Contract - AECOM Technical Services, Inc. - 7/28/2016ROUND ROCK, TEXAS
PURPOSE P'1SStOR POMPERM
CITY OF ROUND ROCK
CONTRACT FOR ENGINEERING SERVICES
FIRM: AECOM TECHNICAL SERVICES, INC. ("Engineer")
ADDRESS: 9400 Amberglen Boulevard, Austin, TX 78729
PROJECT: CORR Design and Construction Standards (DACS)
THE STATE OF TEXAS §
COUNTY OF WILLIAMSON §
THIS CONTRACT FOR ENGINEERING SERVICES ("Contract") is made and entered into on
this the 2Pday of , 2016 by and between the CITY OF ROUND ROCK, a Texas home -
rule municipal corporation, whose offices are located at 221 East Main Street, Round Rock, Texas
78664-5299, (hereinafter referred to as "City"), and Engineer, and such Contract is for the purpose of
contracting for professional engineering services.
RECITALS:
WHEREAS, V.T.C.A., Government Code §2254.002(2)(A)(vii) under Subchapter A entitled
"Professional Services Procurement Act" provides for the procurement by municipalities of services of
professional engineers; and
WHEREAS, City and Engineer desire to contract for such professional engineering services; and
WHEREAS,,City and Engineer wish to document their agreement concerning the requirements
and respective obligations of the parties;
NOW, THEREFORE, WITNESSETH:
That for and in consideration of the mutual promises contained herein and other good and
valuable considerations, and the covenants and agreements hereinafter contained to be kept and
performed by the respective parties hereto, it is agreed as follows:
Engineering Services Contract Rev. 04/13
0199.1624;00360590 00192831
R-Zo( � - ?�o5-+ 1
CONTRACT DOCUMENTS
The Contract Documents consist of this Contract and any exhibits attached hereto (which
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exhibits are hereby incorporated into and made a part of this Contract, and all Supplemental Contracts
(as defined herein in Article 13) which are subsequently issued. These form the entire contract, and all
are as fully a part of this Contract as if attached to this Contract or repeated herein.
ARTICLE 1
CITY SERVICES
City shall perform or provide services as identified in Exhibit A entitled "City Services."
ARTICLE 2
ENGINEERING SERVICES
Engineer shall perform Engineering Services as identified in Exhibit B entitled "Engineering
Services."
Engineer shall perform the Engineering Services in accordance with the Work Schedule as
identified in Exhibit C entitled "Work Schedule." Such Work Schedule shall contain a complete
schedule so that the Engineering Services under this Contract may be accomplished within the specified
time and at the specified cost. The Work Schedule shall provide specific work sequences and definite
review times by City and Engineer of all Engineering Services. Should the review times or Engineering
Services take longer than shown on the Work Schedule, through no fault of Engineer, Engineer may
submit a timely written request for additional time, which shall be subject to the approval of the City
Manager.
ARTICLE 3
CONTRACT TERM
(1) Term. The Engineer is expected to complete the Engineering Services described herein in
accordance with the above described Work Schedule. If Engineer does not perform the Engineering
Services in accordance with the Work Schedule, then City shall have the right to terminate this Contract
as set forth below in Article 20. So long as the City elects not to terminate this Contract, it shall continue
from day to day until such time as the Engineering Services are completed. Any Engineering Services
performed or costs incurred after the date of termination shall not be eligible for reimbursement.
Engineer shall notify City in writing as soon as possible if he/she/it determines, or reasonably
anticipates, that the Engineering Services will not be completed in accordance with the Work Schedule.
(2) Work Schedule. Engineer acknowledges that the Work Schedule is of critical importance,
and agrees to undertake all necessary efforts to expedite the performance of Engineering Services
required herein so that construction of the project will be commenced and completed as scheduled. In
this regard, and subject to adjustments in the Work Schedule as provided in Article 2 herein, Engineer
shall proceed with sufficient qualified personnel and consultants necessary to fully and timely
accomplish all Engineering Services required under this Contract in a professional manner.
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(3) Notice to Proceed. After execution of this Contract, Engineer shall not proceed with
Engineering Services until authorized in writing by City to proceed as provided in Article 7.
ARTICLE 4
COMPENSATION
City shall pay and Engineer agrees to accept the amount shown below as full compensation for
the Engineering Services performed and to be performed under this Contract.
The amount payable under this Contract, without modification of the Contract as provided
herein, is the sum of Four Hundred Ninety -Three Thousand One Hundred Three and No/100 Dollars
($493,103.00)'as shown in Exhibit D. The lump sum amount payable shall be revised equitably only by
written Supplemental Contract in the event of a change in Engineering Services as authorized by City.
Engineer shall prepare and submit to City monthly progress reports in sufficient detail to support
the progress of the Engineering Services and to support invoices requesting monthly payment. Any
preferred format of City for such monthly progress reports shall be identified in Exhibit B. Satisfactory
progress of Engineering Services shall be an absolute condition of payment.
The fee herein referenced may be adjusted for additional Engineering Services requested and
performed only if approved by written Supplemental Contract.
ARTICLE 5
METHOD OF PAYMENT
Payments to Engineer shall be made while Engineering Services are in progress. Engineer shall
prepare and submit to City, not more frequently than once per month, a progress report as referenced in
Article 4 above. Such progress report shall state the percentage of completion of Engineering Services
accomplished during that billing period and to date. Simultaneous with submission of such progress
report, Engineer shall prepare and submit one (1) original and one (1) copy of a certified invoice in a
form acceptable to City. This submittal shall also include a progress assessment report in a form
acceptable to City.
Progress payments shall be made in proportion to the percentage of completion of Engineering
Services identified in Exhibit D. Progress payments shall be made by City based upon Engineering
Services actually provided and performed. Upon timely receipt and approval of each statement, City
shall make a good faith effort to pay the amount which is due and payable within thirty (30) days. City
reserves the right to withhold payment pending verification of satisfactory Engineering Services
performed. Engineer has the responsibility to submit proof to City, adequate and sufficient in its
determination, that tasks were completed.
The certified statements shall show the total amount earned to the date of submission and shall
show the amount due and payable as of the date of the current statement. Final payment does not relieve
Engineer of the responsibility of correcting any errors and/or omissions resulting from his/her/its
negligence.
