O-80-740 - 4/8/1980opo. # 740
CERTIFICATE FOR ORDINANCE
AUTHORIZING THE ISSUANCE OF GENERAL OBLIGATION BONDS
THE STATE OF TEXAS
COUNTY OF WILLIAMSON
CITY OF ROUND ROCK
We, the undersigned officers of said City, hereby certify
as follows:
1. The City Council of said City convened in SPECIAL
MEETING ON THE 8TH DAY OF APRIL, 1980, at the City Hall, and the
roll was called of the duly constituted officers and members of
said City Council, to -wit:
Larry L. Tonn, Mayor
Mike Robinson, Mayor Pro -Tem
Joanne Land, City Secretary
Bill Burgan
Pete Correa
Tom Lopez
Lawrence "Hank" Hester
Trudy L. Lee
and all of said pe5sons were resent, except the following
absentees:C��-��
thus constituting a quorum. - erupon, among other business,
the following was transacted at said Meeting: a written
ORDINANCE AUTHORIZING THE ISSUANCE OF GENERAL OBLIGATION BONDS
was duly introduced for the consideration of said City Council
and read in full. It was then duly moved and seconded that said
Ordinance be passed; and, after due discussion, said motion
carrying with it the passage of said Ordinance, prevailed and
carried by the following vote:
AYES: All members of said City Council shown
present above voted "Aye".
NOES: None.
2. That a true, full and correct copy of the aforesaid
Ordinance passed at the Meeting described in the above and
foregoing paragraph is attached to and follows this
Certificate; that said Ordinance has been duly recorded in said
City Council's minutes of said Meeting; that the above and
foregoing paragraph is a true, full and correct excerpt from
said City Council's minutes of said Meeting pertaining to the
passage of said Ordinance; that the persons named in the above
and foregoing paragraph are the duly chosen, qualified and
acting officers and members of said City Council as indicated
therein; that each of the officers and members of said City
Council was duly and sufficiently notified officially and
personally, in advance, of the time, place and purpose of the
aforesaid Meeting, and that said Ordinance would be introduced
and considered for passage at said Meeting, and each of said
officers and members consented, in advance, to the holding of
said Meeting for such purpose, and that said Meeting was open
to the public and public notice of the time, place and purpose
of said meeting was given, all as required by Vernon's Ann.
Civ. St. Article 6252-17.
3. That the Mayor of said City has approved and hereby
approves the aforesaid Ordinance; that the Mayor and the City
Secretary of said City have duly signed said Ordinance; and
that the Mayor and the City Secretary of said City hereby
declare that their signing of this Certificate shall constitute
the signing of the attached and following copy of said
Ordinance for all purposes.
SIGNED AND S LED the 8th day of Apr
y Secretary -
SEAL
ORDINANCE
AUTHORIZING THE ISSUANCE OF GENERAL OBLIGATION BONDS
THE STATE OF TEXAS
COUNTY OF WILLIAMSON
CITY OF ROUND ROCK
WHEREAS, the bonds hereinafter authorized were lawfully
and favorably voted at elections duly held in said City on
December 2, 1978, and November 6, 1979; and
WHEREAS, out of bonds aggregating in the amount of
$5,000,000 voted at the City's election held on December 2,
1978, the City has duly issued $1,950,000 thereof, represented
by the City's bonds designated as Series 1979; and
WHEREAS, none of the general obligation bonds in the
amount of $500,000 voted at the City's election held on
November 6, 1979 has been authorized, issued or delivered; and
WHEREAS, it is necessary and advisable to authorize, issue
and deliver an installment or series of said bonds; and
WHEREAS, the bonds hereinafter authorized and designated
were voted and are to be issued and delivered pursuant to Art.
1175 V.A.T.C.S.
ROCK:
BE IT ORDAINED BY THE CITY COUNCIL OF THE CITY OF ROUND
Section 1. That said City's bonds are hereby authorized
to be issued in the aggregate principal amount of $375,000 for
the purpose of providing $25,000 for constructing and improving
the City's streets and purchasing right of way therefor, and
providing $350,000 for improving and extending the Waterworks
System.
Section 2. That said bonds shall be designated as the
CITY OF ROUND ROCK, TEXAS GENERAL OBLIGATION BONDS, SERIES
1980.
Section 3. That said bonds shall be dated May 1, 1980,
shall be in the denomination of $5,000 each, shall be numbered
consecutively from one upward, and shall mature serially on the
maturity date, in each of the years, and in the amounts,
respectively, as set forth in the following schedule:
MATURITY DATE: AUGUST 1
YEARS AMOUNTS
1982 $30,000
1983 30,000
1984 35,000
1985 35,000
1986 40,000
1987 45,000
1988 50,000
1989 55,000
1990 55,000
Section 4. That the bonds scheduled to mature during the
years, respectively, set forth below shall bear interest at the
following rates per annum:
maturities 1982 through 1931, 10.50%
maturities 1984 through 19 85 , 10.00%
maturities 1986 through 19, 9.25%
maturities 1987 through 19 90 , 9.00%
maturities 19 through 19-7, %
maturities 19 through 19 ,
maturities 19 through 19_,
maturities 19-- through 19`,
maturities 19_ through 19,
Said interest shall be evidenced by interest coupons which
shall appertain to said bonds, and which shall be payable in
the manner provided and on the dates stated in the FORM OF BOND
set forth in the Ordinance.
