Additional State
Funds Leveraged
$Locally Leveraged Funds
$Grantee Funds Leveraged
$Anticipated Program Income
Other (Describe)
SF 424
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Total Funds Leveraged for ESG-based Project(s)
Mona
Congressional Districts of:
Is application subject to review by state
Executive Order 12372 Process?
31St
31st
Is the applicant delinquent on any federal
debt? If "Yes" please include an additional
document explaining the situation.
0 Yes
This application was made available to
the state EO 12372 process for review
on DATE
• No
Program is not covered by EO 12372
■ Yes
0 No
❑ N/A
Program has not been selected by the
state for review
Person to be contacted regarding this application
Mona
Ryan
Community Development
Coordinator
512-218-5416
512-341-3152
m.na • round-r.ck. x.us
htt.• ••• .ci.round-rock.tx.us/
Other Contact
Signature - Au"ord • - e ative
7 of
Date Signed
s -10 -DC,
SF 424
Page 5 Version 2.0
Third Program Year
' Action Plan
The CPMP Page 6 Version 2.0 Annual Action Plan includes the SF 424
and Narrative Responses to Action Plan questions that CDBG, HOME, HOPWA, and
ESG grantees must respond to each year in order to be compliant with the
Consolidated Planning Regulations. The Executive Summary narratives are optional.
Narrative Responses
GENERAL
Executive Summary
The City of Round Rock is faced with the challenge of measuring the outcomes of its
programs at the Federal level. The need to describe the results of its housing and
community development programs is heightened by growing public emphasis on
accountability for results. Federal legislation and executive requirements establish
specific responsibilities to measure the performance of their programs. The City must
be able to measure results in terms of a program's statutory obligations and also
show how its programs advance the city's overall mission and strategic objectives.
In response to this need, and in recognition of the complexity of the
performance measurement task for the wide variety of local programs that are
supported by Federal community development funds, a framework was
developed for an outcome performance measurement system that enables the
City to measure the impact of its programs, in order to tell the story about the
difference that community development programs make. This framework will
give both HUD and the City the capability to assemble and analyze the
necessary performance information in order to better inform stakeholders,
funding agencies, and the public about how Federally supported community
development programs impact the nation's communities.
Development of the Outcome Performance
Measurement System
Purpose of the System
The performance measurement system was developed by HUD to provide HUD and
its grantees with a standardized methodology and system to measure the outcomes
of HOME, CDBG, HOPWA, and ESG. Given the Federal requirements to measure
program performance and the strong competition for available Federal resources,
HUD and its grantees must be able to demonstrate how programs benefit low-
income families and communities.
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The Performance Measurement System provides the following benefits for HUD and
its grantees and subrecipients.
• Meets Federal performance measurement requirements
• Provides clear evidence of program results/outcomes at a national level.
• Provides grantees with performance information that they can use to inform local
officials and the public about the results of their programs
• Informs grantee decisions about program design and implementation
Key Components of the CPD Outcome Performance.
Measurement System
There are three main components to the Outcome Performance Measurement
System:
1. Objectives;
2. Outcomes; and
3. Indicators.
Objectives
The Outcome Performance Measurement System offers three possible objectives for
each activity. These objectives are based on the broad statutory purposes of the four
Community and Planning Development (CPD) programs:
• Creating Suitable Living Environments relates to activities that are
designed to benefit communities, families, or individuals by addressing issues
in their living environment. This objective relates to activities that are
intended to address a wide range of issues faced by low -and moderate -
income persons, from physical problems with their environment, such as
poor quality infrastructure, to social issues such as crime prevention,
literacy, or elderly health services.
• Providing Decent Housing covers the wide range of housing activities
that are generally undertaken with HOME, CDBG, or HOPWA funds. This
objective focuses on housing activities whose purpose is to meet
individual family or community housing needs. It does not include
programs where housing is an element of a larger effort to make
community -wide improvements, since such programs would be more
appropriately reported under Suitable Living Environments.
• Creating Economic Opportunities applies to activities related to
economic development, commercial revitalization, or job creation.
The objectives are framed broadly to capture the range of community impacts that
occur as a result of program activities.
Outcomes
The second component of the system is designed to capture the nature of the
change or the expected result. HUD has established the following three outcomes to
use when considering funding activities:
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• Availability/Accessibility applies to activities that make services,
infrastructure, public services, public facilities, housing, or shelter available or
accessible to low -and moderate -income people, including persons with
disabilities. In this category, accessibility does not refer only to physical
barriers, but also to making the basics of daily living available and accessible
to low -and moderate -income people where they live.
■ Affordability applies to activities that provide affordability in a variety of
ways to low -and moderate -income people. It can include the creation or
maintenance of affordable housing, basic infrastructure hook-ups, or services
such as transportation or day care. Affordability is an appropriate objective
whenever an activity is lowering the cost, improving the quality, or increasing
the affordability of a product or service to benefit a low-income household.
• Sustainability applies to activities that are aimed at improving communities
or neighborhoods, helping to make them livable or viable by providing benefit
to persons of low -and moderate -income or by removing or eliminating slums
or blighted areas, through multiple activities or services that sustain
communities or neighborhoods.
Indicators
Once the City has established the program purpose (objective), and intended result
(outcome), the next step is to identify how to measure progress toward achieving
the intended results. There are common indicators that will be reported for nearly all
program activities. Others are activity -specific indicators that are relevant only for
the specific activity the City is undertaking. Data on all of the indicators that describe
the results of an activity must be reported.
Common Indicators
There are four common indicators that are relevant for most activities:
• Amount of money leveraged from other Federal, state, local, and private
sources.
• Number of persons, households, businesses, units or beds assisted, as
appropriate.
• Income levels of persons or households by 30 percent, 50 percent, 60
percent, or 80 percent of area median income.