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ARTICLE 6
PROMPT PAYMENT POLICY
In accordance with Chapter 2251, V.T.C.A., Texas Government Code, payment to Engineer
will be made within thirty (3 0) days of the day on which the performance of services was complete, or
within thirty (30) days of the day on which City receives a correct invoice for services, whichever is
later. Engineer may charge a late fee (fee shall not be greater than that which is permitted by Texas law)
for payments not made in accordance with this prompt payment policy; however, this policy does not
apply in the event:
A. There is a bona fide dispute between City and Engineer concerning the supplies,
materials, or equipment delivered or the services performed that causes the payment to be
late; or
B. The terms of a federal contract, grant, regulation, or statute prevent City from making a
timely payment with federal funds; or
C. There is a bona fide dispute between Engineer and a subcontractor or between a
subcontractor and its supplier concerning supplies, materials, or equipment delivered or
the Engineering Services performed which causes the payment to be late; or
D. The invoice is not mailed to City in strict accordance with instructions, if any, on the
purchase order, or this Contract or other such contractual agreement.,
City shall document to Engineer the issues related to disputed invoices within ten (10) .calendar
days of receipt of such invoice. Any non -disputed invoices shall be considered correct and payable per
the terms of Chapter 2251, V.T. C.A., Texas Government Code.
ARTICLE 7
NOTICE TO PROCEED
The Engineer shall not ,proceed with any task listed on Exhibit B until the City has issued a
written Notice to Proceed regarding such task. The City shall not be responsible for work performed or
costs incurred by Engineer related to any task for which a Notice to Proceed has not been issued.
ARTICLE 8
PROJECT TEAM
City's Designated Representative for purposes of this Contract is as follows:
Leah Collier
Project Manager
2008 Enterprise Drive
Round Rock, TX 78664
Telephone Number (512) 341-3318
Fax Number (512) 218-5536
Email Address lcollier@roundrocktexas.gov
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City's Designated Representative shall be authorized to act on City's behalf with respect to this
Contract. City or City's Designated Representative shall render decisions in a timely manner pertaining
to documents submitted by Engineer in order to avoid unreasonable delay in the orderly and sequential
progress of Engineering Services.
Engineer's Designated Representative for purposes of this Contract is as follows:
Philip A. Fulton
Project Manager
9400 Amberglen Boulevard
Austin, TX 78729
Telephone Number (512) 479-1625
Fax Number (512) 454-8807
Email Address philip.fulton@aecom.com
ARTICLE 9
PROGRESS EVALUATION
Engineer shall, from time to time during the progress of the Engineering Services, confer with
City at City's election. Engineer shall prepare and present such information as may be pertinent and
necessary, or as may be requested by City, in order for City to evaluate features of the Engineering
Services. At the request of City or Engineer, conferences shall be provided at Engineer's office, the
offices of City, or at other locations designated by City. When requested by City, such conferences shall
also include evaluation of the Engineering Services.
Should City determine that the progress in Engineering Services does not satisfy the Work
Schedule, then City shall review the Work Schedule with Engineer to determine corrective action
required.
Engineer shall promptly advise City in writing of events which have or may have a significant
impact upon the progress of the Engineering Services, including but not limited to the following:
(1) Problems, delays, adverse conditions which may materially affect the ability to meet the
objectives of the Work Schedule, or preclude the attainment of project Engineering Services
units by established time periods; and such disclosure shall be accompanied by statement of
actions taken or contemplated, and City assistance needed to resolve the situation, if any;
and
(2) Favorable developments or events which enable meeting the Work Schedule goals sooner
than anticipated.
ARTICLE 10
SUSPENSION
Should City desire to suspend the Engineering Services, but not to terminate this Contract, then
such suspension may be effected by City giving Engineer thirty (30) calendar days' verbal notification
followed by written confirmation to that effect. Such thirty -day notice may be waived in writing by
agreement and signature of both parties. The Engineering Services may be reinstated and resumed in
full force and effect within sixty (60) days of receipt of written notice from City to resume the
Engineering Services. Such sixty-day notice may be waived in writing by agreement and signature of
both parties. If this Contract is suspended for more than thirty (30) days, Engineer shall have the option
of terminating this Contract.
If City suspends the Engineering Services, the contract period as determined in Article 3, and
the Work Schedule, shall be extended for time period equal to the suspension period.
City assumes no liability for Engineering Services performed or costs incurred,prior to the date
authorized by City for Engineer to begin Engineering Services, and/or during periods when Engineering
Services is suspended, and/or subsequent to the contract completion date.
ARTICLE 11
ADDITIONAL ENGINEERING SERVICES
If Engineer forms a reasonable opinion that any work he/she/it has been directed to perform is
beyond the scope of this Contract and as such constitutes extra work, he/she/it shall promptly notify
City in writing. In the event City finds that such work does constitute extra work and exceeds the
maximum amount payable, City shall so advise Engineer and a written Supplemental Contract will be
executed between the parties as provided in Article 13. Engineer shall not perform any proposed
additional work nor incur any additional costs prior to the execution, by both parties, of a written
Supplemental Contract. City shall not be responsible for actions by Engineer nor for any costs incurred
by Engineer relating to additional work not directly associated with the performance of the Engineering
Services authorized in this Contract or any amendments thereto.
ARTICLE 12
CHANGES IN ENGINEERING SERVICES
If City deems it necessary to request changes to previously satisfactorily completed Engineering
Services or parts thereof which involve changes to the original Engineering Services or character of
Engineering Services under -this Contract, then Engineer shall make such revisions as requested and as
directed by City. Such revisions shall be considered as additional Engineering Services and paid for as
specified under Article 11.
Engineer shall make revisions to Engineering Services authorized hereunder as are necessary to
correct errors appearing therein, when required to do so by City. No additional compensation shall -be
due for such Engineering Services.
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ARTICLE 13
SUPPLEMENTAL CONTRACTS
The terms of this Contract may be modified by written Supplemental Contract if City
determines that there has been a significant change in (1) the scope, complexity or character of the
Engineering Services, or (2) the duration of the Engineering Services. Any such Supplemental Contract
must be duly authorized by the City. Engineer shall not proceed until the Supplemental Contract has
been executed. Additional compensation, if appropriate, shall be identified as provided in Article 4.
It is understood and agreed by and between both parties that Engineer shall make no claim for
extra work done or materials furnished until the City authorizes full execution of the written
Supplemental Contract and authorization to proceed. City reserves the right to withhold payment
pending verification of satisfactory Engineering Services performed.
