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R-07-06-28-11D1 - 6/28/2007 RESOLUTION NO. R-07-06-28-11D1 WHEREAS, the City Council, on the 28th day of June, 2007, in Ordinance No. G-07-06-28-10A I , created Reinvestment Zone No. 24 in the City of Round Rock, Texas, and WHEREAS, in accordance with Chapter 312, Tax Code, V.A.T.S. as amended, the City desires to enter into a tax abatement agreement with Komico Technology, Inc. , regarding property located in Reinvestment Zone No. 24, and WHEREAS, the Council has determined that all requirements of the guidelines and criteria amended and readopted by Ordinance No. G-06-03- 09-8B1 have been complied with, Now Therefore BE IT RESOLVED BY THE COUNCIL OF THE CITY OF ROUND ROCK, TEXAS, That the Mayor is hereby authorized and directed to execute on behalf of the City a Tax Abatement Agreement with Komico Technology, Inc. , a copy of said agreement being attached hereto as Exhibit "A" and incorporated herein. The City Council hereby finds and declares that written notice of the date, hour, place and subject of the meeting at which this Resolution was adopted was posted and that such meeting was open to the public as required by law at all times during which this Resolution and the subject matter hereof were discussed, considered and formally acted upon, all as required by the Open Meetings Act, Chapter 551, Texas Government Code, as amended. 0:\wdox\RESOLUTI\R70628D1.WPD/rmc/0112-0709 RESOLVED this 28th day of June, 2 0 Vic NY WE Mayor City-of Round Rock, Texas A EST: N�R - llwjtl-�a CHRISTINE R. MARTINEZ, City Secre ary 2 PROPERTY TAX ABATEMENT AGREEMENT This Property Tax Abatement Agreement (this "Agreement") is entered into by and between the City of Round Rock, Texas (the "City"), a Texas home rule municipal corporation, and Komico Technology, Inc., a Texas corporation("Komico-). RECITALS WHEREAS, Komico has purchased certain real estate located at 201 Michael Angelo Way, Austin, TX 78728 (the"Facility"), and desires to purchase equipment for the servicing and sale of equipment related to the manufacture and cleaning of semiconductor equipment, as described in Exhibit A(the"Equipment") and to make substantial improvements to the Facility including the construction of office space, architectural, mechanical, instrumentation and electrical, training facilities, manufacturing space, and clean rooms (the "Improvements). The Facility was purchased by Komico as a shell building. WHEREAS, by entering into this Agreement, Komico confirms its intent to purchase the Equipment and to construct the Improvements, thereby resulting in new economic development in City; and WHEREAS, on the 28th day of June, 2007, the City Council, of the City of Round Rock, Texas, adopted Ordinance No. G-07-06-28- establishing Reinvestment Zone No. 24 (the "Reinvestment Zone") City of Round Rock, Texas for commercial/industrial tax abatement, hereinafter referred to as "Ordinance No. G-07-06-28-_", as authorized by the Texas Property Redevelopment and Tax Abatement Act, Chapter 312, Tax Code, V.A.T.S. as amended (the "Tax Abatement Act") ; and WHEREAS, the City has adopted Ordinance No. G-06-03-09-8131, which Ordinance adopted appropriate guidelines and criteria governing reinvestment zones and tax abatement agreements to be entered into by the City as contemplated by the Tax Abatement Act; and WHEREAS, the City has determined that the contemplated use of the Equipment and Improvements (as hereinafter defined) as well as the terms of this Agreement are consistent with encouraging development in the Reinvestment Zone in accordance with the purposes for its creation and are in compliance with Ordinance No. G-06-03-09-8131 and the guidelines and criteria adopted by the City and all applicable laws; and WHEREAS, the Equipment and Improvements constitute a major investment within the Reinvestment Zone that will substantially increase the appraised value of the property within the Reinvestment Zone; and will contribute to the retention of primary and secondary employment within the City; and WHEREAS, the City finds that there will be no substantial adverse effects on the provision of governmental services or on its tax base and that the planned use of the Premises will not constitute a hazard to public safety, health, or welfare,NOW THEREFORE, the parties hereto do mutually agree as follows: PROPERTY TAX ABATEMENT AGREEMENT CITY OF ROUND ROCK/KOMICO TECHNOLOGY,INC. 116737 nAm 1. Authorization. This Agreement is authorized by the Tax Abatement Act, and by Resolution of the City Council of the City of Round Rock,Texas dated June 28, 2007. 2. Definitions. As used in this Agreement, the following terms shall have the meanings set forth below: (a) "Abatement Value" means the assessed value of the Eligible Property as determined annually by the Williamson County Appraisal District on behalf of the City less the amount of the Base Year Value. (b) "Abatement"means the full or partial exemption from ad valorem taxes of certain property in the Reinvestment Zone as more particularly set forth in Section 4. (c) "Affiliate of Komico" means all companies under common control with, controlled by, or controlling Komico Technology, Inc. For purposes of this definition, "control" means 50%or more of the ownership determined by either value or vote. (d) "Base Year Value" means the assessed value of the Eligible Property on January 1,2007 (or on January 1 of the year of execution of this Agreement if determined to be otherwise required by applicable law), as such value is determined by the Williamson County Appraisal District on behalf of the City. (e) "City Guidelines" means the Guidelines and Criteria for Granting Tax Abatement in Reinvestment Zones created in Round Rock,Texas. (f) "Eligible Property"means collectively the Equipment and Improvements. (g) "Equipment"means the items listed in Exhibit A. (h) "Facility"means Komico's manufacturing facility located on the Komico Tract. (i) "Improvements" means the improvements to the Facility including build- out of office space and cleanroom for the purpose of manufacturing, housing cleaning equipment, coating equipment, and MST tools, and installation of other related capital equipment,which will meet the Equipment's facility requirements. 