O-83-995 - 3/14/1983/Vo. 99,c
CERTIFICATE FOR ORDINANCE
THE STATE OF TEXAS
COUNTY OF WILLIAMSON
CITY OF ROUND ROCK
We, the undersigned officers of said City, hereby
'certify as follows:
1. The City Council of said City convened in REGULAR
MEETING ON THE 14TH DAY OF MARCH, 1983, at the City Hall,
and the roll was called of the duly constituted officers and
members of said City Council, to -wit:
Larry L. Tonn, Mayor
Mike Robinson, Pro -Tem
Joanne Land, City Secretary
Graham Howell
Pete Correa
Trudy L. Lee
Joe Baker
Mike Heiligenstein
and all of said persons were present, except the following
absentees: e'Qurtiec,iintc,►) kluK.2_&yt.)
thus constituting a quorum. Whereupon, amorvother business,
the following was transacted at said Meeting: a written
ORDINANCE AUTHORIZING THE ISSUANCE OF REVENUE BONDS
was duly introduced for the consideration of said City
Council and read in full. It was then duly moved and
seconded that said Ordinance be passed; and, after due
discussion, said motion carrying with it the passage of said
Ordinance, prevailed and carried by the following vote:
AYES: All members of said City Council shown
present above voted "Aye".
NAYS: None.
2. That a true, full and correct copy of the aforesaid
Ordinance passed at the Meeting described in the above and
foregoing paragraph is attached to and follows this Certifi-
cate; that said Ordinance has been duly recorded in said
City Council's minutes of said Meeting; that the above and
foregoing paragraph is a true, full and correct excerpt from
said City Council's minutes of said Meeting pertaining to
the passage of said Ordinance; that the persons named in the
above and foregoing paragraph are the duly chosen, qualified
and acting officers and members of said City Council as
indicated therein; that each of the officers and members of
said City Council was duly and sufficiently notified official-
ly and personally, in advance, of the time, place and purpose
of the aforesaid Meeting, and that said Ordinance would be
introduced and considered for passage at said Meeting, and
each of said officers and members consented, in advance, to
the holding of said Meeting for such purpose, and that said
Meeting was open to the public and public notice of the
time, place and purpose of said meeting was given, all as
required by Vernon' s Ann. Civ. St. Article 6252-17.
3. That the Mayor of said City has approved and hereby
approves the aforesaid Ordinance; that the Mayor and the
City Secretary of said City have duly signed said Ordinance;
and that the Mayor and the City Secretary of said City
hereby declare that their signing of this Certificate shall
constitute the signing of the attached and following copy of
said Ordinance for all purposes.
SIGNED AND SEALED the 14th day of Mar 983.
M
y
11
ORDINANCE AUTHORIZING THE ISSUANCE OF REVENUE BONDS
THE STATE OF TEXAS
COUNTY OF WILLIAMSON
CITY OF ROUND ROCK
WHEREAS, the bonds hereinafter authorized were duly and
favorably voted at an election held in said City on November
7, 1979; and
WHEREAS, out of the Waterworks and Sewer System revenue
bonds voted on November 6, 1979, the following previously
have been issued and delivered:
Waterworks and Sewer System Revenue Bonds, Series 1980,
in the aggregate principal amount of $1,390,000 for im-
proving and extending the combined Waterworks and Sewer
System of the City.
WHEREAS, it is necessary and advisable to authorize,
issuance and deliver an installment or series of said bonds;
and
WHEREAS, the bonds hereinafter authorized are to be
issued and delivered pursuant to Vernon's Articles 1111
through 1118; and
BE IT ORDAINED BY THE CITY COUNCIL OF THE
CITY OF ROUND ROCK:
Section 1. That said City's bonds are hereby author-
ized to be issued in the aggregate principal amount of
$1,500,000 for the purpose of improving and extending the
combined Waterworks and Sewer System of the City.
Section 2. That said bonds shall be designated as the:
CITY OF ROUND ROCK, TEXAS WATERWORKS AND SEWER SYSTEM
REVENUE BONDS, SERIES 1983.