ARTICLE 14
USE OF DOCUMENTS
All documents, including but not limited to drawings, specifications and data or programs stored
electronically, (hereinafter referred to as "Instruments of Service") prepared by Engineer and its
subcontractors are related exclusively to the services described in this Contract and are intended to be
used with respect to this Project. However, it is expressly understood and agreed by and between the
parties hereto that all of Engineer's designs under this Contract (including but not limited to tracings,
drawings, estimates, specifications, investigations, studies and other documents, completed or partially
completed), shall be the property of City to be thereafter used in any lawful manner as City elects. Any
such subsequent use made of documents by City shall be at City's sole risk and without liability to
Engineer, and, to the extent permitted by law, City shall indemnify, defend and hold harmless Engineer
from all claims, damages, losses and expenses, including but not limited to attorneys fees, resulting
therefrom.
By execution of this Contract and in confirmation of the fee for services to be paid under this
Contract, Engineer hereby conveys, transfers and assigns to City all rights under the Federal Copyright
Act of 1976 (or any successor copyright statute), as amended, all common law copyrights and all other
intellectual property rights acknowledged• by law in the Project designs and work product developed
under this Contract. Copies may be retained by Engineer. Engineer shall be liable to City for any loss or
damage to any such documents while they are in the possession of or while being worked upon by
Engineer or anyone connected with Engineer, including agents, employees, Engineers or subcontractors.
All documents so lost or damaged shall be replaced or restored by Engineer without cost to City.
Upon execution of this Contract, Engineer grants to City permission to reproduce Engineer's
work and documents for purposes of constructing, using and maintaining the Project, provided that City
shall comply with its obligations, including prompt payment of all sums when due, under this Contract.
Engineer shall obtain similar permission from Engineer's subcontractors consistent with this Contract. If
and upon the date Engineer is adjudged in default of this Contract, City is permitted to authorize other
similarly credentialed design professionals to reproduce and, where permitted by law, to make changes,
corrections or additions to the work and documents for the purposes of completing, using and
maintaining the Project.
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City shall not assign, delegate, sublicense, pledge or otherwise transfer any pennission granted
herein to another party without the prior written contract of Engineer. However, City shall be permitted
to authorize the contractor, subcontractors and material or equipment suppliers to reproduce applicable
portions of the Instruments of Service appropriate to and for use in their execution of the Work.
Submission or distribution of Instruments of Service to meet official regulatory requirements or for
similar purposes in connection with the Project is permitted. Any unauthorized use of the Instruments of
Service shall be at City's sole risk and without liability to Engineer and its Engineers.
Prior to Engineer providing to City any Instruments of Service in electronic form or City
providing to Engineer any electronic data for incorporation into the Instruments of Service, City and
Engineer shall by separate written contract set forth the specific conditions governing the format of such
Instruments of Service or electronic data, including any special limitations not otherwise provided in this
Contract. Any electronic files are provided by Engineer for the convenience of City, and use of them is
at City's sole risk. In the case of any defects in electronic files or any discrepancies between them and
any hardcopy of the same documents prepared by Engineer, the hardcopy shall prevail. Only printed
copies of documents conveyed by Engineer shall be relied upon.
Engineer shall have no liability for changes made to the drawings by other engineers subsequent
to the completion of the Project. Any such change shall be sealed by the engineer making that change
and shall be appropriately marked to reflect what was changed or modified.
ARTICLE 15
PERSONNEL, EQUIPMENT AND MATERIAL
Engineer shall furnish and maintain, at its own expense, quarters for the performance of all
Engineering Services, and adequate and sufficient personnel and equipment to perform the Engineering
Services as required. All employees of Engineer shall have such knowledge and experience as will
enable them to perform the duties assigned to them. Any employee of Engineer who, in the opinion of
City, is incompetent or whose conduct becomes detrimental to the Engineering Services shall
immediately be removed from association with the project when so instructed by City. Engineer
certifies that it presently has adequate qualified personnel in its employment for performance of the
Engineering Services required under this Contract, or will obtain such personnel from sources other
than City. Engineer may not change the Project Manager without prior written consent of City.
ARTICLE 16
SUBCONTRACTING
Engineer shall not assign, subcontract or transfer any portion of the Engineering Services under
this Contract without prior written approval from City. All subcontracts shall include the provisions
required in this Contract and shall be approved as to form, in writing, by City prior to Engineering
Services being performed under the subcontract. No subcontract shall relieve Engineer of any
responsibilities under this Contract.
ARTICLE 17
EVALUATION OF ENGINEERING SERVICES
City, or any authorized representatives of it, shall have the right at all reasonable times to review
or otherwise evaluate the Engineering Services performed or being performed hereunder and the.
premises on which it is being performed. If any review or evaluation is made on the premises of
Engineer or a subcontractor; then Engineer shall provide and require its subcontractors to provide all
reasonable facilities and assistance for the safety and convenience of City or other representatives in the
performance of their duties.
ARTICLE 18
SUBMISSION OF REPORTS
All applicable study reports shall be submitted in preliminary form for approval by City before
any final report is issued. City's comments on Engineer's preliminary reports shall be addressed in any
final report.
ARTICLE 19
VIOLATION OF CONTRACT TERMS/BREACH OF CONTRACT
Violation of contract terms or breach of contract by Engineer shall be grounds for termination of
this Contract, and any increased costs arising from Engineer's default, breach of contract, or violation
of contract terms shall be paid by Engineer.
ARTICLE 20
TERMINATION
This Contract may be terminated as set forth below.
(1) By mutual agreement and consent, in writing, of both parties.
(2) By City, by notice in writing to Engineer, as a consequence of failure by Engineer to
perform the Engineering Services set forth herein in a satisfactory manner.
(3) By either party, upon the failure of the other party to fulfill its obligations as set forth
herein.
(4) By City, for reasons of its own and not subject to the mutual consent of Engineer, upon
not less than thirty (30) days' written notice to Engineer.
(5) By satisfactory completion of all Engineering Services and obligations described herein.
Should City terminate this Contract as herein provided, no fees other than fees due and payable
at the time of termination shall thereafter be paid to Engineer. In determining the value of the
Engineering Services performed by Engineer prior to termination, City shall be the sole judge.
Compensation for Engineering Services at termination will be based on a percentage of the Engineering
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Services completed at that time. Should City terminate this Contract under Subsection (4) immediately
above, then the amount charged during the thirty -day notice period shall not exceed the amount charged
during the preceding thirty (30) days.
If Engineer defaults in the performance of this Contract or if City terminates this Contract for
fault on the part of Engineer, then City shall give consideration to the actual costs incurred by Engineer
in performing the Engineering Services to the date of default, the amount of Engineering Services
required which was satisfactorily completed to date of default, the value of the Engineering Services
which are usable to City, the cost to City of employing another firm to complete the Engineering
Services required and the time required to do so, and other factors which affect the value to City of the
Engineering Services performed at the time of default.