0) "Ineligible Property"means any personal property that was located within the Komico Tract at any time before the period covered by this Agreement and Komico's existing facility,excluding Equipment and Improvements. (k) "Komico Tract"means the real property owned by Komico located in the Reinvestment Zone and described as Lot Five (5), Block A, Resubdivision of the Remainder of Lot 2, Corridor Park I, a subdivision in Travis County, Texas. (1) "Reinvestment Zone"the reinvestment zone established on the day of June,2007,in Ordinance No. G-07-06-28- establishing Reinvestment Zone No. 24. PROPERTY TAX ABATEMENT AGREEMENT 2 CITY OF ROUND ROCK/KOMlCO TECHNOLOGY,INC. 116737 3. Subject Property. During the Abatement Period, the Komico Tract shall be used consistent with the general purpose of encouraging development or redevelopment within the Reinvestment Zone. The Komico Tract is not located in an improvement project financed by tax increment bonds and does not include any property that is owned or leased by a member of the City Council or by a member of the City Planning and Zoning Commission. 4. Grant of Abatement. Subject to the terms and conditions contained herein, and subject to the rights of the holders of any outstanding bonds of the City, the City hereby grants an abatement on the Abatement Value of the Eligible Property located on or at the Komico Tract (the"Abatement") as follows: (a) Year 1 50% (b) Year 2 50% (c) Year 3 50% (d) Year 4 50% (e) Year 5 25% 5. Term of Abatement. Komico shall receive the Abatement commencing January 1 of the year immediately following the installation of the Equipment (the "Effective Date of Abatement') and continuing for five (5) years, the "Abatement Period"). Notwithstanding anything herein to the contrary, the Effective Date of Abatement shall be January 1 of the year immediately following substantial completion of the Improvements if determined to be otherwise required by applicable law. 6. Taxable Property. During the Abatement Period, taxes shall be payable on the Eligible Property and the Ineligible Property located within the Reinvestment Zone as follows: (a) The value of the Ineligible Property as defined herein shall be fully taxable; and (b) The Base Year Value of the Eligible Property as determined by the Williamson County Appraisal District shall be fully taxable. Komico agrees that regardless of anything contained herein to the contrary, the value of the Ineligible Property, plus the Base Year Value of the Eligible Property, plus that portion of the Eligible Property that is not abated, l�us the value of the Komico Tract and improvements located thereon shall be no less than$5,250,000.00. 7. Komieo's Development Covenants. In consideration of the City's agreement to enter into this Agreement, Komico represents that it intends to construct the Improvements and install the Equipment for the purpose of operating its manufacturing facility in the City and Komico acknowledges that the City's obligations hereunder are conditioned upon Komico's continued operation of said manufacturing facility. In the event Komico fails to substantially complete the Improvements and install the Equipment by December 31,2007 (subject to delays PROPERTY TAX ABATEMENT AGREEMENT 3 CITY OF ROUND ROCK/KOM1C0 TECHNOLOGY,INC. 116737 caused by events of Force Majeure), the City may terminate this Agreement by giving Komico written notice of such termination. As additional consideration, Komico agrees and covenants to provide and/or retain at least the number of jobs within the Facility according to the following schedule: Date Retain New Total On December 31, 2007 30 0 30 On December 31,2008 30 30 60 On December 31, 2009 60 30 90 On December 31.2010 90 30 120 . Komico agrees to provide to the City annual manpower reports on the form attached hereto as Exhibit B within sixty(60)days following the end of the calendar year. 8. Default. In the event that Komico (a) allows its ad valorem taxes related to the property to become delinquent and fails to timely and properly follow the legal procedures for their protest and/or contest; or (b) violates any of the material terms and conditions of this Agreement, Komico shall be considered in default. In the event that Komico defaults under this Agreement, the City shall give Komico written notice specifying such default. If Komico has not cured the default within thirty(30)days after its receipt of such written notice, the City may pursue any of its remedies for the collection of delinquent property taxes as provided generally in the Tax Code. 9. Abatement Recapture. In the event the City terminates this Agreement as a result of Komico's default,the City may recapture and collect from Komico the ad valorem taxes that were abated as a result of this Agreement (the "Recapture Liability"). Komico shall pay to the City the Recapture Liability within thirty (30) days after the date of termination, subject to any and all lawful offsets, settlements, deduction, or credits to which Komico may be entitled. Notwithstanding anything herein to the contrary, such Recapture Liability shall not exceed an amount equal to all taxes which were abated pursuant to this Agreement from the Effective Date of Abatement to the date of termination (together with interest thereon to be charged at the statutory rate for delinquent taxes as determined by Section 33.01 of the Property Tax Code of the State of Texas,but without the addition of a penalty). The City shall have all remedies for the collection of the Recapture Liability as provided generally in the Tax Code for the collection of delinquent property taxes. 