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Minutes - Regular Meeting - 12/4/1990 December 4, 1990 The City of Round Rock Ethics Review Commission met on Tuesday, December 4, 1990 at 7:00 p.m. in the City Council Chamber, 221 E. Main Street. ROLL CALL: Those members present were Chairman Gene Glaeser, Vice-Chairman Shawn Hood, Commissioners David Cooke, Ray Gill , Jr. , Dr. J.R. Rogers, and Larry Terrell . Commissioner Harold Creed was absent. Also present was Barney Knight, Special Counsel for the Ethics Review Commission. 3. Receive report from legal counsel and consider appropriate action, if any, regarding alleged violations of Ordinance No. 2469. Chairman Glaeser delineated why the meeting was taking place and how the ordinance was addressed. He offered a condensed version of four ways a review process could be initiated. They are as follows: 1 . A sworn complaint based on personal knowledge of a violation and submitted to the City Secretary on the proper complaint form. Chairman Glaeser noted this was not done. 2. A complaint filed by the Commission. That is, "a complaint shall not be deemed to be filed on the initiative of the Commission save and except the complaint be signed and sworn to by two members of the Commission, one of which is the Chairman of the Commission, after consultation with the legal counsel of the Commission" . Chairman Glaeser noted this had not taken place. 3 . From Section G.5. , "The Commission may consider possible violations of this Section on its own initiative. Within seven 1 December 4, 1990 (7) days of the Commission's decision to consider a possible violation of this Section, the Commission shall draft a written complaint specifying the provision (s) of this Section alleged to have been violated and shall file a copy with the city secretary, and provide a copy to the city attorney, the independent counsel , and the person complained against. Not later than fifteen ( 15) days after the drafting of the complaint, the Commission shall notify in writing the person complained against of the date for the preliminary hearing. Chairman Glaeser noted this had not taken place. 4. From Section F.8. , "The Commission shall render advisory opinions on potential conflicts of interest or violation of this Section at the request of a city official , member of a City board or commission, or employee subject to the terms of this Section. Such advisory opinion shall be rendered within a reasonable time, but in no event later than thirty (30) days after a request therefore is received by the Commission" . Mr. Knight addressed this point. He said Mayor Robinson had requested an investigation concerning a possible violation after a citizen had raised this issue. He was then to offer a report to the Commission. He said it was his interpretation that the Mayor requested an advisory opinion and that opinion would be brought to the attention of the Commission. He pointed out it was his assessment that the Mayor most probably had the authority to do that under this section. Then the commission could make a decision, if the facts supported it, if they wanted to initiate a complaint on its own motion or not. 2 December 4, 1990 Chairman Glaeser said Section F.8. obligated the commission to give an advisory opinion, since the Mayor requested the opinion. The opinion would need to be returned to Council no later than 30 days after the request was received. Mike Grimes, attorney for Councilwoman Oatman, offered his interpretation of the ordinance, especially to the word "potential " . Mr. Knight also offered his interpretation of the word "potential ". He added when the Mayor, which is the Chief Officer of the City, made his request and giving the language involved he felt he had no option but to follow his instructions. He added he would follow any instruction the commission wishes him to give him concerning this type of . situation for future circumstances. Mr. Grimes offered his opinion of what steps the commission should follow in situations like this. Commissioner Rogers noted the purpose of amending the ordinance was to establish a procedure that would be followed in filing a complaint. He noted this did not occur. Chairman Glaeser offered the following comments from a memo sent to the Ethics Commission by Mr. Knight. The alleged violation deals with allegations by an unnamed citizen who complained to members of the City Council alleging Council member Tish Oatman violated Ordinance 2469. The allegations were of failing to personally disclose business dealings with a person who appeared before the City Council . Mr. Knight's "Opinion in Brief" states, "the facts are insufficient 3 December 4, 1990 and will not support a complaint" . MOTION: Commissioner Rogers moved to dismiss/disregard the report provided because the commission did not have a complaint. The proper procedure in filing a complaint was not followed. Commissioner Terrell seconded the motion. The following Commissioners voted in favor of the motion. Chairman Glaeser Commissioner Gill Vice-Chairman Hood Commissioner Rogers Commissioner Cooke Commissioner Terrell Commissioner Creed was absent from the meeting. Chairman Glaeser stated a consensus was reached on the understanding of the word "potential " , in Section F.B. , it would mean forthcoming. COMMISSIONER'S COMMENTS: Commissioner Gill suggested a better method was needed to handle investigations without the commission having to meet if the facts were insufficient or could not support the complaint. ADJOURNMENT: There being no further business the meeting adjourned at 7:24 p.m. Respectfully submitted, Christine Martinez Assistant City Secretary 4