The termination of this Contract and payment of an amount in settlement as prescribed above
shall extinguish all rights, duties, and obligations of City and Engineer under this Contract, except the
obligations set forth herein in Article 21 entitled "Compliance with Laws." If the termination of this
Contract is due to the failure of Engineer to fulfill his/her/its contractual obligations, then City may take
over the project and prosecute the Engineering Services to completion. In such case, Engineer shall be
liable to City for any additional and reasonable costs incurred by City.
Engineer shall be responsible for the settlement of all contractual and administrative issues
arising out of any procurements made by Engineer in support of the Engineering Services under this
Contract.
ARTICLE 21
COMPLIANCE WITH LAWS
(1) Compliance. Engineer shall comply with all applicable federal, state and local laws,
statutes, codes, ordinances, rules and regulations, and the orders and decrees of any court, or
administrative bodies or tribunals in any manner affecting the performance of this Contract, including
without limitation, minimum/maximum salary and wage statutes and regulations, and licensing laws
and regulations. Engineer shall furnish City with satisfactory proof of his/her/its compliance. .
Engineer shall further obtain all permits and licenses required in the performance of the
Engineering Services contracted for herein.
(2) Taxes. Engineer will pay all taxes, if any, required by law arising by virtue of the
Engineering Services performed hereunder. City is qualified for exemption pursuant to the provisions
of Section 151.309 of the Texas Limited Sales, Excise, and Use Tax Act.
ARTICLE 22
INDEMNIFICATION
Engineer shall save and hold harmless City and its officers and employees from all claims and
liabilities due to activities of his/her/itself and his/her/its agents or employees, performed under this
Contract, which are caused by or which result from the negligent error, omission, or negligent act of
Engineer or of any person employed by Engineer or under Engineer's direction or control.
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Engineer shall also save and hold City harmless from any and all expenses, including but not
limited to reasonable attorneys fees which may be incurred by City in litigation or otherwise defending
claims or liabilities which may be imposed on City as a result of such negligent activities by Engineer,
its agents, or employees.
ARTICLE 23
ENGINEER'S RESPONSIBILITIES
Engineer shall be responsible for the accuracy of his/her/its Engineering Services and shall
promptly make necessary revisions or corrections to its work product resulting from errors, omissions,
or, negligent acts, and same shall be done without compensation. City shall determine Engineer's
responsibilities for all questions arising from design errors and/or omissions. Engineer shall not be
relieved of responsibility for subsequent correction of any such errors or omissions in its work product,
or for clarification of any ambiguities until after the construction phase of the project has been
completed.
ARTICLE 24
ENGINEER'S SEAL
The responsible engineer shall sign, seal and date all appropriate engineering submissions to
City in accordance with the Texas Engineering Practice Act and the rules of the State Board of
Registration for Professional Engineers.
ARTICLE 25
NON -COLLUSION, FINANCIAL INTEREST PROHIBITED
(1) Non -collusion. Engineer warrants that he/she/it has not employed or retained any company
or persons, other than a bona fide employee working solely for Engineer, to solicit or secure this
Contract, and that he/she/it has not paid or agreed to pay any company or engineer any fee,
commission, percentage, brokerage fee, gifts, or any other consideration, contingent upon or resulting
from the award or making of this Contract. For breach or violation of this warranty, City reserves and
shall have the right to annul this Contract without liability or, in its discretion and at its sole election, to
deduct from the contract price or compensation, or to otherwise recover, the full amount of such fee,
commission, percentage, brokerage fee, gift or contingent fee.
(2) Financial Interest Prohibited. Engineer , covenants and represents that Engineer,
his/her/its officers, employees, agents, consultants and subcontractors will have no financial interest,
direct or indirect, in the purchase or sale of any product, materials or equipment that will be
recommended or required for the construction of the project.
ARTICLE 26
INSURANCE
(1) Insurance. Engineer, at Engineer's sole cost, shall purchase and maintain during the entire
term while this Contract is in effect professional liability insurance coverage in the minimum amount of
One Million Dollars per claim from a company authorized to do insurance business in Texas and
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otherwise acceptable to City. Engineer shall also notify City, within twenty-four (24) hours of receipt, of
any notices of expiration, cancellation, non -renewal, or material change in coverage it receives from its
insurer.
(2) Subconsultant Insurance. Without limiting any of the other obligations or liabilities of
Engineer, Engineer shall require each subconsultant performing work under this Contract to maintain
during the term of this .Contract, at the subconsultant's own expense, the same stipulated minimum
insurance required in Article 26, Section (1) above, including the required provisions and additional
policy conditions as shown below in Article 26, Section (3).
Engineer shall obtain and monitor the certificates of insurance from each subconsultant in order
to assure compliance with the insurance requirements. Engineer must retain the certificates of insurance
for the duration of this Contract, and shall have the responsibility of enforcing these insurance
requirements among its subconsultants. City shall be entitled, upon request and without expense, to
receive copies of these certificates of insurance.
(3) Insurance Policy Endorsements. Each insurance policy shall include the following
conditions by endorsement to the policy:
(a) Engineer shall notify City thirty (30) days prior to the expiration, cancellation, non-
renewal or any material change in coverage, and such notice thereof shall be given to
City by certified mail to:
City Manager, City of Round Rock
221 East Main Street
Round Rock, Texas 78664
(b) The policy clause "Other Insurance" shall not apply to any insurance coverage currently
held by City, to any such future coverage, or to City's Self -Insured Retentions of
whatever nature.
(4) Cost of Insurance. The cost of all insurance required herein to be secured and maintained
by Engineer shall be borne solely by Engineer, with certificates of insurance evidencing such minimum
coverage in force to be filed with City. Such Certificates of Insurance are evidenced as Exhibit E herein
entitled "Certificates of Insurance."
ARTICLE 27
COPYRIGHTS
City shall have the royalty -free, nonexclusive and irrevocable right to reproduce, publish or
otherwise use, and to authorize others to use, any reports developed by Engineer for governmental
purposes.
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ARTICLE 28
SUCCESSORS AND ASSIGNS
This Contract shall be binding upon and inure to the benefit of the parties hereto, their
successors, lawful assigns, and legal representatives. Engineer may not assign, sublet or transfer any
interest in this Contract, in whole or in part, by operation of law or otherwise, without obtaining the
prior written consent of City.
