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Contract - CP&Y, Inc. - 10/13/2016ROUND ROCK, TEXAS PURPOSE RMIO, L PROSPERITY. CITY OF ROUND ROCK CONTRACT FOR ENGINEERING SERVICES FIRM: CP&Y, INC. ("Engineer") ADDRESS: 13809 Research Boulevard, Suite 300, Austin, TX 78750 PROJECT: Old Settlers Blvd at AW Grimes Blvd WB Right Turn Lane THE STATE OF TEXAS § COUNTY OF WILLIAMSON § THIS CONTRACT FOR ENGINEERING SERVICES ("Contract") is made and entered into on this the !:�4 day of , 2016 by and between the CITY OF ROUND ROCK, a Texas home - rule municipal corporation, whose offices are located at 221 East Main Street, Round Rock, Texas 78664-5299, (hereinafter referred to as "City"), and Engineer, and such Contract is for the purpose of contracting for professional engineering services. RECITALS: WHEREAS, V.T.C.A., Government Code §2254.002(2)(A)(vii) under Subchapter A entitled "Professional Services Procurement Act" provides for the procurement by municipalities of services of professional engineers; and WHEREAS, City and Engineer desire to contract for such professional engineering services; and WHEREAS, City and Engineer wish to document their agreement concerning the requirements and respective obligations of the parties; NOW, THEREFORE, WITNESSETH: That for and in consideration of the mutual promises contained herein and other good and valuable considerations, and the covenants and agreements hereinafter contained to be kept and perfonned by the respective parties hereto, it is agreed as follows: Engineering Services Contract 0199.162'88; 000363673 �- -4 J) C7r�[3 1 Rev. 04/13 00192831 CONTRACT DOCUMENTS The Contract Documents consist of this Contract and any exhibits attached hereto (which exhibits are hereby incorporated into and made a part of this Contract) and all Supplemental Contracts (as defined herein in Article 13) which are subsequently issued. These fonn the entire contract, and all are as fully a part of this Contract as if attached to this Contract or repeated herein. ARTICLE 1 CITY SERVICES City shall perform or provide services as identified in Exhibit A entitled "City Services." ARTICLE 2 ENGINEERING SERVICES Engineer shall perform Engineering Services as identified in Exhibit B entitled "Engineering Services." Engineer shall perforin the Engineering Services in accordance with the Work Schedule as identified in Exhibit C entitled "Work Schedule." Such Work Schedule shall contain a complete schedule so that the Engineering Services under this Contract may be accomplished within the specified time and at the specified cost. The Work Schedule shall provide specific work sequences and definite review times by City and Engineer of all Engineering Services. Should the review tunes or Engineering Services take longer than shown on the Work Schedule, through no fault of Engineer, Engineer may submit a timely written request for additional time, which shall be subject to the approval of the City Manager. ARTICLE 3 CONTRACT TERM (1) Term. The Engineer is expected to complete the Engineering Services described herein in accordance with the above described Work Schedule. If Engineer does not perform the Engineering Services in accordance with the Work Schedule, then City shall have the right to tenninate this Contract as set forth below in Article 20. So long as the City elects not to tenninate this Contract, it shall continue from day to day until such time as the Engineering Services are completed. Any Engineering Services performed or costs incurred after the date of termination shall not be eligible for reimbursement. Engineer shall notify City in writing as soon as possible if he/she/it detennines, or reasonably anticipates, that the Engineering Services will not be completed in accordance with the Work Schedule. (2) Work Schedule. Engineer acknowledges that the Work Schedule is of critical importance, and agrees to undertake all necessary efforts to expedite the perfonnance of Engineering Services required herein so that construction of the project will be commenced and completed as scheduled. In this regard, and subject to adjustments in the Work Schedule as provided in Article 2 herein, Engineer shall proceed with sufficient qualified personnel and consultants necessary to fully and timely accomplish all Engineering Services required under this Contract in a professional manner. 2 (3) Notice to Proceed. After execution of this Contract, Engineer shall not proceed with Engineering Services until authorized in writing by City to proceed as provided in Article 7. ARTICLE 4 COMPENSATION City shall pay and Engineer agrees to accept the amount shown below as full compensation for the Engineering Services performed and to be performed under this Contract. The amount payable under this Contract, without modification of the Contract as provided herein, is the sum of Sixteen Thousand One Hundred Forty -One and 52/100 Dollars ($16,141.52) as shown in Exhibit D. The lump sure amount payable shall be revised equitably only by written Supplemental Contract in the event of a change in Engineering Services as authorized by City. Engineer shall prepare and submit to City monthly progress reports in sufficient detail to support the progress of the Engineering Services and to support invoices requesting monthly payment. Any preferred fonnat of City for such monthly progress reports shall be identified in Exhibit B. Satisfactory progress of Engineering Services shall be an absolute condition of payment. The fee herein referenced may be adjusted for additional Engineering Services requested and performed only if approved by written Supplemental Contract. ARTICLE 5 METHOD OF PAYMENT Payments to Engineer shall be made while Engineering Services are in progress. Engineer shall prepare and submit to City, not more frequently than once per month, a progress report as referenced in Article 4 above. Such progress report shall state the percentage of completion of Engineering Services accomplished during that billing period and to date. Simultaneous with submission of such progress report, Engineer shall prepare and submit one (1) original and one (1) copy of a certified invoice in a form acceptable to City. This submittal shall also include a progress assessment report in a fonn acceptable to City. Progress payments shall be made in proportion to the percentage of completion of Engineering Services identified in Exhibit D. Progress payments shall be made by City based upon Engineering Services actually provided and performed. Upon timely receipt and approval of each statement, City shall snake a good faith effort to pay the amount which is due and payable within thirty (30) days. City reserves the right to withhold payment pending verification of satisfactory Engineering Services perfonned. Engineer has the responsibility to submit proof to City, adequate and sufficient in its detennination, that tasks were completed. The certified statements shall show the total amount earned to the date of submission and shall show the amount due and payable as of the date of the current statement. Final payment does not relieve Engineer of the responsibility of correcting any errors and/or omissions resulting from his/her/its negligence. 