Section 3. That said bonds shall be dated April 1,
1983, shall be in the denomination of $5,000 each, shall be
numbered consecutively from one upward, and shall mature
serially on the maturity date, in each of the years, and in
the amounts, respectively, as set forth in the following
schedule:
YEARS
1984
1985
1986
1987
1988
1989
1990
1991
1992
MATURITY DATE: FEBRUARY 1
AMOUNTS
$25,000
25,000
50,000
50,000
50,000
50,000
75,000
75,000
75,000
YEARS
1993
1994
1995
1996
1997
1998
1999
2000
AMOUNTS
$100,000
100,000
100,000
125,000
125,000
150,000
150,000
175,000
Section 4. That the bonds scheduled to mature during
the years, respectively, set forth below shall bear interest
at the following rates per annum:
maturities
maturities
maturities
maturities
maturities
maturities
maturities
maturities
maturities
1984 through 1947 , A.049%
1984 through 19, /0.75%
1991 through 19 , t ov %
1970 through 19 , P. aS %
195y through 19 , j).50%
1914,_ through 19 , (75
1993 through 19 , P.90
19_Iy through 19 , 4/.40
191s -through 19, 9.40%
� � zoo 9, 75%
Said interest shall be evidenced by interest coupons which
shall appertain to said bonds, and which shall be payable in
the manner provided and on the dates stated in the FORM OF
BOND set forth in this Ordinance.
Section 5. That said bonds and interest coupons shall
be issued, shall be payable, may be redeemed prior to their
scheduled maturities, shall have the characteristics, and
shall be signed and executed (and said bonds shall be
sealed), all as provided, and in the manner indicated, in
the FORM OF BOND set forth in this Ordinance.
Section 6. That the form of said bonds, including the
form of Registration Certificate of the Comptroller of
Public Accounts of the State of Texas to be imprinted and
endorsed on each of said bonds, and the form of the
aforesaid interest coupons which shall appertain and be
attached initially to each of said bonds, shall be,
respectively, substantially as follows:
FORM OF BOND
NO. $5,000
UNITED STATES OF AMERICA
STATE OF TEXAS
COUNTY OF WILLIAMSON
CITY OF ROUND ROCK, TEXAS WATERWORKS AND SEWER SYSTEM
REVENUE BOND
SERIES 1983
ON FEBRUARY 1, , the CITY OF ROUND ROCK, IN THE
COUNTY OF WILLIAMSON, STATE OF TEXAS, hereby promises to pay
to bearer hereof the principal amount of
FIVE THOUSAND DOLLARS
and to pay interest thereon, from date hereof, at the rate
of % per annum, evidenced by interest coupons payable
February 1, 1984, and semi-annually thereafter while this
bond is outstanding.
THE PRINCIPAL of this bond and the interest coupons
appertaining hereto shall be payable to bearer, in lawful
money of the United States of America, without exchange or
collection charges to the bearer, upon presentation and
surrender of this bond or proper interest coupon, at the
following, which shall constitute and be defined as the
"Paying Agent" for this Series of Bonds:
FARMERS STATE BANK OF ROUND ROCK, ROUND ROCK, TEXAS
or, at the option of the holder, at
FIRST CITY BANK OF DALLAS, DALLAS, TEXAS
THIS BOND is one of a Series dated as of April 1, 1983,
authorized, issued, and delivered in the principal amount of
$1,500,000, for the purpose of improving and extending the
combined Waterworks and Sewer System of the City.
ON FEBRUARY 1, 1993, or on any interest payment date
thereafter any outstanding bonds of this Series may be
redeemed prior to their scheduled maturities, at the option
of said City, in whole, or in part, for the principal amount
thereof and accrued interest thereon to the date fixed for
redemption. At least thirty days prior to the date fixed
for any such redemption said City shall cause a written
notice of such redemption to be published at least once in a
financial publication published in the City of New York, New
York. By the date fixed for any such redemption due provi-
sion shall be made with the Paying Agent for the payment of
the principal amount of the bonds which are to be so re-
deemed and accrued interest thereon to the date fixed for
redemption. If such written notice of redemption is pub-
lished and if due provision for such payment is made, all as
provided above, the bonds which are to be so redeemed
thereby automatically shall be redeemed prior to their
scheduled maturities, and they shall not bear interest after
the date fixed for redemption, and they shall not be re-
garded as being outstanding except for the right of the
bearer to receive the redemption price from the Paying Agent
out of the funds provided for such payment.