ARTICLE 29
SEVERABILITY
In the event any one or more of the provisions contained in this Contract shall for any reason be
held to be invalid, illegal or unenforceable in any respect, then such invalidity, illegality or
unenforceability shall not affect any other provision thereof and this Contract shall be construed as if
such invalid, illegal or unenforceable provision had never been contained herein.
ARTICLE 30
PRIOR AGREEMENTS SUPERSEDED
This Contract constitutes the sole agreement of the parties hereto, and supersedes any prior
understandings or written or oral contracts between the parties respecting the subject matter defined
herein. This Contract may only be amended or supplemented by mutual agreement of the parties hereto
in writing.
ARTICLE 31
ENGINEER'S ACCOUNTING RECORDS
Records pertaining to the project, and records of accounts between City and Engineer, shall be
kept on a generally recognized accounting basis and shall be available to City or its authorized
representatives at mutually convenient times. The City reserves the right to review all records it deems
relevant which are related to this Contract.
ARTICLE 32
NOTICES
All notices to either party by the other required under this Contract shall be personally delivered
or mailed to such party at the following respective addresses:
City:
City of Round Rock
Attention: City Manager
221 East Main Street
Round Rock, TX 78664
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and to:
Stephan L. Sheets
City Attorney
309 East Main Street
Round Rock, TX 78664
Engineer:
Philip A. Fulton
Project Manager
9400 Amberglen Boulevard
Austin, TX 78729
ARTICLE 33
GENERAL PROVISIONS
(1) Time is of the Essence. Engineer understands and agrees that time is of the essence and
that any failure of Engineer to complete the Engineering Services for each phase of this Contract within
the agreed Work Schedule may constitute a material breach of this Contract. Engineer shall be fully
responsible for his/her/its delays or for failures to use his/her/its reasonable efforts in accordance with
the terms of this Contract and the Engineer's standard of performance as defined herein. Where damage
is caused to City due to Engineer's negligent failure to perform City may accordingly withhold, to the
extent of such damage, Engineer's payments hereunder without waiver of any of City's additional legal
rights or remedies.
(2) Force Majeure. Neither City nor Engineer shall be deemed in violation of this Contract if
prevented from performing any of their obligations hereunder by reasons for which they are not
responsible or circumstances beyond their control. However, notice of such impediment or delay in
performance must be timely given, and all reasonable efforts undertaken to mitigate its effects.
(3) Enforcement and Venue. This Contract shall be enforceable in Round Rock, Williamson
County, Texas, and if legal action is necessary by either party with respect to the enforcement of any or
all of the terms or conditions herein, exclusive venue for same shall lie in Williamson County, Texas.
This Contract shall be governed by and construed in accordance with the laws and court decisions of
the State of Texas.
(4) Standard of Performance. The standard of care for all professional engineering,
consulting and related services performed or furnished by Engineer and its employees under this
Contract will be the care and skill ordinarily used by members of Engineer's profession practicing
under the same or similar circumstances at the same time and in the same locality. Excepting Articles
25 and 34 herein, Engineer makes no warranties, express or implied, under this Contract or otherwise,
in connection with the Engineering Services.
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(5) Opinion of Probable Cost. Any opinions of probable project cost or probable construction
cost provided by Engineer are made on the basis of information available to Engineer and on the basis
of Engineer's experience and qualifications and represents its judgment as an experienced and qualified
professional engineer. However, since Engineer has no control over the cost of labor, materials,
equipment or services furnished by others, or over the contractor(s') methods of determining prices, or,
over competitive bidding or market conditions, Engineer does not guarantee that proposals, bids or
actual project or construction cost will not vary from opinions of probable cost Engineer prepares.
(6) Opinions and Determinations. Where the terms of this Contract provide for action to be
based upon opinion, judgment, approval, review, or determination of either party hereto, such terms are
not intended to be and shall never be construed as permitting such opinion, judgment, approval, review,
or determination to be arbitrary, capricious, or unreasonable.
ARTICLE 34
SIGNATORY WARRANTY
The undersigned signatory for Engineer hereby represents and warrants that the signatory is an
officer of the organization for which he/she has executed this Contract and that he/she has full and
complete authority to enter into this Contract on behalf of the firm. The above -stated representations
and warranties are made for the purpose of inducing City to enter into this Contract.
IN WITNESS WHEREOF, the City of Round Rock has caused this Contract to be'signed in its
corporate name by its duly authorized City Manager or Mayor, as has Engineer, signing by and through
its duly authorized representative(s), thereby binding the parties hereto, their successors, assigns and
representatives for the faithful and full performance of the terms and provisions hereof.
CITY OF OUND ROCK, TEXAS APP VED AS T FORM:
By: 1
Alan McGraw, Mayor Step n L. Sheets, City Attorney
ATTEST: ,
By: QNAZ.
Sara L. White, City Clerk
AECOM TECHNICAL SERVICES, INC.
By:
Signature of Principal
Printed Name:
15
LIST OF EXHIBITS ATTACHED
(1) Exhibit A City Services
(2) Exhibit B Engineering Services
(3) Exhibit C Work Schedule
(4) Exhibit D Fee Schedule
(5) Exhibit E Certificates of Insurance
16
EXHIBIT A
City Services
The City of Round Rock shall provide the following information and other
assistance to the Engineer (AECOM) that the City deems appropriate and
necessary:
1. Designate a Project Manager to act as the primary point of contact for
AECOM.
2. Timely review of deliverables that have been properly completed and
submitted by the Engineer; and timely provisions of comments, if any, to
the Engineer resulting from said reviews.
3. Provide electronic CADD files in AutoCad format for existing Standard
Construction Details to be modified by AECOM under this contract.
4. Any readily available pertinent existing information relating to the services
to be performed by the Engineer; the City will provide one copy of such
information. This shall include any available electronic files for existing
specifications and criteria manuals.
EXHIBIT B
Engineering Services
Scope of Work
The City of Round Rock's current details and specifications are outdated. The documents were
developed between 2001 and 2013. AECOM will update the City of Round Rock Standards, Details, and
Specifications. AECOM will assign a task leader for each of the specific series of the specification. The
task leaders will work in collaboration with the City's designee to update the detail or specification.