3 ARTICLE 6 PROMPT PAYMENT POLICY In accordance with Chapter 2251, V.T.C.A., Texas Govermnent Code, payment to Engineer will be made within thirty (30) days of the day on which the performance of services was complete, or within thirty (30) days of the day on which City receives a correct invoice for services, whichever is later. Engineer may charge a late fee (fee shall not be greater than that which is pennitted by Texas law) for payments not made in accordance with this prompt payment policy; however, this policy does not apply in the event: A. There is a bona fide dispute between City and Engineer concerning the supplies, materials, or equipment delivered or the services performed that causes the payment to be late; or B. The terms of a federal contract, grant, regulation, or statute prevent City from making a timely payment with federal funds; or C. There is a bona fide dispute between Engineer and a subcontractor or between a subcontractor and its supplier concerning supplies, materials, or equipment delivered or the Engineering Services performed which causes the payment to be late; or D. The invoice is not mailed to City in strict accordance with instructions, if any, on the purchase order, or this Contract or other such contractual agreement. City shall document to Engineer the issues related to disputed invoices within ten (10) calendar days of receipt of such invoice. Any non -disputed invoices shall be considered correct and payable per the terns of Chapter 2251, V.T.C.A., Texas Government Code. ARTICLE 7 NOTICE TO PROCEED The Engineer shall not proceed with any task listed on Exhibit B until the City has issued a written Notice to Proceed regarding such task. The City shall not be responsible for work performed or costs incurred by Engineer related to any task for which a Notice to Proceed has not been issued. ARTICLE 8 PROJECT TEAM City's Designated Representative for purposes of this Contract is as follows: Bill Stablein Project Manager 2008 Enterprise Drive Round Rock, TX 78664 Telephone Number (512) 218-3237 Fax Number (512) 218-5563 Email Address bstablein@roundrocktexas.gov C! City's Designated Representative shall be authorized to act on City's behalf with respect to this Contract. City or City's Designated Representative shall render decisions in a timely manner pertaining to documents submitted by Engineer in order to avoid unreasonable delay in the orderly and sequential progress of Engineering Services. Engineer's Designated Representative for purposes of this Contract is as follows: Paul Schrader, P.E. Associate 13809 Research Boulevard, Suite 300 Austin, TX 78750 Telephone Number (512) 349-0700 Fax Number (512) 349-0727 Email Address pschrader@cpyi.com ARTICLE 9 PROGRESS EVALUATION Engineer shall, from time to time during the progress of the Engineering Services, confer with City at City's election. Engineer shall prepare and present such information as may be pertinent and necessary, or as may be requested by City, in order for City to evaluate features of the Engineering Services. At the request of City or Engineer, conferences shall be provided at Engineer's office, the offices of City, or at other locations designated by City. When requested by City, such conferences shall also include evaluation of the Engineering Services. Should City determine that the progress in Engineering Services does not satisfy the Work Schedule, then City shall review the Work Schedule with Engineer to detennine corrective action required. Engineer shall promptly advise City in writing of events which have or may have a significant impact upon the progress of the Engineering Services, including but not limited to the following: (1) Problems, delays, adverse conditions which may materially affect the ability to meet the objectives of the Work Schedule, or preclude the attainment of project Engineering Services units by established time periods; and such disclosure shall be accompanied by statement of actions taken or contemplated, and City assistance needed to resolve the situation, if any; and (2) Favorable developments or events which enable meeting the Work Schedule goals sooner than anticipated. 5 ARTICLE 10 SUSPENSION Should City desire to suspend the Engineering Services, but not to terminate this Contract, then such suspension may be effected by City giving Engineer thirty (30) calendar days' verbal notification followed by written confirmation to that effect. Such thirty -day notice may be waived in writing by agreement and signature of both parties. The Engineering Services may be reinstated and resumed in full force and effect within sixty (60) days of receipt of written notice from City to resume the Engineering Services. Such sixty-day notice may be waived in writing by agreement and signature of both parties. If this Contract is suspended for more than thirty (30) days, Engineer shall have the option of tenninating this Contract. If City suspends the Engineering Services, the contract period as detennined in Article 3, and the Work Schedule, shall be extended for a time period equal to the suspension period. City assumes no liability for Engineering Services performed or costs incurred prior to the date authorized by City for Engineer to begin Engineering Services, and/or during periods when Engineering Services is suspended, and/or subsequent to the contract completion date. ARTICLE 11 ADDITIONAL ENGINEERING SERVICES If Engineer forms a reasonable opinion that any work he/she/it has been directed to perfonn is beyond the scope of this Contract and as such constitutes extra work, he/she/it shall promptly notify City in writing. In the event City finds that such work does constitute extra work and exceeds the maximum amount payable, City shall so advise Engineer and a written Supplemental Contract will be executed between the parties as provided in Article 13. Engineer shall not perforin any proposed additional work nor incur any additional costs prior to the execution, by both parties, of a written Supplemental Contract. City shall not be responsible for actions by Engineer nor for any costs incurred by Engineer relating to additional work not directly associated with the performance of the Engineering Services authorized in this Contract or any amendments thereto. ARTICLE 12 CHANGES IN ENGINEERING SERVICES If City deems it necessary to request changes to previously satisfactorily completed Engineering Services or parts thereof which involve changes to the original Engineering Services or character of Engineering Services under this Contract, then Engineer shall snake such revisions as requested and as directed by City. Such revisions shall be considered as additional Engineering Services and paid for as specified under Article 11. Engineer shall make revisions to Engineering Services authorized hereunder as are necessary to correct errors appearing therein, when required to do so by City. No additional compensation shall be due for such Engineering Services. 