G-03-05-22-10C1 - 5/22/2003ORDINANCE NO. & - 03 -C -J a - J O CI
AN ORDINANCE AMENDING SECTIONS 8.02 AND 8.05 OF THE
HUMAN RESOURCES POLICIES AND PROCEDURES MANUAL,
CONCERNING ORGANIZATIONAL LEARNING & DEVELOPMENT
AND THE EDUCATION ASSISTANCE/REIMBURSEMENT PROGRAM;
AND PROVIDING FOR A SAVINGS CLAUSE AND REPEALING
CONFLICTING ORDINANCES AND RESOLUTIONS.
BE IT ORDAINED BY THE COUNCIL OF THE CITY OF ROUND ROCK,
TEXAS:
I.
That Section 8.02 of the Human Resources Policies and
Procedures Manual of the City of Round Rock, Texas, is hereby
amended to read as follows:
HUMAN RESOURCES POLICIES AND PROCEDURES
8.00 PROFESSIONAL DEVELOPMENT
8.02 Organizational Learning & Development
PURPOSE To promote a high standard of performance and service through the
empowerment of competent, well-trained employees.
POLICY
The City will provide appropriate training for City employees. All
training must be directed toward skill development, enrichment, and/or
performance improvement. Such training is recognized to be in the best
interests of the employee and the City.
Human Resources is responsible for coordinating and sponsoring
City-wide training for areas of development deemed necessary for all or
a large portion of City employees.
Each Department can establish training for their specific needs.
TYPES OF TRAINING In -Service Training sponsored and/or conducted by the City.
External Training, both job-related and elective, conducted by agencies
or organizations other than the City.
1. Required job-related external training must be directly related to
improving the employee's job performance or job skill
development and must have prior approval of the Division
Manager and Department Director. The City requires the
employee's attendance and participation in job-related external
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EXPENSES
RELATED POLICIES
training. An example of job-related external training would be
job -required certificates.
2. Elective external training may be taken by the employee to
improve eligibility for career advancement and/or development,
but is not required by the City. Conferences, seminars, annual
meetings, certification courses and exams not offered by an
academic institution are all examples of elective external training.
Such training must have prior approval of the Division Manager
and Department Director.
Required Job -Related External Training Expenses must have prior
written approval of the Division Manager and Department Director;
sufficient funds must be available in the department's budget to cover the
employee's expenses. Expenses incurred by the employee during job
related out -service training, including tuition, travel, meals, and lodging
will be reimbursed at established rates, as provided by Section 8.07 of this
manual, when such training is required by the City. The employee will
receive his/her regular salary while attending such training.
Elective External Training Expenses, including tuition, fees, travel,
meals, and lodging may be reimbursed at established rates, as provided
by Section 8.07 of this manual, within budgetary limits provided that prior
written approval of the Division Manager and Department Director has
been secured. An employee may be asked to partially fund the cost
associated with the elective training.
2.02 Salary Administration
8.05 Education Assistance
8.07 Travel Policy
EFFECTIVE DATE Revised May 22, 2003
II.
That Section 8.05 of the Human Resources Policies and
Procedures Manual of the City of Round Rock, Texas, is hereby
amended to read as follows:
HUMAN RESOURCES POLICIES AND PROCEDURES
8.00 EMPLOYEE BENEFITS, LEAVE TIME AND SERVICES
8.05 EDUCATION ASSISTANCE/REIMBURSEMENT PROGRAM
PURPOSE To provide guidelines for the City's Education Assistance/Reimbursement
Program.
POLICY The Education Assistance/Reimbursement Program in accordance with the
Economic Growth and Tax Relief Reconciliation Act of 2001, amending
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Section 127 of the Internal Revenue Code, is intended to provide financial
assistance to employees who are seeking education and/or certification for
career development and who are taking for -credit courses or
certifications through an academic institution. Employees should contact
the Human Resources Department to determine if a certification is
covered under the Education Assistance/Reimbursement Program.
The Education Assistance /Reimbursement Program is not intended to
provide assistance for staff development training, job required certificates,
or continuing professional education. While these are important functions
that may support career development, these training activities are viewed
as the responsibility of the employing department, the individual, or both.
The Human Resources Department administers the program for all City
employees.
The City will pay/reimburse up to $2,500 per year for tuition and
required, non-refundable fees for approved courses (the "Annual
Maximum Reimbursement"). Examples of fees that are reimbursable
include building use fees, activity fees, and lab fees.