• Race, ethnicity, and disability data
Specific Indicators
There are eighteen activity specific indicators that are identified in Federal Register
Notice Volume 71, March 7, 2006, as part of the standardized format:
1. Public facility or infrastructure activities
2. Public service activities
3. Geographically targeted activities
a. Number of new businesses assisted
b. Number of businesses retained
c. Number of jobs created or retained
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d. Amount of money leveraged
e. Number of low or moderated income (LMI) persons served
f. Slum/blight demolition
g. Number of LMI households served
h. Number of acres of remediated brownfields
i. Number of households with new or improved access to public
facilities/services
j. Number of commercial facade treatment/business building rehab
k. Optional indicators (crime rates, property value change, housing code
violations, business occupancy rates, employment rates,
homeownership rates)
4. Number of commercial facade treatment/business building rehab (site,
not target area based
5. Number of acres of brownfields remediated (site, not target based)
6. New rental units per project or activity
7. Rental units rehabilitated
8. Homeownership units constructed, acquired and/or repaired with
rehabilitation (per project or activity)
9. Owner occupied units rehabilitated or improved
10. Direct financial assistance to homebuyers
11. Tenant based rental assistance
12. Number of persons given overnight shelter
13. Number of beds created in overnight shelter or other emergency housing
14. Homelessness prevention
15. Jobs created
16. Jobs retained
17. Businesses assisted
18. Goods or services provided by assisted business
Recommended Programs and Activities for 2007
CDBG Program Background
The City of Round Rock will receive $396,478 in CDBG entitlement funding from the
U.S. Department of Housing and Urban Development (HUD) on October 1, 2006.
This will be the ninth year of entitlement funding for Round Rock, with total funding
to date, including the 2007 allocation, of $3,991,160. The bulk of this funding has
gone into housing activities that benefit low to moderate income families.
The Community Development Advisory Commission (CDC) reviewed applications for
funding in a work session on May 23, 2006. (At the regular CDC meeting July 6,
2006, the Commission recommended Third Program Year Action Plan to City Council
for the upcoming fiscal year 2006-2007.) The programs and activities listed below
include the new required standardized outcome performance measurements in the
project section of this document.
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Third Program Year Action Plan
This document was created by using HUD's new CPMP tool and is designed to
address all Federal statutory requirements, including the new performance
measurements. A detailed description of all activities can be found in the following
pages. Listed below is a brief description of activities and recommended funding.
Recipient
Program
Program Description
Funding
City of Round Rock
PARD
Senior Center
Equipment
Four new Dell computers for the
Allen R. Baca Center
6,800
City of Round Rock
PARD
Senior Program
Scholarships
Scholarships for memberships,
classes, and activity fees
2,000
City of Round Rock
Office of Community
Development
Fair Housing
Tenant Landlord Counseling
services pilot program
5,000
City of Round Rock
Office of Community
Development
Program Administration
Administration and oversight of
the CDBG program; salaries;
overhead
79,296
City of Round Rock
Office of Community
Development
Home Repair Program
$20,000 grants to income
eligible homeowners to bring
substandard homes to code
245,211
City of Round Rock Code
Enforcement
Residential Code
Enforcement
Grant for mowing services,
brush pick up and lot clearing
services for income eligible
homeowners who have been
cited with code violations.
5,000
City of Round Rock
PARD
Play for Life
Physical activity programs to
help fight obesity in children.
Scholarships to income eligible
families for program fees.
15,000
WBCO Head Start
After School/Summer
Care Scholarship
Program
Scholarship program for after
school and summer care for
Head Start and at risk children.
21,671
Round Rock Area
Serving Center
Prescription Assistance
Program
Prescription assistance for
limited clientele under 60 years
old.
5,000
Bluebonnet Trails
CMHMRC PRIDE ECI
Strength and Movement
Equipment
Purchase equipment used to
improve posture, mobility, and
strength for handicapped
children.
4,000
Round Rock Area
Serving Center
Serving Center Cooler
Purchase walk-in cooler for food
pantry
7,500
Total Program Funding $396,478
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Priority Needs Determination
The priority needs were determined primarily from consultation with City staff, public
hearings, surveys, and local service providers. Key factors affecting the
determination of the five-year priorities included: 1) the types of target income
households with greatest need for assistance; 2) those activities that will best
address their needs; and 3) the limited amount of funding available to meet those
needs.
The priority ranking system for housing and community development needs is as
follows:
• High Priority: Activities assigned high priorities are expected to be
funded during the five-year period.
• Medium Priority: As funds are available, activities that are medium
priority are expected to be funded.
• Low Priority: Activities assigned low priorities are not expected to be
funded during the five-year period. The City may support application for public
assistance by other agencies if those activities conform to the Consolidated Plan.
• No Such Need: The City has determined that there is no need for these
activities in the community. Funding will not be provided and applications by other
agencies will not be supported.
In the 2004-2009 Consolidated Plan, Tables 3-1 and 3-2 identify the priorities
assigned to the housing and community development activities anticipated to occur
during the five year period.
Underserved Needs
Despite efforts, there remain a number of significant obstacles to meeting
underserved needs. The following obstacles to meeting these needs in Round Rock
are:
• Rapid population growth
• Cut backs in state and federal funding for basic needs services
• High cost of housing
• Need for transportation to existing services and childcare exceed available
services
One of the Transportation Division goals is to enhance alternate transportation
choices available to Round Rock citizens. The city has undergone a study for mass
transit and has established scenarios for bus routes that would access the major
retail centers, hospitals, and college campus in Round Rock.
High cost of housing continues to be an obstacle for new homeowners and renters.
Round Rock will become the lead entity in a proposed HOME consortium and make
application to the Department of Housing and Urban Development for HOME dollars
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in March 2006. This money will be used as gap financing for the development of
affordable housing.