6 ARTICLE 13 SUPPLEMENTAL CONTRACTS The terms of this Contract may be modified by written Supplemental Contract if City determines that there has been a significant change in (1) the scope, complexity or character of the Engineering Services, or (2) the duration of the Engineering Services. Any such Supplemental Contract must be duly authorized by the City. Engineer shall not proceed until the Supplemental Contract has been executed. Additional compensation, if appropriate, shall be identified as provided in Article 4. It is understood and agreed by and between both parties that Engineer shall snake no claim for extra work done or materials furnished until the City authorizes full execution of the written Supplemental Contract and authorization to proceed. City reserves the right to withhold payment pending verification of satisfactory Engineering Services performed. ARTICLE 14 USE OF DOCUMENTS All documents, including but not limited to drawings, specifications and data or programs stored electronically, (hereinafter referred to as "Instruments of Service") prepared by Engineer and its subcontractors are related exclusively to the services described in this Contract and are intended to be used with respect to this Project. However, it is expressly understood and agreed by and between the parties hereto that all of Engineer's designs under this Contract (including but not limited to tracings, drawings, estimates, specifications, investigations, studies and other documents, completed or partially completed), shall be the property of City to be thereafter used in any lawful manner as City elects. Any such subsequent use made of documents by City shall be at City's sole risk and without liability to Engineer, and, to the extent permitted by law, City shall indemnify, defend and hold harmless Engineer from all claims, damages, losses and expenses, including but not limited to attorneys fees, resulting therefrom. By execution of this Contract and in confirmation of the fee for services to be paid under this Contract, Engineer hereby conveys, transfers and assigns to City all rights under the Federal Copyright Act of 1976 (or any successor copyright statute), as amended, all common law copyrights and all other intellectual property rights acknowledged by law in the Project designs and work product developed under this Contract. Copies may be retained by Engineer. Engineer shall be liable to City for any loss or damage to any such documents while they are in the possession of or while being worked upon by Engineer or anyone connected with Engineer, including agents, employees, Engineers or subcontractors. All documents so lost or damaged shall be replaced or restored by Engineer without cost to City. Upon execution of this Contract, Engineer grants to City permission to reproduce Engineer's work and documents for purposes of constructing, using and maintaining the Project, provided that City shall comply with its obligations, including prompt payment of all sums when due, under this Contract. Engineer shall obtain similar permission from Engineer's subcontractors consistent with this Contract. If and upon the date Engineer is adjudged in default of this Contract, City is permitted to authorize other similarly credentialed design professionals to reproduce and, where pennitted by law, to snake changes, corrections or additions to the work and documents for the purposes of completing, using and maintaining the Project. 7 City shall not assign, delegate, sublicense, pledge or otherwise transfer any pennission granted herein to another party without the prior written contract of Engineer. However, City shall be pennitted to authorize the contractor, subcontractors and material or equipment suppliers to reproduce applicable portions of the Instruments of Service appropriate to and for use in their execution of the Work. Submission or distribution of Instruments of Service to meet official regulatory requirements or for similar purposes in connection with the Project is pennitted. Any unauthorized use of the Instruments of Service shall be at City's sole risk and without liability to Engineer and its Engineers. Prior to Engineer providing to City any Instruments of Service in electronic form or City providing to Engineer any electronic data for incorporation into the Instruments of Service, City and Engineer shall by separate written contract set forth the specific conditions governing the format of such Instruments of Service or electronic data, including any special limitations not otherwise provided in this Contract. Any electronic files are provided by Engineer for the convenience of City, and use of them is at City's sole risk. In the case of any defects in electronic files or any discrepancies between thein and any hardcopy of the same documents prepared by Engineer, the hardcopy shall prevail. Only printed copies of documents conveyed by Engineer shall be relied upon. Engineer shall have no liability for changes made to the drawings by other engineers subsequent to the completion of the Project. Any such change shall be sealed by the engineer snaking that change and shall be appropriately marked to reflect what was changed or modified. ARTICLE 15 PERSONNEL, EQUIPMENT AND MATERIAL Engineer shall furnish and maintain, at its own expense, quarters for the perfonnance of all Engineering Services, and adequate and sufficient personnel and equipment to perform the Engineering Services as required. All employees of Engineer shall have such knowledge and experience as will enable thein to perform the duties assigned to thein. Any employee of Engineer who, in the opinion of City, is incompetent or whose conduct becomes detrimental to the Engineering Services shall immediately be removed from association with the project when so instructed by City. Engineer certifies that it presently has adequate qualified personnel in its employment for perfonnance of the Engineering Services required under this Contract, or will obtain such personnel from sources other than City. Engineer may not change the Project Manager without prior written consent of City. ARTICLE 16 SUBCONTRACTING Engineer shall not assign, subcontract or transfer any portion of the Engineering Services under this Contract without prior written approval from City. All subcontracts shall include the provisions required in this Contract and shall be approved as to form, in writing, by City prior to Engineering Services being performed under the subcontract. No subcontract shall relieve Engineer of any responsibilities under this Contract. ARTICLE 17 EVALUATION OF ENGINEERING SERVICES City, or any authorized representatives of it, shall have the right at all reasonable times to review or otherwise evaluate the Engineering Services performed or being perfonned hereunder and the premises on which it is being performed. If any review or evaluation is made on the premises of Engineer or a subcontractor, then Engineer shall provide and require its subcontractors to provide all reasonable facilities and assistance for the safety and convenience of City or other representatives in the performance of their duties. ARTICLE 18 SUBMISSION OF REPORTS All applicable study reports shall be submitted in preliminary form for approval by City before any final