O-80-739 - 4/8/1980k0, It 1739
CERTIFICATE FOR ORDINANCE
ORDINANCE AUTHORIZING THE ISSUANCE OF REVENUE BONDS
THE STATE OF TEXAS
COUNTY OF WILLIAMSON
CITY OF ROUND ROCK
We, the undersigned officers of said City, hereby certify
as follows:
1. The City Council of said City convened in SPECIAL
MEETING ON THE 8TH DAY OF APRIL, 1980, at the City Hall, and the
roll was called of the duly constituted officers and members of
said City Council, to -wit:
Larry L. Tonn, Mayor
Mike Robinson, Mayor Pro -Tem
Joanne Land, City Secretary
Bill Burgan
Pete Correa
Tom Lopez
Lawrence "Hank" Hester
Trudy L. Lee
and all of said persons.were present, except the following
absentees:
thus constituting a quorum. Wher pon, among other business,
the following was transacted at said Meeting: a written
ORDINANCE AUTHORIZING THE ISSUANCE OF REVENUE BONDS
was duly introduced for the consideration of said City Council
and read in full. It was then duly moved and seconded that said
Ordinance be passed; and, after due discussion, said motion
carrying with it the passage of said Ordinance, prevailed and
carried by the following vote:
AYES: All members of said City Council shown
present above voted "Aye".
NOES: None.
2. That a true, full and correct copy of the aforesaid
Ordinance passed at the Meeting described in the above and
foregoing paragraph is attached to and follows this
Certificate; that said Ordinance has been duly recorded in said
City Council's minutes of said Meeting; that the above and
foregoing paragraph is a true, full and correct excerpt from
said City Council's minutes of said Meeting pertaining to the
passage of said Ordinance; that the persons named in the above
and foregoing paragraph are the duly chosen, qualified and
acting officers and members of said City Council as indicated
therein; that each of the officers and members of said City
Council was duly and sufficiently notified officially and
personally, in advance, of the time, place and purpose of the
aforesaid Meeting, and that said Ordinance would be introduced
and considered for passage at said Meeting, and each of said
officers and members consented, in advance, to the holding of
said Meeting for such purpose, and that said Meeting was open
to the public and public notice of the time, place and purpose
of said meeting was given, all as required by Vernon's Ann.
Civ. St. Article 6252-17.
3. That the Mayor of said City has approved and hereby
approves the aforesaid Ordinance; that the Mayor and the City
Secretary of said City have duly signed said Ordinance; and
that the Mayor and the City Secretary of said. City hereby
declare that their signing of this Certificate shall constitute
the signing of the attached and following copy of said
Ordinance for all purposes.
SIGNED AND,, SEALED the 8th day of •! 1980
y Secretary
ayor
ORDINANCE AUTHORIZING THE ISSUANCE OF REVENUE BONDS
THE STATE OF TEXAS
COUNTY OF WILLIAMSON
CITY OF ROUND ROCK
WHEREAS, the bonds hereinafter authorized were lawfully
and favorably voted at two different bond elections held on
June 4, 1977 and November 6, 1979; and
WHEREAS, out of the $2,720,000 voted on June 4, 1977,
$2,185,000 has been issued as follows:
Waterworks and Sewer System Revenue Bonds, Series 1978,
in the aggregate principal amount of $1,150,000, with
$535,000 for constructing extensions and improvements
to the City's Waterworks System, and $165,000 for con
structing extensions and improvements to the City's Sewer
System;
Waterworks and Sewer System Revenue Bonds, Series 1978-A,
in the aggregate principal amount of $900,000, with
$565,000 for constructing extensions and improvements to
the City's Waterworks System, and $335,000 for
constructing extensions and improvements to the City's
Sewer System;
Waterworks and Sewer System Revenue Bonds, Series 1979, in
the aggregate principal amount of $585,000, with $480,000
for constructing extensions and improvements to the City's
Waterworks System, and $105,000 for constructing
extensions and improvements to the City's Sewer System;
and
WHEREAS, it is necessary and advisable to authorize, issue
and deliver all of the remaining voted and unissued bonds from
the bond election held on June 4, 1977, being $535,000 for
constructing extensions and improvement to the City's Sewer
Sytem, together with $1,390,000 for improving and extending the
combined Waterworks and Sewer System from the bonds voted on
November 6, 1979; and
WHEREAS, the bonds hereinafter authorized and designated
were voted and are to be issued and delivered pursuant to
VErnon's Articles 1111 through 1118.