Managing the Process
The City of Round Rock Office of Community Development within the Planning
Department serves as the lead agency for the Consolidated Plan and administration
of CDBG funds. The following agencies were consulted in the development of this
annual action plan: Interfaith Care Alliance, Life Steps, Williamson County and Cities
Health District, Bluebonnet Trails MHMR, The Round Rock Volunteer Center,
Williamson -Burnet Counties Opportunities, Round Rock Independent School District,
United Way of Greater Williamson County, Agape Pregnancy Resource Center, Round
Rock Housing Authority, the Round Rock Area Serving Center, and the Williamson
County Crisis Center.
Round Rock will continue to host interagency meetings on a monthly basis to
enhance coordination between public and private housing, health, and social service
agencies.
Citizen Participation
Citizen participation, an integral part of developing Round Rock's 2006-2007 Third
Program Year Action Plan, was obtained through public hearings, public meetings,
and a community needs assessment survey. The City's Citizen Participation Plan that
was adopted with the first five year Consolidated Plan, details procedures to follow
for public hearings, plan amendments, reporting information, and public
accountability.
The City held four public hearings to solicit input from residents and social services
providers on the needs in Round Rock. Those meetings were held at the following
locations:
• 2/23/06: Round Rock Housing Authority, 1007 Cushing Dr.
• 2/28/06: United Way, 101 E. Old Settlers Blvd., Round Rock
• 3/02/06: Community Development Advisory Commission, City Hall
• 3/09/05: City Council, City Hall
Notice of these public hearings was published in the local newspaper, the Round
Rock Leader, on February 16, 2006.
Fifteen service provider organizations and 23 senior residents attended the meetings.
Comments from the meetings are included in Appendix A.
According to responses received, the key needs of low and moderate income persons
in Round Rock are:
• Child care
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• Transportation (buses)
• Affordable single family homes
• Job Training
• Battered and abused spouse services
• Youth programs
• Temporary/emergency housing
• Down payment assistance for homebuyers
• Affordable housing for senior citizens
• Home repair loans
• Neighborhood parks
• Community centers
• Job creation/retention
The Third Program Year Action Plan was available for pubic review and comments for
30 days beginning June 16, 2006. Public hearings were held by the Community
Development Advisory Commission on July 6 and by the City Council on July 13.
Institutional Structure
Effective implementation of the Consolidated Plan involves a variety of agencies.
Coordination and collaboration between agencies is important to ensuring that the
needs in the community are addressed. The key agencies that are involved in the
implementation of the Plan as well as additional resources that may be available are
described below.
Public Sector
City of Round Rock, Office of Community Development
The Office of Community Development is responsible for the administration of the
City's programs funded by CDBG money. This office has primary responsibility for
managing and implementing the City's affordable housing programs, the
Consolidated Plan programs, and related documents.
Other city departments also involved in providing services include Code Enforcement,
Parks and Recreation Department, and the Public Works Department.
Williamson County and Cities Health District (WCCHD)
WCCHD offers a variety of services to Round Rock and Williamson County residents,
including:
• Alcohol and Drug Services
• Children's Services
• Family Assistance
• Public Health Services
• Senior Services
• Emergency Services
Round Rock Housing Authority
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The Round Rock Housing Authority administers the Housing Choice (Section 8)
Voucher Program. The City works in close consultation with the Housing Authority
regarding public housing issues in Round Rock.
The Round Rock Development Cooperation is a 501(c)(3) non-profit organization
established by the Housing Authority for the purpose of purchasing and developing
affordable housing.
Non -Profit Agencies
No community development organizations that construct housing for target income
households or provide rehabilitations services are located in the City. However,
some are located in Austin which is close proximity to Round Rock.
Private Sector
The private sector is an important collaborator in the services and programs
associated with the Consolidated Plan. The private sector brings additional resources
and expertise that can be used to supplement existing services or fill gaps in the
system.
Lenders, affordable housing developers, business and economic development
organizations, and private sector providers offer a variety of assistance to residents
such as health care, small business assistance, home loan programs, and assisted
housing, among others. Some of these organizations include the Round Rock
Development Corporation which has been active in purchasing affordable housing
and the Small Business Development Center which provides resources to local and
start up businesses.
Coordination
The City is committed to continuing its participation and coordination with federal,
state, county, and local agencies, as well as with the private and non-profit sector, to
serve the needs of target income individuals and families I the community.
In particular, the City will continue to work in close coordination with area service
providers for the provision of services. The City will also work with the building
industry to address housing needs.
Monitoring
The City of Round Rock has developed a monitoring system to ensure that the
activities carried out in the Plan are done so in a timely manner in accordance with
the federal monitoring requirements of 24 CFR 570.501(V) and 24 CFR 85.40 and all
other applicable laws, regulations, policies, and sound management and accounting
practices. The objectives of monitoring are:
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• To assure that subrecipients are carrying out their program/project as
described;
• To assure that subrecipients are implementing the program/project in a
timely manner;
• To assure that subrecipients are assessing costs to the program/ project
which are eligible under CDBG regulations and the contract;
• To assure that subrecipients are conforming with other applicable laws,
regulations, and terms of he agreement;
• To assure that the program/project is operating in a manner that minimizes
the opportunity for fraud, waste, and mismanagement;
• To assure that subrecipients have the capacity to carry out the approved
project/ project;
• To assure that subrecipients are carrying out their program/project as
described.
The City will track and report on its progress toward meeting its housing and
community development goals. On an annual basis, City staff will prepare a
Consolidated Annual Performance and Evaluation Report (CAPER) that summarizes
progress on goals and priorities in the Consolidated Plan and Annual Action Plan.
Lead-based Paint
The majority of residential housing development in Round Rock occurred after the
use of lead-based paint was banned; however, some areas of the community may
have some homes with lead based paint.