10. Certification and Inspections. Komico must certify annually to the City that Komico is in compliance with each applicable term of this Agreement and the City Guidelines and, if not in compliance, the steps Komico intends to take to be in compliance or a statement from Komico explaining in reasonable detail why compliance cannot be achieved. Komico agrees that the WCAD and the City, their agents and employees, shall, upon reasonable notice, have reasonable right of access to the Komico Tract in order to ensure that the installation of the Equipment and the construction of the Improvements to the Komico ract is in accordance with this Agreement and all applicable state and local laws and regulations or valid waiver thereof. All inspections will be made with one or more representatives of Komico and in accordance with Komico's security and safety requirements. At the time of annual certification, upon the City's written request, Komico shall also provide a calculation of the aggregate amount of economic PROPERTY TAX ABATEMENT AGREEMENT 4 CITY OF ROUND ROCK/KOMICO TECHNOLOGY,INC. 116737 benefit Komico has previously received pursuant to this Agreement and the Development Agreement. In order to efficiently administer the Abatement Komico agrees also to provide annually, before April 15, a full asset listing of personal property located on the Komico Tract and the Komico Tract to the WCAD and such other information as may be reasonably necessary for the Abatement and assessment of the assets for tax purposes, including any information required by the City Guidelines. 11. Rendition of the Komico Tract and Improvements. Prior to January 31 of each year of this Agreement, Komico shall submit to the Williamson County Appraisal District, a real property rendition for the Komico Tract and a personal property rendition. The real property rendition shall provide the cost and description of the Improvements. The personal property rendition shall include the year of acquisition, cost and description of the Equipment, as described in Exhibit A. Komico shall submit the foregoing real property and personal property rendition forms to the Williamson County Appraisal District, in the minimum amount necessary so that the taxable value after applying the abatement provided for herein, of the Komico Tract and improvements in such year following Substantial Completion of the Improvements shall be no less than $5,250,000.00(the"Designated Value"). 12. Annual Tax Application. It shall be the responsibility of Komico, pursuant to V.T.C.A., Tax Code, § 11.43, to file an annual exemption application form with the Williamson County Appraisal District. The Chief Appraiser of the Williamson County Appraisal District shall annually determine and record both the abated taxable value and the full taxable value of the Eligible Property in the appraisal records. The full taxable value figure listed in the appraisal record shall be used to compute the amount of abated taxes that are required to be recaptured and paid in the event this Agreement is terminated in a manner that results in recapture pursuant to Section 9. Each year Komico shall furnish the Chief Appraiser with such information outlined in V.T.C.A., Tax Code, Chapter 22, as may be necessary for the administration of the abatement specified herein. Komico shall be entitled to appeal any determination of the Chief Appraiser in accordance with the provisions of the Texas Tax Code. 13. Assignment. Komico may assign this Agreement to a new owner or lessee of the Facility with the written consent of the City Council of the City, which consent shall not be unreasonably withheld, conditioned or delayed. An assignment to an Affiliate of Komico shall not require such written consent. Any assignment shall be in writing, and shall provide that the assignee shall irrevocably and unconditionally assume all the duties and obligations of the assignor upon the same terms and conditions as set out in this Agreement. 14. Notice. All notices and other communications hereunder shall be in writing (whether or not a writing is expressly required hereby), and shall be deemed to have been given and become effective (a) if given by either party or its counsel via an express mail service or via courier or via receipted facsimile transmission (but only if duplicate notice is also given via express mail service or via courier or via certified mail), then if and when delivered to and received(or refused)by the respective parties at the below addresses (or at such other address as a party may hereafter designate for itself by notice to the other party as required hereby), or(b) if sent via certified mail by either party or its counsel, then on the third business day following the PROPERTY TAX ABATEMENT AGREEMENT 5 CITY OF ROUND ROCK/KOMICO TECHNOLOGY,INC. 116737 date on which such communication is deposited in the United States mails,by first class certified mail, return receipt requested, postage prepaid, and addressed to the respective parties at the below addresses (or at such other address as a party may hereafter designate for itself by notice to the other party as required hereby). Any notice provided for under the terms of this Agreement by either party to the other shall be in writing and may be effected by registered or certified mail,return receipt requested. If to City: City of Round Rock 221 E. Main Street Round Rock,TX 78664 Attn: City Manager Phone: (512)218-5400 Fax: (512)218-7097 With a required copy to: Sheets&Crossfield 309 E. Main Street Round Rock, TX 78664 Attn: Stephan L. Sheets Phone: (512)255-8877 Fax: (512)255-8986 If to Komico: Komico Technology, Inc. 201 Michael Angelo Way Austin,Texas 78728 Attn: Yong Ha Choi Phone: (512)238-2400/2411 Fax : (512)238-2498 15. Applicable Law. This Agreement is made and shall be construed and interpreted under the laws of the State of Texas and shall be performable in Williamson County,Texas. 16. No Liability. It is understood and agreed between the parties that Komico, in performing its obligations hereunder, is acting independently, and the City assumes no responsibility or liability to third parties in connection therewith. It is further understood and agreed among the parties that the City, in performing its obligations hereunder, is acting independently, and Komico assumes no responsibility or liability to third parties in connection therewith. 17. Estoppel Certificate. Any party hereto may request an estoppel certificate from another party hereto so long as the certificate is requested in connection with a bona fide business purpose. Each party agrees to promptly execute and deliver any estoppel certificate requested pursuant to this Section 17. The certificate, which will upon request be addressed to Komico, or a lessee, purchaser or assignee of Komico, shall include, but not necessarily be limited to, statements (qualified to the best knowledge of the party providing the estoppel) that this Agreement is in full force and effect without default(or if a default exists, the nature of such PROPERTY TAX ABATEMENT AGREEMENT 6 CITY OF ROUND ROCK/KOMICO TECHNOLOGY,INC. 116737 default and any curative action which should be undertaken to cure same), the remaining term of this Agreement, and such other matters reasonably requested by the party(ies) to receive the certificate. 