report is issued. City's comments on Engineer's preliminary reports shall be addressed in any final report. ARTICLE 19 VIOLATION OF CONTRACT TERMS/BREACH OF CONTRACT Violation of contract terms or breach of contract by Engineer shall be grounds for tennination of this Contract, and any increased costs arising from Engineer's default, breach of contract, or violation of contract terms shall be paid by Engineer. ARTICLE 20 TERMINATION This Contract may be terminated as set forth below. (1) By mutual agreement and consent, in writing, of both parties. (2) By City, by notice in writing to Engineer, as a consequence of failure by Engineer to perfonn the Engineering Services set forth herein in a satisfactory manner. (3) By either party, upon the failure of the other party to fulfill its obligations as set forth herein. (4) By City, for reasons of its own and not subject to the mutual consent of Engineer, upon not less than thirty (30) days' written notice to Engineer. (5) By satisfactory completion of all Engineering Services and obligations described herein. Should City tenninate this Contract as herein provided, no fees other than fees due and payable at the time of termination shall thereafter be paid to Engineer. In detennining the value of the Engineering Services performed by Engineer prior to tennination, City shall be the sole judge. Compensation for Engineering Services at termination will be based on a percentage of the Engineering x Services completed at that time. Should City terminate this Contract under Subsection (4) immediately above, then the amount charged during the thirty -day notice period shall not exceed the amount charged during the preceding thirty (30) days. If Engineer defaults in the perfonnance of this Contract or if City terminates this Contract for fault on the part of Engineer, then City shall give consideration to the actual costs incurred by Engineer in performing the Engineering Services to the date of default, the amount of Engineering Services required which was satisfactorily completed to date of default, the value of the Engineering Services which are usable to City, the cost to City of employing another firm to complete the Engineering Services required and the time required to do so, and other factors which affect the value to City of the Engineering Services perfonned at the time of default. The termination of this Contract and payment of an amount in settlement as prescribed above shall extinguish all rights, duties, and obligations of City and Engineer under this Contract, except the obligations set forth herein in Article 21 entitled "Compliance with Laws." If the termination of this Contract is due to the failure of Engineer to fulfill his/her/its contractual obligations, then City may take over the project and prosecute the Engineering Services to completion. In such case, Engineer shall be liable to City for any additional and reasonable costs incurred by City. Engineer shall be responsible for the settlement of all contractual and administrative issues arising out of any procurements made by Engineer in support of the Engineering Services under this Contract. ARTICLE 21 COMPLIANCE WITH LAWS (1) Compliance. Engineer shall comply with all applicable federal, state and local laws, statutes, codes, ordinances, rules and regulations, and the orders and decrees of any court, or administrative bodies or tribunals in any manner affecting the perfonnance of this Contract, including without limitation, minimum/ naximum salary and wage statutes and regulations, and licensing laws and regulations. Engineer shall furnish City with satisfactory proof of his/her/its compliance. Engineer shall further obtain all pen -nits and licenses required in the perfonnance of the Engineering Services contracted for herein. (2) Taxes. Engineer will pay all taxes, if any, required by law arising by virtue of the Engineering Services performed hereunder. City is qualified for exemption pursuant to the provisions of Section 151.309 of the Texas Limited Sales, Excise, and Use Tax Act. ARTICLE 22 INDEMNIFICATION Engineer shall save and hold harmless City and its officers and employees from all claims and liabilities due to activities of his/her/itself and his/her/its agents or employees, performed under this Contract, which are caused by or which result from the negligent error, omission, or negligent act of Engineer or of any person employed by Engineer or under Engineer's direction or control. 10 Engineer shall also save and hold City harmless from any and all expenses, including but not limited to reasonable attorneys fees which may be incurred by City in litigation or otherwise defending claims or liabilities which may be unposed on City as a result of such negligent activities by Engineer, its agents, or employees. ARTICLE 23 ENGINEER'S RESPONSIBILITIES Engineer shall be responsible for the accuracy of his/her/its Engineering Services and shall promptly make necessary revisions or corrections to its work product resulting from errors, omissions, or negligent acts, and same shall be done without compensation. City shall detennine Engineer's responsibilities for all questions arising from design errors and/or omissions. Engineer shall not be relieved of responsibility for subsequent correction of any such errors or omissions in its work product, or for clarification of any ambiguities until after the construction phase of the project has been completed. ARTICLE 24 ENGINEER'S SEAL The responsible engineer shall sign, seal and date all appropriate engineering submissions to City in accordance with the Texas Engineering Practice Act and the rules of the State Board of Registration for Professional Engineers. ARTICLE 25 NON -COLLUSION, FINANCIAL INTEREST PROHIBITED (1) Non -collusion. Engineer warrants that he/she/it has not employed or retained any company or persons, other than a bona fide employee working solely for Engineer, to solicit or secure this Contract, and that he/she/it has not paid or agreed to pay any company or engineer any fee, commission, percentage, brokerage fee, gifts, or any other consideration, contingent upon or resulting from the award or snaking of this Contract. For breach or violation of this warranty, City reserves and shall have the right to annul this Contract without liability or, in its discretion and at its sole election, to deduct from the contract price or compensation, or to otherwise recover, the full amount of such fee, commission, percentage, brokerage fee, gift or contingent fee. (2) Financial Interest Prohibited. Engineer covenants and represents that Engineer, his/her/its officers, employees, agents, consultants and subcontractors will have no financial interest, direct or indirect, in the purchase or sale of any product, materials or equipment that will be recommended or required for the construction of the project. ARTICLE 26 INSURANCE (1) Insurance. Engineer, at Engineer's sole cost, shall purchase and maintain during the entire teen while this Contract is in effect professional liability insurance coverage in the minimum amount of One Million Dollars per claim from a company authorized to do insurance