The following areas will be updated:
Task 1: DACS General Guidelines 19 pages
Estimated work effort................................................................................. 40 hours
Task 2: Standard Specifications
Series 100 Earthwork....................................................................................:36 pages
Series 200 Sub -grade and Base Construction ............................................... 77 pages
Series 300 Street. Surface............................................................................ 153 pages
Series 400 Concrete Structures and Miscellaneous Concrete .....................179 pages
Series 500 Underground Piped Utilities ..................(by Round Rock — Schedule TBD)
Series 600 Environmental Enhancement................(by Round Rock — Schedule TBD)
Series 700 Incidental Construction................................................................. 89 pages
Series 800 Urban Transportation.................................................................190 pages
Series 1800 Private Development ............................ (by Round Rock - Schedule TBD)
Total.......................................................................................................... 724 pages
These sections have a total of 724 pages. Portions of the specifications will be revamped to replicate the
TxDOT "Standard Specifications for Construction and Maintenance of Highways, Streets, and Bridges"
(TxDOT Specifications). It is anticipated that Series 100, 200 300, and 400 will be reduced or eliminated,
and the user will be referred to appropriate TxDOT Specifications. For these 4 sections, AECOM will
complete a thorough review of each section and provide the City a recommendation of which pertinent
section of Series 100, 200, 300, and 400 should remain. Series 700 and 800 are unique to the City of
Round Rock, and all sections will be updated (279 pages total). All drawings, graphs, charts, tables, and
sketches will be redrawn and translated to a CADD file.
Estimated Work Effort 279 pages (Series 700 and 800) @ 2/hr per page ..............................560 hr
Task 3: Transportation Specifications (Transportation Criteria Manual)
AECOM will complete a thorough review of each section and provide the City updated specifications. All
drawings, graphs, charts, tables, and sketches will be redrawn and translated to a CADD file.
Additional updates are anticipated in the following Sections:
• Section 2- approach will be compared to Trip Generation publications and investigate the need
for changes;
• Section 4- approach will compared to latest published ADA standards and investigate the
need for any changes; and,
• Sections 6, 7, and 8 will be compared against TxDOT details and specifications and
investigate the need for any changes.
CoRR DACS Update Page 1 of 3 July 2016 Rev: 3
Section 1 Street Design Criteria....................................................................
Section 2 Traffic Impact Analysis(TIA)....:....................................................
Section 3 Pavement Design..........................................................................
Section 4 Sidewalks and Curb Ramps..........................................................
Section 5 Driveway Definitions......................................................................
Section 6 Clear Zones and Guard Fences ....................................................
Section7 Bikeways.......................................................................................
Section 8 Traffic Control................................................................................
Section 9 Parking Lot Layouts......................................................................
Section 10 Structures in the Right of Way and in Easements ......................
Bibliography...................................................................................................
Glossary........................................................................................................
Total.........................................................................................................
68 pages
15 pages
34 pages
11 pages
14 pages
15 pages
16 pages
,. 39 pages
:29 pages
11 pages
3 pages
4 pages
259 pages
Estimated work effort 259 pages @ 3 hours per page .......................................................780 hr
Research and incorporate latest publications- Sections 2, 4, 6, 7, and 8 ...........................420 hr
Total.....................................................................................................................1200 hr
Drainage Specifications
AECOM will not review or update this section. All updates will be completed by the City at a later date.
EstimatedWork effort................................................................................................................0 hr
Utility Specifications
AECOM will not review or update this section. All Updates Will be complete by the City at a later date.
EstimatedWork effort: ................................................................................................................0 hr
Task 4: Standard Details
The City of Round Rock currently has 98 Standard Construction Details, including 14 Street Details and 8
Dry Utility Details. These details are available on CADD files. The City will provide AECOM with a CD of
the CADD files. AECOM will update the CADD files per review comments and provide the City with a CD
of the Final details. AECOM anticipates the City has an additional 20 new details that need to be created.
Estimated Work Effort: Revise 22 existing details @ 6 hr per each ...........................132 hrs
Create 20 new details @ 28 hr each ..................................... 560 hrs
Street Details Latest Revision Date
ST -01
Sidewalk Detail..............................................................................................................(07/11/06)
ST -02-
Concrete Driveway Detail, residential...........................................................................(11/06/01)
ST -03
Concrete Driveway Detail, commercial or multi -family .................................................(11/06/01)
ST -04
Laydown and Ribbon Curb Detail, with curb expansion joint dowel
detail.........................................................................................................................
(08/21/03)
ST -05
Spill and Catch Curb Detail, with curb expansion joint dowel detail .............................(08/21/03)
ST -06
Concrete Valley Gutter Detail........................................................................................(08/21/03)
ST -07
Sidewalk Pedestrian Ramp Detail, type 1.....................................................................(08/21/03)
ST -08
Sidewalk Pedestrian Ramp Detail, type 2.....................................................................(08/21/03)
ST -09
Street End Marker Detail...............................................................................................(08/21/03)
ST -10A
Local Street Section.............:.........................................................................................
(02/10/06)
ST -11 A
Collector Street Section................................................................................................
(02/10/06)
ST -12A
Arterial Street Section...................................................................................................
(02/10/06)
ST -13
Fire Lane Marking Detail...............................................................................................
(02/10/06)
ST -14
Concrete Driveway Detail, ribbon curb or rural section ................................................(07/11/06)
CoRR DACS Update Page 2 of 3 July 2016 Rev: 3
Erosion Control Details
These 17 details will be updated by the City in the future
Dry Utility Details
Latest Revision Date
DU -01 Dry Utility Details General Notes............................................................
DU -02 Unpaved Area Trench (UAT) Detail........................................................
DU -03 Asphalt Paved Area Trench (APAT) Detail .............................................
DU -04 Proposed Pavement Area Trench (PPAT) Detail ...................................
DU -05 Utility Crossing Installation (UC) Detail ....................................................
DU -06 Standard Utility Assignments within Residential Development Detail ....
DU -07 Random Lay Joint Trench Detail; electric, telephone, cable & gas ........
DU -08 Installation of Street Lighting on Major Urban Pavement with 12" x
12" Pull Box Detail.................................................................................
Drainage Details
These 7 Details will be updated by the City in the future
Water Details
These 26 details will be updated by the City in the future
Waste Water Details
These 18 details will be updated by the City in the future
Task 5: Base Sheets
................ (02110106)
................ (02110106)
................ (02110106)
................ (02110106)
................ (07111106)
................ (02110106)
................ (02110106)
................ (02110106)
AECOM provided the City a sample of Base sheets which the firm generated and maintains annual
updates for the Illinois Tollway. The City reviewed the details and requested for AECOM to generate Base.
sheets for their use which can be given to Developers or other consultant firms doing business with the .
City. Attached is the index list of the base sheets available from the Illinois Tollway. It is assumed the
Base sheets for the Overhead Sign Truss, Dynamic Message sign, Cabinet Wiring, and weather system
are not required. The other 46 base drawings will be revised to reflect City requirements.