18. Leval Construction. In case any one or more of the provisions contained in this Agreement shall for any reason be held to be invalid, illegal, or unenforceable in any respect, such invalidity, illegality, or unenforceability shall not affect any other provision thereof and this Agreement shall be considered as if such invalid, illegal or unenforceable provision had never been contained in this Agreement. 19. Force Majeure. Whenever a period of time is prescribed for the taking of an action by Komico, the period of time for the performance of such action shall be extended by the number of days that the performance is actually delayed due to strikes, acts of God, shortages of labor or materials, war, terrorist attacks (including bio-chemical attacks), civil disturbances and other causes beyond the reasonable control of Komico ("Force Majeure"). However, events of Force Majeure shall not extend any period of time for the payment of sums payable by Komico. 20. Entire Aereement. This Agreement embodies the complete agreement of the parties hereto, superseding all oral or written previous and contemporary agreements between the parties and relating to matters in this Agreement, and except as otherwise provided herein cannot be modified, amended, altered or revoked without written agreement of the parties hereto. 21. Recordation of Agreement. A certified copy of this Agreement, or a memorandum summarizing this Agreement, in recordable form may be recorded in the Deed of Records of Williamson County,Texas. 22. Successors and Assigns. This Agreement shall be binding upon and inure to the benefit of the parties hereto and their respective successors and assigns. 23. Authority. The individuals executing this Agreement on behalf of the respective parties hereto represent to each other and to others that all appropriate and necessary action has been taken to authorize the individual who is executing this Agreement to do so for and on behalf of the party for which his or her signature appears, that there are no other parties or entities required to execute this Agreement in order for the sameto be an authorized and binding agreement on the party for whom the individual is signing this Agreement and that each individual affixing his or her signature hereto is authorized to do so, and such authorization is valid and effective on the date hereof. 24. Multiple Counterparts. This Agreement may be executed in a number of identical counterparts, each of which shall be deemed an original and all of which, when taken together, shall constitute one and the same instrument. 25. Time of Essence. Time is of the essence in this Agreement. 26. Joint Drafting. The parties agree this Agreement has been drafted jointly by the parties and their legal representatives. PROPERTY TAX ABATEMENT AGREEMENT 7 CrrY OF ROUND ROCK/KOMICO TECHNOLOGY,INC. 116737 27. Exhibits. All exhibits to this Agreement are incorporated herein by reference for all purposes wherever reference is made to the same. IN WITNESS WHEREOF, the parties have executed this Agreement and caused this Agreement to be effective on the latest date as reflected by the signatures below(the"Effective Date"). THE CITY OF ROUND ROCK,TEXAS, a Texas municipal corporation By: Nyle Maxwell, Mayor Date: Attest: Christine Martinez, City Secretary APPROVED AS TO FORM: Stephan L. Sheets,City Attorney KOMICO TECHNOLOGY, INC. a Texas corporation By: enneth M iers, Vice PrPresident of Operations Date: G le ` 0 7 PROPERTY TAX ABATEMENT AGREEMENT S CITY GF ROUND ROCK/KOMICo TECHNOLOGY,INC. 116737 EXHIBIT A DESCRIPTION OF EQUIPMENT Design&Permit for Construction 1 Phase.1 Construction 1 Phase.1 Electrical &Hook-up 1 $1,400,000 Phase.2 Demo. 1 Phase.2 Construction 1 scrubber for Cleaning 1 $100,000 Dust Collector for APS&Arc Coating 1 $80,000 COMPRESSOR(250HP) 1 $109,550 DI SYSTEM 1 $140,000 Waste Treatment System 1 $273,307 N2 Storage tank 1 $3,000 Wet Station-2bath 1 Rinse 3 $60,000 Wet Station-2bath 1 Rinse(l Heating) 1 1 $20,000 Wet Station-2bath(1overflow) 2 $40,000 Ano. Bath-1 Bath(l heating) 1 $5,000 Rinse Table-(Wet Room3,Skin Room1) 4 $14,000 Solvent Bath-2bath 1 Rinse 1 $26,760 H2O2 Heating Bath-2bath 1 Rinse 1 $22,280 CO2 Snow Cleaner 1 $6,229 CO2 Cleaner 1 $16,450 CO2 Working Booth 1 $5,000 300mm Skin(4ea) 4 $12,680 300mm Skin Furniture Bead Blaster 24,60,120 3 $31,008 Gomco 1 $2,900 Comco Booth 1 $5,800 Ultrasonic-C 3 $74,220 300mm Dry Oven(3ea) 1 1 $94,680 Powder Oven-APS Coatin 1 $5,517 Vacuum Dry Oven 1 $133,474 Manual Packing Machine 2 $1,000 Auto Packing Machine 1 $3,500 Cart(Self)-Whole 18 1 $15,175 Inspection Table 18 $19,276 Masking Table 5 $4,815 Steam Cleaner 1 $5,529 Wet Dry Oven 1 $9,830 APS Coating System 1 $254,670 APS Robot 1 $106,841 Arc Robot 1 $92,905 APS&Robot Installation 1 $41,387 APS Working Booth 1 $17,000 Arc Working Booth 1 $17,000 Arc Spray Coating System 1 $41,000 PROPERTY TAX ABATEMENT AGREEMENT 9 CITY OF ROUND ROCK/KOMICO TECHNOLOGY,INC. 116737 Surface Plate 2 $8,000 Di imatic Vernier Calipers 2 $800 Di imatic Mirometer 2 $400 Di imatic Height Gauge 2 $2,100 Microscope 1 $3,000 Roughness Gauge 2 $6,200 Roughness Gauge Probe 2 $1,690 Thickness Gau e 2 $3,600 Thickness Gauge Probe 2 $1,560 Pin Gauge 2 $1,000 Height Gage 1 $200 PSM&PTM 1 $120,000 Non-contact Thermo. 