IT IS HEREBY certified, recited, and covenanted that
this bond has been duly and validly voted, authorized,
issued and delivered; that all acts, conditions, and things
required or proper to be performed, exist, and be done
precedent to or in the voting, authorization, issuance, and
delivery of this bond have been performed, existed, and been
done in accordance with law; that this bond is a special
obligation; and that the principal of and interest on this
bond, together with other revenue bonds of said City, are
payable from, and secured by a first lien on and pledge of,
the Net Revenues of said City's Waterworks and Sewer System.
SAID CITY has
restrictions stated,
Ordinance authorizing
tional parity revenue
from, and secured by
Net Revenues.
reserved the right, subject to the
and adopted by reference, in the
this Series of bonds, to issue addi-
bonds which also may be made payable
a lien on and pledge of, the aforesaid
THE HOLDER HEREOF shall never have the right to demand
payment of this obligation out of any funds raised or to be
raised by taxation.
IN WITNESS WHEREOF, this bond and the interest coupons
appertaining hereto have been signed with the facsimile
signature of the Mayor of said City and countersigned with
the facsimile signature of the City Secretary of said City,
and the official seal of said City has been duly impressed,
or placed in facsimile, on this bond.
Mayor
FORM OF REGISTRATION CERTIFICATE:
COMPTROLLER'S REGISTRATION CERTIFICATE: REGISTER NO.
I hereby certify that this bond has been examined,
certified as to validity, and approved by the Attorney
General of the State of Texas, and that this bond has been
registered by the Comptroller of Public Accounts of the
State of Texas.
Witness my signature and seal this
Comptroller of Public Accounts
of the State of Texas
FORM OF INTEREST COUPON:
ON ,
THE CITY OF ROUND ROCK, IN THE COUNTY OF WILLIAMSON, STATE
OF TEXAS, promises to pay to bearer the amount shown on this
interest coupon, in lawful money of the United States of
America, without exchange or. collection charges to the
,bearer, unless due provision has been made for the redemp-
tion prior to scheduled maturity of the bond to which this
interest coupon appertains, upon presentation and surrender
of this interest coupon, at the Farmers State Bank of Round
Rock, Texas, or, at the option of the holder, at First City
Bank of Dallas, Dallas, Texas, said amount being interest
coming due that day on the bond, bearing the number herein-
after designated, of that issue of CITY OF ROUND ROCK, TEXAS
WATERWORKS AND SEWER SYSTEM REVENUE BONDS, SERIES 1983,
dated April 1, 1983. The holder hereof shall never have the
right to demand payment of this obligation out of any funds
raised or to be raised by taxation.
Bond No. .
City Secretary
Mayor
Section 7. (a) That the term "Outstanding Bonds", as
hereinafter used in this Ordinance, shall mean all of said
City's presently outstanding bonds which are payable from,
and secured by a first lien on and pledge of, the Net
Revenues of said City's Waterworks and Sewer System.
(b) That the bonds authorized hereby are parity
"Additional Bonds" as defined in the Ordinance passed on
January 23, 1964, authorizing the issuance, sale and de-
livery of said City's Waterworks and Sewer System Revenue
Bonds, Series 1964, dated February 1, 1964.
(c) That the term "Fiscal Year" shall mean the twelve
months period beginning October 1 of each year and ending on
September 30 of the following year, beginning with October
1, 1983 and thereafter.
(d) That Sections 9 through 26 of said Ordinance, and
in particular Section 10 of the Ordinance that authorized
the City's Waterworks and Sewer System Revenue Bonds, Series
1964, together with such other sections of the ordinances
that authorized the outstanding bonds that are applicable,
are hereby adopted by reference and shall be applicable to
the bonds authorized to be issued by this Ordinance for all
purposes, except to the extent hereinafter specifically
modified and supplemented. The bonds authorized to be
issued by this Ordinance and the Outstanding Bonds are and
shall be on a parity and of equal dignity in all respects,
and are and shall be payable from, and secured by a first
lien on and pledge of, the Net Revenues of said City's
combined Waterworks and Sewer System.