Section 5. That said bonds and interest coupons shall be
issued, shall be payable, may be redeemed prior to their
scheduled maturities, shall have the characteristics, and shall
be signed and executed (and said bonds shall, be sealed), all as
provided, and in the manner indicated, in the FORM OF BOND set
forth in this Ordinance.
Section 6. That the form of said bonds, including the
form of Registration Certificate of the Comptroller of Public
Accounts of the State of Texas to be printed and endorsed on
each of said bonds, and the form of the aforesaid interest
coupons which shall appertain and be attached initially to each
of said bonds, shall be, respectively, substantially as
follows:
FORM OF BOND
NO. $5,000
UNITED STATES OF AMERICA
STATE OF TEXAS
COUNTY OF WILLIAMSON
CITY OF ROUND ROCK, TEXAS
GENERAL OBLIGATION BOND
SERIES 1980
ON AUGUST 1, , THE CITY OF ROUND ROCK, COUNTY OF
WILLIAMSON, STATE OF TEXAS, hereby promises to pay to bearer
hereof the principal amount of
FIVE THOUSAND DOLLARS
and to pay interest thereon, from date hereof, at the rate of
% per annum, evidenced by interest coupons payable on
August 1, 1981, and semiannually thereafter while this bond is
outstanding.
THE PRINCIPAL of this bond and the interest coupons
appertaining hereto shall be payable to bearer, in lawful money
of the United States of America, without exchange or collection
charges to the bearer, upon presentation and surrender of this
bond or proper interest coupon, at the following, which shall
constitute and be defined as the Paying Agent for this Series
of bonds:
FARMERS STATE BANK, ROUND ROCK, TEXAS,
or, at the option of the holder, at
FIRST CITY BANK OF DALLAS, DALLAS, TEXAS
THIS BOND is one of a Series dated as of May 1, 1980,
authorized, issued and delivered in the principal amount of
$375,000 for the purpose of providing $25,000 for constructing
and improving the City's streets and purchasing right of way
therefor, and providing $350,000 for improving and extending
the Waterworks System.
ON August a, 1987, or on any interest payment date
thereafter, any outstanding bonds of this Series may be
redeemed prior to their scheduled maturities, at the option of
said City, in whole, or in part, for the principal amount
thereof and accrued interest thereon to the date fixed for
redemption. At least thirty days prior to the date fixed for
any such redemption said City shall cause a written notice of
such redemption to be published at least once in a financial
publication published in the City of New York, New York. By
the date fixed for any such redemption due provision shall be
made with the Paying Agent for the payment of the principal
amount of the bonds which are to be so redeemed and accrued
interest thereon to the date fixed for redemption. If such
written notice of redemption is published and if due provision
for such payment is made, all as provided above, the bonds
which are to be so redeemed thereby automatically shall be
redeemed prior to their scheduled maturities, and they shall
not bear interest after the date fixed for redemption, and they
shall not be regarded as being outstanding except for the right
of the bearer to receive the redemption price from the Paying
Agent out of the funds provided for such payment.
IT IS HEREBY certified, recited and covenanted that this
bond has been duly and validly voted, authorized, issued and
delivered; that all acts, conditions and things required or
proper to be performed, exist, and be done precedent to or in
the voting, authorizaton, issuance -and delivery of this bond
have been performed, existed, and been done in accordance with
law; that this bond is a general obligation of said City,
issued on the full faith and credit thereof; and that annual ad
valorem taxes sufficient to provide for the payment of the
interest on and principal of this bond, as such interest comes
due and such prinicpal matures, have been levied and ordered to
be levied against all taxable property in said City, and have
been pledged irrevocably for such payment, within the limit
prescribed by law.
IT WITNESS WHEREOF, this bond and the interest coupons
apppertaining hereto have been signed with the facsimile
signature of the Mayor of said City and countersigned with the
facsimile signature of the City Secretary of said City, and the
official seal of said City has been duly impressed, or placed
in facsimile, on this bond.
xxxxx xxxxx
City Secretary Mayor
FORM OF REGISTRATION CERTIFICATE
COMPTROLLER'S REGISTRATION CERTIFICATE: REGISTER NO.
I hereby certify that this bond has been examined,
certified as to validity, and approved by the Attorney General
of the State of Texas, and that this bond has been registered by
the Comptroller of Public Accounts of the State of Texas.