With the implementation of the Minor Home Repair program, the program policy and
procedures manual address compliance with the Residential Lead Based Paint Hazard
Reduction Act of 1992 (Title X) and subsequent changes in September, 1999. The
procedures include:
• Notification
• Identification
• Treatment (if necessary)
Specific Housing Objectives
Round Rock will continue its down payment and closing costs assistance for first time
homebuyers. The Minor Home Repair Program will be used to assist families in
bringing their property up to code. Priorities for home repair assistance have been
established and will be implemented when there is a waiting list for future projects.
Both programs have residency requirements that will trigger repayment of loans if
property sells, leases, or transfers title within the five year note period.
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Needs of Public Housing
The City of Round Rock appoints a public housing tenant as a board member to the
Housing Authority governing board. In addition to monthly board meetings, Housing
Authority staff holds resident council meetings to get input from residents on what
improvements they would like to see in their facilities.
The Lancehaven family housing development has a small playground that is
maintained by the City of Round Rock. This playground will be upgraded with CDBG
and matching Housing Authority funds in fiscal year 2006.
Plans to renovate the Westwood family development are being explored. This duplex
project may become a two story multi family development in the future. A campaign
to educate the public on public housing needs will kick off in 2006. Equipment
needed for this campaign will be purchased with CDBG and matching Housing
Authority funds.
Barriers to Affordable Housing
The City is committed to removing or reducing barriers to affordable housing
whenever possible. Zoning standards for multifamily tracts have been amended that
will allow redevelopment of existing multifamily public housing. Prior to the zoning
amendment, all three public housing developments had density and acreage that did
not meet the current standards. The Round Rock Housing Authority can now
proceed with its plans to redevelop its properties.
HOME/ American Dream Down payment Initiative (ADDI)
Round Rock does not receive HOME/ADDI funds at this time. If these funds were
available to Round Rock, they would be combined with private funds to make an
investment with the Round Rock Housing Authority to maintain current affordable
units and develop additional units.
The City Council amended the city's zoning ordinance regarding minimum lot size for
multi -family tracts. This previous barrier to affordable housing prevented the Round
Rock Development Cooperation (part of the Round Rock Housing Authority) from
expanding their existing properties. The minimum 5 acre tract requirement for a fr
multi -family development has been reduced to 1 acre. Each of the three housing
authority properties is less than 5 acres.
The Round Rock Housing Authority will take the lead to outreach to residents and
tenants of public housing and to other families assisted by public housing agencies,
for the purposes of ensuring that the ADDI funds are used to provide down payment
assistance for such residents, tenants, and families. Families receiving ADDI funds
would take classes related to all aspects of homeownership. Housing counseling
would be mandatory homebuyers. City staff and Round Rock Housing Authority staff
have received certification in teaching Homebuyer Education and Financial Fitness.
These certification programs were administered by the Texas Department of Housing
and Community Affairs (TDHCA) and NeighborWorks America.
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Specific Homeless Prevention Elements
Homeless Strategy
Though Round Rock has a very small visual homeless population, the loss of a job, a
raise in rent, an eviction or domestic violence can easily lead to homelessness for
many low income individuals and families. Accordingly, the City's high priority
activities are concentrated on homeless prevention.
Priority Homeless Needs
With a focus on homeless prevention, the City and local service providers have
identified the provision of direct assistance (e.g., food and clothing) as well as
supportive services to help those potentially at risk of becoming homeless as the key
priorities for homeless assistance and prevention over the five year period.
Homelessness is a regional issue and is best addressed countywide through the
efforts of both Williamson and Travis Counties and local jurisdictions. Since Round
Rock's emergency shelters only provide temporary facilities for displaced women and
children, the City will work with area providers to address its share of the homeless
need through facilities and services provided at the regional level.
Homeless Assistance Goals
A primary goal to address the issue of homelessness and homeless prevention is to
encourage a range of supportive services to help those at risk of becoming homeless
and those who are without shelter.
The City will continue work with service providers to address its goal and the local
needs of the homeless.
Homeless Assistance and Prevention
Homeless Assistance
The City will work with service agencies to provide emergency shelters, transitional
housing, and other support services that address the City's fair share of homeless
need at the regional level.
Homeless Services
In order to help those who are homeless or at risk of becoming homeless, the City
will assist with the provision of supportive services which may include free food and
clothing, counseling, emergency housing assistance, referral, or temporary shelter.
Job Training Program
To provide better economic opportunities to target income residents, the City will
assist with the provision of job training and workforce development services by
improving communication within the community.
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Housing Choice Voucher Homeownership
The Housing Choice (Section 8) Voucher Rental Assistance Program provides
vouchers to very low and extremely low income households that are in need of
housing and are potentially at risk of becoming homeless or have special needs. The
City will provide down payment assistance and homeownership counseling to
participants in the Round Rock Housing Authority (RRHA) voucher homeownership
program.
Community Development
The following categories are identified in the 2004-2009 Consolidated Plan and are
eligible for funding:
Description by Matrix Codes
01 Acquisition of Real Property 570.201(a)
02 Disposition 570.201(b)
03 Public Facilities and Improvements (General) 570.201(c)
03D Youth Centers 570.201(c)
03E Neighborhood Facilities 570.201(c)
03F Parks, Recreational Facilities 570.201(c)
03I Flood Drain Improvements 570.201(c)
03K Street Improvements 570.201(c)
03L Sidewalks 570.201(c)
03M Child Care Centers 570.201(c)
04 Clearance and Demolition 570.201(d)
05 Public Services (General) 570.201(e)
O5A Senior Services 570.201(e)
O5B Handicapped Services 570.201(e)
O5D Youth Services 570.201(e)
O5E Transportation Services 570.201(e)
05F Substance Abuse Services 570.201(e)
05G Battered and Abused Spouses 570.201(e)
O5H Employment Training 570.201(e)
051 Crime Awareness 570.201(e)
05L Child Care Services 570.201(e)
05M Health Services 570.201(e)
05N Abused and Neglected Children 570.201(e)
050 Mental Health Services 570.201(e)
13 Direct Homeownership Assistance 570.201(n)
14A Rehab; Single -Unit Residential 570.202
14H Rehabilitation Administration 570.202
14I Lead-Based/Lead Hazard Test/Abate 570.202
15 Code Enforcement 570.202(c)
17D Other Commercial/Industrial Improvements 570.203(a)
21A General Program Administration 570.206
21D Fair Housing Activities (subject to 20% Admin cap) 570.206
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Antipoverty Strategy
The City's anti -poverty strategy is based on attracting a range of businesses and
providing workforce development including job -training services for low income
residents. In addition, the City's strategy is to provide supportive services for target
income residents, such as childcare services.