2 $1,000 Gas Meter 1 $800 Multimeter 2 $200 Weight Gage 2 1 $6,000 ERP PC 10 $15,000 ERP SYSTEM 1 $50,000 Lazer Printer 2 $10,000 Label Printer 2 $4,000 Ji Bead/Arc/APS Coatin )set 1 $30,000 Cart Set : 10) 1 $20,000 TOTAL$3,597,333.00 PROPERTY TAX ABATEMENT AGREEMENT 10 CITY OF ROUND ROCK/KOMICO TECHNOLOGY,INC. 116737 Exhibit"B" Manpower Report Positlons/Jobs Annual Salary Budget Annual Investments PROPERTY TAX ABATEMENT AGREEMENT I 1 CITY OF ROUND ROCK/KOMICO TECHNOLOGY,INC. 116737 KOMICO USA (Reinvestment Zone 024,5.542 ac.) A 4 1 N1 W Loins I*nna Blvd t (SH 45) i f ,f �r DATE: June 21, 2007 SUBJECT: City Council Meeting - June 28, 2007 ITEM: 11D1. Consider a resolution authorizing the Mayor to execute a Tax Abatement Agreement with Komico Technology, Inc. Department: Administration ;staff Person: David Kautz, Assistant City Manager/CFO .justification: The Tax Abatement Agreement will enable the company to establish a U.S. facility that provides important client services to Samsung. The company will provide quality jobs as well as occupy and renovate a vacant structure formerly owned by Photronics. Funding: Cost: N/A Source of funds: N/A Outside Resources: Joe Vining, V.P. of Economic Development, Round Rock Chamber of Commerce Backaround Information: Komico is a South Korean company that is a primary servicer of equipment for Samsung. This will be their first US facility and provides a reduction of time in the turnaround of essential equipment in Samsung's process. Public Comment: A public hearing was held on April 26, 2007. EXECUTED MIWAMCUMENT FOLIADWrS IIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIillllllllllllilllllillllllll AGR 2007098121 13 PGS THE STATE OF TEXAS COUNTY OF WILLIAMSON CITY OF ROUND ROCK I, SARA L. WHITE, City Secretary of the City of Round Rock, Texas, do hereby certify that I am the custodian of the public records maintained by the City of Round Rock, Texas and that the foregoing 11 pages are true and correct copies of the executed Property Tax Abatement Agreement between Komico Technology, Inc. and the City of Round Rock, Texas, dated June 28, 2007. CERTIFIED by my hand and seal of the City of Round Rock, Texas on this 28t11 day of November 2007. SARA L. WHITE �` City Secretary PROPERTY TAX ABATEMENT AGREEMENT This Property Tax Abatement Agreement (this "Agreement") is entered into by and between the City of Round Rock, Texas (the "City"), a Texas home rule municipal corporation, and Komico Technology, Inc., a Texas corporation ("Komico"). RECITALS WHEREAS, Komico has purchased certain real estate located at 201 Michael Angelo Way, Austin, TX 78728 (the "Facility"), and desires to purchase equipment for the servicing and sale of equipment related to the manufacture and cleaning of semiconductor equipment, as described in Exhibit A (the "Equipment") and to make substantial improvements to the Facility including the construction of office space, architectural, mechanical, instrumentation and electrical, training facilities, manufacturing space, and clean rooms (the "Improvements). The Facility was purchased by Komico as a shell building. WHEREAS, by entering into this Agreement, Komico confirms its intent to purchase the Equipment and to construct the Improvements, thereby resulting in new economic development in City; and WHEREAS, on the 28th day of June, 2007, the City Council, of the City of Round Rock, Texas, adopted Ordinance No. G-07-06-28- I On! establishing Reinvestment Zone No. 24 (the "Reinvestment Zone") City of Round Rock, Texas for commercial/industrial tax abatement, hereinafter referred to as "Ordinance No. G-07-06-28-l0 ', as authorized by the Texas Property Redevelopment and Tax Abatement Act, Chapter 312, Tax Code, V.A.T.S. as amended (the "Tax Abatement Act") ; and WHEREAS, the City has adopted Ordinance No. G-06-03-09-8B 1, which Ordinance adopted appropriate guidelines and criteria governing reinvestment zones and tax abatement agreements to be entered into by the City as contemplated by the Tax Abatement Act; and WHEREAS, the City has determined that the contemplated use of the Equipment and Improvements (as hereinafter defined) as well as the terms of this Agreement are consistent with encouraging development in the Reinvestment Zone in accordance with the purposes for its creation and are in compliance with Ordinance No. G-06-03-09-8B1 and the guidelines and criteria adopted by the City and all applicable laws; and WHEREAS, the Equipment and Improvements constitute a major investment within the Reinvestment Zone that will substantially increase the appraised value of the property within the Reinvestment Zone; and will contribute to the retention of primary and secondary employment within the City; and WHEREAS, the City finds that there will be no substantial adverse effects on the provision of governmental services or on its tax base and that the planned use of the Premises will not constitute a hazard to public safety, health, or welfare, NOW THEREFORE, the parties hereto do mutually agree as follows: R-0`1-0&-J$- i 1 PROPERTY TAX ABATEMENT AGREEMENT 1 CITY OF ROUND ROCK/Komico TECHNOLOGY,INC. 116737 1. Authorization. This Agreement is authorized by the Tax Abatement Act, and by Resolution of the City.Council of the City of Round Rock, Texas dated June 28, 2007. 2. Definitions. As used in this Agreement, the following terms shall have the meanings set forth below: (a) "Abatement Value" means the assessed value of the Eligible Property as determined annually by the Williamson County Appraisal District on behalf of the City less the amount of the Base Year Value. (b) "Abatement"means the full or partial exemption from ad valorem taxes of certain property in the Reinvestment Zone as more particularly set forth in Section 4. (c) "Affiliate of Komico" means all companies under common control with, controlled by, or controlling Komico Technology, Inc. For purposes of this definition, "control" means 50% or more of the ownership determined by either value or vote. (d) "Base Year Value" means the assessed value of the Eligible Property on January 1, 2007 (or on January 1 of the year of execution of this Agreement if determined to be otherwise required by applicable law), as such value is determined by the Williamson County Appraisal District on behalf of the City. (e) "City Guidelines" means the Guidelines and Criteria for Granting Tax Abatement in Reinvestment Zones created in Round Rock, Texas. (f) "Eligible Property"means collectively the Equipment and Improvements. (g) "Equipment"means the items listed in Exhibit A. (h) "Facility"means Komico's manufacturing facility located on the Komico Tract. (i) "Improvements" means the improvements to the Facility including build- out of office space and cleanroom for the purpose of manufacturing, housing cleaning equipment, coating equipment, and MST tools, and installation of other related capital equipment, which will meet the Equipment's facility requirements. 