Witness my signature and seal this
Comptroller of Public Accounts
of the State of Texas
NO.
FORM OF INTEREST COUPON
ON
THE CITY OF ROUND ROCK, COUNTY OF WILLIAMSON, STATE OF
TEXAS, promises to pay to bearer hereof the amount shown of
this interest coupon, in lawful money of the United States of
America, without exchange or collection charges to the bearer
hereof, unless due provision has been made for the redemption
prior to scheduled maturity of the bonds to which the interest
coupon appertains, upon presentation and surrender of this
interest coupon, at the FARMERS STATE BANK, ROUND ROCK, TEXAS,
or, at the option of the holder, at FIRST CITY BANK OF DALLAS,
DALLAS, TEXAS, said amount being interest coming due that day
on the bond, bearing the number hereinafter designated, of that
issue of CITY OF ROUND ROCK, TEXAS GENERAL OBLIGATION BONDS,
SERIES 1980, dated May 1, 1980. Bond No.
xxxxx xxxxx
City Secretary Mayor
Section 7. That a special "Interest and Sinking Fund" is
hereby created solely for the benefit of said bonds, and said
Interest and Sinking Fund shall be established and maintained
by said City at an official depository bank of said City. Said
Interest and Sinking Fund shall be kept separate and apart from
all other funds and accounts of said City, and shall be used
only for paying the interest on and principal of said bonds.
All ad valorem taxes levied and collected for and on account of
said bonds shall be deposited, as collected, to the credit of
said Interest and Sinking Fund. During each year while any of
said bonds or interest coupons appertaining thereto are
outstanding and unpaid, the governing body of said City shall
compute and ascertain a rate and amount of ad valorem tax which
will be sufficient to raise and produce the money required to
pay the interest on said bonds as such interest comes due, and
to provide and maintain a sinking fund adequate to pay the
principal of such bonds as such principal matures (but never
less than 2% of the original amount of said bonds as a sinking
fund each year); and said tax shall be based on the latest
approved tax rolls of said City, with full allowance being made
for tax delinquencies and the cost of tax collection. Said rate
and amount of ad valorem tax is hereby levied, and is hereby
ordered to be levied, against all taxable property in said City
for each year while any of said bonds or interest coupons
appertaining thereto are outstanding and unpaid; and said tax
shall be assessed and collected each such year and deposited to
the credit of the aforesaid Interest and Sinking Fund. Said ad
valorem taxes sufficient to provide for the payment of the
interest on and principal of said bonds, as such interest comes
due and such principal matures, are hereby pledged irrevocably
for such payment, within the limit prescribed by law.
Section 8. That the Mayor of said City is hereby
authorized to have control of said bonds and all necessary
records and proceedings pertaining to said bonds pending their
delivery and their investigation, examination, and approval by
the Attorney General of the State of Texas, and their
registration by the Comptroller of Public Accounts of the State
of Texas. Upon registraton of said bonds, said Comptroller of
Public Accounts (or a deputy designated in writing to act for
said Comptroller) shall manually sign the Comptroller's
Registration Certificate printed and endorsed on each of said
1
bonds, and the seal of said Comptroller shall be placed in
facsimile, on each of said bonds.
Section 9. That the City covenants to and with the
purchasers of the bonds that it will make no use of the proceeds
of the bonds at any time throughout the term of this issue of
bonds which, if such use had been reasonably expected on the
date of delivery of the bonds to and payment for the bonds by
the purchasers, would have caused the bonds to be arbitrage
bonds within the meaning of Section 103(c) of the Internal
Revenue Code of 1954, as amended, or any regulations or rulings
pertaining thereto; and by this covenant the City is obligated
to comply with the requirements of the aforesaid Section 103(c)
and all applicable and pertinent Department of the Treasury
regulations relating to arbitrage bonds. The City further
covenants that the proceeds of the bonds will not otherwise be
used directly or indirectly so as to cause all or any part of
the bonds to be or become arbitrage bonds within the meaning of
!„! the aforesaid Section 103(c), or any regulations or ruling
pertaining thereto.
Section 10. That it is hereby officially found and
determined that a case of emergency or urgent public necessity
exists which requires the holding of the meeting at which this
Ordinance is passed, such emergency or urgent public necessity
being that the proceeds from. the sale of said bonds are
required as soon as possible and without delay for necessary
and urgently needed public improvements; and that said meeting
was open to the public, and public notice of the time, place,
and purpose of said meeting was given, all as required by
Vernon's Ann. Civ. St. Article 6252-17, as amended.
Section 11. That said bonds are hereby sold and shall be
delivered to Texas State Securities, Inc. for
cash for the par value thereof and accrued interest thereon to
the date of delivery, plus a premium of $ -0-
Section 12. That this Ordinance shall become effective
upon its passage, since this is an authorization for borrowing
for capital improvements.