BE IT ORDAINED BY THE CITY COUNCIL OF THE CITY OF ROUND
ROCK, TEXAS:
Section 1. That said City's bonds are hereby authorized
to be issued in the aggregate principal amount of $1,925,000
for the purpose of providing $1,390,000 for improving and
extending the combined Waterworks and Sewer System of the City,
and providing $535,000 for constructing extensions and
improvements to the City's Sewer System.
Section 2. That said bonds shall be designated as the
CITY OF ROUND ROCK, TEXAS WATERWORKS AND SEWER SYSTEM REVENUE
BONDS, SERIES 1980.
Section 3. That said bonds shall be dated May 1, 1980,
shall be in the denomination of $5,000 each, shall be numbered
consecutively from one upward, and shall mature serially on the
maturity date, in each of the years, and in the amounts,
respectively, as set forth in the following schedule:
MATURITY DATE: FEBRUARY 1
YEARS AMOUNTS YEARS AMOUNTS
1982 $ 25,000 1994 $ 75,000
1983 30,000 1995 75,000
1984 30,000 1996 80,000
1985 35,000 1997 90,000
1986 35,000 1998 95,000
1987 40,000 1999 100,000
1988 45,000 2000 125,000
1989 45,000 2001 175,000
1990 50,000 2002 190,000
1991 55,000 2003 200,000
1992 65,000 2004 200,000
1993 65,000
Section 4. That the bonds scheduled to mature during the
years, respectively, set forth below shall bear interest at the
following rates per annum:
maturities 1982 through 19%, ,/ U
maturities 19?7 through 19 2S%
maturities 19 through 19—', e)
maturities 1927through 19_
maturitiesc O through 19 sj
maturities4aOJ through„ . , / %
maturities 19 through 19,
maturities 19 through 19
maturities 19_ through 19_, %
maturities 19_ through 19_,_,
Said interest shall be evidenced by interest coupons which
shall appertain to said bonds, and which shall be payable in
the manner provided and on the dates stated in the FORM OF BOND
set forth in this Ordinance.
Section 5. That said bonds and interest coupons shall be
issued, shall be payable, may be redeemed prior to their
scheduled maturities, shall have the characteristics, and shall
be signed and executed (and said bonds shall be sealed) all as
provided, and in the manner indicated, in the FORM OF BOND set
forth in this Ordinance.
Section 6. That the form of said bonds, including the
form of Registration Certificate of the Comptroller of Public
Accounts of the State of Texas to be imprinted and endorsed on
each of said bonds, and the form of the aforesaid interest
coupons which shall appertain and be attached initially to each
of said bonds, shall be, respectively, substantially as
follows:
FORM OF BOND
NO. $5,000
UNITED STATES OF AMERICA
STATE OF TEXAS
COUNTY OF WILLIAMSON
CITY OF ROUND ROCK, TEXAS
WATERWORKS AND SEWER SYSTEM REVENUE BOND
SERIES 1980
ON FEBRUARY 1, , THE CITY OF ROUND ROCK, COUNTY OF
WILLIAMSON, STATE OF TEXAS, hereby promises to pay to bearer
hereof the principal amount of
FIVE THOUSAND DOLLARS
and to pay interest thereon, from date hereof, at the rate of
per annum, evidenced by interest coupons payable on
February 1, 1981, and semiannually thereafter while this bond
is outstanding.
THE PRINCIPAL of this bond and the interest coupons
appertaining hereto shall be payable to bearer, in lawful money
of the United States of America, without exchange or collection
charges to the bearer, upon presentation and surrender of this
bond or proper interest coupon, at the following, which shall
constitute and be defined as the "Paying Agent" for this series
of bonds:
FARMERS STATE BANK, ROUND ROCK, TEXAS,
or, at the option of the holder, at
FIRST CITY BANK OF DALLAS, DALLAS, TEXAS
THIS BOND is one of a series dated as of May 1, 1980,
authorized, issued and delivered in the principal amount of
$1,925,000, for the purpose of providing $1,390,000 for im-
proving and extending the combined Waterworks and Sewer System
of the City, and providing $535,000 for constructing extensions
and improvements to the City's Sewer System.