0) "Ineligible Property" means any personal property that was located within the Komico Tract at any time before the period covered by this Agreement and Komico's existing facility, excluding Equipment and Improvements. (k) "Komico Tract"means the real property owned by Komico located in the Reinvestment Zone and described as Lot Five (5), Block A, Resubdivision of the Remainder of Lot 2, Corridor Park I, a subdivision in Travis County, Texas. (1) "Reinvestment Zone" the reinvestment zone established on the 45 day of June, 2007, in Ordinance No. G-07-06-28-�4�_establishing Reinvestment Zone No. 24. PROPERTY TAX ABATEMENT AGREEMENT 2 CITY OF ROUND ROCK/Komico TECHNOLOGY,INC. 116737 3. Subiect Property. During the Abatement Period, the Komico Tract shall be used consistent with the general purpose of encouraging development or redevelopment within the Reinvestment Zone. The Komico Tract is not located in an improvement project financed by tax increment bonds and does not include any property that is owned or leased by a member of the City Council or by a member of the City Planning and Zoning Commission. 4. Grant of Abatement. Subject to the terms and conditions contained herein, and subject to the rights of the holders of any outstanding bonds of the City, the City hereby grants an abatement on the Abatement Value of the Eligible Property located on or at the Komico Tract (the"Abatement") as follows: (a) Year 1 50% (b) Year 2 50% (c) Year 3 50% (d) Year 4 50% (e) Year 5 25% 5. Term of Abatement. Komico shall receive the Abatement commencing January 1 of the year immediately following the installation of the Equipment (the "Effective Date of Abatement") and continuing for five (5) years, the "Abatement Period"). Notwithstanding anything herein to the contrary, the Effective Date of Abatement shall be January 1 of the year immediately following substantial completion of the Improvements if determined to be otherwise required by applicable law. 6. Taxable Property. During the Abatement Period, taxes shall be payable on the Eligible Property and the Ineligible Property located within the Reinvestment Zone as follows: (a) The value of the Ineligible Property as defined herein shall be fully taxable; and (b) The Base Year Value of the Eligible Property as determined by the Williamson County Appraisal District shall be fully taxable. Komico agrees that regardless of anything contained herein to the contrary, the value of the Ineligible Property, plus the Base Year Value of the Eligible Property, plus that portion of the Eligible Property that is not abated, plus the value of the Komico Tract and improvements located thereon shall be no less than $5,250,000.00. 7. Komico's Development Covenants. In consideration of the City's agreement to enter into this Agreement, Komico represents that it intends to construct the Improvements and install the Equipment for the purpose of operating its manufacturing facility in the City and Komico acknowledges that the City's obligations hereunder are conditioned upon Komico's continued operation of said manufacturing facility. In the event Komico fails to substantially complete the Improvements and install the Equipment by December 31, 2007 (subject to delays PROPERTY TAX ABATEMENT AGREEMENT 3 CITY OF ROUND ROCK/KOMICO TECHNOLOGY,INC. 116737 caused by events of Force Majeure), the City may terminate this Agreement by giving Komico written notice of such termination. As additional consideration, Komico agrees and covenants to provide and/or retain at least the number of jobs within the Facility according to the following schedule: Date Retain New Total On December 31, 2007 30 0 30 On December 31, 2008 30 30 60 On December 31, 2009 60 30 90 On December 31.2010 90 30 120 . Komico agrees to provide to the City annual manpower reports on the form attached hereto as Exhibit B within sixty(60) days following the end of the calendar year. 8. Default. In the event that Komico (a) allows its ad valorem taxes related to the property to become delinquent and fails to timely and properly follow the legal procedures for their protest and/or contest; or (b) violates any of the material terms and conditions of this Agreement, Komico shall be considered in default. In the event that Komico defaults under this Agreement, the City shall give Komico written notice specifying such default. If Komico has not cured the default within thirty (30) days after its receipt of such written notice, the City may pursue any of its remedies for the collection of delinquent property taxes as provided generally in the Tax Code. 9. Abatement Recapture. In the event the City terminates this Agreement as a result of Komico's default, the City may recapture and collect from Komico the ad valorem taxes that were abated as a result of this Agreement (the "Recapture Liability"). Komico shall pay to the City the Recapture Liability within thirty (30) days after the date of termination, subject to any and all lawful offsets, settlements, deduction, or credits to which Komico may be entitled. Notwithstanding anything herein to the contrary, such Recapture Liability shall not exceed an amount equal to all taxes which were abated pursuant to this Agreement from the Effective Date of Abatement to the date of termination (together with interest thereon to be charged at the statutory rate for delinquent taxes as determined by Section 33.01 of the Property Tax Code of the State of Texas, but without the addition of a penalty). The City shall have all remedies for the collection of the Recapture Liability as provided generally in the Tax Code for the collection of delinquent property taxes. 10. Certification and Inspections. Komico must certify annually to the City that Komico is in compliance with each applicable term of this Agreement and the City Guidelines and, if not in compliance, the steps Komico intends to take to be in compliance or a statement from Komico explaining in reasonable detail why compliance cannot be achieved. Komico agrees that the WCAD and the City, their agents and employees, shall, upon reasonable notice, have reasonable right of access to the Komico Tract in order to ensure that the installation of the Equipment and the construction of the Improvements to the Komico ract is in accordance with this Agreement and all applicable state and local laws and regulations or valid waiver thereof. All inspections will be made with one or more representatives of Komico and in accordance with Komico's security and safety requirements. At the time of annual certification, upon the City's written request, Komico shall also provide a calculation of the aggregate amount of economic PROPERTY TAX ABATEMENT AGREEMENT 4 CITY OF ROUND ROCK/KOMICO TECHNOLOGY,INC. 116737 benefit Komico has previously received pursuant to this Agreement and the Development Agreement. In order to efficiently administer the Abatement Komico agrees also to provide annually, before April 15, a full asset listing of personal property located on the Komico Tract and the Komico Tract to the WCAD and such other information as may be reasonably necessary for the Abatement and assessment of the assets for tax purposes, including any information required by the City Guidelines. 