Planned economic development and anti -poverty programs include:
• Development of a One -Stop Center
• Job Training services
• Commercial rehabilitation
• Childcare center and services
• Homeless services
Non -homeless Special Needs (91.220 (c) and (e))
Priority housing and supportive service needs of persons who are not homeless but
require supportive housing (i.e., elderly, frail elderly, persons with disabilities
(mental physical, developmental) persons with alcohol or other drug addiction
persons with HIV/AIDS and their families, and public housing residents are available
through a limited amount of resources provided through Bluebonnet Trails MHMR,
Trinity Care Nursing Home, Round Rock Housing Authority, Williamson -Burnet
Counties Opportunities, and the Williamson County Health District.
Housing Opportunities for People with AIDS
Round Rock does not receive HOPWA funding. Any housing in this area for persons
with HIV/AIDS is funded privately or assisted through the Interfaith Care Alliance.
Specific HOPWA Objectives
Round Rock will continue dialogs with the Interfaith Care Alliance and other local
agencies who deal directly with housing issues for this target population and assist
when possible with housing needs with its Home Repair Program.
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Other Narrative
Exception Grantee Status
The CDBG program requires that each CDBG funded activity must either principally
benefit low- and moderate -income persons, aid in the prevention or elimination of
slums or blight, or meet a community development need having a particular urgency
because existing conditions pose a serious and immediate threat to the health or
welfare of the community and other financial resources are not available to meet
that need. With respect to activities that principally benefit low- and moderate -
income persons, at least 51 percent of the activity's beneficiaries must be low and
moderate income.
However, in some communities, such as Round Rock, there are none or very few
areas in which 51 percent of the residents are low and moderate income. For these
grantees, the CDBG law authorizes an exception criterion in order for such grantees
to be able to undertake area benefit activities.
For Round Rock, the low -moderate income threshold for any area benefit activity is
47.4%. Section 105(c)(2)(A)(ii) at 24 CFR 570.208(a)(1)(ii), identifies the
methodology to calculate a grantee's "exception" threshold.
Action Plan
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(11 1,i CPMP Non -State Grantee
te, iliotI4
Certifications
ev Dev�� Many elements of this document may be completed electronically,
however a signature must be manually applied and the document must be submitted
in paper form to the Field Office.
NON -STATE GOVERNMENT CERTIFICATIONS
In accordance with the applicable statutes and the regulations governing the consolidated
plan regulations, the jurisdiction certifies that:
Affirmatively Further Fair Housing -- The jurisdiction will affirmatively further fair housing, which
means it will conduct an analysis of impediments to fair housing choice within the jurisdiction, take
appropriate actions to overcome the effects of any impediments identified through that analysis, and
maintain records reflecting that analysis and actions in this regard.
Anti -displacement and Relocation Plan -- It will comply with the acquisition and relocation
requirements of the Uniform Relocation Assistance and Real Property Acquisition Policies Act of 1970, as
amended, and implementing regulations at 49 CFR 24; and it has in effect and is following a residential
antidisplacement and relocation assistance plan required under section 104(d) of the Housing and
Community Development Act of 1974, as amended, in connection with any activity assisted with funding
under the CDBG or HOME programs.
Drug Free Workplace -- It will or will continue to provide a drug-free workplace by:
1. Publishing a statement notifying employees that the unlawful manufacture, distribution, dispensing,
possession, or use of a controlled substance is prohibited in the grantee's workplace and specifying
the actions that will be taken against employees for violation of such prohibition;
2. Establishing an ongoing drug-free awareness program to inform employees about -
a. The dangers of drug abuse in the workplace;
b. The grantee's policy of maintaining a drug-free workplace;
c. Any available drug counseling, rehabilitation, and employee assistance programs; and
d. The penalties that may be imposed upon employees for drug abuse violations occurring in the
workplace;
3. Making it a requirement that each employee to be engaged in the performance of the grant be given
a copy of the statement required by paragraph 1;
4. Notifying the employee in the statement required by paragraph 1 that, as a condition of employment
under the grant, the employee will -
a. Abide by the terms of the statement; and
b. Notify the employer in writing of his or her conviction for a violation of a criminal drug statute
occurring in the workplace no later than five calendar days after such conviction;
5. Notifying the agency in writing, within ten calendar days after receiving notice under subparagraph
4(b) from an employee or otherwise receiving actual notice of such conviction. Employers of
convicted employees must provide notice, including position title, to every grant officer or other
designee on whose grant activity the convicted employee was working, unless the Federal agency has
designated a central point for the receipt of such notices. Notice shall include the identification
number(s) of each affected grant;
6. Taking one of the following actions, within 30 calendar days of receiving notice under subparagraph
4(b), with respect to any employee who is so convicted -
a. Taking appropriate personnel action against such an employee, up to and including termination,
consistent with the requirements of the Rehabilitation Act of 1973, as amended; or
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b. Requiring such employee to participate satisfactorily in a drug abuse assistance or rehabilitation
program approved for such purposes by a Federal, State, or local health, law enforcement, or
other appropriate agency;
7. Making a good faith effort to continue to maintain a drug-free workplace through implementation of
paragraphs 1, 2, 3, 4, 5 and 6.