business in Texas and 11 otherwise acceptable to City. Engineer shall also notify City, within twenty-four (24) hours of receipt, of any notices of expiration, cancellation, non -renewal, or material change in coverage it receives from its insurer. (2) Subconsultant Insurance. Without limiting any of the other obligations or liabilities of Engineer, Engineer shall require each subconsultant performing work under this Contract to maintain during the term of this Contract, at the subconsultant's own expense, the same stipulated minimum insurance required in Article 26, Section (1) above, including the required provisions and additional policy conditions as shown below in Article 26, Section (3). Engineer shall obtain and monitor the certificates of insurance from each subconsultant in order to assure compliance with the insurance requirements. Engineer must retain the certificates of insurance for the duration of this Contract, and shall have the responsibility of enforcing these insurance requirements among its subconsultants. City shall be entitled, upon request and without expense, to receive copies of these certificates of insurance. (3) Insurance Policy Endorsements. Each insurance policy shall include the following conditions by endorsement to the policy: (a) Engineer shall notify City thirty (30) days prior to the expiration, cancellation, non- renewal or any material change in coverage, and such notice thereof shall be given to City by certified mail to: City Manager, City of Round Rock 221 East Main Street Round Rock, Texas 78664 (b) The policy clause "Other Insurance" shall not apply to any insurance coverage currently held by City, to any such future coverage, or to City's Self -Insured Retentions of whatever nature. (4) Cost of Insurance. The cost of all insurance required herein to be secured and maintained by Engineer shall be borne solely by Engineer, with certificates of insurance evidencing such minimum coverage in force to be filed with City. Such Certificates of Insurance are evidenced as Exhibit E herein entitled "Certificates of Insurance." ARTICLE 27 COPYRIGHTS City shall have the royalty -free, nonexclusive and irrevocable right to reproduce, publish or otherwise use, and to authorize others to use, any reports developed by Engineer for governmental purposes. 12 ARTICLE 28 SUCCESSORS AND ASSIGNS This Contract shall be binding upon and inure to the benefit of the parties hereto, their successors, lawful assigns, and legal representatives. Engineer may not assign, sublet or transfer any interest in this Contract, in whole or in part, by operation of law or otherwise, without obtaining the prior written consent of City. ARTICLE 29 SEVERABILITY In the event any one or more of the provisions contained in this Contract shall for any reason be held to be invalid, illegal or unenforceable in any respect, then such invalidity, illegality or unenforceability shall not affect any other provision thereof and this Contract shall be construed as if such invalid, illegal or unenforceable provision had never been contained herein. ARTICLE 30 PRIOR AGREEMENTS SUPERSEDED This Contract constitutes the sole agreement of the parties hereto, and supersedes any prior understandings or written or oral contracts between the parties respecting the subject matter defined herein. This Contract may only be amended or supplemented by mutual agreement of the parties hereto in writing. ARTICLE 31 ENGINEER'S ACCOUNTING RECORDS Records pertaining to the project, and records of accounts between City and Engineer, shall be kept on a generally recognized accounting basis and shall be available to City or its authorized representatives at mutually convenient times. The City reserves the right to review all records it deems relevant which are related to this Contract. ARTICLE 32 NOTICES All notices to either party by the other required under this Contract shall be personally delivered or mailed to such party at the following respective addresses: City: City of Round Rock Attention: City Manager 221 East Main Street Round Rock, TX 78664 13 and to: Stephan L. Sheets City Attorney 309 East Main Street Round Rock, TX 78664 Engineer: Paul Schrader, P.E. Associate 13809 Research Boulevard, Suite 300 Austin, TX 78750 ARTICLE 33 GENERAL PROVISIONS (1) Time is of the Essence. Engineer understands and agrees that time is of the essence and that any failure of Engineer to complete the Engineering Services for each phase of this Contract within the agreed Work Schedule may constitute a material breach of this Contract. Engineer shall be fully responsible for his/her/its delays or for failures to use his/her/its reasonable efforts in accordance with the terns of this Contract and the Engineer's standard of perforinance as defined herein. Where damage is caused to City due to Engineer's negligent failure to perfonn City may accordingly withhold, to the extent of such damage, Engineer's payinents hereunder without waiver of any of City's additional legal rights or remedies. (2) Force Majeure. Neither City nor Engineer shall be deemed in violation of this Contract if prevented from performing any of their obligations hereunder by reasons for which they are not responsible or circumstances beyond their control. However, notice of such impediment or delay in performance must be timely given, and all reasonable efforts undertaken to mitigate its effects. (3) Enforcement and Venue. This Contract shall be enforceable in Round Rock, Williamson County, Texas, and if legal action is necessary by either party with respect to the enforcement of any or all of the terns or conditions herein, exclusive venue for same shall lie in Williamson County, Texas. This Contract shall be governed by and construed in accordance with the laws and court decisions of the State of Texas. (4) Standard of Performance. The standard of care for all professional engineering, consulting and related services performed or furnished by Engineer and its employees under this Contract will be the care and skill ordinarily used by members of Engineer's profession practicing under the same or similar circumstances at the same time and in the same locality. Excepting Articles 25 and 34 herein, Engineer makes no warranties, express or implied, under this Contract or otherwise, in connection with the Engineering Services. 