Section 8. That in addition to all other amounts
required by the ordinances, respectively, authorizing the
Outstanding Bonds, there shall be deposited into the
Interest and Sinking Fund (created for the benefit of said
Outstanding Bonds and all Additional Bonds) the following:
(a)
Such amounts, in approximately equal monthly
installments, deposited on or before the lOth day
of each month hereafter, as will be sufficient to
pay the interest scheduled to come due on the
bonds authorized by this Ordinance on the next
interest payment date; and
(b) Such amounts, in approximately equal monthly
installments, deposited on or before the 10th day
of each month hereafter, as will be sufficient to
pay the next maturing principal of the bonds
authorized by this Ordinance.
Section 9. That in addition to all other amounts
required by the Ordinance authorizing the Outstanding Bonds,
there shall be deposited into the Reserve Fund (created for
the benefit of said Outstanding Bonds and all Additional
Bonds) on or before the 10th day of each month hereafter,
the sum of at least $4409.00 until the Reserve Fund contains
an aggregate amount of $ . Thereafter, said aggregate
amount shall be maintained in said Reserve Fund for the
benefit of the Outstanding Bonds, the Bonds authorized by
this Ordinance, and all other Additional Bonds, in
accordance with the procedures, as herein modified and
supplemented, set forth in the Ordinance that authorized the
Outstanding Bonds.
Section 10. That the bonds authorized by this Ordin-
ance are and shall be special obligations of said City, and
the holder or holders thereof shall never have the right to
demand payment of said obligations out of any funds raised
or to be raised by taxation.
Section 11. That the Mayor of said City is hereby
authorized to have control of said bonds and all necessary
records and proceedings pertaining to said bonds pending
their delivery and their investigation, examination and
approval by the Attorney General of the State of Texas, and
their registration by the Comptroller of Public Accounts of
the State of Texas. Upon registration of said Bonds, said
Comptroller of Public Accounts (or a deputy designated in
writing to act for said Comptroller) shall manually sign the
Comptroller's Registration Certificate prescribed herein to
be printed and endorsed on each bond, and the seal of said
Comptroller shall be impressed, or printed, or lithographed
on each of said bonds.
Section 12. That the City covenants to and with the
purchasers of the bonds that it will make no use of the
proceeds of the bonds at any time throughout the term of
this issue of bonds which, if such use had been reasonably
expected on the date of delivery of the bonds to and payment
for the bonds by the purchasers, would have caused the bonds
to be arbitrage bonds within the meaning of Section 103(c)
of the Internal Revenue Code of 1954, as amended, or any
regulations or rulings pertaining thereto; and by this
covenant the City is obligated to comply with the require-
ments of the aforesaid Section 103(c) and all applicable and
pertinent Department of the Treasury regulations relating to
arbitrage bonds. The City further covenants that the
proceeds of the bonds will not otherwise be used directly or
indirectly so as to cause all or any part of the bonds to be
or become arbitrage bonds within the meaning of the
aforesaid Section 103(c), or any regulations or rulings
pertaining thereto.
Section 13. That it is hereby officially found and
determined: that a case of emergency or urgent public
necessity exists which requires the holding of the meeting
at which this Ordinance is passed, such emergency or urgent
public necessity being that the proceeds from the sale of
said bonds are required as soon as possible and without
delay for necessary and urgently needed public improvements;
and that said meeting was open to the public, and public
notice of the time, place, and purpose of said meeting was
given, all as required by Vernon's Ann. Civ. St. Article
6252-17.
1!
Section 14. That said bonds are hereby sold and shall
be delivered to
for cash for the par value thereof and accrued interest
thereon to date of delivery, plus a premium of $ . It
is hereby officially found, determined, and declared that
said bonds have been sold at public sale to the bidder
offering the lowest interest cost, after receiving sealed
bids pursuant to an Official Notice of Sale and Official
Statement dated February 24, 1983, prepared and distributed
in connection with the sale of said bonds. Said Official
Notice of Sale and Official Statement have been and are
hereby approved by the City Council. It is further offi-
cially found, determined, and declared that the statements
and representations contained in said Official Notice of
Sale and Official Statement are true and correct in all
material respects, to the best knowledge and belief of the
City Council.
Section 15. That this Ordinance shall become effective
upon its passage, since this is an authorization for
borrowing for capital improvements.