ELIGIBILITY Course and Certification Requirements
• Courses must be offered at a school or institution that is approved
by the Texas Education Agency (TEA) or nationally recognized
boards of accreditation.
• Courses must be offered on a for -grade basis. The student may
elect to take the course "pass/fail" as long as the course may be
taken for a grade.
• The employee must complete the course with at least a grade of
"C" for undergraduate courses and at least a "B" for graduate
courses (or "pass" if taken as pass/fail).
• Professional certifications sought must be received from an
accredited school or institution. These certifications must be
obtained in conjunction with a class provided by an accredited
school or institution. A minimum grade of at least a "C" and/or
certification is required in order to be eligible for reimbursement.
Employee Eligibility
• Regular employees budgeted for twenty (20) hours per week or
more and who have successfully completed their introductory
period of six months with the City prior to the beginning of the
semester for which they are enrolling are eligible for education
assistance/reimbursement.
• No employee under disciplinary probation or suspension at the
time of application or prior to the beginning of the semester for
which they are enrolling will be eligible.
• Regular employees in budgeted positions of at least thirty (30)
hours per week are eligible for one hundred percent (100%) of
the Annual Maximum Reimbursement.
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• Regular employees in positions budgeted for twenty to
twenty-nine (20 - 29) hours per week are eligible for sixty percent
(60%) of the Annual Maximum Reimbursement.
• Employees in positions budgeted for less than twenty (20) hours
per week are ineligible for education assistance/reimbursement.
TERMS AND CONDITIONS The following terms and conditions apply to the City's Education
Assistance/Reimbursement Program:
• Employees may receive payment/reimbursement for all tuition
and required, non-refundable fees for approved courses. Cost of
living expenses, books, equipment, materials, travel, parking,
and non -required fees are not reimbursable.
• Funds must first be approved by the City Council and will then
be distributed on a first-come, first -serve basis depending on the
fiscal year funding.
• Employees who receive the education assistance payment prior to
completion of the course or certification and who do not earn at
least a grade of "C" for undergraduate courses and at least a "B"
for graduate courses (or "pass" if taken as pass/fail) will be
required to refund the city for all Education Assistance payments
received. This amount will be deducted from the employee's
paycheck unless other arrangements are made.
• Each educational assistance payment is conditioned upon the
employee's continued employment with the City of Round Rock
for a minimum of two years from the start of classes related to
the reimbursement approved. With each new reimbursement
approved, a new two-year employment commitment begins.
• In the event that the employee resigns employment or is
terminated for poor performance or misconduct prior to the
fulfillment of the two-year employment requirement, the
employee will be responsible for the full reimbursement of the
assistance amount awarded. This amount will be deducted from
the employee's final paycheck. In the event that the employee's
final paycheck will not cover the full reimbursement of the
assistance amount awarded, the employee and the City will enter
into a repayment schedule agreement.
SUBMITTING APPLICATIONS
AND RECEIPTS The following steps should be followed when submitting an application
for education assistance/reimbursement:
• Applications for Education Assistance Payment/Reimbursement
may be obtained from department heads or their designees, as
well as the Human Resources Department and the City's Intranet.
• Applications should be given to the employee's supervisor for
review and approval. Once review and approval has been
obtained from the employee's supervisor, the employee is
responsible for routing the application for departmental approval,
as necessary. Once necessary approval is obtained, the employee
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REQUESTS FOR
REIMBURSEMENT
sends the application to the Human Resources Department prior
to the announced deadline.
• Applications must be submitted to the Human Resources
Department by the last Friday of September (for fall semester
courses), the last Friday in January (for spring semester courses),
and the last Friday in June (for summer semester courses).
• Applications for courses or certifications not offered on a
semester basis must be submitted at least five business (5) days
prior to the start of the course.
• The Human Resources Department will notify the employee of
approval or denial of the application within (10) working days
from the date of receipt.
• In certain cases, eligible employees may receive the Education
Assistance Payment prior to completion of the course.
• For tuition reimbursement, a final grade report and a paid fee
receipt which shows the number of hours enrolled, title courses,
and total tuition/fees paid must be received by the Human
Resources Department no later than six weeks after course
completion. Upon receipt of the grade report and fee receipt, the
Human Resources Department will process the request for
reimbursement.
Below is the process for requesting an education assistance reimbursement
or advancement, when applying for the City's Education
Assistance/Reimbursement Program:
• An education assistance payment may be paid to the employee
prior to the course start date. The HR staff will evaluate each
advance payment request on a case-by-case basis.