Anti -Lobbying -- To the best of the jurisdiction's knowledge and belief:
8. No Federal appropriated funds have been paid or will be paid, by or on behalf of it, to any
person for influencing or attempting to influence an officer or employee of any agency, a Member
of Congress, an officer or employee of Congress, or an employee of a Member of Congress
in connection with the awarding of any Federal contract, the making of any Federal grant, the making
of any Federal loan, the entering into of any cooperative agreement, and the extension,
continuation, renewal, amendment, or modification of any Federal contract, grant, loan, or
cooperative agreement;
9. If any funds other than Federal appropriated funds have been paid or will be paid to any
person for influencing or attempting to influence an officer or employee of any agency, a Member of
Congress, an officer or employee of Congress, or an employee of a Member of Congress in connection
with this Federal contract, grant, loan, or cooperative agreement, it will complete and submit
Standard Form -LLL, "Disclosure Form to Report Lobbying," in accordance with
its instructions; and
10. It will require that the language of paragraph 1 and 2 of this anti -lobbying certification be
included in the award documents for all subawards at all tiers (including subcontracts, subgrants,
and contracts under grants, loans, and cooperative agreements) and that all
subrecipients shall certify and disclose accordingly.
Authority of Jurisdiction -- The consolidated plan is authorized under State and local law (as applicable)
and the jurisdiction possesses the legal authority to carry out the programs for which it is seeking funding,
in accordance with applicable HUD regulations.
Consistency with plan -- The housing activities to be undertaken with CDBG, HOME, ESG, and HOPWA
funds are consistent with the strategic plan.
Section 3 -- It will comply with section 3 of the Housing and Urban Development Act of 1968, and
implementing regulations at 24 CFR Part 135.
e/Authorized Official
Jame R. Nuse P.E.
Name
City Manager
Title
221 East Main Street
Address
Round Rock TX 78664
City/State/Zip
512-218-5400
Telephone Number
8-iu-o1,
Date
Action Plan
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Round Rock
This certification does not apply.
This certification is applicable.
Specific CDBG Certifications
The Entitlement Community certifies that:
Citizen Participation -- It is in full compliance and following a detailed citizen participation plan that
satisfies the requirements of 24 CFR 91.105.
Community Development Plan -- Its consolidated housing and community development plan identifies
community development and housing needs and specifies both short-term and long-term community
development objectives that provide decent housing, expand economic opportunities primarily for persons
of low and moderate income. (See CFR 24 570.2 and CFR 24 part 570)
Following a Plan -- It is following a current consolidated plan (or Comprehensive Housing Affordability
Strategy) that has been approved by HUD.
Use of Funds -- It has complied with the following criteria:
1. Maximum Feasible Priority - With respect to activities expected to be assisted with CDBG funds, it
certifies that it has developed its Action Plan so as to give maximum feasible priority to activities
which benefit low and moderate income families or aid in the prevention or elimination of slums or
blight. The Action Plan may also include activities which the grantee certifles are designed to meet
other community development needs having a particular urgency because existing conditions pose a
serious and immediate threat to the health or welfare of the community, and other financial resources
are not available);
2. Overall Benefit - The aggregate use of CDBG funds including section 108 guaranteed loans during
program year(s) 2 , 2 , 2, (a period specified by the grantee consisting of one, two, or three
specific consecutive program years), shall principally benefit persons of low and moderate income in a
manner that ensures that at least 70 percent of the amount is expended for activities that benefit
such persons during the designated period;
3. Special Assessments - It will not attempt to recover any capital costs of public improvements assisted
with CDBG funds including Section 108 loan guaranteed funds by assessing any amount against
properties owned and occupied by persons of low and moderate income, including any fee charged or
assessment made as a condition of obtaining access to such public improvements.
However, if CDBG funds are used to pay the proportion of a fee or assessment that relates to the
capital costs of public improvements (assisted in part with CDBG funds) financed from other revenue
sources, an assessment or charge may be made against the property with respect to the public
improvements financed by a source other than CDBG funds.
The jurisdiction will not attempt to recover any capital costs of public improvements assisted with
CDBG funds, including Section 108, unless CDBG funds are used to pay the proportion of fee or
assessment attributable to the capital costs of public improvements financed from other revenue
sources. In this case, an assessment or charge may be made against the property with respect to the
public improvements financed by a source other than CDBG funds. Also, in the case of properties
owned and occupied by moderate -income (not low-income) families, an assessment or charge may be
made against the property for public improvements financed by a source other than CDBG funds if the
jurisdiction certifies that it lacks CDBG funds to cover the assessment.
Excessive Force -- It has adopted and is enforcing:
4. A policy prohibiting the use of excessive force by law enforcement agencies within its jurisdiction
against any individuals engaged in non-violent civil rights demonstrations; and
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Round Rock
5. A policy of enforcing applicable State and local laws against physically barring entrance to or exit from
a facility or location which is the subject of such non-violent civil rights demonstrations within its
jurisdiction;
Compliance With Anti -discrimination laws -- The grant will be conducted and administered in
conformity with title VI of the Civil Rights Act of 1964 (42 USC 2000d), the Fair Housing Act (42 USC
3601-3619), and implementing regulations.
Lead -Based Paint -- Its activities concerning lead-based paint will comply with the requirements of
part 35, subparts A, B, J, K and R, of title 24;
Compliance with Laws -- It will comply with applicable laws.
re/Authorized Official
James R. Nuse, PE
Name
City Manager
Title
221 East Main Street
Address
Round Rock TX 78664
City/State/Zip
512-218-5400
Telephone Number
B-p.1-o(p
Date
Action Plan
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Round Rock
Z This certification does not apply.