14 (5) Opinion of Probable Cost. Any opinions of probable project cost or probable constriction cost provided by Engineer are made on the basis of inforination available to Engineer and on the basis of Engineer's experience and qualifications and represents its judgment as an experienced and qualified professional engineer. However, since Engineer has no control over the cost of labor, materials, equipment or services furnished by others, or over the contractor(s') methods of determining prices, or over competitive bidding or market conditions, Engineer does not guarantee that proposals, bids or actual project or construction cost will not vary from opinions of probable cost Engineer prepares. (6) Opinions and Determinations. Where the terns of this Contract provide for action to be based upon opinion, judgment, approval, review, or determination of either party hereto, such terms are not intended to be and shall never be construed as permitting such opinion, judgment, approval, review, or determination to be arbitrary, capricious, or unreasonable. ARTICLE 34 SIGNATORY WARRANTY The undersigned signatory for Engineer hereby represents and warrants that the signatory is an officer of the organization for which he/she has executed this Contract and that he/she has full and complete authority to enter into this Contract on behalf of the firm. The above -stated representations and warranties are made for the purpose of inducing City to enter into this Contract. IN WITNESS WHEREOF, the City of Round Rock has caused this Contract to be signed in its corporate naive by its duly authorized City Manager or Mayor, as has Engineer, signing by and through its duly authorized representative(s), thereby binding the parties hereto, their successors, assigns and representatives for the faithful and full performance of the terns and provisions hereof. CITY OFU/NND,, ROCK, TEXAS APPR EDAJOFRM: By: Y, Alan McGraw, Mayor StepharU-. Sheets, City Attorney ♦ TTTC-T_ 15 LIST OF EXHIBITS ATTACHED (1) Exhibit A City Services (2) Exhibit B Engineering Services (3) Exhibit C Work Schedule (4) Exhibit D Fee Schedule (5) Exhibit E Certificates of Insurance 16 EXHIBIT A City Services The City will furnish to the Engineer the following information and/or perform the following tasks: 1. Provide any existing data the Owner has on file concerning the project, if available. 2. Assist with the coordination of any required public involvement. 3. Assist the Engineer, as necessary, in obtaining any required data and information from the State, County, neighboring Cities and/or other franchise utility companies. 4. Give prompt written notice to Engineer whenever the Owner observes or otherwise becomes aware of any development that affects the scope or timing of Engineer's services. 5. Meet on an as needed basis to answer questions, provide guidance and offer comment. 6. Provide construction inspection and construction testing services including coordination and scope of services. 7. Review submittals and provide comments. Engineering Services The Old Settlers Boulevard Westbound Right Turn Lane project will widen the existing Old Settlers Boulevard roadway on the westbound approach to the A.W. Grimes Boulevard intersection to provide a dedicated right turn lane. Currently, Old Settlers Boulevard east of A.W. Grimes Boulevard is a four -lane divided urban roadway with two through lanes in each direction and left turn lanes at median breaks. The intersection at A.W. Grimes Boulevard is signalized with a traffic signal pole at each of the four corners, and the signals are mounted on mast arms. The scope of this project will include the installation of a westbound right turn lane from A.W. Grimes Boulevard to Kiphen Circle. To avoid impacting the existing traffic signal pole at the northeast corner of the A.W. Grimes intersection, the existing 50 -foot intersection curb radius on this corner will be reduced to a 35 -foot radius. The existing 5 -foot sidewalk along Old Settlers Blvd will be reconstructed along the newly constructed turn lane. The Engineer shall provide the necessary engineering and technical services for the completion of surveying and mapping, right-of-way mapping, and preparation of plans, specifications and estimates for the project. Under a previous contract, the design plans and right-of-way mapping for this turn lane was completed in 2013. The current contract will consist of revising the boundary survey to modified right-of-way limits, addressing miscellaneous design plan comments and updating the design to the latest specifications. Design services related to the design and plan production for this project will be performed in accordance with the latest available City of Round Rock Transportation Design and Construction Standards Criteria Manual and TxDOT manuals from the design collection located on the TxDOT website. The roadway will be designed based on TxDOT (3R) design criteria, as applicable. The development of the project will be consistent with City and TxDOT design procedures and practices. This project will be developed utilizing Microstation V8i and Geopak 2004. The tasks and products are more fully described in the following TASK OUTLINE. TASK OUTLINE I. SURVEYING SERVICES (provided by Inland Geodeties) The following services relate to the City parcel at the northeast quadrant of Old Settlers Blvd and A.W. Grimes Blvd. A. BOUNDARY SURVEYING SERVICES 1. Prepare a survey plat and an accompanying metes and bounds description for one (1) parcel. 2. Field verify previous work performed in December 2012 3. Replace property markers in the field as needed for one (1) parcel. 4. Locate improvements such as sidewalks and visible utilities from new construction since 2012. 5. Deliverables will consist of an acquisition package which includes (3) three original signed and sealed sketches with metes and bounds and closures. 6. Provide an updated DGN file with any new improvements or elevations recovered in the "ground truthing" survey. 7. Providing or addressing Title Abstracts is not included in this scope of services. II. PLANS, SPECIFICATIONS & ESTIMATE A. ROADWAY DESIGN CONTROLS 1. General Plans (a) Update project title sheet, including the index of sheets. 1 of 3 (b) Update project layout. 2. Roadway Plans & Geometry (a) Update plan and profile sheet. (b) Update removals sheet. (c) Update design cross sections. B. DRAINAGE 1. Drainage Design (a) Update drainage area map. (b) Update storm sewer plan and profile sheet. 2. SW3P and Erosion Control (a) Update erosion control plan sheet. (b) The project site is not within the Edwards Aquifer Recharge Zone. Preparation of a Water Pollution Abatement Plan (WPAP) is not included in this scope of work. C. SIGNING, MARKINGS AND ILLUMINATION 1. Signing and Pavement Markings and Illumination (a) Update signing and pavement marking layout. (b) Update illumination layout. D. MISCELLANEOUS ROADWAY 1. Traffic Control Plan (a) Update Traffic Control Plan sheet. 2. Quantities and Summaries Quantities will be tabulated for each of the following and as necessary to bid this project: (a) Update project quantities and bid items. (b) Updated quantity summary sheet. 3. Standards, Specifications and Estimate (a) Download the appropriate City and TxDOT standards for the project from the City or State web site, as appropriate. Standards that require modification will be corrected and sealed by the Engineer. All other standards will have their title blocks filled out with the applicable project data and printed for inclusion in the final plan set. (b) Update tabulation of applicable specifications, special specifications and special provisions. (c) Update the relevant general notes compiled from the City and TxDOT. (d) Update opinion of probable construction cost. E. BID AND CONSTRUCTION PHASE SERVICES 1. Bid Phase Services (a) Prepare contract bid documents and assemble into a bid proposal package. (b) Assist the City at contract bid opening. (c) Tabulate the bids, research low bidder and make a recommendation of award to the City. (d) The scope of this work does not include advertisement of the bid, maintenance of a plan holder's list and coordination of the pre-bid conference (if desired). 