ON FEBRUARY 1, 1995, or on any interest payment date
thereafter, any outstanding bonds of this series may be
redeemed prior to their scheduled maturities, at the option of
said City, in whole or in part, for the principal amount
thereof and accrued interest thereon to the date fixed for
redemption. At least thirty days prior to the date fixed for
any such redemption said City shall cause a written notice of
such redemption to be published at least once in a financial
publication published in the City of New York,.New York. By the
date fixed for any such redemption due provision shall be made
with the "Paying Agent" for the payment of the principal amount
of the bonds which are to be so redeemed and accrued interest
thereon to the date fixed for redemption. If such written
notice of redemption is published and if due provision for such
payment is made, all as provided above, the bonds which are to
be redeemed thereby automatically shall be redeemed prior to
their scheduled maturities, and they shall not bear interest
after the date fixed for redemption, and they shall not be
regarded as being outstanding except for the right of the
bearer to receive the redemption price from the "Paying Agent"
out of the funds provided for such payment.
IT IS HEREBY certified, recited, and covenanted that this
bond has been duly and validly voted, authorized, issued and
delivered; that all acts, conditions, and things required or
proper to be performed, exist, and be done precedent to, or in
the authorization, issuance, and delivery of this bond have
been performed, existed, and been done in accordance with law;
that this bond is a special obligation; and that the principal
of and interest on this bond, together with other revenue bonds
of said City are payable from, and secured by a first lien on
and pledge of the Net Revenues of said City's combined
Waterworks and Sewer System.
SAID CITY has reserved the right, subject to the re -
1 strictions stated, and adopted by reference, in the Ordinance
authorizing this series of bonds, to issue additional parity
revenue bonds which also may be made payable from, and secured
by a lien on and pledge of, the aforesaid Net Revenues.
THE HOLDER HEREOF shall never have the right to demand
payment of this obligation out of any funds raised or to be
raised by taxation.
IN WITNESS WHEREOF, this bond and the interest coupons
appertaining hereto have been signed with the facsimile
signature of the Mayor of said City, and countersigned with the
facsimile signature of the City Secretary of said City, and the
official seal of said City has been duly impressed, or placed
in facsimile, on this bond.
xxxxx xxxxx
City Secretary Mayor
FORM OF REGISTRATION CERTIFICATE
COMPTROLLER'S REGISTRATION CERTIFICATE. REGISTER NO.
I hereby certify that this bond has been examined,
certified as to validity, and approved by the Attorney General
of the State of Texas, and that this bond has been registered by
the Comptroller of Public Accounts of the State of Texas.
Witness my signature and seal this
Comptroller of Public Accounts of
the State of Texas
FORM OF INTEREST COUPON
NO. $
ON
THE CITY OF ROUND ROCK, COUNTY OF WILLIAMSON, STATE OF
TEXAS, promises to pay to bearer the amount shown on this
interest coupon, in lawful money of the United States of
America, without exchange or collection charges to the bearer,
unless due provision has been made for redemption prior to
maturity of the bond to which this interest coupon appertains,
upon presentation and surrender of this interest coupon, at the
FARMERS STATE BANK, ROUND ROCK, TEXAS, or, at the option of the
holder, at FIRST CITY BANK OF DALLAS, DALLAS, TEXAS, said
amount being interest coming due that day on the bond, bearing
the number hereinafter designated, of that issue of CITY OF
ROUND ROCK, TEXAS WATERWORKS AND SEWER SYSTEM REVENUE BONDS,
SERIES 1980, dated May 1, 1980. The holder hereof shall never
have the right to demand payment of this obligation out of any
funds raised or to be raised by taxation. Bond No.
xxxxx xxxxx
City Secretary Mayor
Section 7. (a) That the term "Outstanding Bonds", as
hereinafter used in this Ordinance, shall mean all of said
City's presently outstanding bonds, which are payable from, and
secured by a first lien on and pledge of, the Net Revenues of
said City's Waterworks and Sewer System.
(b) That the Bonds authorized hereby are parity "Addi-
tional Bonds", as defined in the Ordinance passed on January
23, 1964, authorizing the issuance, sale and delivery of said
City's Waterworks and Sewer System Revenue Bonds, Series 1964,
dated February 1, 1964.
(c) That the term "Fiscal Year" shall mean the twelve
months' period beginning October 1 of each year and ending on
September 30 of the following year, beginning with October 1,
1980 and thereafter.
(d) That Section 9 through 26 of said ordinance, and in
particular Section 10 of the ordinance that authorized the
City's Waterworks and Sewer System Revenue Bonds, Series 1964,
together with such other sections of the ordinances that
authorized the outstanding bonds that are applicable, are
hereby adopted by reference and shall be applicable to the
bonds authorized to be issued by this Ordinance for all
purposes, except to the extent hereinafter specifically
modified and supplemented. The bonds authorized to be issued
by this Ordinance and the Outstanding Bonds are and shall be on
a parity and of equal dignity in all respects, and are and sall
be payable from, and secured by a first lien on and pledge of
the Net Revenues of said City's combined Waterworks and Sewer
System.