This certification is applicable.
OPTIONAL CERTIFICATION
CDBG
Submit the following certification only when one or more of the activities in the
action plan are designed to meet other community development needs having a
particular urgency as specified in 24 CFR 570.208(c):
The grantee hereby certifies that the Annual Plan includes one
or more specifically identified CDBG-assisted activities, which
are designed to meet other community development needs
having a particular urgency because existing conditions pose a
serious and immediate threat to the health or welfare of the
community and other financial resources are not available to
meet such needs.
Signature/Authorized Official
Name
Title
Address
City/State/Zip
Telephone Number
Date
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Round Rock
® This certification does not apply.
L This certification is applicable.
Specific HOME Certifications
The HOME participating jurisdiction certifies that:
Tenant Based Rental Assistance -- If the participating jurisdiction intends to provide tenant -based
rental assistance:
The use of HOME funds for tenant -based rental assistance is an essential element of the
participating jurisdiction's consolidated plan for expanding the supply, affordability, and
availability of decent, safe, sanitary, and affordable housing.
Eligible Activities and Costs -- it is using and will use HOME funds for eligible activities and costs, as
described in 24 CFR § 92.205 through 92.209 and that it is not using and will not use HOME funds for
prohibited activities, as described in § 92.214.
Appropriate Financial Assistance -- before committing any funds to a project, it will evaluate the
project in accordance with the guidelines that it adopts for this purpose and will not invest any more
HOME funds in combination with other Federal assistance than is necessary to provide affordable housing;
Signature/Authorized Official
Name
Title
Address
City/State/Zip
Telephone Number
Date
Action Plan
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Round Rock
® This certification does not apply.
U This certification is applicable.
HOPWA Certifications
The HOPWA grantee certifies that:
Activities -- Activities funded under the program will meet urgent needs that are not being met by
available public and private sources.
Building -- Any building or structure assisted under that program shall be operated for the purpose
specified in the plan:
1. For at least 10 years in the case of assistance involving new construction, substantial rehabilitation, or
acquisition of a facility,
6. For at least 3 years in the case of assistance involving non -substantial rehabilitation or repair of a
building or structure.
Signature/Authorized Official
Name
Title
Address
City/State/Zip
Telephone Number
Date
Action Plan
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Z This certification does not apply.
n This certification is applicable.
ESG Certifications
I, , Chief Executive Officer of Error! Not a valid link., certify that the local government will
ensure the provision of the matching supplemental funds required by the regulation at 24 CFR 576.51. I
have attached to this certification a description of the sources and amounts of such supplemental funds.
I further certify that the local government will comply with:
1. The requirements of 24 CFR 576.53 concerning the continued use of buildings for which Emergency
Shelter Grants are used for rehabilitation or conversion of buildings for use as emergency shelters for
the homeless; or when funds are used solely for operating costs or essential services.
2. The building standards requirement of 24 CFR 576.55.
3. The requirements of 24 CFR 576.56, concerning assurances on services and other assistance to the
homeless.
4. The requirements of 24 CFR 576.57, other appropriate provisions of 24 CFR Part 576, and other
applicable federal laws concerning nondiscrimination and equal opportunity.
5. The requirements of 24 CFR 576.59(b) concerning the Uniform Relocation Assistance and Real Property
Acquisition Policies Act of 1970.
6. The requirement of 24 CFR 576.59 concerning minimizing the displacement of persons as a result of a
project assisted with these funds.
7. The requirements of 24 CFR Part 24 concerning the Drug Free Workplace Act of 1988.
8. The requirements of 24 CFR 576.56(a) and 576.65(b) that grantees develop and implement procedures
to ensure the confidentiality of records pertaining to any individual provided family violence prevention
or treatment services under any project assisted with ESG funds and that the address or location of any
family violence shelter project will not be made public, except with written authorization of the person or
persons responsible for the operation of such shelter.
9. The requirement that recipients involve themselves, to the maximum extent practicable and where
appropriate, homeless individuals and families in policymaking, renovating, maintaining, and operating
facilities assisted under the ESG program, and in providing services for occupants of these facilities as
provided by 24 CFR 76.56.
10. The requirements of 24 CFR 576.57(e) dealing with the provisions of, and regulations and procedures
applicable with respect to the environmental review responsibilities under the National Environmental
Policy Act of 1969 and related authorities as specified in 24 CFR Part 58.
11. The requirements of 24 CFR 576.21(a)(4) providing that the funding of homeless prevention activities
for families that have received eviction notices or notices of termination of utility services will meet the
requirements that: (A) the inability of the family to make the required payments must be the result of a
sudden reduction in income; (B) the assistance must be necessary to avoid eviction of the family or
termination of the services to the family; (C) there must be a reasonable prospect that the family will be
able to resume payments within a reasonable period of time; and (D) the assistance must not supplant
funding for preexisting homeless prevention activities from any other source.
12. The new requirement of the McKinney-Vento Act (42 USC 11362) to develop and implement, to the
maximum extent practicable and where appropriate, policies and protocols for the discharge of
persons from publicly funded institutions or systems of care (such as health care facilities, foster care
or other youth facilities, or correction programs and institutions) in order to prevent such discharge
from immediately resulting in homelessness for such persons. I further understand that state and
local governments are primarily responsible for the care of these individuals, and that ESG funds are
Action Plan
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Round Rock
not to be used to assist such persons in place of state and local resources.
13. HUD's standards for participation in a local Homeless Management Information System (HMIS) and
the collection and reporting of client -level information.
I further certify that the submission of a completed and approved Consolidated Plan with its certifications,
which act as the application for an Emergency Shelter Grant, is authorized under state and/or local law, and
that the local government possesses legal authority to carry out grant activities in accordance with the
applicable laws and regulations of the U. 5. Department of Housing and Urban Development.