• When requesting advanced payment for education assistance, the
employee will indicate such on the application, along with the
amount requested; and will also submit documentation stating the
fees and tuition associated with the course. The option for
advanced payment should be limited to special, extenuating
circumstances. When the course has been completed, the
employee will be required to submit all the pertinent information
for verification, as provided below.
• When requesting reimbursement payment for education
assistance, the employee will indicate such on the application.
Once the course has been completed, the employee will submit
the information provided below.
• Upon completion of the class or certification, the employee is
required to provide Human Resources proof of
course/certification completion, verification of grade and/or
certification obtained, plus payment receipts associated with any
applicable fees pertaining to the course. This information must
be received within six (6) weeks after course completion.
• Upon Human Resources' receipt of the above information, the
Human Resources Department will submit a check request to
Accounts Payable. If the employee does not receive a check the
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SPECIAL LIMITATIONS
Friday following submission of the check request or within seven
(7) business days, the employee may contact the Human
Resources Department for assistance.
Certain specific limitations apply to the City's Education
Assistance/Reimbursement Program.
• Employees who leave City service, except for involuntary
military assignment, prior to completing a course or prior to
completing two years of service will have to reimburse the City
for education assistance/reimbursement payments received.
• Employees on layoff from a regular position who have applied for
education assistance/reimbursement and have submitted the
appropriate applications, fee receipts, and grades - and who have
adhered to the time limits established - will receive their
reimbursement if they are recalled for employment.
Encumbrances, however, will be canceled after a one-year
period. The one-year period will begin on the first day of class
of the semester the employee applied for education
assistance/reimbursement.
• Costs of living expenses, book, equipment, materials, travel,
parking, and non -required fees are not reimbursable.
• For employees receiving tuition reimbursement from the Veterans
Administration, scholarships, or any other source, education
assistance/ reimbursement applies only to the net cost to the
individual after deducting the amount of such outside aid.
• Courses that provide the employee with job skills expected or
required for their current job will not be paid for or reimbursed
through this program. This includes job -required certificates.
Refer to section 2.02 Salary Administration of this manual.
• Conferences, seminars, annual meetings, certification exams, and
certification courses not offered through an academic credit on a
for -grade basis are excluded. Refer to section 8.02
Organizational Learning & Development of this manual.
SCHEDULING OF CLASSES Whenever possible, courses should be scheduled during non -working
hours. If a course is available only during regular working hours, the
supervisor and manager of the employee are encouraged to allow flexible
scheduling of work to allow completion of the employee's normally
scheduled work hours per week. Final approval on flexible scheduling
will be at the discretion of the department head.
GED TESTING If an employee wishes to obtain a GED, the City will pay the base fee and
also allow a paid day off to take the test. This will be limited to two tests
per person.
RELATED POLICIES
EFFECTIVE DATE
8.02 Organizational Learning & Development
2.02 Salary Administration
Revised May 22, 2003
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III.
A. All ordinances, parts of ordinances, or resolutions in
conflict herewith are expressly repealed.
B. The invalidity of any section or provision of this
ordinance shall not invalidate other sections or provisions
thereof.
C. The City Council hereby finds and declares that written
notice of the date, hour, place and subject of the meeting at which
this Ordinance was adopted was posted and that such meeting was
open to the public as required by law at all times during which
this Ordinance and the subject matter hereof were discussed,
considered and formally acted upon, all as
Meetings Act, Chapter 551, Texas Government
OtAA L
READ and APPROVED,j on first reading
, 2003.
required by the Open
Code, as amended.
this the aa day of
READ, APPROVED and ADOPTED on second reading this the
day of , 2003.
ST:
NYLE
City
CHRISTINE R. MARTINEZ, City Secre
7
ary
L , Mayor
Round Rock, Texas
DATE: May 15, 2003
SUBJECT: City Council Meeting — May 22, 2003
ITEM: 10.C.1. Consider an ordinance amending Section 8.02 Training, and Section
8.05 Tuition Assistance/Reimbursement Program of the Human
Resources Policies and Procedures Manual. (First Reading)
Resource: Teresa Bledsoe, Human Resources Director
History:
Funding
Cost:
Source of Funds:
The Council adopted the current manual in November 2000. Policies and
procedures are updated when business necessity reflects a need for such
revisions.
N/A
Outside resources: N/A
Impact/ Benefit: These revisions provide policies that are consistent with the best
practices.
Public Comment:
Sponsor:
N/A
N/A