Section 8. That, in addition to all other amounts re-
quired by the ordinance that authorized the Outstanding Bonds,
there shall be deposited into the Interest and Sinking Fund,
(created for the benefit of said Outstanding Bonds and all
Additional Bonds) the following:
(a) Such amounts, in approximately equal monthly
installments, deposited on or before the 10th dayof each
month hereafter, as will be sufficient to pay the interest
scheduled to come due on the Bonds authorized by this
Ordinance on the next interest payment date; and
(b) Such amounts, in approximately equal monthly
installments, deposited on or before the 10th day of each
month hereafter, as will be sufficient to pay the next
maturing principal of the Bonds authorized by this
Ordinance.
Section 9. That, in addition to all other amounts
required by the ordinance that authorized the Outstanding
Bonds, there shall be deposited into the Reserve Fund (created
for the benefit of said Outstanding Bonds and all Additional
Bonds) on or before the 10th day of each month, hereafter, the
amount of $4,475, until there has been accumulated the
aggregate amount of $363,800 in said Reserve Fund. Thereafter,
said aggregate amount shall be maintained in said Reserve Fund,
for the benefit of the Outstanding Bonds, the Bonds authorized
by this Ordinance, and all other Additional Bonds, in
accordance with the procedures, as herein modified and
supplemented, set forth in the ordinance that authorized the
Outstanding Bonds.
Section 10. That the Bonds authorized by this Ordinance
are and shall be special obligations of said City, and the
holder or holders thereof shall never have the right to demand
1 payment of said obligations out of any funds raised or to be
raised by taxation.
Section 11. That the Mayor of said City is hereby
authorized to have control of said Bonds and all necessary
records and proceedings pertaining to said Bonds pending their
delivery and their investigation, examination and approval by
the Attorney General of the State of Texas. Upon registration
of said Bonds, said Comptroller of Public Accounts (or a deputy
designated in writing to act for said Comptroller) shall
manually sign the Comptroller's Registration Certificate
prescribed herein -to be printed and endorsed on each Bond, and
the seal of said Comptroller shall be impressed, or printed, or
lithographed on each of said Bonds.
Section 12. That the City covenants to and with the
purchasers of the Bonds that it will make no use of the proceeds
of the Bonds at any time throughout the term of this issue of
Bonds, which, if such use had been reasonably expected on the
date of delivery of the Bonds to and payment for the Bonds by
the purchasers, would have caused the Bonds to be arbitrage
bonds within the meaning of Section 103(c) of the Internal
Revenue Code of 1954, as amended, or any regulations, or
rulings pertaining thereto; and by this covenant the City is
obligated to comply with the requirements of the aforesaid
Section 103(c) and all applicable and pertinent Department of
Treasury regulations relating to arbitrage bonds. The City
further covenants that the proceeds of the Bonds will not
otherwise be used directly or indirectly so as to cause all or
any part of the Bonds to be or become arbitrage bonds within the
meaning of the aforesaid Section 103(c), or any regulations or
rulings pertaining thereto.
-5-
Section Th t sari. Bonds are h,�,� r y sold and shall be
delivered to rrUcc , ` r, �. , for cash for the
par value thereof and acc ued interest thereon to the date of
delivery, plus a premium of $ It is hereby
officially found, determined and declared that said purchaser
is the highest and best bidder for said bonds and that said
bonds have been sold at public sale to the bidder offering the
lowest net interest cost after receiving bids pursuant to an
Official Notice of Sale and Official Statement, dated March 13,
1980, prepared and distributed in connection with the sale of
the Bonds. Said Official Notice of Sale and Official Statement
have been and are hereby approved by the City Council. It is
further officially found, determined and declared that the
statements and representations contained in said Official
Notice of Sale and Official Statement are true and correct in
all material respects, to the best knowledge and belief of the
City Council.
Section 14. That it is hereby officially found and
determined that a case of emergency or urgent public necessity
exists which requires the holding of the meeting at which this
Ordinance is passed, such emergency or urgent public necessity
being that the proceeds from the proposed bonds are required as
soon as possible and without delay for necessary and urgently
needed public improvements; that said meeting was open to the
public as required by law; and that public notice of the time,
place, and purpose of said meeting was given as required by
Art. 6252-17, V.A.T.C.S.
Section 15. That this Ordinance shall become effective
upon its passage, since this is an authorization for borrowing
for capital improvements.