Signature/Authorized Official
Name
Title
Address
City/State/Zip
Telephone Number
Date
Action Plan
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Round Rock
This certification does not apply.
This certification is applicable.
APPENDIX TO CERTIFICATIONS
Instructions Concerning Lobbying and Drug -Free Workplace Requirements
Lobbying Certification
This certification is a material representation of fact upon which reliance was placed when this transaction
was made or entered into. Submission of this certification is a prerequisite for making or entering into
this transaction imposed by section 1352, title 31, U.S. Code. Any person who fails to file the required
certification shall be subject to a civil penalty of not less than $10,000 and not more than $100,000 for
each such failure.
Drug -Free Workplace Certification
(1) By signing and/or submitting this application or grant agreement, the grantee is providing the
certification.
(2) The certification is a material representation of fact upon which reliance is placed when the agency
awards the grant. If it is later determined that the grantee knowingly rendered a false certification,
or otherwise violates the requirements of the Drug -Free Workplace Act, HUD, in addition to any other
remedies available to the Federal Government, may take action authorized under the Drug -Free
Workplace Act.
(3) Workplaces under grants, for grantees other than individuals, need not be identified on the
certification. If known, they may be identified in the grant application. If the grantee does not identify
the workplaces at the time of application, or upon award, if there is no application, the grantee must
keep the identity of the workplace(s) on file in its office and make the information available for
Federal inspection. Failure to identify all known workplaces constitutes a violation of the grantee's
drug-free workplace requirements.
(4) Workplace identifications must include the actual address of buildings (or parts of buildings) or other
sites where work under the grant takes place. Categorical descriptions may be used (e.g., all vehicles
of a mass transit authority or State highway department while in operation, State employees in each
local unemployment office, performers in concert halls or radio stations).
(5) If the workplace identified to the agency changes during the performance of the grant, the grantee
shall inform the agency of the change(s), if it previously identified the workplaces in question (see
paragraph three).
(6) The grantee may insert in the space provided below the site(s) for the performance of work done in
connection with the specific grant: Place of Performance (Street address, city, county, state, zip code)
Check if there are workplaces on file that are not identified here. The certification with regard to the
drug-free workplace is required by 24 CFR part 21.
Place Name
Street
City
County
State
Zip
McConico Bldq.
301 W Bagdad
Round Rock
Williamson
TX
78664
City Hall
221 E Main St
Round Rock
Williamson
TX
78664
(7) Definitions of terms in the Nonprocurement Suspension and Debarment common rule and Drug -Free
Workplace common rule apply to this certification. Grantees' attention is called, in particular, to the
following definitions from these rules: "Controlled substance" means a controlled substance in
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Round Rock
Schedules I through V of the Controlled Substances Act (21 U.S.C. 812) and as further defined by
regulation (21 CFR 1308.11 through 1308.15); "Conviction" means a finding of guilt (including a plea
of nolo contendere) or imposition of sentence, or both, by any judicial body charged with the
responsibility to determine violations of the Federal or State criminal drug statutes; "Criminal drug
statute" means a Federal or non -Federal criminal statute involving the manufacture, distribution,
dispensing, use, or possession of any controlled substance; "Employee" means the employee of a
grantee directly engaged in the performance of work under a grant, including:
All "direct charge" employees;
all "indirect charge" employees unless their impact or involvement is insignificant to the performance of
the grant; and
a. temporary personnel and consultants who are directly engaged in the performance of work under
the grant and who are on the grantee's payroll. This definition does not include workers not on
the payroll of the grantee (e.g., volunteers, even if used to meet a matching requirement;
consultants or independent contractors not on the grantee's payroll; or employees of
subrecipients or subcontractors in covered workplaces).
Note that by signing these certifications, certain documents must completed, in use, and on file for
verification. These documents include:
1. Analysis of Impediments to Fair Housing
2. Citizen Participation Plan
3. Anti -displacement and Relocation Plan
ture/Authorized Official
James R. Nuse, PE
Name
City Manager
Title
221 East Main Street
Address
Round Rock TX 78664
City/State/Zip
512-218-5400
Telephone Number
Date
Action Plan
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Census Tract
And Project Maps
Action Plan
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Round Rock
Action Plan
Page 34
Version 2.0
Pound Rock
2004 Low & Moderate Income Target Areas
Action Plan
Page 35 Version 2.0
City of Round Rock
Boundaries for City -Wide Programs
2006 Map Information
CITY i_II:IITS
=T1
TO-=
Action Plan Page 36
Version 2.0
2006-2007 Third Program Year Action Plan Activity Locations
Senior Center Equip >,
Code Enforcement
Y Head Start Cal
Oka 4
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-MOM cLO!
,,PlayforL
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Round Rock Housing .Authority v
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Food Pantry Walk in Cooler
Action Plan
Page 37 Version 2.0
N
Bluebonnet Trails MHMR PRIDE Program
r 11111111115 r.
Ipt
I I 1 I M
2006 Map Information
CI Block Group Boundary
L Census Tract
Streets
Low & Moderate Target Areas
Action Plan
Page 38 Version 2.0
Round Rock Area Serving Center
Prescription Assistance Project
Food Pantry Walk In Cooler Project
021501
Map Information
LPAI Target Areas
• Serving Center
5
020704
Action Plan
Page 39 Version 2.0
Williamson Burnet Counties Opportunities
Head Start After School & Summer Child Care Program
Ile
64.3 oLMI
Map Information
c:3LI.11 Target Weas
?Cl
2c:
Action Plan
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Round Rock Area Serving Center
Prescription Assistance Project
Food Pantry Walk In Cooler Project
Map Information
Llall Target.Areas
tier: ing Center
Action Plan
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