2 of 3 2. Construction Phase Services (a) Attend one (1) pre -construction conference with the City and the Contractor. (b) Review submittals and shop drawings as required by the Construction Contract Documents, but only for conformance with the design concept indicated in the Construction Contract Documents. Such reviews will not extend to means, methods, techniques, sequences or procedures of construction or to safety precautions and programs incident thereto. (c) Attend two (2) meetings or site visits during project construction. (d) Review and respond to Contractor requests for information (RFI). (e) Make recommendations to the City regarding change orders as appropriate and when directed by the City. (f) Review the Application for Payment and supporting documentation submitted by the Contractor. Such recommendation for payment to the Contractor shall not be a representation that the Engineer: (i) has made exhaustive or continuous on-site observations to check the quality or quantity of the Contractor's work; (ii) has reviewed construction means, methods, techniques, sequences or procedures; (iii) has reviewed copies of invoices received from subcontractors, material suppliers or other data requested by the City to substantiate the Contractor's right to payment; (iv) has ascertained how or for what purpose the Contractor has used monies previously paid by the City; or (v) has determined that title to any of the Contractor's work has passed to the City free and clear of any liens, claims, security interests or encumbrances. (g) Conduct a final inspection together with the City and the Contractor to determine if the work has reached final completion so that the Engineer may recommend final payment to the Contractor. If appropriate, make recommendations to the City for final payment to the Contractor. 3 of 3 EXHIBIT C Work Schedule Duration Completion Date Notice to Proceed N/A Aug 1, 2016 Boundary Survey 21 Aug 22, 2016 90% Plans Update Submittal 14 Sep 5, 2016 City Review of 90% Plans 14 Sep 19, 2016 Fianl Plans and Bid Documents Submittal 10 Sep 29, 2016 City Review of Final Plans 14 Oct 13, 2016 EXHIBIT D Fee Schedule Old Settlers Boulevard WB Right Turn Lane at A.W. Grimes Boulevard City of Round Rock Task Description Total Cost SUMMARY OF COSTS I. SURVEYING SERVICES $ 2,876.00 II. PLANS, SPECIFICATIONS & ESTIMATE $ 13,265.52 TOTAL $ 16,141.52 00363689.XLS Page 1 of 3 HI BIT Old Settlers Boulevard WB Right Turn Lane at A.W. Grimes Boulevard City of Round Rock Fee Schedule/Budget for CP&Y, Inc. Task Description Enviro Sr. Enviro Enviro Sr. Arch. Manager Specialist Specialist Historian $63.00 $40.00 $29.00 $49.00 Biologist $30.00 GIS Specialist $27.00 Total Labor Total Direct Hours Labor Costs L SURVEYING SERVICES A Boundary Surveying Services' Al- A8 BoundarySurveying Services provided by Inland Geodetics $ 2,876.00 0 $ I. - SUBTOTALS HOURS SUBTOTALS DIRECT LABOR COSTS OVERHEAD (175.00%) TOTAL LABOR COSTS FIXED FEE 12% 0 $ $ $ $ 0 $ $ $ $ 0 $ $ $ $ 0 $ $ $ $ 0 $ $ $ $ 0 $ $ $ $ 0$ 2,876.00 SUBTOTAL $ $ $ $ 1 $ 1 $ 1 1$ 2,876.00 00363689ALS Page 2 of 3 HI BIT 00363689.XLS Page 3 of 3 Old Settlers Boulevard WB Right Turn Lane at A.W. Grimes Boulevard City of Round Rock Fee Schedule/Budget for CP&Y, Inc. Task Description No. of PS&E Sheets Project Manager $66.00 Senior Engineer $55.00 Design Engineer -in- Admin I Engineer Training Clerical $42.00 $32.00 $24.00 Total Labor Hours Total Direct Labor Costs If. PLANS SPECIFICATIONS & ESTIMATE A Roadway Design Controls Al General Plans a- Update Project Title Sheet and Index 1 0.5 1 1 2.5 $ 101.50 b Update Project Layout _ 1 1 1 1 _ 3 $ 140.00 A2 Roadway Plans & Geometry -_ _- a Update Plan and Profile 1 0.5 1 1.5 S 59.50 b Update Removal Plan 1 1 1 2 S 74.00 C Update Cross Sections 2 1 1 2$ 74.00 11 $ 449.00 B Drainage 61 Drainage Design a -b Update Drainage Area Map_ / Storm Sewer P&P 1' 1 1 -T 2 $ 74.00 B2 SW3P and Erosion Control Update Erosion Control Plan 1 _......... 1 1 2 S 74.00 4 $ 148.00 C Signing, Markings and Illumination C1 _ Signing and Pavement Markings and illumination -- a Update Signing & Pvmt Mrkqs / Illumination Layouts 1 2 2 4 $ 148.00 4 $ 148.00 D -Miscellaneous Roadway._________------ D1 Traffic Control Plan -` a Update Traffic Control Plan Layout 1 1 1 2 S 8700 D2 Quantities and Summaries a U daterp oject quantities I summary sheet N/A 1 _ _ 1 _-_ - _- 2 - 4 $ 161,00 D3 Standards, Specifications and Estimate J a Download, Prepare and Modify Standards 30 0.5 1 4 5.5 $ 197.50 b Update Specifications N/A 1 2 3$ 139.00 c Update General Notes 5 1 1 2 4$ 161.00 d Update Preliminary Cost Estimate NIA 1 0.5 _ 1 2 4.5 S 199.50 23 $ 945.00 E Bid and Construction Phase Services E1 Bid Phase Services a Prepare Bid Packa a NIA 2 5 6 __- 13 S 512.00 b Assist at bid opening N/A 2 2 $ 110.00 c Tabulate bids and make award recommendation' N/A 1 1 _ 3 4 9 S 375.00 E2 Construction Phase Services a Attend pre -construction conference N/A 2__ 2 $ 110_00_ b Review submittals and shopdrawings N/A 2 6 4 12 S 490.00 c Attend meetings / site visits 2 N/A 4 4 $ 220.00 d Review and respond to RFI N/A 2 2 4 S 194.00 e Make recrommendations_regarding change orders N/A 2 2 _. 4 $ 194.00 f Review applications for payment NIA 1 1 2 4$ 161.00 Conduct final inspection, payment recommendation WA 1' 2 1 4 $ 218.00 58 $ 2,584.00 F Expenses Unit Unit Cost Amount Cost F1 8 1/2" x 11" B/W Paper Copies sheet $0.10 200 S 2000. F2 11"x 17" BIW Paper Copies sheet $0.15 200 $ 30.00 F3 Express_ Mail (Standard) each $15.00 _ 2 $ _ 30.00 F4 Mileage mile $0.540 40_ 21.60 _ _ $ 101.60 Il. - SUBTOTALS HOURS SUBTOTALS (EXCLUDING EXPENSES) DIRECT LABOR COSTS OVERHEAD (175.00%) TOTAL LABOR COSTS FIXED FEE (12%) 45 4 $ 264.00 S 462.00 S 726.00 S 87.12 26 $ 1,430.00 S 2,502.50 S 3,932.50 S 471.90 34 S 1,428.00 S $ 2,499.00 S $ 3,927.00 $ $ 471.24 $ 36 0 1,152.00 $ 2,016.00 $ 3,168.00 $ 380.16 $ 100 S 4,274.00 SUBTOTAL (INCLUDING EXPENSES) S 813.12 $ 4,404.40 $ 4,398.24 $ 3,548.16 $ $ 13,265.52 00363689.XLS Page 3 of 3 EXHIBIT E Certificates of Insurance Attached Behind This Page A� " CERTIFICATE OF LIABILITY INSURANCE DATE(MMIDD/Y16 08/15/2016 THIS CERTIFICATE IS ISSUED AS A MATTER OF INFORMATION ONLY AND CONFERS NO RIGHTS UPON THE CERTIFICATE HOLDER. THIS CERTIFICATE DOES NOT AFFIRMATIVELY OR NEGATIVELY AMEND, EXTEND OR ALTER THE COVERAGE AFFORDED BY THE POLICIES BELOW. THIS CERTIFICATE OF INSURANCE DOES NOT CONSTITUTE A CONTRACT BETWEEN THE ISSUING INSURER(S), AUTHORIZED REPRESENTATIVE OR PRODUCER, AND THE CERTIFICATE HOLDER. IMPORTANT: If the certificate holder is an ADDITIONAL INSURED, the policy(ies) must be endorsed. If SUBROGATION IS WAIVED, subject to the terms and conditions of the policy, certain policies may require an endorsement. A statement on this certificate does not confer rights to the certificate holder in lieu of such endorsement(s). PRODUCER McLau McLaughlin Brunson Insurance Agency, LLP g g Y. 12801 