Estimated Work Effort: 46 base sheets@ 8 hrs per sheet.....................................368 hrs
Approach
Prior to revising any details or specification the AECOM task leader will meet with the City designee and
discuss the history of the document; this will be done to understand the need for the document.
Information provided should also convey any ongoing problematic issues that have been experience with
the particular detail or specification so improvements can be made.
AECOM will submit a hand markup of the changes to be made to the City for approval prior to making any
revisions. After the revisions have been incorporated, AECOM will submit prefinal updated details and
specifications for an additional review and comment. A review meeting will be held with appropriate City
officials prior issuing final documents
Once all documents have been approved AECOM will provide the original Word documents and CADD
files to the City for them to upload the material to their website.
Quality Check
The PM assigns the appropriately qualified member of the AECOM staff to review the various Round
Rock Standard Specifications, Supplemental Specifications, and Special Provisions, after which any
suggested modifications are resolved and the documents finalized.
CoRR DACS Update Page 3 of 3 July 2016 Rev: 3
EXHIBIT C
Work Schedule
Task
Begin
End
Notice To. Proceed (NTP)
August 1, 2016
DACS General Guidelines
August 1, 2016
August 26, 2016
Standard Specifications
o Series 100, 200, 300, 400
August 1, 2016
August 26, 2016
o Series 700, 800
Submit DACS General Guidelines and Standard
August 29, 2016
September 16, 2016
Specifications for CoRR Review
Transportation Specifications (Criteria Manual)
o Section 1-10, Bibliography, Glossary
August 1, 2016
September 23, 2016
o Redraw figures
Submit Transportation Specifications (Criteria Manual)
September 26, 2016
October 14, 2016
for CoRR Review
Standard Details & Base Sheets
o Revise existing Standards
August 29, 2016
October 14, 2016
o Prepare New Details
CoRR Final Review of all deliverables
October 17, 2016
November 11, 2016
AECOM to address final comments for all deliverables
November 14, 2016
December 2, 2016
Final Submittal to CoRR for Approval
December S, 2016
EXHIBIT D
Fee Schedule
Task
Total
Labor Hours
Total
Loaded Labor Cost
Other
Direct Costs
Subconsultants
TOTALS
Task 1: DACS General Guidelines Update
40
$5,986.00
$0.00
$0.00
$5,986.00
Task 2: Standard Specifications Update
560
$83,810.00
$5,000.00
$0.00
$88,810.00
Task 3: Transportation Specifications
(Transportation Criteria Manual) Update
1200
$179,592.00
$0.00
$0.00
$179,592.00
Task 4: Stnadard Details Update
692
$158,640.00
$5,000.00
$0.00
$163,640.00
Task 5: Develop Base Sheets
368
$55,075.00
$0.00
$0.00
$55,075.00
GRAND TOTAL:
2860
$483,103.00
$10,000.00
$0.00
$493,103.00
EXHIBIT E
Certificates of Insurance
Attached Behind This Page
A. CORD®
`� CERTIFICATE OF LIABILITY INSURANCE
DATE( YYYY)
o7,13/2016
,2o1s
THIS CERTIFICATE IS ISSUED AS. A MATTER OF INFORMATION ONLY AND CONFERS NO RIGHTS UPON THE CERTIFICATE HOLDER. THIS
CERTIFICATE DOES NOT AFFIRMATIVELY OR NEGATIVELY AMEND, EXTEND OR ALTER THE COVERAGE AFFORDED BY THE POLICIES
BELOW. THIS CERTIFICATE OF INSURANCE DOES NOT CONSTITUTE A CONTRACT BETWEEN THE ISSUING INSURER(S), AUTHORIZED
REPRESENTATIVE OR PRODUCER, AND THE CERTIFICATE HOLDER.
IMPORTANT: If the certificate holder is an ADDITIONAL INSURED, the policy(ies) must be endorsed. If SUBROGATION IS WAIVED, subject to
the terms and conditions of the policy, certain policies may require an endorsement. A statement on this certificate does not confer rights to the
certificate holder in lieu of such endorsement(s).
PRODUCER
Marsh Risk & Insurance Services
CA License #0437153
CONTACT
NAME:
PHOFAX
AIC No):
(A/CNE. Ext):(AIC,
E-MAIL
ADDRESS:
777 South Figueroa Street
Los Angeles, CA 90017
Attn: LosAngeles.CertRequest@Marsh.Com
INSURERS AFFORDING COVERAGE NAIC #
INSURER A: NIA NIA
06510 -STND-GAUE-16-17 PL 07 2013
INSURED AECOM
INSURER B: N/A N/A
INSURER C : Illinois Union Insurance Co 27960
AECOM Technical Services, Inc.
INSURER D:
9400 Amberglen Blvd.
Austin, TX 78729
INSURER E:
INSURER F':
COVERAGES CERTIFICATE NUMBER: LOS -002008831-01 REVISION NUMBER:
THIS IS TO CERTIFY THAT THE POLICIES OF INSURANCE LISTED BELOW HAVE BEEN ISSUED TO THE INSURED NAMED ABOVE FOR THE POLICY PERIOD
INDICATED. NOTWITHSTANDING ANY REQUIREMENT, TERM OR CONDITION OF ANY CONTRACT OR OTHER DOCUMENT WITH RESPECT TO WHICH THIS
CERTIFICATE MAY BE ISSUED OR MAY PERTAIN, THE INSURANCE AFFORDED BY THE POLICIES DESCRIBED HEREIN IS SUBJECT TO ALL THE TERMS,
EXCLUSIONS AND CONDITIONS OF SUCH POLICIES. LIMITS SHOWN MAY HAVE BEEN REDUCED BY PAID CLAIMS.