11. Rendition of the Komico Tract and Improvements. Prior to January 31 of each year of this Agreement, Komico shall submit to the Williamson County Appraisal District, a real property rendition for the Komico Tract and a personal property rendition. The real property rendition shall provide the cost and description of the Improvements. The personal property rendition shall include the year of acquisition, cost and description of the Equipment, as described in Exhibit A. Komico shall submit the foregoing real property and personal property rendition forms to the Williamson County Appraisal District, in the minimum amount necessary so that the taxable value after applying the abatement provided for herein, of the Komico Tract and improvements in such year following Substantial Completion of the Improvements shall be no less than $5,250,000.00 (the"Designated Value"). 12. Annual Tax Application. It shall be the responsibility of Komico, pursuant to V.T.C.A., Tax Code, § 11.43, to file an annual exemption application form with the Williamson County Appraisal District. The Chief Appraiser of the Williamson County Appraisal District shall annually determine and record both the abated taxable value and the full taxable value of the Eligible Property in the appraisal records. The full taxable value figure listed in the appraisal record shall be used to compute the amount of abated taxes that are required to be recaptured and paid in the event this Agreement is terminated in a manner that results in recapture pursuant to Section 9. Each year Komico shall furnish the Chief Appraiser with such information outlined in V.T.C.A., Tax Code, Chapter 22, as may be necessary for the administration of the abatement specified herein. Komico shall be entitled to appeal any determination of the Chief Appraiser in accordance with the provisions of the Texas Tax Code. 13. Assignment. Komico may assign this Agreement to a new owner or lessee of the Facility with the written consent of the City Council of the City, which consent shall not be unreasonably withheld, conditioned or delayed. An assignment to an Affiliate of Komico shall not require such written consent. Any assignment shall be in writing, and shall provide that the assignee shall irrevocably and unconditionally assume all the duties and obligations of the assignor upon the same terms and conditions as set out in this Agreement. 14. Notice. All notices and other communications hereunder shall be in writing (whether or not a writing is expressly required hereby), and shall be deemed to have been given and become effective (a) if given by either party or its counsel via an express mail service or via courier or via receipted facsimile transmission (but only if duplicate notice is also given via express mail service or via courier or via certified mail), then if and when delivered to and received (or refused) by the respective parties at the below addresses (or at such other address as a party may hereafter designate for itself by notice to the other party as required hereby), or(b) if sent via certified mail by either party or its counsel, then on the third business day following the PROPERTY TAX ABATEMENT AGREEMENT 5 CITY OF ROUND ROCK/KOMICO TECHNOLOGY,INC. 116737 date on which such communication is deposited in the United States mails, by first class certified mail, return receipt requested, postage prepaid, and addressed to the respective parties at the below addresses (or at such other address as a party may hereafter designate for itself by notice to the other party as required hereby). Any notice provided for under the terms of this Agreement by either party to the other shall be in writing and may be effected by registered or certified mail, return receipt requested. If to City: City of Round Rock 221 E. Main Street Round Rock, TX 78664 Attn: City Manager Phone: (512) 218-5400 Fax: (512) 218-7097 With a required copy to: Sheets & Crossfield 309 E. Main Street Round Rock, TX 78664 Attn: Stephan L. Sheets Phone: (512) 255-8877 Fax: (512) 255-8986 If to Komico: Komico Technology, Inc. 201 Michael Angelo Way Austin, Texas 78728 Attn: Yong Ha Choi Phone: (512)238-2400/2411 Fax : (512)238-2498 15. Applicable Law. This Agreement is made and shall be construed and interpreted under the laws of the State of Texas and shall be performable in Williamson County, Texas. 16. No Liability. It is understood and agreed between the parties that Komico, in performing its obligations hereunder, is acting independently, and the City assumes no responsibility or liability to third parties in connection therewith. It is further understood and agreed among the parties that the City, in performing its obligations hereunder, is acting independently, and Komico assumes no responsibility or liability to third parties in connection therewith. 17. Estoppel Certificate. Any party hereto may request an estoppel certificate from another party hereto so long as the certificate is requested in connection with a bona fide business purpose. Each party agrees to promptly execute and deliver any estoppel certificate requested pursuant to this Section 17. The certificate, which will upon request be addressed to Komico, or a lessee, purchaser or assignee of Komico, shall include, but not necessarily be limited to, statements (qualified to the best knowledge of the party providing the estoppel) that this Agreement is in full force and effect without default (or if a default exists, the nature of such PROPERTY TAX ABATEMENT AGREEMENT 6 CI'T'Y OF ROUND ROCK/KOMICO TECHNOLOGY,INC. 116737 default and any curative action which should be undertaken to cure same), the remaining term of this Agreement, and such other matters reasonably requested by the party(ies) to receive the certificate. 