North Central Expressway CONTACT NAME: Joe A Bryant PHONE FAX A/C No Ext: (214) 503-1212 AIC No: (214) 503-8899 E-MAIL ADDRESS: Suite 1710 Dallas TX 75243 INSURER(S) AFFORDING COVERAGE NAIC # INSURERA:XL Specialty Insurance Company 37885 INSURED CP&Y, Inc. INSURER B: Travelers Indemnity Co of Am 25666 INSURERC:Travelers Indemnity Company 25658 INSURER D: Charter Oak Fire Insurance Co. 25615 1820 Regal Row Ste 200 PACP1951L895 Dallas TX 75235 INSURER E: Hartford Underwriters Ins. Co. 30104 INSURER F : COVERAGES CERTIFICATE NUMBER: Cert ID 32013 REVISION NUMBER: THIS IS TO CERTIFY THAT THE POLICIES OF INSURANCE LISTED BELOW HAVE BEEN ISSUED TO THE INSURED NAMED ABOVE FOR THE POLICY PERIOD INDICATED. NOTWITHSTANDING ANY REQUIREMENT, TERM OR CONDITION OF ANY CONTRACT OR OTHER DOCUMENT WITH RESPECT TO WHICH THIS CERTIFICATE MAY BE ISSUED OR MAY PERTAIN, THE INSURANCE AFFORDED BY THE POLICIES DESCRIBED HEREIN IS SUBJECT TO ALL THE TERMS, EXCLUSIONS AND CONDITIONS OF SUCH POLICIES. LIMITS SHOWN MAY HAVE BEEN REDUCED BY PAID CLAIMS. INSR LTR TYPE OF INSURANCE ADDL INSR SUBR WVD POLICY NUMBER POLICY EFF MM/DO W POLICY EXP MMIDD/WW LIMITS GENERAL LIABILITY EACH OCCURRENCE $ 1,000,000 B X COMMERCIAL GENERAL LIABILITY Y Y PACP1951L895 01/01/2016 01/01/2017 DAMAGE PREMISES Ea occurrence) $ 1,000,000 CLAIMS -MADE I—XI OCCUR Valuable Papers MED EXP (Any one person) $ 10,000 PERSONAL &ADV INJURY $ 1,000,000 X Contractual Liab $2,245,000 GENERAL AGGREGATE $ 2,000,000 X Severability of Int. GEMLAGGREGATE LIMIT APPLIES PER: PRODUCTS - COMP/OPAGG $ 2,000,000 POLICYFX—] PRO LOC JECT $ AUTOMOBILE LIABILITY COMBINED SINGLE LIMIT Ea accident $ 1,000,000 BODILY INJURY (Per person) $ D X ANY AUTO Y Y BA3865M855 01/01/2016 01/01/2017 ALL OWNED SCHEDULED AUTOS AUTOS BODILY INJURY (Per accident) $ PROPERTY DAMAGE $ Per accident NON -OWNED HIRED AUTOS AUTOS C X UMBRELLA LIAB X OCCUR Y Y CUP2D349003 01/01/2016 01/01/2017 EACH OCCURRENCE $ 10,000,000 AGGREGATE $ 10, 000, 000 EXCESS LIAB CLAIMS -MADE DED RETENTION $ $ WORCOMPENSATION EMPLOYERS' LIABILITY Y/N PROPRIETOR/PARTNER/EXECUTIVE OFFICER/MEMBER EXCLUDED? N❑ (Mandatory in NH) N / A y 46WEAL0593 01/01/2016 01/01/2017 A O REAND TORY LIMITSANY E.L. EACH ACCIDENT $ 1,000,000 E.L. DISEASE- FA EMPLOYE $ 1,000,000 If yes, describe under DESCRIPTION OF OPERATIONS below E.L. DISEASE - POLICY LIMIT $ 1,000,000 A Professional Liability Y DPR9803144 04/01/2016 04/01/2017 Per Claim/ $ 5,000,000 Annual Aggregate $ DESCRIPTION OF OPERATIONS / LOCATIONS / VEHICLES (Attach ACORD 101, Additional Remarks Schedule, if more space is required) The claims made professional liability coverage is the total aggregate limit for all claims presented within the policy period and is subject to a deductible. Thirty day notice of cancellation in favor of the certificate holder on all policies.RE: Old Settlers Boulevard WB Right Turn Lane at A.W. Grimes Boulevard - CP&Y Project # RNDR1100002.05 CERTIFICATE HOLDER CANCELLATION SHOULD ANY OF THE ABOVE DESCRIBED POLICIES BE CANCELLED BEFORE THE EXPIRATION DATE THEREOF, NOTICE WILL BE DELIVERED IN City of Round Rock ACCORDANCE WITH THE POLICY PROVISIONS. City Manager 221 East Main Street AUTHORIZED REPRESENTATIVE Round Rock TX 78664 © 1988-2010 ACORD CORPORATION. All rights reserved. ACORD 25 (2010/05) The ACORD name and logo are registered marks of ACORD CERTIFICATE OF INTERESTED PARTIES FORM 1295 1of1 Complete Nos. 1 - 4 and 6 if there are interested parties. OFFICE USE ONLY Complete Nos. 1, 2, 3, 5, and 6 if there are no interested parties. CERTIFICATION OF FILING Certificate Number: 1 Name of business entity filing form, and the city, state and country of the business entity's place of business. 2016-118829 CP&Y, Inc, Austin, TX United States Date Filed: 10/03/2016 2 Name of governmental entity or state agency that is a party to the contract for which the form is being filed. City of Round Rock, Texas Date Acknowledged: 3 Provide the identification number used by the governmental entity or state agency to track or identify the contract, and provide a description of the services, goods, or other property to be provided under the contract. 0199.1628; 00363673 Professional Engineering Services Nature of interest 4 Name of Interested Party City, State, Country (place of business) (check applicable) Controlling Intermediary Vergara, Marisa San Antonio, TX United States X Boswell, Jeremy Oklahoma City, OK United States X Harztler, Michael Dallas, TX United States X Hays, David Dallas, TX United States X Roohms, J.J. Austin, TX United States X Patel, Pete Dallas, TX United States X Chiang, Walter Dallas, TX United States X 5 Check only if there is NO Interested Party. ❑ % 6 AFFIDAVIT I swear, or affirm, un r p natty of perjury, the the above disclosure is true and correct. S. JONES LINDSEY Notary Public, State of Texas 1 ??� My Commission Expires Oi`+ January 06, 2018 Sin ure f u ioriz d,agent of c tracting business entity AFFIX NOTARY STAMP / SEAL ABOVE ,r r Sworn to and subscribed before me, by the said JJ _';,��� this the Y 1day of 20 l Q , to certify which, witness my hand and seal of office. Slg ature o. officer administering oath Printed name of officer adr istering oath Title of officer adm stering oath Forms provided by Texas Ethics Commission www.ethics.state.tx.us Version V1.0.211 CERTIFICATE OF INTERESTED PARTIES FORM 1295 1 of 1 Complete Nos. 1- 4 and 6 if there are interested parties. OFFICE USE ONLY Complete Nos. 1, 2, 3, 5, and 6 if there are no interested parties. CERTIFICATION OF FILING Certificate Number: 1 Name of business entity filing form, and the city, state and country of the business entity's place of business. 2016-118829 CP&Y, Inc. Austin, TX United States Date Filed: 10/03/2016 2 Name of governmental entity or state agency that is a party to the contract for which the form is being filed. City of Round Rock, Texas Date Acknowledged: 10/04/2016 g Provide the identification number used by the governmental entity or state agency to track or identify the contract, and provide a description of the services, goods, or other property to be provided under the contract. 0199.1628; 00363673 Professional Engineering Services Nature of interest 4 Name of Interested Party City, State, Country (place of business) (check applicable) Controlling I Intermediary Vergara, Marisa San Antonio, TX United States X Boswell, Jeremy Oklahoma City, OK United States X Harztler, Michael Dallas, TX United States X Hays, David Dallas, TX United States X Roohms, J.J. Austin, TX United States X Patel, Pete Dallas, TX United States X Chiang, Walter Dallas, TX United States X 5 Check only if there is NO Interested Party. ❑ 6 AFFIDAVIT I swear, or affirm, under penalty of perjury, that the above disclosure is true and correct. Signature of authorized agent of contracting business entity AFFIX NOTARY STAMP / SEAL ABOVE Sworn to and subscribed before me, by the said this the day of 20 , to certify which, witness my hand and seal of office. Signature of officer administering oath Printed name of officer administering oath Title of officer administering oath Forms provided by Texas Ethics Commission www.ethics.state.tx.us Version V1.0.277