INSRTYPE
LTR
OF INSURANCE
ADDL
INSD
SUBR
WVD
POLICY NUMBER
POLICY EFF
MMIDD/YYYY
POLICY EXP
MM/DD/YYYY
LIMITS
James L. Vogel
COMMERCIAL GENERAL LIABILITY
EACH OCCURRENCE $
CLAIMS -MADE F OCCUR
DAMAGE TORENTED
PREMISES
PREMISES Ea occurrence $
MED EXP (Any one person) $
PERSONAL & ADV INJURY $
GEN'L AGGREGATE LIMIT APPLIES PER:
GENERAL AGGREGATE $
POLICY I PRO JECT LOC
PRODUCTS - COMP/OP AGG $
$
OTHER:
AUTOMOBILE
LIABILITY
COMBINED SINGLE LIMIT $
Ea accident
BODILY INJURY (Per person) $
ANY AUTO
ALL OWNED SCHEDULED
AUTOS AUTOS
BODILY INJURY (Per accident) $
NON -OWNED
HIRED AUTOS AUTOS
PROPERTY DAMAGE $
Per accident
$
UMBRELLA LIAB
OCCUR
EACH OCCURRENCE $
AGGREGATE $
EXCESS LIAB
CLAIMS -MADE
DED I I RETENTION $
$
WORKERS COMPENSATION
AND EMPLOYERS' LIABILITY Y / N
PER OTH-
STATUTE ER
EACH ACCIDENT $
ANY PROPRIETOR/PARTNER/EXECUTIVEE.L.
OFFICER/MEMBER EXCLUDED? ❑
N / A
E.L. DISEASE - EA EMPLOYE $
(Mandatory in NH)
If yes, describe under
DESCRIPTION OF OPERATIONS below
E.L. DISEASE - POLICY LIMIT $
C
ARCHITECTS & ENG..
EON G21654693
04/01/2016
04/01/2017
Per Claim/Agg $1,000,000
PROFESSIONAL LIAB.
"CLAIMS MADE"
Defense Included
DESCRIPTION OF OPERATIONS I LOCATIONS I VEHICLES (ACORD 101, Additional Remarks Schedule, may be attached if more space is required)
Re: Design and Construction Standards (DACS).
Evidence of Insurance
CERTIFICATE HOLDER CANCELLATION
City of Round Rock
SHOULD ANY OF THE ABOVE DESCRIBED POLICIES BE CANCELLED BEFORE
221 East Main Street
THE EXPIRATION DATE THEREOF, NOTICE WILL BE DELIVERED IN
Round Rock, TX 78664-5299
ACCORDANCE WITH THE POLICY PROVISIONS.
AUTHORIZED REPRESENTATIVE
of Marsh Risk & Insurance Services
James L. Vogel
@ 1988-2014 ACORD CORPORATION. All rights reserved.
ACORD 25 (2014/01) The ACORD name and logo are registered marks of ACORD
CERTIFICATE OF INTERESTED PARTIES
FORM 1295
l of l
Complete Nos. 1- 4 and 6 if there are interested parties.
OFFICE USE ONLY
Complete Nos. 1, 2, 3, 5, and 6 if there are no interested parties.
CERTIFICATION OF FILING
Certificate Number:
-1 Name of business entity filing form, and the city, state and country of the business entity's place
of business.
2016-82221
AECOM Technical Services, Inc.
Austin, TX United States
bawr—iledi.
07/11/2016
2Name of govemmenta 'entityor;state.agency that ls,a,pany to.t tie..contract or wh c t e" orni's
being filed.
City of Round Rock, Texas
Date Acknowledged:
3 Provide the identification number used by the governmental entity or state agency to track or identify the contract, and provide a
description of the services, goods, or other property.to be provided under the contract.
Design & Construction Standard
Updating City of Round Rock Design and Construction Standards (DACS), Including construction specifications, transportation
;criteria manual and standard construction details.
_
4
Nature of interest
Name of Interested PartY
Ci State Count lace of business
City. � Country (P )
(check applicable)
Controllinia
Intermediary
Keener, Timothy
Morrisville, NC United States
X
_.. .....
Gan, David
Los Angeles, CA United States
X
Hopson, Preston
Los Angeles, CA United States
X
Barend, Samara
New York, NY United States
X
Sweet, Frank
Boston, MA United States
X
Penny, Jane
Atlanta, GA United States
X
Mitchell, James
Boston, MA United States
X
5 Check only it there is NO Interested` Parry.
L�J
6 A `" I swear, or affirm, under penalty of perjury, that the above disclosure is true and correct.
$HAtdNO.N CltMPBELL
Ndtary,ID 0 124312332 _
�Ay Cammiagiaa Exgfie�
e'+nm Mafch 1;3, 2020:
------------
(t, attire of.a o. Qr d: agent of cont►aeting business entity
AFFIX NOTARY STAMP ! SEAL ABOVE
)j)�
Sw rn to an'd;subscribed before me, b the said this the da of. ( '
y �- - t— y
2g, to certify which, witness my hand and seal of office.
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Signature of officer administerifig iatl Printed name of officer, adnti }istering lath Title of officer administering oath
( ZSrm$'prt5VIU4d py"Texas°EtillCs'{ ommispio.n www.einics.state.tx.us U4rston vim.1U11
CERTIFICATE OF INTERESTED PARTIES
FORM 1295
1 of 1
Complete Nos. 1- 4 and 6 if there are interested parties.
OFFICE USE ONLY
Complete Nos. 1, 2, 3, 5, and 6 if there are no interested parties.
CERTIFICATION OF FILING
Certificate Number:
1 Name of business entity filing form, and the city, state and country of the business entity's place
of business.
2016-82221
AECOM Technical Services, Inc.
Austin, TX United States
Date Filed:
07/11/2016
2 Name of governmental entity or state agency that is a parry to the contract for which the form is
being filed.
City of Round Rock, Texas
Date Acknowledged:
07/13/2016
g Provide the identification number used by the governmental entity or state agency to track or identify the contract, and provide a
description 'of the services, goods, or other property to be provided under the contract.
Design & Construction Standard
Updating City of Round Rock Design and Construction Standards (DACS). Including construction specifications, transportation
criteria manual and standard construction details.
4
Nature of interest
Name of Interested Party
City, State, Country (place of business)
(check applicable)
Controlling
Intermediary
Keener, Timothy
Morrisville, NC United States
X
Gan, David
Los Angeles, CA United States
X
Hopson, Preston
Los Angeles, CA United States
X
Barend, Samara
New York, NY United States
X
Sweet, Frank
Boston, MA United States
X
Penny, Jane
Atlanta, GA United States
X
Mitchell, James
Boston, MA United States
X
5 Check only if there is NO Interested Parry. ❑
6 AFFIDAVIT I swear, or affirm, under penalty of perjury, that the above disclosure is true and correct.
Signature of authorized agent of contracting business entity
AFFIX NOTARY STAMP / SEAL ABOVE
Sworn to and subscribed before me, by the said this the
day of
20 , to certify which, witness my hand and seal of office.
Signature of officer administering oath Printed name of officer administering oath Title of officer administering oath
Forms provided by Texas Ethics Commission www.ethics.state.tx.us Version V1.0.1021