18. Legal Construction. In case any one or more of the provisions contained in this Agreement shall for any reason be held to be invalid, illegal, or unenforceable in any respect, such invalidity, illegality, or unenforceability shall not affect any other provision thereof and this Agreement shall be considered as if such invalid, illegal or unenforceable provision had never been contained in this Agreement. 19. Force Maieure. Whenever a period of time is prescribed for the taking of an action by Komico, the period of time for the performance of such action shall be extended by the number of days that the performance is actually delayed due to strikes, acts of God, shortages of labor or materials, war, terrorist attacks (including bio-chemical attacks), civil disturbances and other causes beyond the reasonable control of Komico ("Force Majeure"). However, events of Force Majeure shall not extend any period of time for the payment of sums payable by Komico. 20. Entire Agreement. This Agreement embodies the complete agreement of the parties hereto, superseding all oral or written previous and contemporary agreements between the parties and relating to matters in this Agreement, and except as otherwise provided herein cannot be modified, amended, altered or revoked without written agreement of the parties hereto. 21. Recordation of Agreement. A certified copy of this Agreement, or a memorandum summarizing this Agreement, in recordable form may be recorded in the Deed of Records of Williamson County, Texas. 22. Successors and Assigns. This Agreement shall be binding upon and inure to the benefit of the parties hereto and their respective successors and assigns. 23. Authority. The individuals executing this Agreement on behalf of the respective parties hereto represent to each other and to others that all appropriate and necessary action has been taken to authorize the individual who is executing this Agreement to do so for and on behalf of the party for which his or her signature appears, that there are no other parties or entities required to execute this Agreement in order for the same to be an authorized and binding agreement on the party for whom the individual is signing this Agreement and that each individual affixing his or her signature hereto is authorized to do so, and such authorization is valid and effective on the date hereof. 24. Multiple Counterparts. This Agreement may be executed in a number of identical counterparts, each of which shall be deemed an original and all of which, when taken together, shall constitute one and the same instrument. 25. Time of Essence. Time is of the essence in this Agreement. 26. Joint Drafting. The parties agree this Agreement has been drafted jointly by the parties and their legal representatives. PROPERTY TAX ABATEMENT AGREEMENT / CITY OF ROUND ROCK/KOM1C0 TECHNOLOGY,INC. 116737 27. Exhibits. All exhibits to this Agreement are incorporated herein by reference for all purposes wherever reference is made to the same. IN WITNESS WHEREOF, the parties have executed this Agreement and caused this Agreement to be effective on the latest date as reflected by the signatures below (the "Effective Date"). THE CITY OF ROUND ROCK, TEXAS, a Texas munici al co orat'on By: ax ayor%lm Date: ` 9-- Attest: r Christine Martinez, City Secretary Z AS TO FORM: , L Stephan .-Sheets, City Attorney KOMICO TECHNOLOGY, INC. a Texas corporation By: enneth M iers, Vice President of Operations Date: r1 e"a/67 7 PROPERTY TAX ABATEMENT AGREEMENT Q CITY OF ROUND ROCK/KOMICO TECHNOLOGY,INC. 116737 EXHIBIT A DESCRIPTION OF EQUIPMENT Design & Permit for Construction 1 Phase.1 Construction 1 Phase.1 Electrical & Hook-up 1 $1,400,000 Phase.2 Demo. 1 Phase.2 Construction 1 scrubber for Cleaning 1 $100,000 Dust Collector for APS &Arc Coating 1 $80,000 COMPRESSOR(250HP) 1 $109,550 DI SYSTEM 1 $140,000 Waste Treatment System 1 $273,307 N2 Storage tank 1 $3,000 Wet Station-2bath 1 Rinse 3 $60,000 Wet Station-2bath 1 Rinse(1 Heating) 1 $20,000 Wet Station-2bath(1 overflow) 2 $40,000 Ano. Bath-1 Bath(1 heating) 1 $5,000 Rinse Table-(Wet Room3,Skin Room1) 4 $14,000 Solvent Bath-2bath 1 Rinse 1 $26,760 H2O2 Heating Bath-2bath 1 Rinse 1 $22,280 CO2 Snow Cleaner 1 $6,229 CO2 Cleaner 1 $16,450 CO2 Working Booth 1 $5,000 300mm Skin(4ea) 4 $12,680 300mm Skin Furniture Bead Blaster(24,60,120) 3 $31,008 Gomco 1 $2,900 Comco Booth 1 $5,800 Ultrasonic-C 3 $74,220 300mm Dry Oven(3ea) 1 $94,680 Powder Oven-APS Coating 1 $5,517 Vacuum Dry Oven 1 $133,474 Manual Packing Machine 2 $1,000 Auto Packing Machine 1 1 $3,500 Cart(Self) -Whole 18 $15,175 Inspection Table 18 $19,276 Masking Table 5 $4,815 Steam Cleaner 1 $5,529 Wet Dry Oven 1 $9,830 APS Coating System 1 $254,670 APS Robot 1 1 $106,841 Arc Robot 1 $92,905 APS & Robot Installation 1 $41,387 APS Working Booth 1 $17,000 Arc Working Booth 1 $17,000 Arc Spray Coating System 1 $41,000 PROPERTY TAX ABATEMENT AGREEMENT 7 CITY OF ROUND ROCK/KOMICO TECHNOLOGY,INC. 116737 Surface Plate 2 $8,000 Digimatic Vernier Calipers 2 $800 Digimatic Mirometer 2 $400 Digimatic Height Gauge 2 $2,100 Microscope 1 $3,000 Roughness Gauge 2 $6,200 Roughness Gauge Probe 2 $1,690 Thickness Gauge 2 $3,600 Thickness Gauge Probe 2 $1,560 Pin Gauge 2 $1,000 Height Gage 1 $200 PSM & PTM 1 $120,000 Non-contact Thermo. 2 $1,000 Gas Meter 1 $800 Multimeter 2 $200 Weight Gage 2 $6,000 ERP PC 10 $15,000 ERP SYSTEM 1 $50,000 Lazer Printer 2 $10,000 Label Printer 2 $4,000 Jig(Bead/Arc/APS Coating)set 1 $30,000 Cart(Set : 10) 1 $20,000 TOTAL $3,597,333.00 PROPERTY TAX ABATEMENT AGREEMENT 10 CITY OF ROUND ROCK/KOMICO TECHNOLOGY,INC. 116737 Exhibit"B" Manpower Report 2007Y 2008Y00• Positions/Jobs Annual Salary Budget Annual Investments PROPERTY TAX ABATEMENT AGREEMENT I I CITY OF ROUND ROCK/KOM1CO TECHNOLOGY,INC. 116737 Executed Property Tax Abatement Agreement for Resolution No. R-07-06-28-11D1 Approving the Komico Property Tax Abatement Agreement AFTER RECORDING,PLEASE RETURN TO: CITY OF ROUND ROCK ATTN: CITY SECRETARY 221 E. MAIN STREET ROUND ROCK,TEXAS 78664 FILED AND RECORDED OFFICIAL PUBLIC RECORDS 2007098721 11/28/2007 02:22 PM SURRATT $64.00 NANCY E. RISTER, COUNTY CLERK WILLIAMSON COUNTY, TEXAS